Leroy Comer appeals the judgment of the United States Court of Appeals for Veterans Claims which held that he had not properly raised the issue of whether he was entitled to an earlier effective date for total disability based on individual unemployability (“TDIU”) benefits.
See Comer v. Nicholoson,
No. 05-1462,
BACKGROUND
From 1967 to 1970, Comer served on active duty in the United States Army. From 1968 to 1969, he served in Vietnam, where his duties included guarding an ammunition depot that was, he asserts, “under mortar attack almost every night.”
On December 29, 1988, Comer, acting pro se, filed a claim for disability benefits with the Waco, Texas, Regional Office (“RO”) of the Department of Veterans Affairs (“VA”). He claimed entitlement to service connection for post-traumatic stress disorder (“PTSD”), asserting that he suffered from nightmares, depression and headaches. Although he was rated as 30 percent disabled due to PTSD, the RO declined to award him disability benefits, concluding that the evidence did not establish that his PTSD was connected to his Vietnam service.
On February 26, 1999, Comer asked that his original claim for service connection for PTSD be reopened. His request to reopen was denied by the RO, but on appeal the board reversed after determining that new evidence had been submitted that was “so significant that it must be considered in order to fairly decide the merits of the claim.” In re Comer, No. 00-23550, slip op. at 4 (B.V.A. Aug. 16, 2001) (“2001 Board Decision ”). In remanding the reopened claim to the RO, the board noted that Comer had been diagnosed with PTSD and that “it generally appears that the diagnosis of PTSD is related to service.” Id. at 5.
On remand, the RO granted Comer service connection for his previously rated 30 percent PTSD disability. The disability rating was effective as of February 26, 1999, the date he filed the motion to reopen his claim. In March 2003, Comer submitted a notice of disagreement, requesting that he be assigned a disability rating higher than 30 percent and that his benefits be made retroactive to his original 1988 PTSD claim. In response, the RO increased the disability rating to 50 percent, but did not change the effective date for his benefits.
In June 2003, Comer filed an appeal with the board. He sought benefits retroactive to his original 1988 PTSD claim and an increased disability rating. He filed pro se, although a representative from the Disabled American Veterans (“DAV”) organization submitted a statement on his behalf.
While his appeal was pending, the VA, on May 5, 2004, gave Comer a classification and pension (“C & P”) exam. The examining physician diagnosed him with PTSD and noted that, since his last C & P exam, he had had “no stable job.” The physician further observed that Comer reported having “nightmares and flashbacks about the war once weekly” and that these nightmares increased when he was under stress. Following the C & P exam, the RO assigned Comer an increased disability rating of 70 percent and, based on his demonstrated employment problems, granted him TDIU benefits. Both the 70 percent disability rating and the TDIU award were effective as of May 5, 2004, the date of the C & P exam.
Subsequently, on February 16, 2005, the board denied Comer’s request for an increased rating for the period from February 26, 1999, to May 5, 2004. It also *1366 denied his request for disability benefits prior to 1999. The board stated that it could not award benefits retroactive to Comer’s initial claim for benefits because he had “not specifically alleged clear and unmistakable error” in the earlier rating decision. In re Comer, No. 03-17742, slip op. at 23 (B.V.A. Feb. 16, 2005) (“2005 Board Decision”).
Comer, now represented by counsel, appealed to the Veterans Court. The court held that it had no jurisdiction to consider the issue of whether Comer should have been granted TDIU benefits prior to May 5, 2004, because he had not specifically raised that issue in his notice of disagreement with the board decision.
See 2007 Veterans Court Decision,
Comer timely appealed both issues to this court. We have jurisdiction pursuant to 38 U.S.C. § 7292.
DISCUSSION
This court has authority to review decisions of the Veterans Court regarding the “validity of any statute or regulation or any interpretation thereof’ and to “interpret constitutional and statutory provisions, to the extent presented and necessary to a decision.” 38 U.S.C. § 7292(c);
Flores v. Nicholson,
I.
Comer first argues that the Veterans Court misconstrued
Roberson,
In
Roberson,
a veteran, who had had significant employment difficulties, filed a pro se claim seeking disability benefits, but did not specify that he was seeking a TDIU award.
On appeal, this court reversed. We concluded that although Roberson had not specifically requested TDIU benefits, the VA was required to consider his entitlement to such benefits because the record contained clear evidence of his unemployability.
Roberson,
A similar analysis applies here. Like Roberson, Comer, acting pro se, sought an increased disability rating.
1
Like Roberson, Comer presented persuasive evidence of his unemployability: he has not been employed on a full-time basis since 1975 and the Veterans Court did not dispute that there was “extensive record evidence of [Comer’s] employment difficulties.”
2007 Veterans Court Decision,
The government, however, attempts to distinguish Comer’s situation from that presented in Roberson. In its view, Roberson does not apply: (a) to appeal submissions to the board following an initial rating determination, or (b) to situations in which a veteran is assisted by a representative from a veterans’ service organization.
A.
The government concedes that under Roberson the RO has the duty to consider whether a claimant is entitled to a TDIU award, even when entitlement to TDIU benefits is not explicitly raised. It contends, however, that Roberson is inapplicable here because Comer “does not seek a sympathetic reading of a claim or pleading but, instead, seeks the board’s review of an issue that was not raised on appeal.”
The government reads
Roberson
too narrowly. This is not the first time that it has advanced an overly restrictive
*1368
interpretation of
Roberson,
and this will not be the first time its efforts will be rejected.
See Andrews v. Nicholson,
Here, Comer appealed a 2004 RO decision that granted him an increased PTSD disability rating of 70 percent and a TDIU award, both of which were effective May 5, 2004. His appeal asserted that he was entitled to “an increased evaluation for PTSD and an earlier effective date” for his PTSD disability benefits. Although Comer did not state specifically that he was entitled to an earlier effective date for his TDIU award, his claim for an increased rating and an earlier effective date for his PTSD benefits, coupled with the persuasive and pervasive evidence in the record demonstrating his unemployability, was sufficient to raise the issue of his entitlement to an earlier effective date for his TDIU award as well. While the Veterans Court correctly noted that a veteran is obligated to raise an issue in a notice of disagreement if he wishes to preserve his right to assert that issue on appeal,
see 2007 Veterans Court Decision,
Indeed, 38 C.F.R. § 20.202 specifically provides that the board is required to construe an appellant’s arguments “in a liberal manner for purposes of determining whether they raise issues on appeal.”
See Robinson v. Mansfield,
“The government’s interest in veterans cases is not that it shall win, but rather that justice shall be done, that all veterans so entitled receive the benefits due to them.”
Barrett v. Nicholson,
B.
We also reject the government’s contention that the board had no duty to construe Comer’s appeal sympathetically because he had assistance from an aide from a veterans’ service organization. Although we have held that the duty to construe a veteran’s filings sympathetically does not necessarily apply when a veteran is represented by an attorney,
Andrews,
Indeed, even if Comer had received more significant assistance from the DAV, representation by an organizational aide is not equivalent to representation by a licensed attorney. Although aides from veterans’ service organizations provide invaluable assistance to claimants seeking to find their way through the labyrinthine corridors of the veterans’ adjudicatory system, they are “not generally trained or licensed in the practice of law.”
Cook v. Brown,
The DAV was created by congressional charter “to advance the interests ... of all wounded, injured, and disabled American veterans” and
“to cooperate
with the Department of Veterans Affairs ... [in] advancing the condition, health, and interests of ... disabled veterans.” 36 U.S.C. § 50302 (emphasis added). Since the func
*1370
tion of aides from the DAV is to cooperate with the VA in obtaining benefits for disabled veterans, their role is fundamentally different from attorneys who represent clients in adversarial proceedings.
See Stanley v. Principi,
II.
We next turn to Comer’s second argument on appeal, that the VA had an obligation to inform him that he was required to file a. CUE motion if he wanted to obtain benefits retroactive to the date of his initial claim. He filed a claim for disability benefits in December 1988, and although the RO rated him as 30 percent disabled due to PTSD, it denied him benefits on the ground that his PTSD was not connected to his Vietnam service. In 2001, however, Comer persuaded the board that new evidence justified the reopening of his claim. He was then awarded service-connected benefits for PTSD, but those benefits were only effective as of February 26, 1999, the date of his motion to reopen his claim. Comer contends that the VA was obligated, under 38 U.S.C. § 5103(a), to inform him that he could only obtain benefits retroactive to December 29, 1988, the date of his initial claim, by filing a motion asserting that the RO’s initial determination -that his PTSD was not service-connected contained CUE. 2 In support, he says that section 5103(a) requires the VA to provide a veteran with notice of “any information ... that is necessary to substantiate [his] claim,” 38 U.S.C. § 5103(a), and contends that because he could not “substantiate” his claim for retroactive benefits without filing a CUE motion, the VA should have informed him that he needed to file such a motion. 3
Without a doubt, the process for reopening a previously disallowed claim and obtaining retroactive benefits can be exceedingly difficult, particularly for a veteran who is proceeding pro se. Where, as here, a veteran mounts a successful campaign to reopen a previously disallowed claim based on new and material evidence, he is likely to assume that he will have an opportunity to obtain the benefits to which he would have been entitled had he prevailed on his original claim. Surprisingly, however, this is not the case. The earliest effective date for an award based on a veteran’s request to reopen a final decision based on new and material evidence is generally the date that the application to reopen was filed.
See
38 U.S.C. § 5110(a). It is only by filing a CUE claim that a veteran can obtain benefits retroactive to the date of
*1371
the original RO decision. 38 U.S.C. §§ 5109A(b), 7111(b);
Leonard v. Nicholson,
As discussed above, the VA has an “affirmative duty to assist claimants by informing [them] of the benefits available to them and assisting them in developing claims they may have.”
See Jaquay,
We decline, however, to resolve the issue of whether the VA had a duty, under section 5103(a), to notify Comer that he could only obtain retroactive benefits by filing a CUE motion because we conclude that even if the VA had such a duty, failure to fulfill it does not rise to reversible error.
4
In
Sanders,
this court held that a violation of the VA’s section 5103(a) notice obligations is presumptively prejudicial, but we also held that the VA can rebut the presumption.
Here, the government correctly observes that there is no time limit for filing a CUE claim.
See
38 C.F.R. § 3.105(a). Accordingly, Comer has the right to file a CÜE motion now, and if successful, he could obtain disability benefits retroactive to his initial claim. Thus, assuming
ar-guendo
that the VA failed to fulfill its section 5103(a) notice obligations, such failure does not constitute reversible error because Comer has not forfeited the right to bring a CUE claim.
Cf. Newhouse v. Nicholson,
*1372 Notwithstanding our conclusion that YA’s failure does not constitute grounds for reversal, we are not unmindful of the very real difficulties Comer has faced in his lengthy struggle to obtain disability benefits. Since 1988, Comer has persistently and articulately asserted that he is entitled to PTSD disability compensation. Yet — despite the fact that the VA does not dispute that Comer has suffered from PTSD since at least 1988 and that it acknowledged, in 2003, that his PTSD is service connected — it has yet to provide him disability benefits for the period from 1988 to 1999.
As a final matter, the issue of whether the VA was required to inform Comer that he needed to file a CUE claim is moot if he has, in fact, already filed one. CUE claims “must be pled with specificity,”
Johnston v. Nicholson,
Whether a veteran has raised a particular claim is a factual determination, outside the purview of our appellate authority.
See Bonner v. Nicholson,
CONCLUSION
Accordingly, the judgment of the United States Court of Appeals for Veterans Claims is reversed, and the case is remanded for further proceedings consistent with this opinion.
COSTS
Costs to appellant.
REVERSED AND REMANDED
Notes
. The Veterans Court has long held that an informal claim for an increased rating will be construed as a claim for the highest rating possible.
See, e.g., Norris
v.
West,
. Although the RO initially concluded that Comer’s PTSD was not service-connected, when the board reopened his claim it noted that Comer had been diagnosed with PTSD and that "it generally appears that the diagnosis of PTSD is related to service.” 2001 Board Decision, slip op. at 5. On remand, the RO noted that Comer’s military records showed that, while in Vietnam, Comer was part of a division that had "participated in the Phase V Vietnam Counter Offensive and another unnamed campaign.”
.'' Section 5103(a) provides: "Upon receipt of a complete or substantially complete application, the Secretary shall notify the claimant and the claimant's representative, if any, of any information, and any medical or lay evidence, not previously provided to the Secretary that is necessary to substantiate the claim. As part of that notice, the Secretary shall indicate which portion of that information and evidence, if any, is to be provided by the claimant and which portion, if any, the Secretary ... will attempt to obtain on behalf of the claimant.”
. Another reason we decline to resolve the question of whether the VA had a duty to notify Comer that he could only obtain retroactive benefits by filing a CUE motion is that this issue was not addressed by either the Veterans Court or the board. ''[I]t is the general rule ... that a federal appellate court does not consider an issue not passed upon below.”
Singleton v. Wulff,
