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Commonwealth Ex Rel. Firmstone v. Myers
246 A.2d 371
Pa.
1968
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*1 fixing the auditor’s compensation.’ Thomp- Moats v. son, Atl. 313, 323, 105, we observed: 'Chal- lenge is made of the amount of the auditor’s fee. It approved by the court below and there is nothing on the record us satisfying im- approval was provident. We will not, interfere with the therefore, ” lower court’s exercise of discrеtion in it.’ regard to challenges this account both by were widow and nephew. To the extent audi- tor’s services were performed in connection determination of what assets were includible as estate assets rather than as jointly assets owned widow and decedent and with the determination if what, cоntribution any, should be made by the toward widow tax payment income a contribution to- deficiencies, ward such payment services should be made To widow. this end, the matter is remanded to the court below.

Decree, affirmed. modified, Commonwealth ex Appellant, rel. Firmstone,

Myers. *2 (1 May Mus- J., 1968. Before Submitted Bell, and JJ. Rоberts, O’Brien manno, Eagen, Jones, persona. propria appellant, in Firmstone, Nathaniel appel- Attorney, for Hager, District 3rd, Henry G. lee.

Opinion by Mr. Justice October 1968: Roberts, In 1951 appellant Nathaniel Firmstone was charged on two bills with the crimes burglary larceny and (Bill No. 26, December and Sessions, aggra- 1951), vated assault and battery and an accom- robbery with plice No. (Bill 27, December He was Sessions, 1951). tried and convicted on Bill No. plead guilty on Bill charges No. consecutive sen- tences ten to on twenty years each bill. sen- These tences were later vacated appellant sentеnced life imprisonment under Act of June 24, P. L. 872, peti- P.S. §1108(b), §5108(b). 1964 a tion for habeas corpus was life granted revoking sentence; appellant then receiving resentenced, *3 consecutive sentences six to twelve on Bill years No. 27 (the on guilty plea) six to years twenty Bill 26No. (the trial). appellant commenced in

Next, present action corpus habeas in which he attacked both convictions. an Following evidentiary the Court Com- hearing, mon Pleas of Lycoming County the petition. dismissed appealed Firmstone the Superior contesting Court, conviction on only the Bill No. 26. That court af- per firmed, curiam, Judgе Hoffman filing a dissenting Spaulding. opinion joined Judge Commonwealth ex rel. Firmstone v. Myers, Pa. Superior Ct. 496, 240 A. 2d 393 We (1968). granted allocatur. prior

It is uncontested that to his trial on Bill No. given was a appellant preliminary at which hearing unrepresented by time he was counsel. he Moreover, anything told about never the right was to counsel. At appellant ‍​‌‌‌​‌​‌​​‌‌‌‌​‌​​‌​‌‌​​‌​​​​‌​‌​​‌‌‌​​‌‌‌​‌‌‌​‌‍entered plea hearing, of guilty. Al- later plea was though withdrawn, Common- appellant’s trial introduced at wealth uncounseled guilty direct violation of White v. plea Maryland, (1963).1 sole issue Thus, 83 S. Ct. 1050 effect. retroactive whether White is to be case is Superior held hearing court and the Both the applies only after commenced to trials that White Supreme We reverse Court decision. date grant appellant a new trial. retroactivity pronouncement responsible on

No examining first vel non of can made without be heavily, Hamilton v. the case on White relies so hold- In Alabama, Ct. 157 82 S. ing petitionеr coun- entitled to Hamilton was arraignment, Court noted sel at his per always arraignment, “criti- an was Alabama se, stage” requiring of counsel because, cal the assistance raised under certain defenses must Alabama law, arraignment unavailable to the or be forever at in Hamilton The cruciаl fact however defendant. arraign- petitioner counsel anat

not that was without an he without counsel at but rather that ment, arraignment critical the crimi- which was a proceeding. in Hamilton did Of the Court nal course, arraignment to face the issue whether not have preliminary hearing something could аmount less stage.”2 a “critical than guilty plea White, petitioner entered a at his being present. hearing, Following without counsel *4 counsel, plea, trial. withdrew his and went to obtained White guilty plea prior evi uncounseled was introduced into the Since prelimi trial, Supreme the Court held White’s this at dence stаge requir proceeding nary hearing in the a constituted critical petitioner granted Accordingly, ing was a of counsel. assistance guilty plea to the withdrawn was not be used trial at which new against him. “arraignment” “preliminary hearing” are terms The proceeding. example, For same in Penn refer to the used to often hearing proceeding preliminary is that in sylvania same which a hearing magis arraignment. a It is before a is called Alabama etc., alderman, at time it is determined trate, which whether there Supreme ques- facing Court came closer to this

tion in White itself. Unlike there was Alabama, Maryland рreliminary every rule that would make hearing stage. Supreme a critical the Court However, particular hearing did hold that the just present critical the an un- because, case, plea guilty counseled defendant entered a of at preliminary hearing yet later withdrawn, deciding still introduced into evidence In at trial. so the Court said: “We therefore hold Hamilton v. governs Alabama . . . .” 373 U.S. at 83 Ct. at S.

1051.

Placing these two decisions side the answer side, retroactivity clearly to the of White reveals itself. Stovall v. Denno, 388 U.S. 293, 87 S. Ct. Supreme specifically listed ap-

Hamilton v. Alabama as one of those cases to be plied retroactively. Although the Commonwealth present retroactivity case as it concedes, must, argues this Hamilton, ‍​‌‌‌​‌​‌​​‌‌‌‌​‌​​‌​‌‌​​‌​​​​‌​‌​​‌‌‌​​‌‌‌​‌‌‌​‌‍does not the. affect it. retroactivity only because White, Hamilton involved peculiar arraignment procedure. Alabama We do argument persuasive. find we Hamilton,

As read the crucial .fact that the particular аrraignment Court found the stage proceedings. be a critical in the ar- That all prima pending facie case sufficient hold exists defendant in- jury. grand present dictment As White and the demon- case pleas strate, guilty hearing. are sometimes entered at Of require Pennsylvania plea course, does not to be entered at hearing. Accordingly, preliminary plea entered, unless such a something hearing prejudices at done which later else de- fendant, will not be considered a critical requiring See, e.g., the assistance counsel. Commonwealth Myers, (1964) ; 414 Pa. Parker v. 200 A. 2d ex rel. Commonwealth Rundle, Maisenhеlder v. x rel. e A. 2d *5 per stages has raignments se in Alabama are critical except bearing the reached, on result whatsoever in Hamilton’s decision as it made the Court’s insofar holding that of Hamilton is easier. The real bit case arraignment any amounts requires presence stage of counsel. tо a critical particular hearing merely in that holds that the White in Hamil- test set forth the critical meets case holding specifically says that its ton. White fact, inexorably by “governed” It Hamilton. follows White since Hamilton is retroactive, that therefore must be.3 comports by this held view,

This result that rule of White tribunals, Court as well as other portion forged from the same Hamilton is and Constitution of the United of the Amendment Sixth Wainwright, that mandated Gideon States Douglas (1963) California, and Ct. 792 83 S. every right Ct. 814 The 83 S. making the the aid counsel individual have journey path complex of crimi- down the difficult and always procedure held is one that been has nal court retroactivity of both and retroactive. Gideon upon proposition Douglas so fundamental rest point that its absence at to counsel operate up- machinery begun judicial has after the extremely effects can have deleterious accused on the procеss determining upon itself. truth Whenever presided courtroom, he it over enters a the accused long transpires judge magistrate or so what retroactive, appellant itself were if White Even present Since the under Hamilton. case to relief entitled identical, factually since Court of the are governed by it was Hamil declared in While States present governed Hamilton, is also ease ton, likewise admittedly decision. retroactive *6 courtroom becomes a critical stage the proceeding counsel must be at the defendant’s side unless know- ingly and intelligently waived.

This Court has frequently together classified right to counsel at a preliminary (where that hearing hearing amounts to a critical and the stage) counsel at trial on appeal. For in Com example, monwealth ex rel. v. Wright 422 Cavell, Pa. 253, 257, 220 A. 2d 613 611, Mr. Chief (1966), Justice Bell, discussing rule of stated: rule Gideon, ap- “This plies whenever critical stage rights where reached, preserved may or lost.” support for As this state- ment the opinion cites White v. Maryland. Similarly, in Commonwealth ex rel. Fairman v. Pa. 423 Cavell, 222 A. 2d 722 138, we said: “The Sixth Amend- ment to the Constitution of the United States, is applicable to criminal proceedings in state courts, requires that the accused be given the assistance counsel at critical every prosecu- criminal tion.” Id. at 222 A. 2d at 140, 723-24. au- Again, for proposition thority was the cita- side-by-side tion of Gideon and White. See also Commonwealth ex rel. O’Lock v. 415 Rundle, Pa. 204 A. 2d 515, 520, 441 (1964); States ex rel. 439, Jones v. Fay, 247 F. 29 Supp. 26, (S.D. N.Y. cert. denied, 1965), 721 87 S. Ct. (1967). ‍​‌‌‌​‌​‌​​‌‌‌‌​‌​​‌​‌‌​​‌​​​​‌​‌​​‌‌‌​​‌‌‌​‌‌‌​‌‍Thus have of White and cases Gideon travelled thе same road judicial the field through interpretation in Penn- in our It sylvania. would, view, contravene both logic process itself judicial and the them suddenly paths on the issue of separate take retroactivity. while not specifically

Finally, holding until today Maryland we im- have retroactive, conclusion in reached pliedly numerous cases of a White claim the merits were where discussed even preliminary took place though well before ex rel. e.g., Commonwealth decision. See, the White (1965) ; Maroney, A. 2d 288 416 Pa. Linde v. Myers, 414 Pa. Parker Commonwealth ex rel. Chap- (1964); ex rel. Commonwealth A. 2d 770 (1964) Maroney, ; A. 2d 414 Pa. man v. Wаgner Myers, Commonwealth ex rel. (1964) Maisen- ex rel. Commonwealth ;

198 A. 2d 540 A. 2d 565 helder v. 414 Pa. 11, Rundle, of this it the view of these had been cases, all we not retroactive, of White was the mandate certainly to exam- invitation have declined the they hearings if to determine ine these *7 stages. were critical

Lastly, even contends that the Commonwealth appellant’s though case, not followed White was only to Not are we unable harmless. this error was say, error of constitutional must whenever an as we alleged proportions of that error to be harmless, plea admitting appellant’s guilty “be- was harmless Chapman yond v. doubt,” California, a reasonable (1967); Commonwealth Pear- 87 Ct. U.S. S. 18, (1967), A. further- 2d 552 but 427 Pa. son, 45, Mary- violation White v. believe we more, regard requires to an automatic reversal without land could have been harmless. the error whether Chapman error In landmark harmless decision, its (1967), 87 S. Ct. 18, California, point- specifically of the United States Court constitutional сertain errors could never ed out require automatic reversal. Id. harmless Among Ct. at n.8. errors 87 S. n.8, at mantle automatic reversal was cloaked in violation of Gideon. of counsel Since denial corollary under is but right counsel to a White seem that violation also re- it would Gideon, and we reversаl, so hold. quires automatic we noted Pad- Furthermore, Commonwealth v. gett, (1968), 237 A. 2d 209 that the list Chapman of automatic reversal cases cited at point indicated that it exhaustive. 428 was Pa. at 233, 237 A. 2d at n.8, For n.8. this it became reason, necessary Padgett for this to undertake our own review determine whether violatiоn of Esco- bedo Illinois, 84 Ct. 1758 S. making

could be harmless. one of review, guidelines pass upon used to the harmless error-auto question matic reversal whether retroactive effect given right had been to the whose violation claimed to be harmless. The for reason this test was the well- rights founded notion that those whose violation tends greatest reliability to have the adverse effect on the process guilt determining traditionally have rights example been the retroactive effect, right to counsel or the con have coerced Similarly, fessions excluded from evidence. it was felt rights Court that these same are so basic Ap their could violation not be considered harmless. plying retroactivity possible this barometer of to the of a White harmlessness violation, since White is retro grounds do we hold its so also violation active, to be *8 for automatic reversal.* appellant

Accordingly, must be a new trial may guilt 26 in order he on Bill No. have his оr prior the innocence determined without use of a un- plea. guilty counseled Superior of the Court

The order is reversed, Lycoming Court of Common order of the ‍​‌‌‌​‌​‌​​‌‌‌‌​‌​​‌​‌‌​​‌​​​​‌​‌​​‌‌‌​​‌‌‌​‌‌‌​‌‍Pleas of County and the record is vacated, remanded to that y

* . Supreme subsequentl of Court States The has consistent with the determination in this issuе resolved ease. Massachusetts, 393 v. (1968) Arsenault 89 Ct. S. See Curiam). (Per proceedings consistent further

court opinion. part in considera- no Cohen took Justice

Mr. or of this case. tion decision by Opinion

Dissenting Bell: Mr. Chief Justice magistrate’s not and I hold that a Pennsylvania at stage” in a “critical has been never person amake crime cannоt arrested for a which represented by voluntary counsel. unless confession, ap- say Majority that this cannot not and does pellant dangerous convicted criminal who was —this battery rob- aggravated and and or assault guilty. bery case still another not This is —was Majori- many Court which of this recent decisions implied- expressly ty but are necessitated—not believe by by ly, recent decisions Procrustean stretch — Supreme In the the United States. of the guilty years, Courts have invalidated both last few voluntary guilty pleas, and confessions verdicts, guilty undoubtedly dangerous criminals on some interpre- recently unrealistic and farfеtched invented, Constitution which United States of the tations minority United States Court correct- of the “supported” ly “home” and were no found said Harrison v. United States, the Constitution: Escobedo v. 378 U.S. 4551; Illinois, Week U.S.L. 525. 499; Arizona, Miranda U.S. 478, 494, Wesberry 42. Sanders, also, See supra, Justice Illinois, U.S., In Escobedo joined Justice Justice Stew Clark (рage majority dissenting, said 499) art, voluntary “for . Opinion confessions . . rea excluded provisions home* in find can sons, page 494 and on Constitution”; Justice thereof, * Italics, ours. *9 said that

Stewart “supported by Majority no stronger than its authority . . .” own rhetoric.

In Miranda Justice Arizona, U.S., supra, in joined Justice Stewart and Justice Harlan, sаid dissenting, (pp. 525-526) : “Nothing White, the letter or spirit of the in the Constitution precedents squares with the heavy-handed and one- sided action that is so precipitously taken the Court in the name of its fulfilling responsi- constitutional bilities”; and Justice Clark “The said (page 500): ipse dixit of the majority support has no our cases.”

In Harrison 36 U.S.L. Week States, Justice said: “But White, dissenting, here, in Miranda v. 384 U.S. 436 Arizona, decision has emanated from the Court’s fuzzy about ideology confessions, ideology which is difficult to relate ‍​‌‌‌​‌​‌​​‌‌‌‌​‌​​‌​‌‌​​‌​​​​‌​‌​​‌‌‌​​‌‌‌​‌‌‌​‌‍provision the Constitution and which excludes from the trial evidence [,] highest relevance and probity.” Wesberry

See also, Sanders, 376 suprа, U.S., joined where Justice by Justice Stewart, Harlan, said : dissenting, (page 42) “The Constitutional Court creates is manufactured out of whole cloth.”

Our citizens law-abiding as never need, equal before, and adequate protection Justice with, all mur- from, violent rapists, robbers, derers, rioters, and all viola- I am law; of the sorry tors say that are they it. getting I would affirm reasons, For these the decision of of Common Pleas and of the Superior Court. joins Justice this dissenting Mr. Musmanno Opinion.

Case Details

Case Name: Commonwealth Ex Rel. Firmstone v. Myers
Court Name: Supreme Court of Pennsylvania
Date Published: Oct 3, 1968
Citation: 246 A.2d 371
Docket Number: Appeal, 28
Court Abbreviation: Pa.
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