Case Information
*1 UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA )
COMMON CAUSE, et al. , )
)
Plaintiffs, )
) Civil Action No. 12-775 (EGS) v. )
)
JOSEPH R. BIDEN, JR., )
in his official capacity as )
President of the United States )
Senate, et al. , )
)
Defendants. )
)
MEMORANDUM OPINION
Plaintiffs in this action are a non-profit organization devoted to government accountability and election reform, four members of the United States House of Representatives, and three individuals who allege they would have benefitted from the DREAM Act. They bring this suit against representatives of the United States Senate seeking a declaratory judgment that Rule XXII (the “Cloture Rule” or the “Filibuster Rule”) -- which requires a vote of sixty senators to proceed with or close debate on bills or presidential nominations and a two-thirds vote to proceed with or close debate on proposed amendments to the Senate Rules -- is unconstitutional because it is “inconsistent with the principle of majority rule.” In the alternative, Plaintiffs challenge Senate Rule V, which provides that the Senate’s rules *2 continue from one Congress to the next, unless amended. Pending before the Court is Defendants’ Motion to Dismiss pursuant to Rule 12(b)(1) of the Federal Rules of Civil Procedure.
Defendants make three arguments: (1) Plaintiffs lack standing to bring this suit; (2) the Speech or Debate Clause bars this suit; and (3) the Complaint presents a non-justiciable political question.
The Court acknowledges at the outset that the Filibuster Rule is an important and controversial issue. As Plaintiffs allege, in recent years, even the mere threat of а filibuster is powerful enough to completely forestall legislative action. However, this Court finds itself powerless to address this issue for two independent reasons. First, the Court cannot find that any of the Plaintiffs have standing to sue. Standing is the bedrock requirement of an Article III court’s jurisdiction to resolve only those cases that present live controversies. While the House Members have presented a unique posture, the Court is not persuaded that their alleged injury -- vote nullification -- falls into a narrow exception enunciated by the Supreme Court in Raines v. Byrd . And none of the other Plaintiffs have demonstrated that this Court can do anything to remedy the alleged harm they have suffered: the inability to take advantage of the opportunity to benefit from proposed legislation that was never debated, let alone enacted. The Court is even less *3 persuaded that the Plaintiffs possess a “procedural” right, grounded in the text of the Constitution, that entitles them to the majority enactment of legislation. Second, and no less important, the Court is firmly convinced that to intrude into this area would offend the separation of powers on which the Constitution rests. Nowhere does the Constitution contain express requirements regarding the proper length of, or method for, the Senate to debate proposed legislation. Article I reserves to each House the power to determine the rules of its proceedings. And absent a rule’s violation of an express constraint in the Constitution or an individual’s fundamental rights, the internal proceedings of the Legislative Branch are beyond the jurisdiction of this Court.
Accordingly, upon consideration of Defendants’ Motion to Dismiss, the response and reply thereto, the supplemental briefs filed by the parties, the arguments made at the hearing held on December 10, 2012, the relevant law, the entire record in this case, and for the reasons stated below, the Court will GRANT Defendants’ Motion to Dismiss.
I. BACKGROUND
A. History of the Cloture Rule
The Complaint sets forth the following background regarding the history of the Cloture Rule. At the time the Constitution was adopted, there was no recognized “right” on the part of *4 members of legislative or other parliamentary bodies to engage in unlimited debate over the objections of the majority ( i.e. , to “filibuster”). Compl. ¶ 20. Under the established rules of parliamentary procedure that prevailed both in England and in the Continental Congress prior to the adoption of the Constitution, the majority had the power to end a debate and bring a measure to an immediate vote at any time over the objection of the minority by adopting a “motion for the previous question.” Id. ¶ 21. The Articles of Confederation were an exception, however; under the Articles of Confederation, voting was by state, and the “United States in Congress” was unable to take action without a supermajority vote of nine of the thirteen states. Id. ¶ 24. Because the Framers of the Constitution had observed first-hand the paralysis caused by the supermajority voting requirement in the Articles of Confederation, the Framers refused to require more than a majority, either as a condition of a quorum or for the passage of legislation under the proposed new constitution. Id. ¶ 25. Only six exceptions to the principle of majority rule were expressly enumerated in the Constitution. [1]
*5 The first rules adopted by the Senate in 1789 adopted the previous question motion. Id. ¶ 37. In 1806, however, the previous question motion was eliminated from the rules of the Senate, apparently at the urging of Vice President Aaron Burr, who, in his farewell address before the Senate in 1805, suggested that the previous question motion was unnecessary because it had been invoked only once during the four years that he had presided over the Senate. Id. ¶ 38. From 1806 until 1917, the Senate had no rule that allowed the majority to limit debate or terminate a filibuster. Despite the absence of a rule for limiting debate, filibusters were relatively rare during this period and occurred at an average rate of one every three years between 1840 and 1917. Id. ¶ 40. In 1917, however, after a small minority of senators filibustered a bill authorizing President Wilson to arm American merchant ships, leading to public outrage, the Senate adopted the predecessor to the current Cloture Rule. Id. ¶¶ 41-43. The 1917 rule required a two-thirds vote of the Senate to end debate. Id. ¶ 45. Filibusters remained relatively rare from 1917 to 1970. cl. 2; and (6) amendments to the Constitution, U.S. Const. art. V. In addition, two exceptions were subsequently added by amendment: (1) removal of the disability to hold public office of any person who engaged in insurrection or rebellion against the United States, U.S. Const. amend. XIV, § 3; and (2) a determination that the President is unable to discharge the powers and duties of his office, U.S. Const. amend. XXV, § 4. See Compl. ¶¶ 26-27.
The Cloture Rule was not amended again until 1975, when the Senate agreed to a compromise amendment to Rule XXII. The amendment changed the number of votes required for cloture from two-thirds of senators present and voting to three-fifths of the Senate, not merely those present and voting ( i.e. , sixty votes). In addition, the amendment provided that cloture on motions to amend the Senate’s rules would continue to require a vote of two-thirds of senators present and voting. The number оf votes required to invoke cloture has not changed since 1975. See Defs.’ Mem. of P. & A. in Supp. of Mot. to Dismiss (“Defs.’ Mem.”) at 8. Rule XXII of the Standing Rules of the Senate provides in pertinent part as follows:
[A]t any time a motion signed by sixteen Senators, to bring to a close the debate upon any measure . . . is presented to the Senate, the Presiding Officer, or clerk at the direction of the Presiding Officer, shall at once state the motion to the Senate, and . . . he shall lay the motion before the Senate and direct that the clerk call the roll, and upon the ascertainment that a quorum is present, the Presiding Officer shall, without debate, submit to the Senate by a yea-and-nay vote the question: “Is the sense of the Senate that the debate shall be brought to a close?” And if that question shall be decided in the affirmative by three-fifths of the Senators duly chosen and sworn -- except on a measure or motion to amend the Senate rules, in which case the necessary affirmative vote shall be two-thirds of the Senators present and voting -- then said measure . . . shall be the unfinished business to the exclusion of the all other business until disposed of.
Standing Rules of the Senate Rule XXII § 2; see also Compl. ¶ 16. Rule V states that the “rules of the Senate shall continue *7 from one Congress to the next Congress unless they are changed as provided in these rules.” Standing Rules of the Senatе Rule V § 2.
The number of actual or threatened filibusters has increased dramatically since 1970, and now dominates the business of the Senate. Compl. ¶ 47. In 2009, there were a record sixty-seven filibusters in the first half of the 111th Congress -- double the number of filibusters that occurred in the entire twenty-year period between 1950 and 1969. By the time the 111th Congress adjourned in December 2010, the number of filibusters had swelled to 137 for the entire two-year term of the 111th Congress. Id. ¶ 50. During the 111th Congress, over four hundred bills that had been passed by the House of Representatives -- many with broad bipartisan support -- died in the Senate without ever having been debated or voted on because of the inability to obtain the sixty votes required by Rule XXII. Id. ¶ 52.
B. Allegations in the Complaint
The Complaint is brought by three groups of Plaintiffs. Plaintiff Common Cause is a non-profit corporation formed “to serve as a grass roots ‘citizens lobby’ to promote the adoption of campaign finance, disclosure and other election reform legislation by Congress and by state and local governments.” Id. ¶ 9(A). Plaintiffs John Lewis, Michael Michaud, Henry *8 (“Hank”) Johnson, and Keith Ellison (the “House Member Plaintiffs”), are members of the House of Representatives representing Georgia, Maine, Georgia, and Minnesota, respectively. Id. ¶ 9(B). Finally, Plaintiffs Erika Andiola, Celso Mireles, and Caesar Vargas (the “DREAM Act Plaintiffs”), are three U.S. residents who were born in Mexico, brought to the United States by their families when they were children, and subsequently graduated from college and obtained employment. Id. ¶ 9(C). Each group of Plaintiffs alleges that it has suffered injury due to the Cloture Rule preventing a majority in the Senate from closing debate on and passing legislation that would have benefitted the Plaintiffs -- specifically, the DISCLOSE Act, a campaign finance reform bill, and the DREAM Act, an immigration reform bill. See id. ¶¶ 9(D)-(E).
Plaintiffs allege that the Cloture Rule “replaces majority rule with rule by the minority by requiring the affirmative votes of 60 senators on a motion for cloture before the Senate is allowed to even debate or vote on” measures before it. Id. ¶ 2. According to Plaintiffs, “[b]oth political parties have used Rule XXII when they were in the minority in the Senate to prevent legislation and appointments proposed by the opposing party from being debated or voted on by the Senate.” Id. ¶ 4. Plaintiffs further assert that Rule XXII has primarily been used “not to protect the right of the minority to debate the merits *9 of a bill or the fitness of a presidential nominee on the floor of the Senate . . . , but to suppress and prevent the majority from debating the merits of bills or presidential appointments opposed by the minority.” Id. ¶ 7 (emphasis in original). “Actual or threatened filibusters (or objections to the commencement of debate which are the functional equivalent of a filibuster) have become so common that it is now virtually impossible as a practical matter for the majority in the Senate to pass a significant piece of legislation or to confirm many presidential nominees without the 60 votes required to invoke cloture under Rule XXII.” Id. ¶ 18. Plaintiffs allege that because invoking cloture is “time consuming and cumbersome,” the mere threat of a filibuster is sufficient to forestall consideration of a measure. Id. ¶ 15. Furthermore, because Senate Rule V provides that Senate rules continue from one Congress to the next, and because invoking cloture to close debate on any resolution to amend Senate rules requires the affirmative vote of two-thirds of Senators present and voting, Plaintiffs assert that “the combination of Rule V and Rule XXII has made it virtually impossible for the majority in the Senate to amend the rules of the Senate to prevent the minority in the Senate from obstructing the business of the Senate by filibustering.” Id. ¶ 19.
The Complaint asserts that the Filibuster Rule is invalid because it conflicts with the following constitutional provisions and/or principles: the Senate’s Rulemaking Power, U.S. Const. art. I, § 5, cl. 2, Compl. ¶¶ 57-59; the Quorum Clause, U.S. Const. art. 1, § 5, id . ¶ 60(a); the Presentment Clause, U.S. Const. art. I, § 7, id. ¶ 60(b); “the exclusive list of exceptions” to majority rule, id. ¶ 60(c); the рower of the Vice President to vote when the Senate is “equally divided,” U.S. Const. art. I, § 3, cl. 4, id. ¶ 60(d); the Advice and Consent Clause, U.S. Const. art. II, § 2, cl. 2, id. ¶ 60(e); the “equal representation of each state in the Senate,” id. ¶ 60(f); “the finely wrought and exhaustively considered balance of the Great Compromise” regarding representation of states in Congress, id. ¶¶ 62-70 (internal quotation marks and citation omitted); the power of the Senate “to adopt or amend its rules by majority vote,” id. ¶ 74; and “the fundamental constitutional principle that prohibits one Congress (or one house of Congress) from binding its successors,” id. ¶ 75. Plaintiffs seek the entry of a declaratory judgment, pursuant to 28 U.S.C. § 2201, declaring the supermajority vote portions of Rule XXII unconstitutional. Plaintiffs request that the Court sever the unconstitutional portions of that Rule and declare that a vote of a simple majority is all that is required to invoke cloture. Secondarily, and in the alternative, Plaintiffs seek the entry *11 of a judgment declaring Rule V unconstitutional to the extent that it prohibits the Senate from amending its rules by majority vote.
C. Procedural Background
On May 14, 2012, Plaintiffs filed their Complaint against Vice President Joseph R. Biden, Jr., in his official capacity as President of the Senate, Nancy Erickson, in her official capacity as Secretary of the Senate, Elizabeth MacDonough, in her оfficial capacity as Parliamentarian of the Senate, and Terrance Gainer, in his official capacity as Sergeant-at-Arms of the Senate. Defendants filed a Motion to Dismiss on July 20, 2012, and the Court heard argument on the motion on December 10, 2012. The motion is ripe for determination by the Court.
II. STANDARD OF REVIEW
Federal district courts are courts of limited jurisdiction,
Kokkonen v. Guardian Life Ins. Co.
,
III. ANALYSIS
The Court first addresses Plaintiffs’ standing to sue. [3] The Court finds that Plaintiffs’ attempt to invoke procedural *13 standing fails because Plaintiffs have failed to identify a procedural right that protects their concrete, particularized interests. In addition, each group of plaintiffs has failed to demonstrate Article III standing because they have not demonstrated an injury-in-fact that is caused by the Cloture Rule and that would be redressable by any action of this Court. Finally, the Court finds that this case presents a non- justiciable political question and that dismissal is appropriate on that basis as well.
A. Standing
Article III of the Constitution restricts the jurisdiction
of the federal courts to adjudicating actual “cases” and
“controversies.” U.S. Const. art. III, § 2;
see also Allen v.
Wright
,
To establish the “irreducible constitutional minimum” of
Article III standing, a plaintiff must show that: (1) he has
suffered an “injury in fact” which is (a) concrete and
particularized, and (b) actual or imminent, not conjectural or
hypothetical; (2) there is a causal connection between the
alleged injury and the conduct complained of that is fairly
traceable to the defendant; and (3) it is likely, as opposed to
merely speculative, that the injury will be redressed by a
favorable decision.
Lujan
,
1. Procedural Standing
Plaintiffs argue that they have procedural standing, a more
relaxed version of the standing doctrine.
See
Pls.’ Opp’n to
Mot. to Dismiss (“Pls.’ Opp’n”) at 31-33. “The person who has
been accorded a procedural right to protect his concrete
interests can assert that right without meeting all the normal
standards for redressability and immediacy.”
Lujan
, 504 U.S. at
573 n.7. As the D.C. Circuit has recognized, “where plaintiffs
allege injury resulting from violation of a procedural right
afforded to them by statute and designed to protect their
threatened concrete interest, the courts relax--while not wholly
eliminating--the issues of imminence and redressability, but not
the issues of injury in fact or causation.”
Center for Law and
Educ. v. Dep’t of Educ.
,
In
Lujan
, the Supreme Court offered two examples of
procedures designed to protect a party’s concrete interest: (1)
the requirement for a hearing prior to a denial of a license
application is designed to protect the applicant, and (2) the
requirement that a federal agency prepare an environmental
impact statement before conducting a major federal action such
as constructing a dam is designed to protect neighbors of the
proposed dam.
See
Here, Plaintiffs argue that they are asserting procedural
rights based upon “the procedures governing the enactment of
statutes set forth in the text of Article I.” Pls.’ Opp’n at 32
(relying on
INS v. Chadha
,
However, Plaintiffs identify no authority for the
proposition that an individual has a “procedural right” to any
particular form of congressional consideration or debate on a
bill. The Supreme Court cases on which Plaintiffs purport to
rely do not address procedurаl standing and thus are not
instructive on this issue. For example, in
Chadha
, the Supreme
Court held that a provision of the Immigration and Nationality
*18
Act that authorized the House of Representatives alone, by
resolution, to invalidate an immigration decision of the
Executive Branch (the “one-House veto”) was unconstitutional
because it violated the Presentment Clause.
See
462 U.S. at
952-58. Similarly, in
Clinton
, the Supreme Court ruled
unconstitutional the Line Item Veto Act, which gave the
President the power to cancel certain types of statutory
spending and tax provisions after they had been signed into law.
See
More importantly, however, Plaintiffs’ attempt to invoke
procedural standing fails because they are unable to demonstrate
that any alleged procedural right to majority consideration of
proposed legislation is designed to protect Plaintiffs’
particularized, concrete interests
.
As the D.C. Circuit has
*19
recognized, not all procedural-rights violations are sufficient
for standing; a plaintiff must show that “the procedures in
question are
designed
to protect some threatened concrete
interest of
his
that is the ultimate basis of his standing.”
Center for Law and Educ.
,
Plaintiffs assert that “structural constitutional limits
are designed to ‘protect the individual.’” Pls.’ Opp’n at 33
(quoting
Bond v. United States
,
An individual has a direct interest in objecting to laws that upset the constitutional balance between the National Government and the States when the enforcement of those laws causes injury that is concrete, particular, and redressable. . . . The recognition of an injured person’s standing to object to a violation of a constitutional principle that allocates power within government is illustrated . . . by cases in which individuals sustain discrete, justiciable injury from actions that transgress separation-of-powers limitations.
Id. at 2364-65 (emphasis added). Bond stands for the proposition that where a plaintiff has already suffered an Article III injury-in-fact due to a statute, that individual can challenge the statute’s validity under the Constitution. See id. at 2365 (“[I]ndividuals, too, are protected by the operations of separation of powers and checks and balances; and they are not disabled from relying on those principles in otherwise justiciable cases and controversies .” (emphasis added)). It does not stand for the proposition that the Constitutional principle of separation of powers confers an individual right that is sufficient to meet the more relaxed requirements of procedural standing. [5]
*21 Beyond their inability to point to a precise procedural right conferred by Article I, Plaintiffs do not point to a concrete interest, particular to these Plaintiffs, that Article I of the Constitution was designed to protect. The Court therefore concludes that Plaintiffs have not demonstrated procedural standing.
2. Article III Standing As noted above, to demonstrate Article III standing, a plaintiff must establish a concrete and particularized injury, which is fairly traceable to the alleged illegal action, and likely to be redressed by a favorable decision. Lujan , 504 U.S. at 560-61. Plaintiffs assert that all three groups of Plaintiffs have Article III standing. Because the DREAM Act Plaintiffs and Common Cause present common issues of law with respect to the standing inquiry, the Court analyzes standing as to these two groups together, and considers the standing of the House Member Plaintiffs separately below.
a. DREAM Act Plaintiffs and Common Cause
Both the DREAM Act Plaintiffs and Common Cause allege that
the Cloture Rule injured them by depriving them of the
“opportunity to benefit” from the DREAM and DISCLOSE Acts.
See
Pls.’ Opp’n at 46-48, 55-57 (citing,
e.g.
,
N.E. Fla. Chapter of
Assoc. Gen. Contractors of Am. v. City of Jacksonville
, 508 U.S.
656 (1993);
CC Distribs., Inc. v. United States
,
The Court is not persuaded that Plaintiffs’ alleged injury
is akin to a deprivation of a contracting opportunity, as
recognized by
City of Jacksonville
and its progeny. In those
cases, although the plaintiff did not have to show that it would
have obtained the particular benefit at issue, it still had to
show that its injury was “certainly impending.”
See, e.g.
,
Adarand Constrs., Inc. v. Pena
,
Even were the Court persuaded that this was sufficient to demonstrate an injury-in-fact, however, neithеr the DREAM Act Plaintiffs nor Common Cause can show causation or redressability benefit that Congress had enacted to facilitate the acquisition of processing plants. . . . Congress enacted § 968 for the specific purpose of providing a benefit to a defined category of potential purchasers of a defined category of assets. The members of that statutorily defined class received the equivalent of a statutory ‘bargaining chip’ to use in carrying out the congressional plan to facilitate their purchase of such assets. . . . [Plaintiffs] had concrete plans to utilize the benefits of § 968 . . . By depriving them of their statutory bargaining chip, the cancellation inflicted a sufficient likelihood of economic injury to establish standing under our precedents.”).
[8] Common Cause also has not demonstrated a sufficient injury
to its organizational mission. An organization seeking to
establish
Havens
standing must show a “direct conflict between
the defendant’s conduct and the organization’s mission.”
Nat’l
Treasury Emps. Union
,
Plaintiffs cite no authority that supports such an attenuated injury as sufficient for purposes of organizational standing. *25 for similar reasons. As another Judge on this Court stated with respect to an earlier challenge to the Cloture Rule:
There is no guarantee that, but for the cloture rule, the legislation favored by [plaintiff] would have passed the Senate; that similar legislation would have been enacted by the House of Representatives; and that the President would have signed into law the version passed by the Senate. There are too many independent actors and events in the span between a cloture vote and the failure to pass legislation to characterize the connection as direct.
Page v. Shelby
,
Finally, even if the Court could declare unconstitutional and sever the sixty vote requirement from the Cloture Rule, that relief would not redress Plaintiffs’ alleged injuries because it would not provide them with the opportunity to benefit from the DREAM Act or the DISCLOSE Act. [10] Plaintiffs argue that because inferences in the plaintiff’s favor. The court is not required, however, to accept inferences unsupported by the facts alleged or legal conclusions that are cast as factual allegations.” (internal quotation marks and citation omitted)).
[10] Nor would declaring Rule V unconstitutional redress Plaintiffs’ injuries. Not only would this remedy not provide any guarantee with respect to the DREAM and DISCLOSE Acts, which died in the last Congress, but it also would not necessarily ensure that the Senate would change Rule XXII to provide for *27 they have articulated a procedural right, removing a procedural barrier will redress that violation. See Pls.’ Opp’n at 61-62. However, as discussed supra Part III.A.1., Plaintiffs cannot demonstrate that they have a procedural right to majority consideration of legislation, and their attempt to recast the relief they seek as the ability to have debate on bills is nothing more than a generalized grievance. Plaintiffs further contend that it is likely that severing the sixty vote requirement from the Cloture Rule will allow the passage of both bills: “Since the 111th Congress, multiple DREAM Act bills have been reintroduced. . . . Likewise, the DISCLOSE Act has been reintroduced.” Pls.’ Opp’n at 62 (citations omitted). The Court is not in a position, however, to determine or predict what action the Senate would take in a final vote on either proposed bill, much less what action would be taken by the House of Representatives and the President. Fundamentally, Plaintiffs’ inability to demonstrate all three of the requisite Article III standing elements is based upon the same fatal flaw: they cannot show that the invalidation of the Cloture Rule has any connection to, or will have any connection to, their ability to benefit from a particular piece of legislation. The Court majority cloture. This relief is therefore even more speculative than a declаratory judgment with respect to Rule XXII.
concludes, therefore, that it is merely speculative that Plaintiffs’ alleged injury would be redressed by a favorable decision. [11]
b. House Member Plaintiffs Plaintiffs assert that the House Members have been injured because the Cloture Rule nullified votes they personally cast in favor of the DREAM Act and the DISCLOSE Act. See Pls.’ Opp’n at 49. [12] Defendants contend that standing based on this claim of *29 injury is precluded by the Supreme Court’s ruling in Raines , 521 U.S. 811. See Defs.’ Mem. at 24. The Court is not persuaded that the House Members’ alleged injury constitutes vote nullification for two independent reasons: (1) this case is factually distinguishable from the “narrow” exception recognized by the Supreme Court, and (2) it arises in the federal context, which raises fatal separation-of-powers concerns.
In
Raines
, four Senators and two Representatives who had
voted against the Line Item Veto Act brought suit challenging
the Act’s constitutionality. The Act gave the President
authority to “cancel” certain spending and tax benefit measures
after they had been enacted into law.
See
“concrete injury” because their asserted harm was “a type of
institutional injury (the diminution of legislative power),
which necessarily damages all Members of Congress and both
Houses of Congress equally. . . . [plaintiffs’] claim of
standing is based on a loss of political power, not loss of any
private right, which would make the injury more concrete.”
Id.
at 821. Accordingly, the Court concluded that because the
Congress members’ alleged injury was “wholly abstract and widely
dispersed,” and not personal to them as individuals, they did
not allege a sufficient injury in fact to establish Article III
standing.
Id.
at 829-30. The Court recognized two explicit
exceptions, however: (1) when the Members have been individually
deprived of something they are personally entitled to, as in
Powell v. McCormack
,
Plaintiffs first argue that their injury is like that in
Powell
because the House Member Plaintiffs “personally cast
votes in favor of the DREAM and DISCLOSE Acts” which the
Senate’s Filibuster Rule then nullified, and therefore they “do
not raise a claim shared by every member of Congress, only those
*31
who voted for the DREAM and DISCLOSE Acts[.]” Pls.’ Opp’n at
50. Plaintiffs thus assert that they “have been deprived of
something to which they personally are entitled.”
Id.
(citation
omitted). The Court is not persuaded by this argument. In
Powell
, Representative Powell was denied payment of his salary -
- a personal entitlement -- when he was excluded from his House
seat.
See
Plaintiffs next analogize their injury to that in
Coleman
.
There, twenty of Kansas’ forty state senators voted not to
ratify the proposed Child Labor Amendment to the Federal
Constitution. The vote deadlocked, such that the amendment
ordinarily would not have been ratified; however, the Lieutenant
Governor, the presiding officer of the State Senate, cast a
deciding vote in favor of the amendment, and it was deemed
ratified. The twenty state senators who had voted against the
amendment filed suit seeking a writ of mandamus to compel state
officials to recognize that the legislature had not, in fact,
*32
ratified the amendment.
See
As the Supreme Court recognized in Raines , “our holding in Coleman stands . . . for the proposition that legislators whose votes would have been sufficient to defeat (or enact) a specific legislative act have standing to sue if that legislative action goes into effect (or does not go into effect), on the ground that their votes have been completely nullified.” 521 U.S. at 823. The Court in Raines distinguished the congressmen’s injury there, stating “[t]hey have not alleged that they voted for a specific bill, that there were sufficient votes to pass the bill, and that the bill was nonetheless deemed defeated.” Id. at 824. Here, by contrast, Plaintiffs argue that the House Member Plaintiffs “voted for two specific bills, that there were sufficient votes to рass each bill, and that each bill should have been enacted, but was nonetheless deemed defeated because of the Senate’s illegal application of Rule XXII.” Pls.’ Opp’n at 52.
The Court acknowledges that this case appears to present a
unique question on vote nullification after
Raines
. None of the
D.C. Circuit’s post-
Raines
opinions have addressed the scenario
where members of one House of Congress sued the other.
See,
e.g.
,
Campbell v. Clinton
,
The D.C. Circuit has interpreted the
Coleman
exception to
mean “treating a vote that did not pass as if it had, or vice
*34
versa.”
Campbell
,
In the future, a majority of Senators and Congressmen can pass or reject appropriations bills; the [Line Item Veto] Act has no effect on this process. In addition, a majority of Senators and Congressmen can vote to repeal the Act, or to exempt a given appropriations bill (or a given provision in an appropriations bill) from the Act; again, the Act has no effect on this process. Coleman thus provides little meaningful precedent for [plaintiffs’] argument.
Id.
Here too, Plaintiffs have failed to demonstrate that their
votes to pass the DREAM and DISCLOSE Acts were nullified in the
*35
same manner as in
Coleman
. Furthermore, the D.C. Circuit has
emphasized that the
Coleman
exception is a “narrow rule.”
Chenoweth
,
Finally, the Court has considered whether separation-of-
powers concerns counsel against finding legislative standing
here. In
Raines
, the Supreme Court noted without deciding that
Coleman
might also be distinguishable from “a similar suit
brought by federal legislators, since the separation-of-powers
concerns present in such a suit were not present in
Coleman
.”
B. Political Question Doctrine
Like standing, the political question doctrine stems from
the case-or-controversy requirement of Article III. The courts
lack jurisdiction over “political questions that are by their
nature ‘committed to the political branches to the exclusion of
the judiciary.’”
Schneider
,
[1] a textually demonstrable constitutional commitment of the issue to a coordinate political department; or [2] a lack of judicially discoverable and manageable standards for resolving it; or [3] the impossibility of deciding without an initial policy determination of a kind clearly for nonjudicial discretiоn; or [4] the impossibility of a court’s undertaking independent resolution without expressing lack of the respect due coordinate branches of government; or [5] an unusual need for unquestioning adherence to a political decision already made; or [6] the potentiality of embarrassment from multifarious pronouncements by various departments on one question.
Id.
at 217. The presence of any one factor indicates that the
case presents a non-justiciable political question.
See
Schneider
,
1. Textual Constitutional Commitment of Rulemaking Power to the Senate
The Supreme Court has long recognized that the power
committed in Article I, section 5 provides each House with broad
*38
discretion to determine the rules of its proceedings.
See
United States v. Ballin
,
Plaintiffs assert that this case is more like
Powell
, in
which the Supreme Court found justiciable a challenge to the
House’s power to judge the qualifications of its Members.
There, the Court held that Representative Powell’s challenge to
his exclusion from the House was justiciable because the Court
determined that the House’s power to “be the Judge of the . . .
Qualifications of its own Members,” U.S. Const. art. I, § 5, cl.
1, was expressly limited by Article I, section 2, clause 2,
which sets forth the three textual criteria for membership (age,
residency, and citizenship).
See Powell
,
Our conclusion in Powell was based on the fixed meaning of “qualifications” set forth in Art. I, § 2. The claim by the House that its power to “be the Judge of the Elections, Returns and Qualifications of its own Members” was a textual commitment of unreviewable authority was defeated by the existence of this separate provision specifying the only qualifications which may be imposed for House membership. The decision as to whether a member satisfied these qualifications was placed with the House, but the decision as to what these qualifications consisted of was not. In the case before us, there is no separate provision of the Constitution which could be defeated by allowing the Senate final authority to determine the meaning of the word “try” in the Impeachment Trial Clause.
Id.
at 237;
see also Michel v. Anderson
,
Plaintiffs allege that the Quorum Clause, U.S. Const. art. I, § 5, cl. 1, the Presentment Clause, U.S. Const. art. I, § 7, cl. 2, and the existence of other constitutional provisions expressly providing for “supermajority votes” on certain matters provide explicit textual limits on the Senate’s rulemaking power. This is simply not the case. None of these provisions contains any language that expressly limits the Senate’s power to determine its rules, including when and how debate is brought to a close. More fundamentally, Plaintiffs have not demonstrated that the Presentment Clause, the Quorum Clause, or any other constitutional provision explicitly requires that a simple majority is all that is required to close debate and enact legislation. As is made clear in the Complaint, Plaintiffs’ argument is that the Cloture Rule “conflicts” with these constitutional provisions, see Compl. ¶ 60, but Plaintiffs do not assert -- nor can they -- that any of these provisions expressly limits the Senate’s power to determine the rules of its proceedings. [14]
*41
Plaintiffs contend that the Senate’s rulemaking authority
has been limited by
United States v. Smith
,
unconstitutional. [15] Rather, the courts either rejected Congress’s actions for being in violation of its own rules, [16] or, *43 as in Chadha , the Court rejected a statutory provision for violating the explicit text of the Constitution. [17] As noted above, Plaintiffs identify no explicit constitutional restraints upon the Senate’s Cloture Rule, nor do they point to fundamental rights which have been violated. It is precisely for this reason that the Court finds that this challenge presents a political question.
2. Lack of Judicially Discoverable and Manageable Standards
The Court is also persuaded that this case presents a political question because no judicially manageable standards exist against which to review the Senate’s rules governing debate.
Plaintiffs argue that they merely seek a declaratory judgment, the exact same relief that the Court granted in Powell . “Just as in Powell , the plaintiffs seek a declaration ‘determin[ing] that the [Senate] was without power’ to condition primarily at issue relates to the construction of the applicable rules, not to their constitutionality.”).
[17]
See
Senate action on the vote of a supermajority rathеr than a
simple majority. Such a declaration ‘requires an interpretation
of the Constitution--a determination for which clearly there are
judicially []manageable standards.’” Pls.’ Opp’n at 29-30
(quoting
Powell
,
Plaintiffs argue that judicial review of the Cloture Rule
would not reflect lack of respect for the Senate; instead, it
reflects respect for the Constitution. Pls.’ Opp’n at 30.
According to Plaintiffs, the “federal courts show no disrespect
for other branches of government when they perform their
constitutionally assigned duties to review and rule upon the
constitutionality of acts of the President . . . , or the joint
acts of Congress and the President . . . , or of only one House
of the legislative branch . . . . Such determinations fall
within the traditional role accorded courts to interpret the law
one-House veto in
Chadha
. . . . Nor has it explained why ruling
on Rule XXII would be any less appropriate than the Court’s
treatment of a Senate rule in
Smith
.” Pls.’ Opp’n at 30 (citing
Chadha
,
and do not involve a ‘lack of the respect due [a] coordinate [branch] of government.’” Id. (citations omitted). Plaintiffs provide no authority, however, for the proposition that the Court’s review of an internal rule of Congress, rather than a legislative act, would reflect respect for the Constitution and not a lack of respect for the Senate, particularly where, as here, Plaintiffs have identified no constitutional restraint on the Senate’s power to make rules regulating debate. In Judicial Watch, Inc. v. United States Senate , although the D.C. Circuit did not explicitly reach the political question doctrine, the court noted:
While [plaintiff] may have asked for such a judicial rewrite [to require a simple majority rule for cloture on judicial nominations], our providing one would obviously raise the most acute problems, given the Senate’s independence in determining the rules of its proceedings and the novelty of judicial interference with such rules.
Accordingly, the Court finds that, absent a clear constitutional restraint, under the separation of powers recognized by Article III, it is for the Senate, and not this Court, to determine the rules govеrning debate.
IV. CONCLUSION
For the foregoing reasons, the Court concludes that Plaintiffs lack standing. The Court further concludes that this *47 case presents a non-justiciable political question. [19] Accordingly, the Court will GRANT Defendants’ Motion to Dismiss and will DISMISS the Complaint. A separate Order accompanies this Memorandum Opinion.
SIGNED: Emmet G. Sullivan
United States District Judge
December 21, 2012
Notes
[1] (1) Impeachments, U.S. Const. art. 1, § 3, cl. 6; (2) expelling members, U.S. Const. art. 1, § 5, cl. 2; (3) overriding a Presidential veto of a bill, U.S. Const. art. 1 , § 7, cl. 2; (4) overriding a Presidential veto of an Order, Resolution or Vote, U.S. Const. art. 1, § 7, cl. 3; (5) ratification of treaties by the Senate, U.S. Const. art. 2, § 2,
[2] The Court follows the weight of authority in the D.C.
Circuit in construing the political question doctrine as a
threshold challenge to the Court’s jurisdiction pursuant to Rule
12(b)(1).
See, e.g.
,
Lin v. United States
,
[3] Although the Court may dismiss the Complaint on any
jurisdictional threshold ground,
see Ruhrgas AG v. Marathon Oil
Co.
,
[4] The Presentment Clause, Article I, section 7 states, in relevant part: “Every bill which shall have passed the House of Representatives and the Senate, shall, before it becomes a Law, be presented to the President of the United States.” Plaintiffs also rely on the Quorum Clause, Article I, section 5, clause 1, which states: “a Majority of each [House] shall constitute a Quorum to do Business.”
[5] The case is also factually distinct because the Court could redress Ms. Bond’s injury, whereas here, this Court cannot redress Plaintiffs’ deprivation of the opportunity to benefit from legislation that was never enacted, as will be discussed in more detail infra Part III.A.2.a.
[6] Common Cause asserts that it has organizational standing.
For an organization to have standing in its own right, it must
meet the same requirements of individual standing: injury-in-
fact, causation, and redressability.
See Havens Realty Corp. v.
Coleman
,
[7]
Cf. Clinton
,
[9] Plaintiffs allege that at this stage, the Court must
accept as true Plaintiffs’ claim that the DREAM and DISCLOSE
Acts
would have passed
the Senate but for the Cloture Rule.
See
Compl. ¶ 9(D)(1)(b) (“The DISCLOSE Act . . . had the support of
59 senators and the President . . . .”);
id.
¶ 9(D)(2)(a)-(b);
id.
¶ 9(E)(1) (“[T]he DREAM Act had the support of a clear
majority of 55 senators and the support of the President.”).
However, this was the number of votes in favor of cloture, not
in favor of the ultimate passage of the bills.
See
Compl. at 6
n.3 (“Both bills . . . were supported by . . . a majority of
senators (as evidenced by the fact that both bills received 59
and 55 votes, respectively, in the Sеnate on motions for
cloture)[.]”). A vote in favor of cloture is not necessarily a
guarantee of ultimate support for a bill.
See, e.g.
, Defs.’
Mem. at 36 n.29 (providing examples of instances in which
senators voted for cloture and then did not vote on the bills’
passage and vice versa). Although the Court accepts as true
Plaintiffs’ factual allegations about the number of Senators who
supported cloture, the allegation that the bills would have
passed the Senate is the type of conclusory allegation that the
Court need not accept, even at the motion-to-dismiss stage.
Cartwright Int’l Van Lines
,
[11] Plaintiffs also assert that the Cloture Rule impacted the DREAM Act Plaintiffs’ concrete interests in avoiding deportation and obtaining a path to citizenship. See Pls.’ Opp’n at 44. Although the Court does not seek to diminish the seriousness of that injury, it cannot find such an allegation sufficient for standing here because Plaintiffs cannot show that the Cloture Rule was the cause of that harm. That is, the DREAM Act Plaintiffs are not being denied a path to citizenship because of the Cloture Rule; rather, their injury pre-dates the Senate’s consideration of that Act and is the result of existing immigration law. Nor can the DREAM Act Plaintiffs demonstrate that this Court’s invalidation of the Cloture Rule’s supermajority requirement would redress that harm -- no prospective action by this Court can revive the DREAM Act, and it is speculative whether the House, Senate and President will agree to enact the same legislation in the future.
[12] The House Member Plaintiffs additionally claim they have
suffered an informational injury because the failure of the
DISCLOSE Act to pass prevented the House Members from being able
to access critical information about the identities of parties
financing negative ads in those House Members’ campaigns.
See
Pls.’ Opp’n at 54-55. However, an informational injury suffices
for standing purposes only when the complaining party “fails to
obtain information which must be publicly disclosed pursuant to
a statute.”
FEC v. Akins
,
[13] The Court is also not persuaded that the lack of a legislative remedy transforms the injury here into the narrow vote nullification exception. While the House Member Plaintiffs themselves do not have a remedy, the Senate does have a remedy of its own -- amendment of its rules. Because the other considerations weigh against finding legislative standing here, the Court declines to find this factor dispositive.
[14] Plaintiffs attempt to compare the Senate’s rulemaking power to the congressional power to make laws, arguing that “[i]t cannot be that statutes adopted by both Houses of Congress are subject to judicial review while a mere internal rule
[15] In
Ballin
, the plaintiff claimed that the House’s passage
of a statute was invalid for lack of a quorum and, in that
regard, that the House rule for determining a quorum was
unconstitutional.
See
[16]
See Yellin
,
[18] Plaintiffs additionally argue that Defendants “advance no argument as to why Rule XXII is any less justiciable than the
[19] In view of the resolution of the motion on standing and political question grounds, the Court does not reach Defendants' argument that the Speech or Debate Clause bars this suit.
