Lead Opinion
OPINION
This is а direct appeal by the Commonwealth in a case involving Appellee’s alleged possession and delivery of a chemical compound claimed to be either a controlled substance or a designer drug. A central issue is whether the portions of the Controlled Substance, Drug, Device and Cosmetic Act under which Appellee was charged—relating to “analogues” of scheduled controlled substances, as well as “substantially similar” designer drugs—are unconstitutionally vague.
I. Background
At all relevant times, Appellee owned and operated a smoke shop in York County. On April 17, May 30, and July 11, 2013, undercover police officers entered the shop and purchased small packets of substances having brand names such as
Before describing the procedural history, it is helpful to review the legislation, including a material revision made in early July 2013, between the second and third undercover purchases. See Act of July 2, 2013, P.L. 242, No. 40 (“Act 40”). In relevant part, the Act defines a controlled substance as a
Act 40 amended the description of Schedule I. In both the pre- and post-amendment timeframes, Schedule I included JWH-018 by name as a synthetic cannabinoid. See 35 P.S. § 780—104(1)(vii)(4) (2011); id. § 780-104(1)(vii)(2)(B) (2013). In the pre-amendment version, Schedule I encompassed all “analogues” of the named synthetic cannabinoids. See 35 P.S. § 780-104(1)(vii) (2011) (subsuming within Schedule I “[synthetic cannabinoids or any material, compound, mixture or preparation which contains ... the following substances, including their analogues ...: ... (4) JWH-018”). With the Act 40 revisions, Schedule I now encompasses compounds which
Synthetic cannabinoids, including any material, compound, mixture or preparation that is not listed as a controlled substance in Schedules I, II, III, IV and V, ... which contains any quantity of the following substances [or] their ... analogues, ... whenever the existence of these ... analogizes ... i[s] possible within the specific chemical designation ...
35 P.S. § 780-104(l)(vii) (2013) (emphasis added).
2. Naphthoylindoles or any compound containing a 3-(~l-naphthoyl) indole structure with substitution at the nitrogen atom of the indole ring whether or not further substituted in the indole ring to any extent and whether or not substituted in the naphthyl ring to any extent. This shall include the following: ... (B) JWH-018....
Id. § 780-104(l)(vii)(2)(B) (2013).
First, he argued that both controlled-substance charges relating to dates after July 2, 2013—ie., the third delivery count and the possession count—should be dismissed because PB-22 is not a controlled substance under the revised Schedule I. Appellee reasoned that JWH-018 is a naphthoylindole, whereas PB-22 is an ester.
Appellee also advanced that the sole designer-drug charge should be dismissed for two reasons. First, he argued that the Commonwealth failed to offer any evidence that PB-22 has a chemical structure which is substantially similar to that of JWH-018, and that the Commonwealth’s own evidence, including Dr. Coyer’s lab reports, indicated that the physiological
Finally, Appellee argued that, in the relevant scientific field, there is no consensus as to the definition of an “analogue” of a chemical compound, nor is there a generally-accepted methodology for determining whether one molecule is an analogue of another. As applied to this case, Appellee reasoned that, if scientists cannot agree on whether PB-22 is an analogue of JWH-018, the average citizen could not be on notice of such a relationship between the two chemicals and, therefore, that PB-22 is an illegal drug. That being the case, Appellee continued, it would offend due process, under the void-for-vagueness doctrine, for the Commonwealth to prosecute him under subsection 780-113(a)(30) for delivering PB-22 as an alleged controlled substance in the pre-July 2, 2013, timeframe. See id. at 3-4.
The common pleas court held a hearing on the habeas motion at which Dr. Coyer testified as an expert for the Commonwealth and two expert witnesses testified on behalf of Appellee. Dr. Coyer opined, to a reasonable degree of scientific certainty, that PB-22 is an analogue of JWH-018. See N.T., Nov. 7, 2014, at 35. He conceded, however, that there was no definition of “analogue” in the relevant scientific field, but that he considered the term to mean a compound which “has a similar structure but may possess different properties.” Id. at 36. In terms of methodology, Dr. Coyer indicated that he used a four-part process to arrive at this type of expert opinion: he visually compared two-dimensional diagrams of the molecules in question; he compared their potency or function; he reviewed his colleagues’ unpublished repоrts, anecdotal evidence, and peer-reviewed articles, if any; and he drew upon his experience conducting chemical analyses in his capacity as a forensic toxicologist. See id. at 40-42. However, Dr. Coyer was unable to identify any peer-reviewed articles suggesting that his methodology was a generally-accepted means for determining whether one compound is an analogue of another.
Appellee's first expert witness was John W. Huffman, PhD, an organic chemist and professor emeritus at Clemson University who had been active in the cannabinoid field for decades. Dr. Huffman, for whom JWH-018 is named, created the compound when conducting federally-funded research into how such chemicals interact with the body’s cannabinoid receptors. He agreed with Dr. Coyer that there was no scientific definition of “analogue” and that PB-22 and JWH-018 were in different structural classes. See id. at 61, 81-82. Therefore, Dr. Huffman opined that the two compounds were not analogues and did not have similar structures. See id. at 90-91. Referring to a peer-reviewed scientific paper, Dr. Huffman also noted, consistent with Dr. Coyer’s lab reports, that scientists had no knowledge of PB-22’s pharmacological or toxicological effects, or of whether the two chemicals have similar effects. That being the case, he continued, there was no agreement in the scientific community on whether PB-22 could properly be classified as a synthetic cannabinoid, see id. at 83-84, notwithstanding that one team of chemists had labeled it as such “a few years ago.” Id. at 84. Dr. Huffman stated that he had never heard of anyone else using Dr. Coyer’s four-part technique for discerning whether one molecule is an analogue of another. He testified that such methodology was not generally accepted in the scientific field, particularly as three-dimensiоnal modeling, not two-dimensional diagraming, was the accepted standard for comparative analysis of molecular structures. See id. at 76-77, 81-82.
Appellee also presented the expert testimony of Heather Harris, PhD, a forensic analytical chemist and chair of the Structure Subcommittee of the Advisory Committee for the Evaluation of Controlled Substance Analogues (“ACECSA”), a national scientific body. Dr. Harris explained that the mission of ACECSA—which also includes members of law enforcement agencies—is to develop methods for forensic chemists to use in discerning whether one chemical is an analogue of another. She testified that ACECSA had not yet developed
The common pleas court granted Appellee’s habeas motion and dismissed all charges against him.
The county court’s decision is now on direct appeal to this Court. See 42 Pa.C.S. § 722(7) (giving this Court exclusive appellate jurisdiction of common pleas court decisions ruling a statute unconstitutional).
Presently, the Commonwealth argues that the common pleas court erred in granting relief based on a judicial finding that the terms “analogue” and “substantially similar” were unconstitutionally vague as applied. The Commonwealth maintains that the expert witnesses all confirmed that the two compounds, JWH-018 and PB-22, had structurally similar molecular components, albeit they differed regarding whether the two chemicals were sufficiently similar to meet statutory requirements. In the Commonwealth’s view, whether they are sufficiently alike to be considered “substantially similar” or “analogues” is a question of fact for the jury to determine upon hearing expert testimony from both sides.
Finally, the Commonwealth points to three unpublished United States District Court decisions rejecting a void-for-vagueness claim in situations where the defendants were charged under the federal Analogue Act, and the chemicals at issue were PB-22 and JWH-018, or some variant of them. See United States v. Hoyt,
II. Analysis
A. The void-for-vagueness doctrine
The concept of unconstitutional vagueness arises from due process norms. See U.S. CONST. amends. V, XIV; Welch v. United States, — U.S. -, -,
Where, as here, a vagueness challenge does not involve First Amendment freedoms, it is “examined in the light of the facts of the case at hand,” United States v. Powell,
B. The controlled-substance analogue counts prior to Act 40
As most of the charges against Appellee involve the claim that PB-22 is a chemical analogue of JWH-018, and the
Such a lack of guidance would not be especially problematic if an accepted meaning of the word “analogue” existed within the relevant scientific community, or if there was general acceptance that PB-22 is, in fact, an analogue of JWH-018. However, the expert testimony for both parties at the habeas hearing confirmed that there is no widely accepted definition of the term “analogue” as applied to these types of organic
Particularly in light of the admitted lack of scientific studies as to PB-22’s effects within the body, we find this type of evidence to be insufficient to establish that there is any agreement in the scientific community that PB-22 is a known synthetic cannabinoid. Moreover—and more to the point—it appears there is no scientifically accepted method for ascertaining whether PB-22 is an analogue of JWH-018. In this respect, Appellee’s second expert, Dr. Harris, was in a unique position to know whether, from a legal perspective, scientists are aware of any methodology to determine whether a compound under investigation can be considered an analogue of a controlled substance. She belonged to ACECSA, a national scientific committee specially dedicated to discovering or fashioning such methods for law enforcement agencies to use. Dr. Harris testified that, as of the date of the hearing, ACECSA
Under these circumstances, we find resonance in the argument Appellee made in his habeas motion suggesting that scientists in the relevant field have not been able to agree on a method to determine analogue status and cannot agree on whether PB-22 is an analogue of JWH-018—and if that is true of scientists, it is difficult to see how the average citizen can be on notice of such status. The court in United States v. Forbes, 806 P.Supp. 232 (D. Colo. 1992), faced a similar situation with regard to alphaethyltryptamine (“AET”), which the government claimed was a controlled-substance analogue of the scheduled drugs dimethyltryptamine (“DMT”) and die-thyltryptamine (“DET”). After hearing pre-trial expert testimony from both sides not unlike that adduced in the present case, the court stated that “[t]he scientific community cannot even agree on a methodology to use” to determine analogue status under the federal statute. Id. at 237 (emphasis added). Thus, the court concluded, “a defendant cannot determine [such status] in advance of his contemplated conduct[.]” Id.
The samе observations apply to the question of whether PB-22 is an analogue of JWH-018 under the Act (at least prior to its Act 40 revisions). The average citizen would necessarily have to “guess at” PB-22’s status and “differ as to [the] application” of the analogue prohibition contained in Section 780-104(1)(vii). Connolly,
We also differ with the government’s suggestion that because the Act is part of a uniform law, Section 1927 of the Statutory Construction Act directs that it be construed uniformly with similar laws of other jurisdictions. Although the Act is based on the Uniform Controlled Substances Act of 1970, see 35 P.S. Ch. 6, Table, Section 1927 does not necessarily apply. For one thing, neither the Act’s title nor its provisions suggest an intention to conform Pennsylvania’s drug regulations to those of other jurisdictions. See Allegheny Cnty. v. Rendell,
Finally, and as noted, the Commonwealth highlights several federal decisions, including three United States District Court opinions, which hold that, under the federal Analogue Act, PB-22 is an analogue of JWH-018. However, those disputes do not purport to address the salient issue before this Court because, as with the 1990 version of the uniform act, they relate to the federal Analogue Act’s definition of a “controlled substance analogue” as a chemical having a substantially similar chemical structure to a scheduled drug. See 21 U.S.C. § 802(32)(A)(i). Their present relevance, if any, is thus limited to the designer-drug charge (discussed below) as the Act defines designer drug in similar terms, but it provides no definition of “analogue.”
Accordingly, we hold that in the pre-Act 40 timeframe the analogue provision was unconstitutionally vague as applied to PB-22 as an alleged analogue of JWH-018. That being the case, the common pleas court acted properly in dismissing the charges lodged against Appellee based on the April and May 2013 undercover purchases.
C. The controlled-substance analogue counts after Act 40
Appellee was also charged with delivery of a controlled substance (PB-22) based on the July 11, 2013, undercover purchase, and with a possession with intent to deliver a controlled substance based on the July 15, 2013, packet seizures. Both of those charges were lodged pursuant to the Act as amended by Act 40. As explained, Appellee never claimed in his habeas motion that the amended statute’s use of the term “analogue” was unconstitutionally vague as applied. Rather, he maintained that PB-22 was not a prohibited substance inasmuch as it was excluded from Schedule I due to the statute’s use of specific chemical designations. He asserted, in this respect, that PB-22 is not in any of the listed designa
As described above, the statutory description of Schedule I cannabinoids as stated in the revised Act only prohibited certain chemicals and their analogues within thirteen enumerated chemical designations—the relevant one being naphthoy-lindoles inasmuch as it includes JWH-018, see 35 P.S. § 780-104(1)(vii)(2)(B) (2013)—and a “catchall” category of CB1 agonists, which is not presently relevant. See supra note 8. The prosecution’s expert confirmed that PB-22 is in a different chemical classification than JWH-018, and that it falls within a class of compounds known as indole carboxylic acids rather than naphthoylindoles. See N.T., Nov. 7, 2014, at 47. This has now been confirmed by the General Assembly in its most recent revision to the Act, see Act of June 8, 2016, P.L. 258, No. 37 (“Act 37”), in which the legislative body named PB-22 as a scheduled controlled substance under that very chemical designation. See 35 P.S. § 780-104(1)(vii)(2.2) (2016) (listing PB-22 as one of a group of Schedule I controlled substances within the chemical designation “[i]ndole carboxylic acids”).
Accordingly, the Commonwealth failed to identify a valid statutory basis on which Appellee could be charged with delivery of a controlled substance, or possession with intent to deliver a controlled substance, based his conduct after July 2, 2013. We therefore affirm the common pleas court’s dismissal of the relevant counts against Appellee, although we disagree
D. The designer-drug count and the “substantially similar” descriptor
Finally, Appellee was charged with a single count of possession with intent to distribute, or possession, of a designer drug. To review, the Act prohibits the “knowing or intentional ... possession with intent to distribute, or possession^] of a designer drug,” 35 P.S. § 780-113(a)(36); see supra note 3, which is defined in relevant part as “a substance other than a controlled substance that is intended for human consumption and that ... has a chemical structure substantially similar to that of a controlled substance in Schedules I, II or III ... or that produces an effect substantially similar to that of a controlled substance in Schedules I, II or III.” Id. § 780-102.
Before the common pleas court, Appellee claimed an entitlement to habeas relief on this charge solely on the basis that
Although the bulk of the testimony at the habeas hearing focused on the term “analogue,” the county court’s finding that experts disagree on a method for determining substantial similarity as between chemical structures is supported by the record.
We have difficulty, however, with the common pleas court’s ultimate holding. While the term “analogue” may be somewhat nebulous (particularly in a scientific setting), the concept of similarity is well known to persons of ordinary intelligence, and we see no reason why such individuals would have difficulty applying it to evidence of the molecular structures of PB-22 and JWH-018. Accord United States v. McKinney,
We also observe that the vast weight of authority from other jurisdictions supports the conclusion that “substantially similar” is not a vague term per se when used in comparing two chemical compounds. The federal circuit courts which have examined this question have generally found that use of the “substantially similar” phraseology in the controlled substance arena does not suffer from unconstitutional vagueness.
Additionally, unlike the controlled-substance analogue offense, the designer drug provision has an express culpability prerequisite whereby a defendant can only be convicted if the government proves he acted knowingly or intentionally. See 35 P.S. § 780-113(a)(36). Scienter requirements of this nature help alleviate vagueness concerns, both with regard to the adequacy of notice of the proscribed conduct, see Village of Hoffman Estates v. Flipside, Hoffman Estates, Inc.,
There is no issue of statutory construction presently before this Court relating to the scope of the scienter requirement contained in Section 780-113(a)(36). Nevertheless, the Supreme Court’s analysis in McFadden bears upon the vagueness issue in the following way. Under the canon of constitutional avoidance, if a statute is susceptible of two reasonable constructions, one of which would raise constitutional difficulties and the other of which would not, we adopt the lattеr construction. See MCI WorldCom, Inc. v. PUC,
While we certainly understand the concern, we are not convinced that an ordinary citizen’s lack of expertise in organic chemistry constitutes a viable basis to conclude that the statute is unconstitutionally vague. If it were, much of the Act would be invalid because many drugs appearing in the schedules are listed by their chemical formulae or technical designations. See 36 P.S. § 780-104 (listing such scheduled drugs as “N-ethyl-3-piperidyl benzilate,” “Delta-6 cis or trans tetrahy-drocannabinol and their optical isomers,” and “2-(4-Chloro-2,5-dimethoxyphenyl)ethanamine (2C-C)”). A large part of the federal Controlled Substances Act would likewise fall. See 21 U.S.C. § 812 (enumerating many controlled substances by chemical formulae). See generally United States v. Niemoeller,
That doctrine has not developed so strictly as to impose a blanket prohibition along these lines, and we believe it would be misguided to invalidate substantial portions of our controlled-substance legislation on the basis that compounds subject to regulation or criminalization are described by reference to technical formulae unintelligible to the general public. Accord, e.g., State v. Heinrichs, 845 N,W.2d 450, 455 (Iowa Ct. App. 2013) (“[W]e decline to find the schedule of controlled substances is constitutionally defective because it uses scientific terms that are obscure to persons of ordinary intelligence
When dealing with legislation on complex or technical matters—whether it concerns intricate corporate tax issues, the details of electronic securities transactions, or international trade in “dual use” technologies—Congress can expect a person who wishes to engage in the activity to acquire the necessary specialized knowledge to conform the person’s conduct to law. Similarly, when dealing with the distribution of organic chemical compounds for human consumption and with intended or hoped-for central nervous system effects, Congress could reasonably expect and require persons engaged in that activity to possess or obtain the specialized knowledge needed to conform their conduct to law.
Niemoeller,
As discussed, moreover, an available interpretation of the designer drug statute incorporates a mens rea whereby defendants are only criminally liable if they act knowingly or intentionally with regard to all elements—including, for purposes of the present as-applied challenge, the alleged circumstance that PB-22’s chemical structure is substantially similar to that of JWH-018. This limitation helps ensure the statute does not become a trap for unwitting members of the public who have no expertise in organic chemistry. Instead, the statute is quite reasonably aimed at those who traffic in novel compounds which are essentially the same as scheduled controlled substances but contain minor differences designed to evade the statutory schedules. The General Assembly can
In a separate line of attack, Justice Wecht acknowledges the Supreme Court’s recent guidance in McFadden, as well as Colautti v. Franklin,
Because the void-for-vagueness doctrine is grounded on federal due process norms, we believe the Supreme Court’s pronouncements are particularly germane to the resolution of the matter before us, notwithstanding the thoughtful contributions of learned commentators. As far back as 1979, the Supreme Court stated it “ha[d] long recognized that the constitutionality of a vague statutory standard is closely related to whether that standard incorporates a requirement of mens rea.” Colautti,
Further, if the law being enforced only prohibits knowing or intentional conduct, any ignorance by a defendant which could defeat culpability would not be offered as an excuse. See generally 18 Pa.C.S. § 302(h). It would be advanced as a basis to conclude that the Commonwealth failed to prove an element of the offense. Thus, any perceived tension with the legal maxim involving ignorance of the law is illusory. See, e.g., United States v. Int’l Minerals & Chem. Corp.,
In summary, then, the common pleas court did not account for the difference between the concepts of analogue and substantial similarity, the latter of which is more readily apprehensible to the lay citizen in the context of comparing chemical structures; nor did it recognize that, unlike the controlled-substance provision, the designer drug provision includes a narrowing scienter specification. Moreover, like the federal appellate court in Klecker, we find in this case that there are “considerable similarities” as between the two molecules based on their two-dimensional diagrams. Klecker,
In light of the foregoing, we conclude that predicating criminal liability on a jury determination—perhaps assisted by expert evidence—as to whether JWH-018 and PB-22 have substantially similar chemical structures does not give rise to a circumstance in which the average citizen must necessarily guess at the types of behavior that are proscribed by Sеction
Accordingly, we reverse the holding of the court of common pleas as respects the designer-drug charge.
III. Conclusion
For reasons given above, we affirm in part, reverse in part, and remand for further proceedings consistent with this opinion.
Justices Baer, Dougherty and Mundy join the opinion.
Justice Wecht files a concurring and dissenting opinion in which Justices Todd and Donohue join.
Notes
, Synthetic cannabinoids are artificial compounds that mimic the effects of natural cannabinoids found in marijuana by interacting with the body's cannabinoid receptors, denominated as "CB1” and "CB2.” See generally United States v. Hossain,
, Act of Apr. 14, 1972, P.L. 233, No. 64 (as amended 35 P.S. §§ 80-101 to 780-144).
, Those provisions state:
(a) The following acts and the causing thereof within the Commonwealth are hereby prohibited:
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(30) .,. the ... delivery, or possession with intent to ... deliver, a controlled substance ....
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(36) The knowing or intentional ... possession with intent to distribute, or possession of a designer drug. ...
35 P.S. § 780-113(a)(30), (36).
. The Secretary of Health has authority to add compounds to the schedules via regulation. See 35 P.S. § 780-103. The schedules as thus augmented are set forth in the administrative code, See 25 Pa. Code § 25.72. The parties do not suggest that any administrative additions to Schedule I are relevant to this case.
. The Commonwealth clarified at the preliminary hearing that, because contrоlled substances and designer drugs are mutually exclusive categories, its decision to lodge a designer-drug count against Appellee constituted a “fallback position" in the event PB-22 was found not to be a controlled substance. N.T., Apr. 14, 2014, at 50.
. The analogue and/or designer drug provisions in the Act appear to be a legislative response to underground laboratories which "have become adept at tinicering with the molecular structure of scheduled controlled substances while retaining the effects that those substances produce." United States v. Carlson,
. The text states "if possible” rather than "is possible.” This is clearly a typographical error: “if possible” does not make grammatical sense, and all other subsections use the phrase "is possible,” see, e.g., id. § 780—104(1)(i), as do counterpart statutes in other jurisdictions. See, e.g„ 21 U.S.C. § 812; Ky. Rev. Stat. § 218A.050.
. There is a fourteenth, "catchall,” classification defined as "[a]ny other synthetic chemical compound that is a cannabinoid receptor type 1 [i.e., CBl] agonist as demonstrated by binding studies and functional assays ....” Id. § 780-104(l)(vii)(14). Appellee maintained before the county court that the word "analogues” in Section 780-104(l)(vii) did not apply to the catchall category in light of the qualifier, "within the specific chemical designation.” We will assume that is true for decisional purposes, as the Commonwealth does not presently argue that the catchall category is implicated. To the contrary, it concedes that no studies on the effects of PB-22 have been undertaken, see Brief for Appellant at 10, and hence, PB-22 has not been shown to be a CBl agonist—i.e., that it binds to the body's CBl receptor and triggers a response.
. Both chemical types have common components, but PB-22 has an "oxygen bridge” (an extra oxygen atom bridging two of the main components), and two extra nitrogen atoms, which gives it different properties. See N.T., Nov. 7, 2014, at 22-26 (reflecting Dr. Coyer’s description of the molecular structures of JWH-018 and PB-22), See generally United States v. Johnson,
, Appellee also sought a hearing pursuant to Frye v. United States,
This is not entirely a formal distinction. The proponent of novel scientific evidence has the burden of establishing all prerequisites to admission, including conformance with Frye, see Grady v. Frito-Lay, Inc.,576 Pa. 546 , 558,839 A.2d 1038 , 1045 (2003), whereas the party advancing a constitutional challenge to a statute bears the burden of demonstrating a constitutional violation. See Clifton v. Allegheny Cnyy.,600 Pa. 662 , 702,969 A.2d 1197 , 1221 (2009). Overall, however, the Commonwealth shoulders the burden to show evidentiary*477 sufficiency for purposes of a pre-trial habeas motion. See Commonwealth v. Prosdocimo,331 Pa.Super. 51 , 52,479 A.2d 1073 , 1074 (1984).
. Appellee had also been charged with criminal conspiracy and dealing in the proceeds of unlawful activities. See 18 Pa.C.S. §§ 903(a), 5111(a)(1). We need not discuss those counts separately as their viability depends on that of the drug charges at the center of this case.
. The court also briefly discussed Frye and indicated that Dr. Coyer’s evidence was not generally accepted in the scientific community, See Herman, No. CP-67-CR-2400-2014, slip op. at 10-11. This aspect of the opinion can be read to suggest that thе court, in retrospect, viewed the proceeding as a Frye hearing, at least in part. As explained, though, the court did not find preliminarily that the scientific evidence was novel, nor did it indicate the admissibility of Dr. Coyer’s testimony was in issue. See supra note 10.
Separately, the court did not address Appellee’s statutory argument that PB-22 was legal under Act 40. As the court had already found “analogue” to be unconstitutionally vague—a question it could not avoid relative to charges based on conduct occurring in the pre-Act 40 timeframe—it may have seen no need to address that claim,
. The Commonwealth initially appealed to the Superior Court. Upon recognizing the underlying constitutional basis for the common pleas court's decision, the intermediate court transferred the matter here. See Commonwealth v. Herman,
. The Commonwealth's designer-drug argument rests solely on the premise that a jury could find that the two compounds have a substan
. The federal Analogue Act is a 1986 addition to the Controlled Substances Act, 21 U.S.C. §§ 801-971 (the "Federal CSA”), which prescribes that controlled substance analogues "shall, to the extent intended for human consumption, be treated, for the purposes of any Federal law as a controlled substance in schedule I.” Id. § 813.
The Federal CSA defines a “controlled substance analogue” generally as a substance whose chemical structure is substantially similar to that of a schedule I or II controlled substance, and either: (a) "has a stimulant, depressant, or hallucinogenic effect on the central nervous system that is substantially similar to or greater than the stimulant, depressant, or hallucinogenic effect on the central nervous system of a controlled substance in schedule I or II,” or (b) “with respect to a particular person, which such person represents or intends to have a stimulant, depressant, or hallucinogeniс effect on the central nervous system that is substantially similar to or greater than the stimulant, depressant, or hallucinogenic effect on the central nervous system of a controlled substance in schedule I or II.” Id. § 802(32). See generally United States v. Turcotte,405 F.3d 515 , 522-23 (7th Cir. 2005) (construing the statute).
. If the common pleas court had found as a fact that PB-22 was not an analogue of JWH-018, we could potentially avoid this constitutional issue by deferring to that finding. However, the court made no such finding and, moreover, Dr. Coyer opined that PB-22 was an analogue of JWH-018. See N.T., Nov. 7, 2014, at 35. That testimony must be accepted as true for the narrow purpose of ascertaining whether the Commonwealth made out a prima facie case. See Commonwealth v. MacPherson,
. We pause to emphasize that the problem is made acute by the specific wording of the Act. Unlike legislatures elsewhere, the General Assembly has placed the substantial-similarity test—which would ordinarily comprise the most probable standard for determining analogue status—within the designer drug provision, and has clarified that designer drugs and controlled substances (including analogues) are mutu
. The common pleas court did not speak to this issue in its Rule 1925 opinion. Instead, it held that the term “analogue” was vague as applied without distinguishing between the pre- and post-amendment versions of the statute. Additionally, the Commonwealth does not address the claim in its brief, opting instead to limit its advocacy to the position that the terms "analogue” and "substantially similar” should not be deemed unconstitutionally vague.
. That issue will have to await another dispute where its resolution is material to the outcome of the case.
. As of June 2016, PB-22 is not a designer drug because Act 37 made it a scheduled controlled substance. See 35 P.S. § 780-104(1)(vii)(2.2) (2016). For present purposes, we apply the Act as it existed on July 15, 2013, when the PB-22 packets werе seized.
. Dr. Harris' testimony regarding efforts at the federal level to discover a methodology for ascertaining whether one chemical is an analogue of another can be construed as touching on the question of substantial similarity in light of the federal Analogue Act’s use of that term in its definition of a controlled substance analogue. However, it cannot be seen as addressing only chemical-structure similarity, since the federal definition also includes a requirement that the effects on the central nervous system be substantially similar.
. The statute does not articulate a particular manner of proof. As such, it does not require that substantial similarity be proved by two-dimensional diagrams, nor does it preclude proof by three-dimensional diagrams, models, holograms, or indeed any other evidence pertinent to the issue, In this regard, some commentators have expressed that two-dimensional stick-and-letter chemical structure diagrams are an inferi- or type of evidence, as they omit relevant information such as atomic mass and the three-dimensional structure. See Paul Anacker & Edward J. Imwinkelried, The Confusing World of the Controlled Substance Analogue (CSA) Criminal Defense, 42:6 Crim. L. Bull. Art. 4 (2006) (hereinafter, "Controlled Substance Analogues"); cf. Bays,
. See Turcotte,
. See People v. Silver,
. Although 21 U.S.C. § 841(a) facially applies to controlled substances, under the federal Analogue Act the term subsumes controlled substance analogues, see 21 U.S.C. § 813, the very category of chemicals at issue in McFadden.
. We note parenthetically that ignorance of the law can constitute a basis to escape liability if the applicable legislation specifies that, to be
. Appellee claims that the Commonwealth waived the issue of whether PB-22 has substantially similar effects to those of JWH-018 by not including a claim along these lines in its Rule 1925(b) statement of matters complained of on appeal. See Brief for Appellee at 8-9. As previously noted, that question is not presently in dispute.
To the extent Appellee’s brief may be understood as asserting waiver more generally in regard to the constitutionality of the designer drug charge, it should be noted that the order appealed from, issued on February 10, 2015, provided no explanation for its dismissal of all charges. In addition, by order dated March 13, 2015, the court directed the Commonwealth to file its Rule 1925(b) statement within 21 days, or no later than April 3, 2015. Notably, the court did not issue its opinion until May 28, 2015, long after the deadline for the Commonwealth’s filing had passed, and even longer after the court had stated that it would issue an opinion. See Commonwealth v. Herman, No. CP-67-CR-2400-2014, Order (C.P. York Feb. 3, 2015) (indicating that the court would issue an opinion within 30 days, or by March 5, 2015).
Under these unusual circumstances, and particularly where the habe-as petition in question implicates multiple issues, the normal waiver rules concerning the specificity of the contents of an appellant’s concise statement are relaxed. See Ryan v. Johnson,522 Pa. 555 , 560,564 A.2d 1237 , 1239 (1989); Hess v. Fox Rothschild, LLP,925 A.2d 798 , 804 (Pa. Super. 2007). See generally Commonwealth v. Hess,570 Pa. 610 , 619 n.9,810 A.2d 1249 , 1255 n.9 (2002) (citing Ryan for the position that the rule requiring an appellant to file a 1925(b) statement upon the court’s directive “may not be employed as a trap to defeat appellate review”). Here, the Commonwealth filed a timely statement and alleged, generally, that the county court had erred in granting Appellee’s habeas petition. This satisfied the dictates of Ryan.
Concurrence Opinion
CONCURRING AND DISSENTING OPINION
I concur with the learned Majority’s reasoning and disposition of the first two issues presented, namely its affirmance of the trial court’s dismissal of the counts for possession and distribution of controlled substance analogues, both prior to and after the Act 40 amendments to the Controlled Substance, Drug, Device and Cosmetic Act, 35 P.S. §§ 780-101-144 (the “Act”). With respect to the pre-Act 40 amendment counts, I particularly agree with the Majority’s rationale that the expert testimony did not demonstrate any agreement in the scientific community that there is a scientifically accepted methodology for determining whether PB-22 is an analogue of JWH-018, or indeed if the two compounds are in fact analogues. As the Majority properly concludes, if scientists are unable to agree on these fundamental points, then the term “analogue” in the Act is unconstitutionally vague because it is unreasonable to expect the average citizen to be on notice of such status. Majority Op. at 485-86,
Applying precisely the same reasoning, however, I must conclude that the definition of “designer drug” in the Act, specifically, a substance, inter alia, with “a chemical structure substantially similar to that of a controlled substance in Schedule I, II or III in the Act,” 35 P.S. § 780-102 (emphasis added), as applied to PB-22,
As shown, the experts could not agree on whether the chemical structure of PB-22 is “substantially similar” to that of JWH-018. More fundamentally, they could not even agree on a methodology accepted in the relevant scientific community for analyzing chemical compounds to determine whether they are substantially similar to each other. Accordingly, based on the same reasoning relied upon by the Majority with respect to whether these compounds are analogues—that if scientists cannot agree on what constitutes substantial similarity, then the average citizen cannot be on notice that PB-22 is an illegal drug—we must likewise find that the definition of “designer drug” is constitutionally vague.
The Majority contends that “analogue” and “designer drug” present different issues for a jury because while the term “analogue” is not expressly defined in the Act (and is thus “somewhat nebulous”), the concept of “substantial similarity”
With respect to whether chemical compounds are “analogues” or have “substantially similar” chemical structures, both require the jury to consider the same fundamental concept—that of the degree of the similarity of chemical structures in question. Because experts cannot even agree on a scientifically acceptable methodology for analyzing this concept, much less demonstrate any likelihood of agreement among themselves on the outcome of such an analysis, the average citizen cannot be expected to be on adequate notice of whether the possession or sale of the compounds at issue here violated the provisions of the Act.
Therefore, I dissent from the Majority’s disposition of the trial court’s determination with respect to the count for possession, or possession with intent to distribute, a designer drug. 35 P.S. § 780-113(a)(30), (36). I would affirm the trial court’s order in its entirety.
Justices Todd and Wecht join this concurring and dissenting opinion.
I agree with the points adeptly articulated in Justice Dono-hue’s concurring and dissenting opinion. Like Justice Dono-hue, I concur in the learned Majority’s disposition of the issues regarding the classification of PB-22 as an “analogue” of JWH-018, both before and after the Act 40 amendments to the Controlled Substance, Drug, Device and Cosmetic Act, 35 P.S. §§ 780-101, et seq. I depart from the Majority at the same juncture as Justice Donohue, in that I conclude that the definition of a “designer drug”
As Justice Donohue highlights, the expert testimony presented in this case revealed a significant problem: the scientific community recognizes no accepted standard or methodology for determining whether two substances are “analogues” or whether their chemical structures are “substantially similar” to each other. The inability to discern an intelligible or predictable standard for applying these concepts strikes the same constitutional blow to the definition of a designer drug that the Majority deems fatal to the analogue provision. I join Justice Donohue’s opinion, and add the following.
“[T]he void-for-vagueness doctrine requires that a penal statute define the criminal offense with sufficient definiteness that ordinary people can understand what conduct is prohibited and in a manner that does not encourage arbitrary and discriminatory enforcement.” Commonwealth v. Mikulan,
The Majority concludes that, unlike the statutorily undefined and “somewhat nebulous” concept of a controlled substance analogue, Maj. Op. at 492,
In support of the contention that an ordinary citizen fairly may be asked to compare the chemical structures of different molecules, on pain of committing a criminal offense, the Majority relies upon United States v. McKinney,
*508 JWH-018 (Scheduledt PB-22 (JWH-018 Analogue)
Brief for Commonwealth at 14 (reproduced from Report of Dr. Coyer at 6).
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Brief for Commonwealth at 15 (reproduced from Report of Dr. Huffman at 2).
Several difficulties with this approach plainly are apparent. First, to conclude that such diagrams fairly apprise an ordinary citizen of the prohibited status of a chemical, one must assume that an ordinary citizen is able to locate, interpret, and understand these diagrams. Surely, the typical packet of “Winter Haze” or “V-8 Air Freshener” is not labeled with an illustration of the chemical structure of PB-22 alongside potentially “similar” controlled substances. Nor are such prod
From these two-dimensional diagrams of their chemical structures, today’s Majority finds “considerable similarities” between PB-22 and JWH-018. Maj. Op. at 492-93,
Not only does the definition of a designer drug fail to provide the general populace with fair warning that PB-22 is a prohibited substance, but its imprecision also runs afoul of another requirement of due process under the void-for-vagueness doctrine. The definition allows for “arbitrary and discriminatory enforcement.” Kolender,
Like the ordinary citizen, police officers, prosecutors, and judges are not chemists. A prosecuting authority may deem a substance to be “close enough” to a controlled substance in one circumstance, but, because there is no standard for assessing whether that determination is accurate, the identical comparison in another circumstance may result in a conclusion that the substances do not share a “substantially similar” chemical structure. Both conclusions are as reasonable as they are inconsistent. When determining whether a given substance is an actually-scheduled controlled substance, law enforcement or prosecuting authorities may submit that substance to a laboratory, which can return a “yes” or “no” answer as to whether that substance is prohibited.
The Majority relies upon the abundance of decisions from other jurisdictions that have held that the term “substantially similar” is not unconstitutionally vague as applied to various substances. See Maj. Op. at 493-94,
Despite Granberry’s contention to the contrary, the term “controlled substanсe analogue” in § 813 is clearly and specifically defined, in terms readily comprehensible to the ordinary reader. It provides adequate notice of what conduct is prohibited. The statute makes plain that drugs which have been chemically designed to be similar to controlled*513 substances, but which are not themselves listed on the controlled substance schedules, will nonetheless be considered as schedule I substances if 1) they are substantially similar chemically to drugs that are on those schedules, 2) if they produce similar effects on the central nervous system as drugs that are on those schedules, or 3) are intended or represented to produce effects similar to those produced by drugs that are on those schedules. There is nothing vague about the statute.
Granberry,
In other cases that the Majority cites, the courts relied heavily upon the federal circuit courts’ consistent rejection of similar challenges. See, e.g., Turcotte,
The Majority notes that “Appellee has not drawn our attention to any court in any jurisdiction which has held that the substantially-similar descriptor is unconstitutionally vague[.]” Maj. Op. at 494,
The Majority’s final reason for rejecting the vagueness challenge to the designer drug definition is that “the designer drug provision has an express culpability prerequisite whereby a defendant can only be convicted if the government proves he acted knowingly or intentionally.” Maj. Op. at 494,
*515 [T]he requirement of a specific intent to do a prohibited act may avoid those consequences to the accused which may otherwise render a vague or indefinite statute invalid. ... The requirement that the act must be willful or purposeful may not render certain, for all purposes, a statutory definition of the crime which is in some respects uncertain. But it does relieve the statute of the objection that it punishes without warning an offense of which the accused was unaware.
Id. at 395 n.13,
Although the relevance of a scienter requirement to the vagueness inquiry is well-settled under the precedents of the Supreme Court of the United States, the Court has been careful not to suggest that the presence of a mens rea element is dispositive. Rather, the Supreme Court has stated that a scienter requirement may “mitigate,” City of Chicago v. Morales,
One “knowingly” commits an offense when he knows that his acts will bring about certain results (those defined in the statute in question), and whether he knows that deliberately causing suсh results is proscribed by statute is immaterial. Because it is knowledge of the consequences of one’s actions and not knowledge of the existence or meaning of the criminal law which is relevant, it seems clear that uncertain language in a statute is not clarified by the addition of a scienter element.
1 Wayne R. Lafave, Substantive Criminal Law § 2.3 (2d ed. 2003) (footnotes omitted). Another commentator has opined:
“Scienter” has frequently been found a component of the offense created by the statute charged with indefiniteness, and on each occasion the statute has been sustained, in part on the notion that the requirement of guilty knowledge clarified it. Yet it is evident that, unless the Court has been fooling itself in these cases, the “scienter” meant must be some other kind of scienter than that traditionally known to the common law—the knowing performance of an act with intent to bring about that thing, whatever it is, which the statute proscribes, knowledge of the fact that it is so proscribed being immaterial. Such scienter would clarify nothing; a clarificatory “scienter” must envisage not only a knowing what is done but a knowing that what is done is unlawful or, at least, so “wrong” that it is probably unlawful. One difficulty here is that it is uncertain whether the courts which subsequently enforce the statutes which the Court sustains will employ the same brand of “scienter” as the Court; if not, and if “scienter” was essential to the Court’s*517 holding, then of course the statute which is constitutional is not being administered and the statute which is being administered is not constitutional. In any event, “scienter” has become a recognized element of the lore of vagueness, and represents at its best, a tool to be designedly used in the service of other ends; at its worst, a port of entry for the ethical predilections of the then sitting Court.
Anthony G. Amsterdam, Note, The Void-for-Vagueness Doctrine in the Supreme Court, 109 U. Pa. L. Rev. 67, 87 n.98 (1960) (citations omitted) (cited in Vill. of Hoffman Estates v. Flipside, Hoffman Estates, Inc.,
The Supreme Court, at least on one occasion, has invoked the proposition that a scienter requiremеnt reduces the threat of vagueness particularly as compared to the dangers posed by strict liability offenses, which require no proof of mens rea to establish guilt. See Colautti,
Turning to the instant case, the Majority notes that the designer drug provision prohibits the “knowing or intentional manufacture, distribution, possession with intent to distribute, or possession of a designer drug.” 35 P.S. § 780-113(a)(36) (emphasis added). The Majority explains that “[s]cienter requirements of this nature help alleviate vagueness concerns, both with regard to the adequacy of notice of the proscribed conduct and as a means of limiting prosecutorial discretion.” Maj. Op. at 494,
Admittedly, 35 P.S. § 780-113(a)(30) does not use the same scienter language as its designer drug counterpart,
Ultimately, even if the scienter requirement in the charging statute helps to alleviate concerns about the vagueness of the definition of a designer drug, it does not help enough. At most, the scienter requirement may constitute a “means of limiting prosecutorial discretion,” Maj. Op. at 494,
I appreciate the import of the legislative purpose that animates the designer drug statute. I recognize as well the difficulty of drafting language sufficiently tailored to achieve that worthwhile purpose. But importance of purpose and difficulty of drafting do not relieve the General Assembly of its obligation to define criminal offenses in a manner that enables ordinary people to gauge whether their conduct is lawful, and in a fashion that does not encourage arbitrary or discriminatory enforcement. A statute cannot leave the definition of criminality itself to the subjective determination of a police officer, a prosecutor, a judge, or a jury.
Many years ago, Chief Justice Morrison Waite cautioned against the pernicious effect of such a broad grant of legislative authority:
It would certainly be dangerous if the legislature could set a net large enough to catch all possible offenders, and leave it to the courts to step inside and say who could be rightfully detained, and who should be set at large. This would, to*521 some extent, substitute the judicial for the legislative department of the government.
United States v. Reese,
Justices Todd and Donohue join this concurring and dissenting opinion.
. In June 2016, the Act was amended to make PB-22 a scheduled controlled substance. 35 P.S. § 780—104(l)(vii)(2.2). For present purposes, we apply the Act as it existed on July 15, 2013.
. See 35 P.S. § 780-102(b) (defining "designer drug,” in relevant part, as "a substance other than a controlled substance that is intended for human consumption and that either has a chemical structure substantially similar to that of a controlled substance in Schedules I, II or III of this act or that produces an effect substantially similar to that of a controlled substance in Schedules I, II or III”). As the Majority notes, the Commonwealth concedes that the “effect” of PB-22 on the body is unknown, so we here are concerned only with its "chemical structure,”
. As the Majority notes, the definition of a designer drug specifies that "designer drugs and controlled substances ... are mutually exclusive categories.” Maj. Op. at 486-87 n.17,
. Moreover, in light of the expert testimony adduced in the instant case, it is clear that, due to the lack of consensus in the scientific community, even possessing a doctorate in a relevant scientific field and dedicating extensive study to the very question at issue is not sufficient to allow one to reach a predictable or consistent conclusion as to whether two chemical structures are "substantially similar.” See Maj. Op. at 478-79, 491 n.21,
. The Majority expresses concern that, if the incomprehensibility of the definition of a designer drug to the ordinary citizen renders it unconstitutionally vague, "much of the Act would be invalid because many drugs appearing in the schedules are listed by their chemical formulae or technical descriptions.” Maj. Op. at 496,
. I acknowledge, however, that this Court has expressed the proposition in more categorical terms. See Commonwealth v. Hendrickson, 555
. The crimes are defined, in relevant part, as follows:
(a) The following acts and the causing thereof within the Commonwealth are hereby prohibited:
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(30) Except as authorized by this act, the manufacture, delivery, or possession with intent to manufacture or deliver, a controlled substance ... or knowingly creating, delivering or possessing with intent to deliver, a counterfeit controlled substance.
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(36) The knowing or intentional manufacture, distribution, possession with intent to distribute, or possession of a designer drug. ...
35 P.S. § 780-113(a)(30), (36).
