COMMONWEALTH of Pennsylvania, Appellant v. Scott Bradley KINGSTON, Appellee.
Supreme Court of Pennsylvania.
Decided Aug. 15, 2016.
143 A.3d 917
Submitted Aug. 31, 2015.
Justin Highlands, Esq., for appellee Scott Bradley Kingston.
SAYLOR, C.J., BAER, TODD, DONOHUE, DOUGHERTY, WECHT, MUNDY, JJ.
OPINION
Justice WECHT.
Section 906 of the Crimes Code provides that “[a] person may not be convicted of more than one of the inchoate crimes of criminal attempt, criminal solicitation or criminal conspiracy for conduct designed to commit or to culminate in the commission of the same crime.”
On November 8, 2008, Scott Kingston was driving home from a party with his then-girlfriend, Jennifer Mroz, who was sitting in the passenger seat. Kingston drove his vehicle off the road and into a ditch. When police officers arrived, Mroz told them that Kingston, who was visibly intoxicated, had been driving the vehicle. The police arrested Kingston and charged him with driving under the influence of alcohol or a controlled substance (“DUI“),
Prior to his trial, Kingston sent Mroz three letters from the Wyoming County Jail, where he was being held on charges unrelated to this appeal. In his first letter, Kingston asked Mroz to speak to Kingston‘s parents, and to find out whether they were willing to testify that Kingston‘s father was driving the vehicle on the night of the accident. A few weeks later, Kingston sent Mroz a second letter, asking her to tell “them” that she was driving on the night of the accident. Kingston assured Mroz that if she took the blame for the collision “they” could only “give [her] a fine.” Notes of Testimony (“N.T.“), 3/24/2010, exh. 2. Twelve days after that, Kingston sent Mroz a third letter, advising her as follows:
I found out if you plead the 5th and say that you were toxicated you whont get nothing out of it and it should be dropped we got to do something time is running out and I got to get a lawyer be for Jan. 14-09 at 1:00 did you get that statment that I sent you honey find out and see if you should do that but dont say that I was driving the car if thay asck hoo was just say you was baby because thay cant get you for a DUI because thay did not take nothing.
Id. at exh. 3 (verbatim).
In March 2009, Mroz testified for the Commonwealth at Kingston‘s preliminary hearing. Contrary to Kingston‘s wishes, Mroz testified that Kingston was driving at the time of the accident. The charges were held for court, and Kingston proceeded to trial. However, due to an administrative oversight, Mroz did not receive notice that the Commonwealth had subpoenaed her to testify at Kingston‘s trial until after it had commenced. When she failed to appear on the morning of Kingston‘s trial, the court issued a bench warrant for Mroz and proceeded without her. The jury ultimately acquitted Kingston after Kingston‘s father falsely testified that he was driving the vehicle on the night in question.
The day after Kingston‘s trial, Mroz met with a detective from the Bradford County District Attorney‘s Office and
On May 2, 2012, Kingston timely filed a petition for relief pursuant to the Post Conviction Relief Act (“PCRA“),
A divided three-judge panel of the Superior Court held that Kingston‘s ineffectiveness claim had arguable merit, and remanded the case to the PCRA court for a hearing on the remaining prongs of the Pierce test. See Commonwealth v. Pierce, 515 Pa. 153, 527 A.2d 973 (1987) (setting forth Pennsylvania‘s three-factor inquiry for ineffective assistance of counsel claims). The Superior Court acknowledged that no existing precedent supported Kingston‘s reading of the statute, but concluded nonetheless that Section 906 bars his multiple convictions for distinct solicitations designed to culminate in a single underlying crime. Although the majority avowedly relied upon the plain language of the statute, it focused mainly
The court also concluded that Kingston‘s six separate solicitations were designed to culminate in the commission of only two crimes. The court reasoned that, although Kingston‘s letters to Mroz requested different methods of perjury or hindering prosecution, “they were all methods to the same end—namely, exculpation of Kingston o[n] the DUI charges.” Id. The court emphasized that Kingston‘s three contrived narratives were mutually exclusive. If she wanted to exculpate Kingston, Mroz had to select one of these stories and stick with it. The court likened the situation to “a defendant soliciting another person to break into a house later that evening by going through the front door, the back door, or through a window.” Id.
The Honorable Mary Jane Bowes dissented. In her view, Section 906 “does not preclude a sentence on multiple solicitation counts where the defendant, on separate dates, solicited a person to commit the same crime.” Id. at *7 (Bowes, J., dissenting). Judge Bowes stressed that “Section 906 has consistently been applied to preclude multiple sentences for criminal attempt to commit crime X, criminal conspiracy to commit crime X, and criminal solicitation to commit crime X, not to prohibit sentencing on multiple acts of criminal solicitation.” Id. According to Judge Bowes, the Superior Court majority essentially had redrafted the statute to read, “a person may not be convicted of more than one criminal attempt, criminal solicitation or criminal conspiracy for conduct designed to commit or to culminate in the commission of the same crime.” Id.
We granted the Commonwealth‘s petition for allowance of appeal to resolve the novel question of statutory interpretation underlying Kingston‘s ineffective assistance of counsel claim.1 Our standard of review is de novo, and our scope of review is plenary. Snead v. Soc. for the Prevention of Cruelty to Animals of Penna., 604 Pa. 166, 985 A.2d 909, 912 (2009) (citing In re Milton Hershey Sch., 590 Pa. 35, 911 A.2d 1258, 1261 (2006)). Specifically, we consider whether Section 906 forbids multiple convictions for two or more violations of a single inchoate offense when all of the violations are designed to culminate in a single underlying crime.
In all matters involving statutory interpretation, we apply the Statutory Construction Act,
The Commonwealth argues that Section 906 merely prevents trial courts from imposing a sentence3 for more than one of the three preparatory offenses listed in the statute whenever a defendant‘s conduct is designed to culminate in the commission of a single crime. The provision does not, according to the Commonwealth, bar multiple sentences when a defendant is convicted of multiple counts of a single inchoate offense. In support of its position, the Commonwealth provides only a few conclusory assertions regarding the General Assembly‘s intent. Without any accompanying citations or supporting analysis, the Commonwealth contends that (1) the legislature intended for “separate inchoate crimes to be pun-
Kingston‘s arguments are similarly perfunctory. Echoing his Superior Court brief, Kingston argues that the trial court‘s imposition of six consecutive sentences was contrary to the Superior Court‘s holdings in Commonwealth v. Grekis, 411 Pa.Super. 513, 601 A.2d 1284 (1992), and Commonwealth v. Crocker, 256 Pa.Super. 63, 389 A.2d 601 (1978).4
Before proceeding to our analysis of Section 906, we first dispense with Kingston‘s reliance upon Crocker and Grekis. Crocker provides no support for Kingston‘s argument because the appellant in that case was convicted of two different inchoate crimes, not multiple counts of a single inchoate crime. Grekis also is distinguishable. There, the Superior Court rejected as meritless the appellant‘s argument that his convictions for three separate counts of solicitation to commit involuntary deviate sexual intercourse (“IDSI“) violated Section 906. The court explained that the appellant‘s claim was “without factual basis” because the trial court imposed a sentence for only one of his IDSI convictions and imposed no further penalty for the remaining counts. Grekis, 601 A.2d at 1294. Even so, the court observed that Section 906 was inapplicable because the appellant‘s three solicitations were designed to culminate in three distinct crimes. At all events, whether Kingston‘s solicitations were directed toward the
Our analysis begins with the plain language of Section 906, which provides that “[a] person may not be convicted of more than one of the inchoate crimes of criminal attempt, criminal solicitation or criminal conspiracy for conduct designed to commit or to culminate in the commission of the same crime.”
This Court does not dissect statutory text and interpret it in a vacuum. See Mishoe v. Erie Ins. Co., 573 Pa. 267, 824 A.2d 1153, 1155 (2003). We cannot disregard the fact that “inchoate crimes,” as used in section 906, precedes three expressly enumerated inchoate offenses. Section 906 forbids convictions for “more than one of the inchoate crimes” listed.
Viewed as a whole, Title 18 evinces the General Assembly‘s appreciation of the distinction between convictions for more than one of several specifically enumerated crimes and convictions for multiple violations of a single crime.9 The General Assembly included no language in Section 906 limiting convictions for two or more successive violations of a single inchoate crime. Instead, it barred multiple convictions for “more than one of the inchoate crimes of criminal attempt, criminal solicitation or criminal conspiracy.”
Kingston‘s argument that Section 906 “bars the imposition of sentences for multiple counts of the same inchoate charge,” Brief for Kingston at 7 (capitalization modified), is untenable. It requires either that we ignore existing words in the statute or that we add additional words to it. We can do neither. Section 906 does not prevent convictions for more than one count of the inchoate crime of solicitation; it applies only to convictions for “more than one of the inchoate crimes of criminal attempt, criminal solicitation or criminal conspiracy.”
Mroz neither agreed nor attempted to commit perjury or to hinder the Commonwealth‘s prosecution of Kingston. Thus,
Even if we were willing to look beyond Section 906‘s unambiguous language, contra
It is less clear why the General Assembly would bar plural convictions for defendants who attempt repeatedly to commit
reflects the policy, frequently stated in these comments, of finding the evil of preparatory action in the danger that it may culminate in the substantive offense that is its object. Thus conceived, there is no warrant for cumulating convictions of attempt, solicitation and conspiracy to commit the same offense.
MPC § 5.05, cmt. 180 (Tent. Draft No. 10, 1960).
The explanatory note to Section 5.05 of the MPC likewise provides as follows:
Subsection (3) provides that a person may not be convicted of more than one inchoate offense for conduct designed to culminate in the commission of the same crime. See also Section 1.07(1)(b), which prohibits conviction of both the inchoate offense and the substantive offense that is its object.
MPC § 5.05, note.
The Superior Court acknowledged that Kingston committed six separate solicitations, but found that “they all envisioned culmination in but two criminal acts,” perjury and hindering prosecution. Kingston, 2014 WL 10558605, at *5. This conclusion may seem logical in light of the MPC‘s avowal that inchoate crimes warrant punishment only because of the potential that they might lead to the commission of the predicate offense. See MPC § 5.05, cmt. 180 (Tent. Draft No. 10, 1960). But the Superior Court‘s reliance upon this language was misplaced. In enacting Chapter nine of our Crimes Code, the General Assembly manifestly rejected the philosophy expressed in the MPC commentary that inchoate criminal liability derives entirely from the risk that an inchoate act might lead to the commission of the underlying substantive offense.
In contrast to the MPC‘s risk-of-danger approach, this Court has explained that the purpose of Pennsylvania‘s solicitation statute “is to hold accountable those who would command, encourage, or request the commission of crimes by others.” Commonwealth v. Hacker, 609 Pa. 108, 15 A.3d 333, 336 (2011). Thus, Pennsylvania law recognizes that inchoate crimes may present significant social dangers unconnected to the risk that they might culminate in the commission of the underlying substantive offense. Consistent with this theory of inchoate criminal liability, the General Assembly has chosen to define the crime of attempt to include situations in which “it would have been impossible for the accused to commit the crime attempted.”
In any event, a policy-based analysis cannot overcome the unambiguous language of Section 906. See Penna. Fin. Responsibility Assigned Claims Plan, 664 A.2d at 87 (“Where the words of a statute are clear and free from ambiguity the legislative intent is to be gleaned from those very words.“). Section 906 does not forbid the imposition of consecutive sentences for multiple violations of a single inchoate offense. Accordingly, Kingston‘s PCRA claim lacks arguable merit.
The order of the Superior Court is reversed.
Justices BAER, TODD, DONOHUE, DOUGHERTY and MUNDY join the opinion.
Chief Justice SAYLOR files a dissenting opinion.
Chief Justice SAYLOR, dissenting.
The majority holds that Section 906‘s prohibition against convictions “of more than one of the inchoate crimes of criminal attempt, criminal solicitation or criminal conspiracy for conduct designed to commit or to culminate in the commission of the same crime” operates only horizontally, i.e., to foreclose convictions for combinations of different inchoate crimes, but not vertically to preclude convictions for multiple instances of any one of the named inchoate offenses.
The majority also finds the Legislature‘s use of the term “crimes” in Section 906, as opposed to “crime” to be clarifying. See Majority Opinion, at 450-51, 143 A.3d at 924-25. From my point of view, again, little grammatical difference arises out of the use of the plural form, and certainly not one so great as to remove the manifest ambiguity from the statute.
In terms of the policy, it seems to me that the Legislature may have contemplated both horizontal and vertical preclusion to mitigate some of the conceptual difficulties surrounding inchoate offenses by curtailing their proliferation in association with a single object crime.1 Notably, and in all events, the Sentencing Code has been structured to allow a range of serious penalties and to afford sentencing courts discretion to
I recognize that the majority‘s construction of Section 906 is consistent with the approach of some other courts, see, e.g., State v. Badillo, 260 Or.App. 218, 317 P.3d 315, 320 (2013), and, in fact, may reflect the more likely underlying objective of the drafters of the Model Penal Code who originally formulated the proscription. See AMERICAN LAW INSTITUTE, PROPOSED OFFICIAL DRAFT OF THE MODEL PENAL CODE § 5.05(3) (1962).
For the above reasons, I would affirm the order of the Superior Court.
