Lead Opinion
OPINION
Section 906 of the Crimes Code provides that “[a] person may not be convicted of more than one of the inchoate crimes of criminal attempt, criminal solicitation or criminal conspiracy for conduct designed to commit or to culminate in the commission of the same crime.” 18 Pa.C.S. § 906. The question in this case, raised under a derivative theory of ineffective assistance of counsel, is whether that provision proscribes only convictions for two or more distinct inchoate crimes, or whether it also prohibits convictions for two or more counts of the same inchoate crime. We hold that Section 906 bars convictions only for multiple distinct inchoate crimes. Because the Superior Court concluded otherwise in remanding for an ineffectiveness hearing, we reverse.
On November 8, 2008, Scott Kingston was driving home from a party with his then-girlfriend, Jennifer Mroz, who was sitting in the passenger seat. Kingston drove his vehicle off the road and into a ditch. When police officers arrived, Mroz told them that Kingston, who was visibly intoxicated, had been driving the vehicle. The police arrested Kingston and charged him with driving under the influence of alcohol or a controlled substance (“DUI”), 76 Pa.C.S. § 3802, and several other Motor Vehicle Code violations. A blood test revealed that Kingston’s blood alcohol concentration was 0.26% shortly after the accident. Kingston had three prior DUI convictions. If
Prior to his trial, Kingston sent Mroz three letters from the Wyoming County Jail, where he was being held on charges unrelated to this appeal. In his first letter, Kingston asked Mroz to speak to Kingston’s parents, and to find out whether they were willing to testify that Kingston’s father was driving the vehicle on the night of the accident. A few weeks later, Kingston sent Mroz a second letter, asking her to tell “them” that she was driving on the night of the accident. Kingston assured Mroz that if she took the blame for the collision “they” could only “give [her] a fine.” Notes of Testimony (“N.t.”), 3/24/2010, exh. 2. Twelve days after that, Kingston sent Mroz a third letter, advising her as follows:
I found out if you plead the 5th and say that you were toxicated you whont get nothing out of it and it should be dropped we got to do something time is running out and I got to get a lawyer be for Jan. 14-09 at 1:00 did you get that statment that I sent you honey find out and see if you should do that but dont say that I was driving the car if thay asek hoo was just say you was baby because thay cant get you for a DUI because thay did not take nothing.
Id. at exh. 3 (verbatim).
In March 2009, Mroz testified for the Commonwealth at Kingston’s preliminary hearing. Contrary to Kingston’s wishes, Mroz testified that Kingston was driving at the time of the accident. The charges were held for court, and Kingston proceeded to trial. However, due to an administrative oversight, Mroz did not receive notice that the Commonwealth had subpoenaed her to testify at Kingston’s trial until after it had commenced. When she failed to appear on the morning of Kingston’s trial, the court issued a bench warrant for Mroz and proceeded without her. The jury ultimately acquitted Kingston after Kingston’s father falsely testified that he was driving the vehicle on the night in question.
The day after Kingston’s trial, Mroz met with a detective from the Bradford County District Attorney’s Office and
On May 2, 2012, Kingston timely filed a petition for relief pursuant to the Post Conviction Relief Act (“PCRA”), 42 Pa.C.S. §§ 9541-46. Therein, Kingston alleged that his trial counsel was ineffective for failing to object to the imposition of consecutive sentences for each of his solicitation convictions. Kingston argued that, pursuant to Section 906 of the Crimes Code, his six convictions should have merged into only two for sentencing purposes, one for soliciting perjury and one for soliciting to hinder apprehension or prosecution. The PCRA court dismissed Kingston’s petition without a hearing, concluding that Kingston’s ineffectiveness claim lacked arguable merit because Section 906 “does not prohibit multiple convictions for the same type of inchoate crime.” PCRA Court Order, 8/23/2012, at 2. Kingston appealed the PCRA court’s dismissal of his petition to the Superior Court.
A divided three-judge panel of the Superior Court held that Kingston’s ineffectiveness claim had arguable merit, and remanded the case to the PCRA court for a hearing on the remaining prongs of the Pierce test. See Commonwealth v. Pierce,
The court also concluded that Kingston’s six separate solicitations were designed to culminate in the commission of only two crimes. The court reasoned that, although Kingston’s letters to Mroz requested different methods of perjury or hindering prosecution, “they were all methods to the same end — namely, exculpation of Kingston o[n] the DUI charges.” Id. The court emphasized that Kingston’s three contrived narratives were mutually exclusive. If she wanted to exculpate Kingston, Mroz had to select one of these stories and stick with it. The court likened the situation to “a defendant soliciting another person to break into a house later that evening by going through the front door, the back door, or through a window.” Id.
The Honorable Mary Jane Bowes dissented. In her view, Section 906 “does not preclude a sentence on multiple solicitation counts where the defendant, on separate dates, solicited a person to commit the same crime.” Id. at *7 (Bowes, J., dissenting). Judge Bowes stressed that “Section 906 has consistently been applied to preclude multiple sentences for criminal attempt to commit crime X, criminal conspiracy to commit crime X, and criminal solicitation to commit crime X, not to prohibit sentencing on multiple acts of criminal solicitation.” Id. According to Judge Bowes, the Superior Court majority essentially had redrafted the statute to read, “a person may not be convicted of more than one criminal attempt, criminal solicitation or criminal conspiracy for conduct designed to commit or to culminate in the commission of the same crime.” Id.
We granted the Commonwealth’s petition for allowance of appeal to resolve the novel question of statutory interpretation underlying Kingston’s ineffective assistance of counsel claim.
In all matters involving statutory interpretation, we apply the Statutory Construction Act, 1 Pa.C.S. §§ 1501 et seq., which directs us to ascertain and effectuate the intent of
The Commonwealth argues that Section 906 merely prevents trial courts from imposing a sentence
Kingston’s arguments are similarly perfunctory. Echoing his Superior Court brief, Kingston argues that the trial court’s imposition of six consecutive sentences was contrary to the Superior Court’s holdings in Commonwealth v. Grekis,
Before proceeding to our analysis of Section 906, we first dispense with Kingston’s reliance upon Crocker and Grekis. Crocker provides no support for Kingston’s argument because the appellant in that case was convicted of two different inchoate crimes, not multiple counts of a single inchoate crime. Grekis also is distinguishable. There, the Superior Court rejected as meritless the appellant’s argument that his convictions for three separate counts of solicitation to commit involuntary deviate sexual intercourse (“IDSI”) violated Section 906. The court explained that the appellant’s claim was “without factual basis” because the trial court imposed a sentence for only one of his IDSI convictions and imposed no further penalty for the remaining counts. Grekis,
Our analysis begins with the plain language of Section 906, which provides that “[a] person may not be convicted of more than one of the inchoate crimes of criminal attempt, criminal solicitation or criminal conspiracy for conduct designed to commit or to culminate in the commission of the same crime.” 18 Pa.C.S. § 906. Pennsylvania courts have applied this provision in situations where a defendant commits two or three inchoate offenses while preparing to commit a single underlying crime. See, e.g., Commonwealth v. Bright,
This Court does not dissect statutory text and interpret it in a vacuum. See Mishoe v. Erie Ins. Co.,
Viewed as a whole, Title 18 evinces the General Assembly’s appreciation of the distinction between convictions for more than one of several specifically enumerated crimes and convictions for multiple violations of a single crime.
Kingston’s argument that Section 906 “bars the imposition of sentences for multiple counts of the same inchoate charge,” Brief for Kingston at 7 (capitalization modified), is untenable. It requires either that we ignore existing words in the statute or that we add additional words to it. We can do neither. Section 906 does not prevent convictions for more than one count of the inchoate crime of solicitation; it applies only to convictions for “more than one of the inchoate crimes of criminal attempt, criminal solicitation or criminal conspiracy.” 18 Pa.C.S. § 906. The General Assembly’s use of the plural “crimes” is illuminating. Even if Section 906 spoke in terms of convictions for “more than one of the inchoate crime” of attempt, solicitation, or conspiracy, we would face a baffling command at best. Unless we proceed to inject the word “counts” or “violations” into the statute, the question necessarily would arise: “More than one what?”
Mroz neither agreed nor attempted to commit perjury or to hinder the Commonwealth’s prosecution of Kingston. Thus,
Even if we were willing to look beyond Section 906’s unambiguous language, contra 1 Pa.C.S. § 1921(b), none of the traditional principles of statutory interpretation support Kingston’s reading. It is not difficult to imagine why the General Assembly would proscribe multiple convictions for distinct inchoate offenses in circumstances where a defendant’s conduct was designed to culminate in the commission of a single underlying crime. Successive steps in a criminal undertaking often will constitute a criminal solicitation, a criminal conspiracy, and a criminal attempt, because all three offenses necessarily overlap. All conspiracies follow a solicitation of some kind; there can be no acceptance without an offer. In addition, the difference between an “overt act” necessary to establish a criminal conspiracy and a “substantial step” evidencing a criminal attempt is one of degree only. See 18 Pa.C.S. §§ 903(e) (“No person may be convicted of conspiracy to commit a crime unless an overt act in pursuance of such conspiracy is alleged and proved to have been done by him or by a person with whom he conspired.”), 901(a) (“A person commits an attempt when, with intent to commit a specific crime, he does any act which constitutes a substantial step toward the commission of that crime.”).
It is less clear why the General Assembly would bar plural convictions for defendants who attempt repeatedly to commit
reflects the policy, frequently stated in these comments, of finding the evil of preparatory action in the danger that it may culminate in the substantive offense that is its object. Thus conceived, there is no warrant for cumulating convictions of attempt, solicitation and conspiracy to commit the same offense.
MPC § 5.05, cmt. 180 (Tent. Draft No. 10,1960).
The explanatory note to Section 5.05 of the MPC likewise provides as follows:
*453 Subsection (3) provides that a person may not be convicted of more than one inchoate offense for conduct designed to culminate in the commission of the same crime. See also Section 1.07(l)(b), which prohibits conviction of both the inchoate offense and the substantive offense that is its object.
MPC § 5.05, note.
The Superior Court acknowledged that Kingston committed six separate solicitations, but found that “they all envisioned culmination in but two criminal acts,” perjury and hindering prosecution. Kingston,
In contrast to the MPC’s risk-of-danger approach, this Court has explained that the purpose of Pennsylvania’s solicitation statute “is to hold accountable those who would command, encourage, or request the commission of crimes by others.” Commonwealth v. Hacker,
In any event, a policy-based analysis cannot overcome the unambiguous language of Section 906. See Penna. Fin. Responsibility Assigned Claims Plan,
The order of the Superior Court is reversed.
Justices BAER, TODD, DONOHUE, DOUGHERTY and MUNDY join the opinion.
Chief Justice SAYLOR files a dissenting opinion.
Notes
. In order to obtain relief based upon an ineffective assistance of counsel claim, a petitioner must establish that: (1) the underlying claim has arguable merit; (2) no reasonable basis existed for counsel’s actions or failure to act; and (3) petitioner suffered prejudice as a result of counsel's error such that there is a reasonable probability that the result of the proceeding would have been different absent such error. Pierce,
. The Commonwealth also argues now that Kingston’s solicitations were not designed to culminate in the commission of the same crime. Brief for the Commonwealth at 13. Because the Commonwealth did not appeal this issue, we will not consider it.
. Although Section 906 bars “multiple convictions,” the Superior Court has held, and we have assumed without explicitly deciding, that the statute proscribes multiple judgments of sentence. Commonwealth v. Jacobs,
. Kingston also argues that his convictions for soliciting perjury should have merged with his convictions for soliciting to hinder apprehension or prosecution. According to Kingston, “both individual crimes were designed to culminate in the commission of the same crime, which was to elicit false testimony under oath, at the time of [t]rial.” Brief for Kingston at 9. Kingston did not raise this issue with the PCRA court in his Pa.R.A.P.1925(b) statement, and the Superior Court did not address it. See Kingston's Rule 1925(b) Statement, 12/5/2012, at 1-2 (unnumbered); Kingston,
. See supra n. 2.
. In reKenin’s Trust Estate,
. Commonwealth v. Cook,
. Dan is guilty of solicitation because he requested that Abe engage in specific criminal conduct that constitutes robbery. 18 Pa.C.S. § 902(a). Dan also is guilty of attempt because Abe, who is Dan's accomplice, took a substantial step toward the commission of the robbery. 18 Pa.C.S. §§ 901, 306 (defining an accomplice to include a person who, with the intent of promoting or facilitating the commission of an offense, solicits another to commit it). Finally, Dan is guilty of conspiracy because he and Abe agreed that Abe would commit the robbery. 18 Pa.C.S. § 903(a). Dan’s intent to promote or to facilitate the robbery satisfies the mens rea requirement for all three crimes, see 18 Pa.C.S. §§ 901-903, and Abe’s substantial step toward the commission of the robbery also constitutes an overt act necessary to establish conspiracy. See 18 Pa.C.S. § 903(e).
. To illustrate the distinction, consider the following hypothetical. Imagine a provision that states, "no person may be employed by more than one of the co-equal branches of the legislative branch or the judicial branch in any five-year period.” This language clearly would prohibit a legislator from serving as judge during (or within five years after) his or her legislative tenure. However, it would not prevent a trial court judge from moving to an appellate court, or a member of the House of Representatives from moving to the Senate. The unambiguous statutory text forbids employment in multiple "branches,” a prohibition that no one reasonably could construe as barring multiple positions within a single branch.
. Even if the General Assembly intended to accomplish this result, it is unlikely that it would have used Section 906, or a provision like it, to do so. If the General Assembly wanted to restrict, or prohibit outright, multiple solicitation convictions, it likely would have done so within the section defining criminal solicitation. Indeed, the General Assembly did just that in the context of criminal conspiracy. See 18 Pa.C.S. §§ 903(a) (providing that a person is guilty of conspiracy if he agrees with another “person or persons” to commit, attempt to commit, or solicit a crime), 903(b) (defining a single conspiratorial relationship to encompass persons who have conspired to commit the same crime, even if they did not know the identity of some co-conspirators), 903(c) ("If a person conspires to commit a number of crimes, he is guilty of only one conspiracy so long as such multiple crimes are the object of the same agreement or continuous conspiratorial relationship,”). We have held that, “where a section of a statute contains a given provision, the omission of such a provision from a similar section is significant to show a different legislative intent,” Fletcher v. Penna. Prop. & Cas. Ins. Guar. Ass’n,
Dissenting Opinion
dissenting.
The majority holds that Section 906’s prohibition against convictions “of more than one of the inchoate crimes of criminal attempt, criminal solicitation or criminal conspiracy for conduct designed to commit or to culminate in the commission of the same crime” operates only horizontally, i.e., to foreclose convictions for combinations of different inchoate crimes, but not vertically to preclude convictions for multiple instances of any one of the named inchoate offenses. 18 Pa.C.S. § 906. From my point of view, the statute is materially ambiguous in such regard, and accordingly, the rule of lenity should be applied to enforce horizontal and vertical preclusion.
The majority also finds the Legislature’s use of the term “crimes” in Section 906, as opposed to “crime” to be clarifying. See Majority Opinion, at 450-51,
In terms of the policy, it seems to me that the Legislature may have contemplated both horizontal and vertical preclusion to mitigate some of the conceptual difficulties surrounding inchoate offenses by curtailing their proliferation in association with a single object crime.
I recognize that the majority’s construction of Section 906 is consistent with the approach of some other courts, see, e.g., State v. Badillo,
For the above reasons, I would affirm the order of the Superior Court.
. As an example of the difficulty arising out of the litigation of multiple inchoate crimes, in the present case the Commonwealth was required to forego one of the conspiracy convictions given that the relevant offense had mistakenly been characterized as solicitation on the jury verdict slips deriving from the nineteen charged, interwoven, and substantially overlapping inchoate crimes. See N.T., May 17, 2010, at 3.
. In this regard, Appellee was also convicted of conspiracy to solicit another person (Steven Boiler) to solicit Mroz to hinder the prosecution and commit perjury.
Parenthetically, while these sorts of double inchoate offenses may implicate conceptual legal questions in their own right, see, e.g., Ira P. Robbins, Double Inchoate Crimes, 26 Harv. J. on Legis. 1 (1989), Appellee has not challenged these conspiracy convictions on such terms.
. In this respect, I note that the Commonwealth already has had the benefit of the Legislature’s allowance for multiple, factually-overlapping crimes (solicitation of hindering prosecution and solicitation of perjury), arising out of the same conduct.
I would also not rule out that some of Appellee’s acts may have been directed toward separate crimes, i.e., variously, to incite his father, his mother, and Ms. Mroz to commit perjury. See generally Commonwealth v. Jacobs,
. I acknowledge that there is a trend toward diluting the rule of lenity. See, e.g., Muscarello v. United States,
