OPINION
In this appeal, we consider whether appellant Nevada Commission on Ethics has the authority to conduct administrative proceedings regarding alleged ethical violations purportedly committed by respondent Senator Warren B. Hardy n. Specifically, we address the Commission’s authorization to entertain allegations that Senator Hardy violated NRS 281A.420 by failing to adequately disclose an alleged conflict of interest regarding a piece of legislation and by failing to abstain from voting on that bill. In this regard, this appeal sets the very nature of the Commission’s jurisdiction before us for evaluation, and calls into question whether the Legislature can delegate to the Commission the power to discipline legislators for alleged disorderly conduct. In particular, since the Nevada Constitution confers that power on each house of the Legislature, we must determine whether the Legislature’s decision to pass that power to the Commission constitutes an unconstitutional delegation of legislative power. We further evaluate whether the Legislature, by enacting the Ethics in Government laws and creating the Commission, waived any claim to protection under the separation of powers doctrine.
Based on our review of the Nevada Constitution and relevant legal authority, we conclude that to the extent that a legislator’s conduct, resulting in a disciplinary proceeding, involves a core legislative function such as voting and, by extension, disclosure of potential conflicts of interest prior to voting, any discipline of the legislator is a function constitutionally committed to each house of the Legislature by Article 4, Section 6 of the Nevada Constitution, and that this power cannot be delegated to another branch of government. We further hold that the Commission is an agency of the executive branch, and thus, any delegation to the Commission of each house of the Legislature’s power to discipline its members for disorderly conduct involving core legislative function activities runs afoul of the separation of powers doctrine and is therefore unconstitutional. Finally, we hold that the Legislature cannot waive consti *288 tutionally based structural protections such as the separation of powers doctrine. As a result, we affirm the district court’s decision and conclude that the Commission is barred from conducting any further proceedings against Senator Hardy.
NEVADA COMMISSION ON ETHICS AND ETHICS LAWS
Because this appeal requires us to evaluate the Commission itself, we begin our discussion by providing a brief overview of the Commission and the ethics laws relevant to this appeal.
Commission on Ethics
The Commission on Ethics is charged with investigating and taking appropriate action regarding alleged violations of Nevada ethics laws by public officers and employees as well as former public officers and employees. 1 NRS 281A.280. Prior to the Commission’s formation in 1985, two separate ethics commissions existed, one for the legislative branch and one for the executive branch. In 1985, both of those commissions were combined to form the current Commission on Ethics. See Hearing on S.B. 345 Before the Senate Comm, on Government Affairs, 63d Leg. (Nev., April 24, 1985) (introducing and explaining the history of the ethics commission and the intention of S.B. 345 to combine the Executive Ethics Commission and the Legislative Ethics Commission into one Commission on Ethics). The Commission is composed of eight members — four members appointed by the governor and four members appointed by the legislative commission. NRS 281A.200 (appointing Commission members).
Pursuant to NRS 281A.280, the Commission has jurisdiction over ethics violаtions purportedly committed by most public officers. 2 A “public officer” is defined as “a person elected or appointed to a position which is established by the Constitution of the State of Nevada . . . and which involves the exercise of a public power, trust or duty.” NRS 281A.160(1). NRS 281A.160(1) defines “the exercise of a public power, trust, or duty” as official actions involving “substantial and material exercise of administrative dis *289 cretion in the formation of public policy,” “[t]he expenditure of public money,” and “[t]he administration of laws and rules of the State, a county, or a city.” In light of this language, it is clear that, for the purposes of the ethics laws, the term “public officer” encompasses members of the state senate and the assembly.
Under NRS 281A.280(1), the Commission’s authority to investigate and take action regarding alleged violations of the ethics laws may be initiated by an individual. Any individual may also request an opinion regarding alleged ethical violations of a public officer. 3 After the Commission has investigated an ethics allegation, the Commission may issue an opinion applying the statutory ethical standards to “a given set of facts or circumstances.” NRS 281 A.440(2). Additionally, if the Commission determines that an ethics violation has been “willful,” the Commission may impose a civil penalty for such a violation. NRS 281A.480.
Nevada ethics laws
Under Nevada’s ethics laws, a public officer may not vote or abstain from voting upon any matter on which the officer has accepted a gift, that would reasonably be shaped by the officer’s obligation in a private capacity to the interest of others, or that the officer has a pecuniary interest in, unless he or she publicly discloses to other members of the body to which the officer belongs, the gift, commitment, or interest. NRS 281A.420(4). For members of the Legislature, once disclosure is made pursuant to NRS 281A.420(4), the legislator may file a written conflict of interest disclosure statement with the Legislative Counsel Bureau prior to voting on such matters. See NRS 281A.420(6). After the written disclosure statement is made, the legislator need not orally disclose the interest when the matter is again considered by the Legislature. Id. With this framework, we turn to the present matter before us.
FACTS AND PROCEDURAL BACKGROUND
This case began when the Commission instituted administrative proceedings against Senator Hardy stemming from a citizen’s complaint to the Commission based on allegations of ethics violations that involve Senator Hardy’s voting on legislation during the 2007 legislative session. The ethics complaint, in relevant part, asserted that Senator Hardy violated NRS 281A.420, by failing to adequately disclose an alleged conflict of interest regarding Senate Bill 509 and *290 by failing to abstain from the voting on that bill. 4 NRS 281A.420(2) provides, in relevant part that
a public officer shall not vote upon or advocate the passage or failure of, but may otherwise participate in the consideration of, a matter with respect to which the independence of judgment of a reasonable person in his situation would be materially affected by: (a) [h]is acceptance of a gift or loan; (b) [h]is pecuniary interest; or (c) [h]is commitment in a private capacity to the interests of others.
Senator Hardy moved the Commission to dismiss the administrative proceeding or for summary judgment on separation of powers and legislative immunity grounds. The Commission subsequently denied Senator Hardy’s motion. Although an administrative hearing was scheduled to address the allegations against him, Senator Hardy filed a petition for judicial review of the Commission’s denial of his motion to dismiss or for summary judgment in the district court. He also filed an emergency motion for a preliminary injunction.
Following a hearing on the petition and motion, the district court granted Senator Hardy’s petition for judicial review of the Commission’s decision and entered a permanent injunction preventing the Commission from conducting any further proceedings against Senator Hardy. The district court based its decision on several grounds. The court found that the Commission was barred as a matter of law from conducting administrative proceedings against Senator Hardy because of the constitutional doctrines of separation of powers and legislative immunity under Article 3, Section 1 of the Nevada Constitution. In reaching its determination, the district court found that the alleged ethics violations involved legislative actions taken by Senator Hardy within the sphere of legitimate legislative activity, аnd the court concluded that those legislative actions were constitutionally protected. The court further found that the Nevada Senate was the only governmental entity that could question Senator Hardy regarding those legislative actions and that the Commission, an agency of the executive branch, would violate the separation of powers doctrine by questioning Senator Hardy regarding the alleged ethics violations. The court also determined that there had not been an institutional legislative immunity waiver, through the enactment of NRS 281A.420, of the Legislature’s constitutional right to discipline its members. Finally, the district court concluded that the Legislature’s standing rules, regarding the disclosure of conflicts, voting, аnd abstention, took precedence over NRS 281A.420. The Commission subsequently filed an appeal from the district court’s
*291
order. Because the issues presented pertained to the 2009 legislative session, this court granted Senator Hardy’s motion to expedite briefing and argument and provided a memorandum disposition, with the formal disposition to follow.
See Ex Rel. Penrose v. Greathouse,
DISCUSSION
Our consideration of the issues presented to us in this appeal begins with a brief examination of the separation of powers doctrine. We then examine Article 4, Section 6 of the Nevada Constitution to determine whether the separation of powers doctrine bars the Legislature from delegating this authority to another branch of government. After dеtermining that the Legislature may not delegate its disciplinary authority to another governmental branch, we evaluate the Commission itself to determine its position in Nevada’s tripartite government system. Determining that the Commission is part of the executive branch, we conclude by addressing whether the Legislature waived the protections of the separation of powers doctrine by creating the Commission and granting it authority to discipline legislators for ethics violations.
Standard of review
The decision of whether to grant a permanent injunction rests in the district court’s sound discretion and we will not overturn that decision unless it is an abuse of discretion.
See Director, Dept. of Prisons v. Simmons,
The separation of powers doctrine prohibits one branch of government from impinging on the powers of another
States are not required to structure their governments to incorporate the separation of powers doctrine,
Sweezy
v.
New Hampshire,
The Nevada Constitution vests the state’s legislative power in a Legislature comprised of two bodies, the Senate and Assembly. Nev. Const, art. 4, § 1. Specifically, Article 4, Section 1 provides that “[t]he Legislative authority of this State shall be vested in a Senate and Assembly which shall be designated ‘The Legislature of the State of Nevada.’ ” The powers of the executive branch are outlined in Article 5 of the Nevada Constitution, with the supreme executive power granted to the Governor. Nev. Const, art. 5, § 1. The powers of the judicial branch are set forth in Article 6 of the Nevada Constitution.
Unlike the United States Constitution, which expresses separation of powers through the establishment of the three branches of government,
see Buckley,
[t]he powers of the Government of the State of Nevada shall be divided into three separate departments, — the Legislative, — the Executive; — and Judicial; and no persons charged with the exercise of powers properly belonging to one of these departments shall exercise any functions, appertaining to either of the others, except in the cases expressly directed or permitted in this constitution.
Accord Blackjack Bonding
v.
Las Vegas Mun. Ct.,
Based on these separation of powers principles, we begin our аpplication of the doctrine to this case by examining Article 4, Section 6 of the Nevada Constitution to determine whether the power to discipline legislators is a function constitutionally committed to each house of the Legislature and whether any delegation of that *293 power to another branch of government unconstitutionally violates separation of powers principles. We then evaluate the Commission itself, to determine its position within the three branches of Nevada’s government.
The discipline of legislators is a function constitutionally committed to each house of the Legislature that cannot be delegated to another branch of government
The Commission contends that the separation of powers doctrine has not been violated because the Legislature properly delegated its power to discipline its members to the Commission for the purpose of enforcing Nevada’s ethics laws. Senator Hardy maintains that the separation of powers doctrine is implicated because the Nevada Constitution clearly mandates that the regulation and discipline of legislators is a function constitutionally committed to each house of the Legislature. Senator Hardy also argues that the Commission is an agency of the executive branch, and thus the delegation of this authority to the Commission would violate the separation of powers doctrine. The district court agreed with Senator Hardy’s argument, finding that the discipline of legislators is a constitutionally committed function of the Legislature. The court further determined that the Commission is an executive branch agency, and that under the separation of powers doctrine, it could not infringe on the Legislature’s constitutionally committed function. We agree with the district court.
This court has recognized that separation of powers principles are “particularly applicable when a constitution expressly grants authorization to one branch of government.”
Secretary of State,
Each House shall judge the qualifications, elections and returns of its own members, choose its own officers (except the President of the Senate), determine the rules of its proceedings and may punish its members for disorderly conduct, and with the concurrence of two thirds of all the members elected, expel a member.
This provision expressly grants the authority to discipline legislators for disorderly conduct to the individual houses of the Legislature, thus the power to discipline legislators for disorderly conduct is a function constitutionally committed to each house of the Legislature.
See Brady
v.
Dean,
While not directly on point, this court’s decision in
Dunphy v. Sheehan,
In essence, the Dunphy court relied on the importance of the power to promulgаte an ethics code specifically applicable to the judicial department’s function — the administration of justice — and the inherent powers of the judicial branch to conclude that the separation of powers principles barred the application of the ethics laws to the judiciary. Indeed, this court reached this conclusion even though, at the time the Dunphy decision was issued, no constitutional provision expressly reserved the power to discipline members of the judiciary to the judicial branch. 5
Accordingly, we conclude that the Legislature may not delegate the constitutionally committed authority conferred on each house to discipline its members for disorderly conduct. What legislative actions are subject to discipline for disorderly conduct under this constitutional provision, however, is an issue we have not previously addressed.
The power to discipline for disorderly conduct applies to conduct undertaken in the course of engaging in core legislative function activities
Senator Hardy maintains that the power to punish legislators for disorderly conduct extends to punishing members for conduct related to their legislative actions, such as voting. The Commission re *295 sponds, in cursory fashion, by asserting that the Commission’s proceedings are distinguishable from efforts to discipline legislators for disorderly conduct. Because we have not addressed what lеgislative actions are subject to discipline for disorderly conduct under Article 4, Section 6 of the Nevada Constitution, we turn to other courts for guidance on this issue.
Core legislative function
In
Brady v. Dean,
the Vermont Supreme Court concluded that a challenge to a law, based on the contention that members of Vermont’s House of Representatives were required to disqualify themselves from voting on that law, constituted a nonjusticiable political question.
The Brady court noted, however, that Chapter 2, Section 14 did not immunize members of the house from all conflicts of interest oversight by the executive and judicial branches. Id. at 432. Nonetheless, the court concluded that, when the conduct at issue constitutes a core legislative function, constitutional and prudential concerns protect members of the house from having that conduct scrutinized by another branch of state government. Id. at 432-33. The court reaffirmed that voting on legislation constituted such a core legislative function. 8 Id. at 432. In doing so, the Brady court *296 recognized that voting “must remain inviolate to ensure the continued integrity and independence of [the house].” Id.
Although Brady involved an extension of the constitutionally granted power to judge members’ qualifications to encompass determinations regarding whether members were required to disqualify themselves from voting on legislation, the principles set forth in Brady are applicable to the case before us. Specifically, Brady’s conclusion that Chapter 2, Section 14 shields members of the Vermont House оf Representatives from scrutiny by another branch of government with regard to core legislative function activities is particularly persuasive. Id. at 432-33. Here, Article 4, Section 6 of the Nevada Constitution expressly grants the authority to discipline legislators for disorderly conduct to the individual houses of the Legislature. Applying Brady to the present case, we conclude that, to the extent that a legislator’s actions are undertaken in the course of the legislator’s participation in, or conduct of, a core legislative function, any discipline for purported disorderly conduct in the course of engaging in these core function activities is a function constitutionally committed to eaсh legislative house with regard to its members that cannot be delegated to another branch of government. 9 Id. at 431-33. And because voting on legislation is a core legislative function, the authority to discipline legislators for disorderly conduct allegedly committed in the course of voting on legislation is also a function constitutionally committed to each house of the Legislature and cannot be delegated to another branch of the government.
Disclosure of any potential conflicts of interest
The ethics allegations against Senator Hardy assert that he violated NRS 281A.420 by failing to adequately disclose an alleged conflict of interest regarding a piece of legislation and by failing to abstain from voting on that legislation. NRS 281A.420(2) provides that a lеgislator may not vote on legislation when his or her interest in that legislation presents a conflict of interest. Additionally, NRS 281A.420(4) provides that a public officer may not vote or abstain from voting upon any matter (1) on which the public officer *297 has accepted a gift, (2) that would reasonably be shaped by the officer’s obligation in a private capacity to the interest of others, or (3) in which the officer has a “pecuniary interest,” without publicly disclosing to other members of the legislative body, the gift, commitment, or interest. The ethics laws thus make disclosure of any potential conflicts of interest a prerequisite to voting or abstaining from voting on legislation.
Because voting is a core legislative function,
see Brady,
The district court properly determined that the Commission is an executive branch agency
The Commission asserts that it is an independent agency with “many types of powers blended together” and contends that the legislative delegation of disciplinary power to the Commission does not violate the separation of powers doctrine. Senator Hardy responds that under Nevada law the Commission is part of the executive branch, and thus, the ethics proceedings, if allowed to go forward, would violate separation of powers principles. In addressing this issue, the district court determined that the Commission is part of the executive branch. We agree.
Departmental agencies can exist within each branch of government and exercise certain ministerial functions that appear to overlap with or duplicate the functions of another branch.
Galloway
v.
Truesdell,
The Commission was created to ‘‘investigate and take appropriate action regarding” alleged violations of the ethics laws. NRS 281A.280(1). Upon completion of its investigation, the Commission has the authority to issue opinions interpreting and applying the ethics laws, NRS 281A.440, and to imposе civil penalties. NRS 281A.480. Thus, by statute, the Commission is tasked with carrying out and enforcing Nevada’s ethics laws. Under Article 5, Section 7 of the Nevada Constitution, the executive branch is charged with carrying out and enforcing the laws enacted by the Legislature. Other jurisdictions have recognized that the executive branch in their respective states has the duty to execute the laws enacted by the legislature.
See generally Phelps
v.
Sybinsky,
Based on our discussion above, we conclude that because the Commission is an executive branch agency, any delegation to the Commission by the Legislature of the power to discipline its members with respect to core legislative functions is an unconstitutional delegation of power in violation of the separation of powers provision of the Nеvada Constitution. Having reached this conclusion, we turn to our final issue — whether the Legislature waived the protec *299 tions of the separation of powers doctrine by enacting the ethics laws.
Structural protections such as the separation of powers doctrine cannot be waived
The Commission contends that the Legislature’s delegation of its disciplinary power to the Commission by enacting the ethics laws was an intentional institutional waiver of any constitutional protections that might bar the Commission from conducting disciplinary proceedings against Senator Hardy. Senator Hardy contends that there was no institutional waiver and that no such waiver is possible. He asserts that any conclusiоn that a waiver occurred would result in an unconstitutional delegation of each house of the Legislature’s disciplinary responsibility. Moreover, the structural protections of the separation of powers doctrine cannot be waived. In addressing this issue, the district court agreed with Senator Hardy that any finding of an institutional waiver would “raise the specter” of an unconstitutional delegation of power to the Commission. It further noted that any such finding of waiver would create separation of powers concerns because neither the Legislature nor the executive branch can agree to waive the structural protections of separation of powers. Specifically, the district court held that ‘ ‘regardless of the degree of assent or acquiescence by the Legislative or Executive Department, legislation which infringes on the structural protections of separation of powers is unconstitutional.” We agree.
In
Freytag v. Commissioner,
This court has recognized that separation of powers “is probably the most important single principle of government.”
Galloway v.
*300
Truesdell,
CONCLUSION
The power to discipline its membership with respect to the core legislative function of voting and, by extension, disclosure of conflicts of interest, is a function constitutionally committed to each house of the Legislature and it cannot be delegated to another branch of government. Beсause the Commission is part of the executive branch, any delegation to the Commission by the Legislature of the power to discipline its members with respect to such core legislative functions is an unconstitutional delegation of power in violation of the separation of powers provision of the Nevada Constitution. In light of the fundamental importance of the structural protections provided by the separation of powers doctrine, the Legislature cannot waive those protections by enacting a statute. Thus, we affirm the district court’s order. 11
Notes
Nevada’s ethics laws are contained in Chapter 281A of the Nevada Revised Statutes. We note that Chapter 281A has recently been amended to add language outlining the ethics laws’ impact on state legislators’ rights and responsibilities when performing their legislative functions. See generally NRS Chapter 281A (amended 2009). The instant matter involves the application of the previous version of the ethics laws, the version in effect when the underlying ethics proceeding against Senator Hardy was initiated.
Supreme court justices, judges, officers of the court system, and court employees are specifically excluded from the Commission’s jurisdiction. See NRS 281A.160(2)(a); NRS 281A.150.
The ethics laws also allow the Commission to render an opinion at the request of a public officer or employee who is seeking guidance on questions related “to the propriety of his own pаst, present or future conduct as an officer or employee.” See NRS 281A.440(1).
The record shows that in his private capacity, Senator Hardy serves as president of the Associated Builders and Contractors of Southern Nevada (ABC-LV). Senate Bill 509 related to lease-purchase and installment-purchase agreements that would have affected ABC-LV’s members.
Subsequent to Dunphy, the Nevada Constitution was amended to establish a Commission on Judicial Discipline to hear matters relating to the fitness of judges in Nevada. See Nev. Const, art. 6, § 21.
Chapter 2, Section 14 of the Vermont Constitution deals with the powers of Vermont’s House of Representatives. The powers of the Vermont Senate are set forth in Chapter 2, Section 19, which contains an identiсal reservation of the power to judge the elections and qualifications of its members to the Senate as Nevada’s Constitution.
Unlike the Nevada Constitution, the Vermont Constitution does not contain an express reservation of the power to discipline its legislators for disorderly conduct.
See Salt Lake City v. Ohms,
In contrast, the Legislature may delegate the power to discipline with respect to conduct related to noncore legislative functions. Using the ethics laws as an example, such proceedings could include discipline for legislators who use governmental time, property, equipment, or other facilities for nongovernmental purposes (NRS 281A.400(8)), bid or enter into governmental contracts (NRS 281A.430), or accept or receive an honorarium (NRS 281A.510).
Although the Commission correctly argues that it also exercises quasi-legislative functions, such as adopting regulations,
see
NRS 281A.290, and quasi-judicial functions, such as adjudicating contested ethics cases and issuing subpoenas when investigating alleged violations,
see
NRS 281A.290-.300, this argument does not affect our conclusion. As noted in
Galloway,
agencies can exist within each branch to exercise certain ministerial functions that appear to overlap with or duplicate the functions of another branch.
Based on our holding, we need not reach the district court’s finding that legislative immunity barred the Commission from conducting administrative proceedings against Senator Hardy.
