Lead Opinion
Vacated and remanded by published opinion. Judge DIANA GRIBBON MOTZ wrote the majority opinion, in which Senior Judge BUTZNER joined. Chief Judge WILKINSON wrote a dissenting opinion.
OPINION
Columbia Union College, a four-year private liberal arts college affiliated with the Seventh Day Adventist Church, brought this action against the Maryland Higher Education Commission. Columbia Union alleged that the Commission’s decision to deny it state funds under Maryland’s Sellinger grant program violated the college’s free speech, free exercise, and equal protection rights. Assuming that the Commission’s action infringed one or more of these rights, the district court nonetheless granted summary judgment to the Commission. The court concluded that the Commission’s action was justified by a compelling state interest. Specifically, the district court held that the undisputed facts demonstrated that Columbia Union is a “pervasively sectarian” institution, and so, under Roemer v. Board of Public Works of Maryland,
I.
In 1971, the Maryland General Assembly statutorily created the Sellinger program to provide annual state-funded grants to qualifying private colleges, with the amount of funding determined by the number of full-time students attending the qualifying college. See Md.Code Ann., Educ. § 17-101 et seq. (1997).
To qualify for aid under the Sellinger program, an institution must: (1) be a nonprofit private college or university established in Maryland before July 1, 1970; (2) be approved by the Commission; (3) be accredit'ed; (4) have awarded associate of arts or baccalaureate degrees to at least one graduating class; (5) maintain one or more de-greed programs in subjects other than the seminarian or theological programs; and (6) demonstrate that no Sellinger funds will be used for “sectarian purposes” including “religious instruction, religious worship, or other activities of a religious nature.” Id. §§ 17-103, 107; Md. Regs.Code tit. 13 B, § .01.02.06(A) (Supp.1996). So that the State can ensure institutions receiving aid under the Sellinger program continue to abide by the last requirement, those institutions must provide the Commission with annual pre- and post-expenditure affidavits detailing their intended and actual use of the funds. See Md. Regs.Code tit. 13 B, § .01.02.05 (Supp.1996). The Commission also reserves the right to audit an institution’s books and records to ensure its compliance. Id.
Columbia Union initially applied for Sel-linger funds in 1990. Two years later, acknowledging that the college met the first five statutory eligibility requirements, the Commission denied Columbia Union the Sel-linger funds on the ground, inter alia, that the college was “pervasively sectarian” because it lacked institutional autonomy from the Seventh Day Adventist Church, it required religious worship by its students, its religion department sought to “set the tone” for college life, religion influenced non-theology courses, and a large percentage of students and faculty were church members. The Commission concluded that to provide a state grant to Columbia Union to fund osten
This is where matters stood until 1995. Then, in reliance on Rosenberger v. Rector and Visitors of the University of Virginia,
Columbia Union thereafter filed suit in federal court seeking declaratory and injunc-tive relief based on alleged statutory and constitutional violations. The district court dismissed the action without prejudice on the ground that it was not ripe because the college had not formally reapplied for Sel-linger funds. Columbia Union agreed to reapply and the Commission agreed to review the application on an expedited basis. The parties further agreed that the Commission’s review would be conducted without an administrative hearing.
On October 24, 1996, the Commission again denied Sellinger funds to Columbia Union, again citing the Establishment Clause. The Commission based its decision largely on information included in Columbia Union’s publications and course descriptions, specifically noting that it did not review any “statistics” regarding how Columbia Union’s policy actually affected student admissions and faculty hiring.
Two months later, Columbia Union filed an amended complaint alleging statutory and constitutional claims. The statutory claim was based on the Religious Freedom Restoration Act, 42 U.S.C.A. § 2000bb et seq. (West 1994) (RFRA), and the district court dismissed it in light of City of Boerne v. Flores,
II.
We first address Columbia Union’s contention that the Commission’s decision to deny the college Sellinger funds infringed its First Amendment right to free speech.
The college maintains that Rosenberger “governs” and requires a holding in its favor. The State’s sole response is that any curtailment of Columbia Union’s speech is justified by a compelling state interest — avoiding a violation of the Establishment Clause. Although the need to comply with Establishment Clause requirements certainly justifies a free speech infringement, see infra § III, it does not eliminate the infringement. Accordingly, Maryland’s response does not answer the question of whether denial of Sel-linger funding in the first instance curtails Columbia Union’s free speech right.
Rosenberger, however, provides a good deal of guidance on this question. Consistent with prior Supreme court precedent, it teaches that generally the First Amendment forbids the government from discriminating for or against private speech because of the content or viewpoint of the speech. See Rosenberger,
However, the government, provided it does not violate the Establishment Clause, may selectively aid certain kinds of private speech and thereby “regulate the content of what is or is not expressed” in two clearly defined instances. Rosenberger,
Rather, Maryland provides Sellinger grants to “supportf ] private higher education generally, as an economic alternative to a wholly public system.” Roemer,
For these reasons, we agree with Columbia Union that Rosenberger controls the resolution of its free speech claim. In Rosen-berger a public university encroached upon the free speech rights of a student magazine, Wide Awake, when it paid an outside contractor to service the printing needs of student publications but refused to provide this benefit to Wide Awake “solely on the basis of its religious viewpoint.” Rosenberger,
III.
To justify an infringement on Columbia Union’s free speech rights, Maryland must demonstrate that its decision to deny funding to Columbia Union “servefs] a compelling state interest and that it is narrowly drawn to achieve that end.” Widmar,
In Lemon v. Kurtzman,
A.
We begin our inquiry by recognizing the direct applicability of Roemer,
The Roemer Court carefully distinguished a “pervasively sectarian” institution from a “religiously affiliated” one. A “pervasively sectarian” college is unable to separate its secular, educational mission from sectarian indoctrination. Id. Because “religious and secular functions [are] inseparable” at a pervasively sectarian college, id. at 750,
The Roemer Court explained that when providing funds to private institutions “[n]eu-trality is what is required” from the states, meaning “[t]he state must confine itself to secular objectives, and neither advance nor impede religious activity.” Id. at 747,
The Supreme Court has never expressly overruled Roemer. Columbia Union does not and cannot claim to the contrary. What Columbia Union does contend is that recent Supreme Court cases have effectively overruled Roemer. The college asserts that these cases “establish” that it “may properly participate in the Sellinger program even if [it] were found to be pervasively sectarian.” Reply Brief at 9 (emphasis in original). Before addressing these cases, we note the limits of our role as an intermediate appellate court in determining the continued viability of Supreme Court precedent. The Supreme Court has recently and unequivocally “reaffirmed” that lower courts are not to “conclude” that the Court’s “more recent cases have, by implication, overruled [its] earlier precedent.” Agostini,
if a precedent of [the Supreme] Court has direct application in a case, yet appears to rest on reasons rejected in some other line of decisions, the Court of Appeals should follow the line of cases which directly controls, leaving to [the Supreme] Court the prerogative of overturning its own decisions.
Id. (emphasis added) (quoting Rodriquez de Quijas v. Shearson/American Express, Inc.,
We have consistently adhered to the Agos-tini directive, see, e.g., West v. Anne Arundel County,
B.
In arguing that the Court has overruled Roemer, Columbia Union principally relies on Witters v. Washington Department of Services for the Blind,
In Witters, the Supreme Court held that the Establishment Clause did not prohibit a blind student from using funds that would be awarded to him, pursuant to a state vocational assistance grant, to finance pastoral studies at a Christian college. Witters,
Columbia Union contends that, because the amount of Sellinger funds awarded to a given college depends on the number of students enrolled, Sellinger grants are based on the same student “private choices” that rendered the Witters grant constitutional. We are not persuaded. The state aid at issue here, in contrast to that in Witters, reaches a religious school solely as a result of a decision “made by the state” not the student. Witters,
Nor can the aid here be said to reach the college as an incidental benefit, as it did in Witters. Rather, the college is the “primary beneficiar[y]” of this direct aid, and the student, “to the extent [he] benefits] at all from” the Sellinger grants, is the “incidental beneficiar[y].” Zobrest,
Nor does Agostini overrule the Roemer holding. To be sure, like Witters, Agostini prohibits a court from concluding that any and all state aid to a pervasively sectarian institution impermissibly advances religion, and so to that extent is contrary to the broad Roemer dicta. Agostini,
In Agostini, the Court overruled Aguilar v. Felton,
In the face of objections in a vigorous dissent, the Agostini Court carefully explained the limits of its holding. First, it pointed out that the facts before it did not involve a situation (like our case or Roemer) in which aid flows directly to “the coffers of religious schools” for services provided “on a school-wide basis.” Id. at 2013. The Agosti-ni Court further explained that providing remedial services did not impermissibly advance the schools’ religious educational mission because those services were “supplemental to the regular curricula” taught to all students; Title I aid did not “supplant” or “reliev[e] sectarian schools of costs they otherwise would have borne in educating their students.” Id. (quoting Zobrest,
Thus, Agostini, the Court’s most recent treatment of the Establishment Clause in the school funding context, holds that government aid flowing to even a pervasively sectarian institution does not impermissibly advance religion if it reaches the institution as a result of private independent choices of the individual rather than state decisionmaking, and if it “supplements” rather than “supplant[s]” the college’s core educational functions. Agostini
Finally, Columbia Union’s suggestion that Rosenberger overrules Roemer is particularly puzzling. As outlined above, Rosenberger clearly provides precedent helpful to Columbia Union on its free speech claim. But just as clearly, the Rosenberger Court’s treatment of the Establishment Clause issue provides no support for Columbia Union’s contention that it overrules Roemer. In fact, the Ro-senberger Court took particular pains not to overrule Roemer, but to carefully distinguish it, explaining:
The Court of Appeals (and the dissent) are correct to extract from our decisions the principle that we have recognized special Establishment Clause dangers where the government makes direct money payments to sectarian institutions, citing Roemer ...'. The error is not in identifying the principle but in believing that it controls this case . Even assuming that WAP is no different from a church and that its speech is the same as the religious exercises conducted in Widmar (two points much in doubt), the Court of Appeals decided a case that was, in essence, not before it, and the dissent would have us do the same. We do not confront a case where, even under a neutral program that includes nonsectarian recipients, the government is making direct money payments to an institution or group that is engaged in religious activity. Neither the Court of Appeals nor the dissent, we believe, takes sufficient cognizance of the undisputed fact that no public funds flow directly to WAP’s coffers.
Rosenberger,
The Rosenberger Court expressly found that Roemer did not apply in a case where the University provided an “incidental,” indirect benefit (i.e., printing services) for all qualifying recipients, not “direct money payments” as was provided to the colleges in Roemer. Id. at 842, 844,
Distinguishing the “direct money payments” at issue in Roemer obviously was also critical to Justice O’Connor’s necessary fifth vote in Rosenberger. She cited Roemer and emphasized in her separate concurring opinion that although “some government funding of secular functions performed by sectarian organizations” is permissible, “no precedent” allows “the use of public funds to finance religious activities” even if pursuant to a neutral government program that benefits religious and non-religious institutions alike. Id. at 847,
The Rosenberger Court, therefore, could not have been clearer: the indirect funding at issue in Rosenberger and the direct provision of money grants in Roemer are two mutually exclusive, non-intersecting doctrines. Roemer is not “control[ling]” in the Rosenberger situation and Rosenberger does not “address[ ]” Roemer. Rosenberger,
Rosenberger not only fails to overrule Roemer, but like Witters and Agostini, it reaffirms, as the Court has on many other occasions, the distinction between direct and indirect government aid. The Court has repeatedly found this distinction critical when determining whether state aid to a “pervasively sectarian” institution would impermis-sibly advance religion. See, e.g., Agostini,
“[T]he form of [this direct] aid” — a money payment to the recipient organization rather than provision of equipment or services— heightens the danger that a state may imper-missibly advance religion. Roemer,
The Supreme Court has never upheld a direct transfer of monies to a pervasively sectarian institution to fund its core educational functions. Moreover, in Roemer the Court concluded, in the context of the very program at issue here, that such a transfer would impermissibly advance religion.
IV.
Having determined that direct state funding of the general education courses of a
A.
In assessing whether an institution is “pervasively sectarian” a court must “paint a general picture of the institution, composed of many elements.” Roemer,
Nonetheless, Roemer and its progenitors, Tilton and Hunt, do provide us substantial guidance. In those cases, although the Supreme Court held that religiously affiliated colleges were not pervasively sectarian, it identified characteristics of a “pervasively sectarian” college. These characteristics fall into four general areas of inquiry: (1) does the college mandate religious worship, (2) to what extent do religious influences dominate the academic curriculum, (3) how much do religious preferences shape the college’s faculty hiring and student admission processes, and (4) to what degree does the college enjoy “institutional autonomy” apart from the church with which it is affiliated. See generally Roemer,
The Court has never discussed the relative importance of these factors. Clearly, though, no one of them in isolation is dispositive. For example, although “Catholic religious organizations ... governed” all the colleges in Tilton, their lack of institutional autonomy simply constituted one factor in favor of finding them pervasively sectarian. Tilton,
A careful reading of Roemer, Til-ton, and Hunt leads to the inescapable conclusion that even colleges obviously and firmly devoted to the ideals and teachings of a given religion are not necessarily “so permeated by religion that the secular side cannot be separated from the sectarian.” Roemer,
These elements should not be read as a “pervasively sectarian” template that, when placed over every religiously affiliated college, precisely determines' the degree of its religiosity. Matters as difficult and important can never be so easily resolved. Rather, we set them out to provide some guidance and to clarify that the Supreme Court regards a “pervasively sectarian” college as a rarity, to be so designated only after a thorough and searching inquiry.
Maintaining the delicate balance required by the First Amendment’s Religion Clauses always presents a task fraught with difficulty. Deciding whether religion so pervades an institution of higher learning that a “substantial portion of its functions are subsumed in the religious mission,” Hunt,
With these principles in mind, we turn to the district court’s decision.
B.
The district court took careful note of the appropriate areas of inquiry and conscientiously attempted to apply the Supreme Court’s directives to the facts before it. However, for the reasons set forth below, we believe the court erred in concluding that application of the law to those facts warranted the grant of summary judgment to the State. We note that summary judgment is only proper if there is no dispute as to “any material fact,” Fed.R.Civ.P. 56(c), or as to the reasonable inferences that can be drawn from the facts. See M & M Medical Supplies & Serv., Inc. v. Pleasant Valley Hosp., Inc.,
With regard to the first factor, mandatory attendance at religious worship services, the district court noted that Columbia Union has an official policy of once-weekly mandatory prayer services for resident students and three out of six smaller meetings for these same students in their dormitories. See Columbia Union,
A reasonable fact finder could find the college’s mandatory prayer policy, requiring attendance at religious services of the vast majority of its resident students, reveals that Columbia Union is primarily interested in religious indoctrination at the expense of providing a secular education. Cf. Roemer,
As to the second Roemer factor, the district court concluded for several reasons that religion dominates the college’s academic courses. Initially, the court relied on two statements found in the college’s 1996-97 bulletin — the religion department “believes that in a Christian college, Christian principles should characterize every phase of college life, whether it be intellectual, physical, social, or moral”; and the religion faculty, through “their dedication to Jesus Christ,” seeks to “show [students] how Christian principles offer satisfactory answers to the perplexing problems facing the world today.” The court ruled that the college’s mandatory religion courses, taught by a faculty governed by these principles, “contribute to an overall mosaic that is pervasively sectarian.” Columbia Union,
The problem with this inference is that the Roemer Court expressly held that mandatory religion courses do not necessarily constitute evidence that a college is “pervasively sectarian” because they may “only supplement a curriculum covering ‘the spectrum of a liberal arts program.’” Roemer,
In concluding that Columbia Union stifles academic freedom on its campus, the district court also relied on statements in the college’s faculty handbook directing the faculty to “bear in mind their peculiar obligation as Christian scholars and members of a Seventh-day Adventist College” and noting that they have “complete freedom so long as their speech and actions are in harmony with the philosophies and principles of the college — a Seventh-day Adventist institution of higher education.” Id. Again, the district court read these statements in the light least, rather than most, favorable to Columbia Union. If these statements are consistent with the 1940 Statement of Principles on Academic Freedom of the American Association of University Professors, as Columbia Union asserts, then they provide no proof that the college’s religious mission impinged too greatly on its academic freedom. This is so because the Supreme Court has expressly credited compliance with the 1940 statement as evidence demonstrating that a college permits “intellectual freedom” despite its religious affiliation. See Roemer,
The district court also concluded that descriptions in the college bulletin of several “nominally secular academic departments are replete with references to secular religion” and that these references constituted evidence of a lack of academic freedom. Columbia Union,
The business curriculum combines a challenging liberal arts education with a strong foundation in business. Students receive a broad-based education, interweaving courses in the arts, sciences, and humanities with a professional education that will enable them to influence the community through competent and caring service. Through their business classes, they gain solid grounding in business fundamentals and depth in individual areas of concentration. Analytical and communications skills are emphasized across the business curriculum.5
In context, the religious references are simply not enough, in number or in nature, to compel the inference that Columbia Union’s attempts at religious indoctrination compromise its academic freedom.
As to the third Roemer factor, the district court held that “faculty hiring and student admissions decisions do not appear to be made without regard to religion.” Id. at 903 (emphasis added). This may be so but facts, not appearances, count here. No facts mandate the court’s ultimate conclusion that “religion plays a role in faculty hiring and student admissions decisions.” Id. True, as the district court noted, 36 of 40 full time faculty members are Seventh Day Adventists and the college’s literature states it reserves the right “to give preference” to members of the Seventh Day Adventist Church in its hiring decisions. Id. However, when part-time instructors are included, only fifty-seven percent of the faculty are Adventists, and the record is silent on whether the college in fact exercises its right to prefer Adventists for faculty positions. The record is also silent on the college’s hiring procedures, the criteria it applies, and the nature of the applicant pool. We simply do not know anything about how or why the college selects its faculty. Thus, this slim record does not mandate the conclusion that a college, widely known for its affiliation with the Seventh Day Adventist Church, in fact exercises a hiring preference for Seventh Day Adventists.
Nor does the fact that Columbia Union asks its students to evaluate their professors based in part on whether a professor stresses Christian values and philosophy in the classroom require this conclusion. This evidence certainly suggests that the college expects classes to be conducted with Christian teachings in mind, but it says nothing about the criteria employed .for hiring faculty, ie., whether Columbia Union is making a conscious effort to “stack its faculty with members of a particular religious group.” Roemer,
The district court similarly concluded that religion “plays a role ... in student admissions decisions,” Columbia Union,
As the district court itself acknowledged, that a “great majority” of students are affili
Nor can we, after a full review of the record before us, determine the college’s “admissions and recruiting criteria,” and whether they include a preference for Seventh Day Adventists. That the college bulletin encourages applicants with similar “principles and interests” to apply does not necessarily signal that students should do so only if they are affiliated with the Seventh Day Adventist Church. Indeed, this statement gains meaning only in light of the college’s actual “principles and interests.” Much of Columbia Union’s published material reflects the college’s endorsement of both religious and nonreligious “principles and interests.” For example, the college bulletin discusses the importance of “academic honesty” in its student body, emphasizing that plagiarism or cheating is strictly prohibited. This statement, to be sure, illustrates a “principle” or “interest” of the school, but not one that is pervasively sectarian or even overtly connected to the teachings of the Seventh Day Adventist Church. Thus, based on this evidence, a reasonable factfinder could conclude that Columbia Union may or may not exercise a religious preference in admissions; on summary judgment, we must credit the inference most favorable to Columbia Union.
Finally, the district court determined that “Columbia Union is not ‘characterized by a high degree of institutional autonomy’ as were the colleges in Roemer.” Columbia Union,
These facts undeniably demonstrate that Columbia Union enjoys less autonomy than the colleges in Roemer. Cf. Roemer,
In sum, the district court’s grant of summary judgment to the State suffered from two fatal flaws. First, the court rested its conclusion that Columbia Union is “pervasively sectarian” on an incomplete record,
C.
We recognize that the parties have asserted, both before the district court and us, that no material facts were disputed and so the case was ripe for summary judgment. Although such statements are of interest, they cannot and do not establish the propriety of deciding a case on summary judgment. See World-Wide Rights Ltd. Partnership v. Combe, Inc.,
Thus, in deciding the difficult question presented here, the Supreme Court has consistently so assured itself of precisely this. The Court has often noted district court’s diligence in holding lengthy evidentiary hearings and making numerous factual findings to determine whether an institution was “pervasively sectarian.” See, e.g., Ball,
Conversely, in Bowen v. Kendrick,
The only evidence before the district court in Bowen was written “by-laws [and] policies that prohibit any deviation from religious doctrine” and evidence demonstrating “explicit corporate ties” to a religious organization. Id. at 620 n. 16,
In sum, notwithstanding the parties’ views, determination of this ease on summary judgment on this record is impossible.
VACATED AND REMANDED.
Notes
. As noted above, Columbia Union also alleges that this denial violated its free exercise and equal protection rights. A court considers these claims as one constitutional inquiry. See, e.g., Rosenberger,
. If the award of state funds to pervasively sectarian institutions violates the Establishment Clause, denial of Sellinger funds to Columbia Union is narrowly tailored to meet this interest. Columbia Union contends that a more narrowly tailored solution would be to order Maryland to amend its Sellinger grant program so that, rather than fund colleges directly, the State would provide such funds to students to be used at any qualifying college. Even assuming a federal court has the power to order the sovereign state of Maryland to amend a duly enacted state statute, we are at a loss for how this remedy is more narrowly tailored than simply denying funds to the one affected institution and permitting the statute, which otherwise operates within the bounds of the Constitution, to stand. Action taken to remedy an “evil” will be considered “narrowly tailored if it targets and eliminates no more than the exact source of the evil it seeks to remedy.” Frisby v. Schultz,
. Were a college found to be "religiously affiliated” as opposed to "pervasively sectarian,” however, the Roemer Court held that it could be funded under the Sellinger Program without resulting in any excessive "entanglement” in religious affairs. Roemer,
. The Supreme Court has held primary and secondary schools to be "pervasively sectarian.” See, e.g., Meek v. Pittenger,
. This same point holds true for all of the other departments to which the district court refers. See Columbia Union,
. The district court recognized that this factor could "not be viewed in isolation” but concluded that "the colleges at issue in Hunt and Tilton were far less sectarian” than Columbia Union, and so in Columbia Union’s case its lack of institutional autonomy "lends support to the overall conclusion" that it "is pervasively seclari-an.” Columbia Union,
. The Court analogized the statute at issue in Bowen to the grant provisions at issue in Roemer. Bowen,
. Our dissenting colleague agrees with the holdings reached in the first three portions of this opinion, but disagrees with our ultimate conclusion that this case must be remanded. We, too, regret the burdens imposed by a remand but believe that the importance of the constitutional interests asserted here and the complexity of the required legal inquiry mandate nothing less. On remand, the parties may well be able to ease these burdens by stipulating to many of the unresolved factual issues. But notwithstanding the parade of horribles and rhetorical questions in the dissent, Supreme Court precedent requires examination of not only a college’s written policies, but also of how a college implements those policies; a just determination of the latter question is simply impossible on this record. Moreover, the Supreme Court has specifically held (and neither Columbia Union nor the State disputes) that when a court conducts this sort of examination it does not engage in any "excessive entanglement” with religion. See Roemer,
Dissenting Opinion
dissenting:
The majority sidesteps the central issue in this case by sending it back to district court for yet another round in a seemingly endless dispute over Columbia Union College’s claim to funding under Maryland’s Sellinger Program. The legal question that should be confronted now — and not avoided by a remand — is whether the discriminatory treatment of Columbia Union on the basis of its religious viewpoint is compelled by the Establishment Clause.
The majority remands despite the fact that the parties submitted this case below on cross-motions for summary judgment. Both sides agree that no material facts are in dispute. Contrary to the majority, I believe the agreed-upon facts provided the district court with more than an adequate basis to reach its decision.
Most importantly, by remanding for intensive factfinding, the majority unduly burdens both parties. It apparently would require district courts to leave no stone unturned in Establishment Clause inquiries into whether educational institutions are properly considered pervasively sectarian. The majority sets the stage for what should prove to be a relentless inquisition into the religious practices of Columbia Union, its teachers, and its students. To obtain funding, Columbia Union will have little choice but to mold itself to
I.
A.
Maryland’s denial of funding to Columbia Union on the basis of its religious viewpoint is a denial of the right to freedom of speech under the First Amendment. Maryland’s Sellinger Program exists to support private higher education generally. Funding is thus available to any nonpublic institution of higher education that meets neutral statutory requirements. In this sense, Maryland has created a limited forum in much the same way as the Supreme Court in Rosenberger found the University of Virginia had by funding a diversity of views in students’ extracurricular activities. See Rosenberger v. Rector & Visitors of Univ. of Va.,
Columbia Union has done everything that Maryland has asked of every institution it funded. Indeed, if it were any other institution, funding would be coming its way. The college has satisfied each of the neutral statutory requirements for participation in the Sellinger Program. Specifically, Columbia Union is a nonprofit private college that was established in Maryland before 1970; it is approved by the Maryland Higher Education Commission (MHEC); it is accredited by the Commission on Higher Education of the Middle States Association of Colleges and Schools; it has awarded associate of arts or baccalaureate degrees to at least one graduating class; it maintains earned degree programs other than seminarian or theological ones; and it has submitted its program to the MHEC for review. Furthermore, Columbia Union’s president has pledged by sworn affidavit, as required by MHEC regulations, that any aid received through the Sellinger Program will not be used for sectarian purposes.
Maryland has thus denied funding to Columbia Union for one reason only — its sectarian character. By denying Columbia Union funding on the basis of its sectarian approach to education, Maryland has impermissibly discriminated against the college on the basis of its religious point of view. This finding sets the stage for the critical question in this case: whether Maryland’s viewpoint discrimination is justified by its need to comply with the Establishment Clause. See Rosenberger,
B.
In an earlier era of Establishment Clause jurisprudence, it was perfectly clear that Columbia Union had no claim to funding. In Roemer v. Board of Public Works,
But Establishment Clause jurisprudence has changed since Hunt, Boemer, and Bowen. The general funding prohibition announced in those decisions has gradually been relaxed to permit government aid to religious institutions and organizations when accomplished through neutral government programs. Columbia Union contends that the Court’s more recent neutrality principle has in fact supplanted the Court’s prior funding prohibition decisions and should govern our ease today. The college claims that because Maryland’s Sellinger Program awards funding to private institutions of higher education under neutral criteria, without regard to the institution’s sectarian or nonsectarian character, the provision of funds to Columbia Union cannot offend the Establishment Clause.
As a matter of prediction, Columbia Union may be right. There is no question that the neutrality principle is on the rise. Beginning with its decision in Witters v. Washington Department of Services for the Blind,
The neutrality principle became more pronounced in Zobrest v. Catalina Foothills School District,
Next came Rosenberger, in which the Supreme Court again strengthened the neutrality principle: “A central lesson of our decisions is that a significant factor in upholding governmental programs in the face of Establishment Clause attack is their neutrality towards religion.”
Then in Agostini v. Felton,
Finally, the emergent neutrality principle already has found its place in the Free Exercise Clause. Specifically, in Employment Division v. Smith, the Court noted that it has “consistently held that the right of free exercise does not relieve an individual of the obligation to comply with a valid and neutral law of general applicability on the ground that the law proscribes (or prescribes) conduct that his religion prescribes (or proscribes).”
The neutrality principle that courses through the Court’s recent decisions certainly would not forbid Maryland from funding Columbia Union under the Sellinger Program. As already noted, Maryland provides funding generally to private institutions of higher education, without regard to their sectarian or nonsectarian character. Indeed, three of the institutions that participated in the program during fiscal year 1997 were affiliated with the Roman Catholic Church. The Maryland program also requires that the recipient institution not use any of the funds received for sectarian purposes.
To hold that Maryland must refuse Columbia Union funding while allowing it to extend aid to other religious institutions would violate the very principle of neutrality required by the Establishment Clause. See Rosenberger,
C.
We do not, however, write on so clean a slate. The funding prohibition principle is hanging on, if only by its fingernails. Although the Court has repeatedly upheld government aid to religious institutions on the basis of the neutrality of the program under which it is provided, the Court has notably failed to expressly overrule its prior decisions
In Witters and Zobrest, the Court focused on the fact that the state aid was given directly to the student rather than to the religious school. Zobrest,
Rosenberger likewise failed to overrule the earlier Hunt-Roemer-Bowen trilogy. The rule against direct funding of pervasively sectarian institutions did not apply in Rosen-berger because no public monies flowed directly into the coffers of the religious publication; all payments were made to a third-party printer. Id. at 843,
Agostini similarly failed to overrule the funding prohibition announced in those three decisions. In Agostini, the Court held that public employees working on the premises of sectarian schools could not be presumed to inculcate religious beliefs in the students.
Most importantly, the Court in Agostini sent an unmistakable message to lower courts that shifts in the Supreme Court’s Establishment Clause jurisprudence should not be interpreted as signifying that its prior decisions have indirectly been overruled:
We do not acknowledge, and we do not hold, that other courts should conclude our more recent cases have, by implication, overruled an earlier precedent. We reaffirm that “if a precedent of this Court has direct application in a case, yet appears to rest on reasons rejected in some other line of decisions, the Court of Appeals should follow the ease which directly controls, leaving to this Court the prerogative of overruling its own decisions.”
Id. at 2017 (quoting Rodriguez de Quijas v. Shearson/American Express, Inc.,
II.
A.
The district court found, both on the basis of the parties’ lengthy evidentiary submissions and prior findings by the MHEC, that Columbia Union is a pervasively sectarian institution. I simply fail to understand how the majority can conclude that the extensive evidentiary record before the district court was so lacking that we must remand this case for further factfinding. The majority’s decision is especially puzzling considering that the very religious institution claiming entitlement to funding agreed before the district court that no material facts were in dispute and, therefore, that disposition of this ease at the summary judgment stage was appropriate.
Initially, the majority can point to no decision that requires that specific types of evidence be presented to a district court before it can properly find an institution pervasively sectarian.
As the majority concedes, the district court “took careful note of the appropriate areas of inquiry and conscientiously” considered evidence on each and every one of these factors. Ante at 164. Among its more significant conclusions, the district court found that Columbia Union was closely affiliated with, if not to a great extent controlled by, the Seventh-day Adventist Church; that Columbia Union’s religious mission is furthered in part by requirements that students attend weekly chapel sessions and worship options in the residence halls; and that descriptions of even the college’s secular courses were pervaded with religious references. The district court concluded that, in combination, the undisputed evidence under the several factors supported the conclusion that Columbia Union is a pervasively sectarian institution. I believe that the considerable evidence relied upon by the district court revealed no genuine dispute of material fact and, therefore, was more than sufficient to establish that Columbia Union is a pervasively sectarian institution.
By contrast, the majority erroneously flyspecks Columbia Union’s characteristics. Rather than “paint[ing] a general picture of [Columbia Union],” Roemer,
Finally, the majority points to Bowen to bolster its claim that cases of this sort are inappropriate for summary judgment. Ante at 169. It is true that the Court in Bowen remanded for additional factfinding. The Court, however, was concerned primarily with the district court’s failure to even “identify which grantees it was referring to” when it claimed that pervasively sectarian institutions had received aid. Bowen,
B.
Let there be no mistake about the probable impact of the majority’s decision. By requiring the parties to develop an even more exhaustive record through what is in effect a trial, the majority undermines the secular educational purpose of Maryland’s Sellinger Program. Inevitably government efforts to assist private education are complicated by the need for officials to determine carefully the proper constitutional boundaries governing such assistance. This court’s remand now increases the difficulty of that task exponentially. The majority sends the clear message that these Establishment Clause questions can only be satisfactorily resolved upon a voluminous record that requires a court to scrutinize a religious institution’s sectarian character with laser-like precision. This decision, therefore, will substantially increase the administrative costs associated with educational programs like Maryland’s. Of course, the likely consequence of requiring states to undertake such costly and involved inquiries in connection with each and every funding decision is that such programs might well be abandoned altogether. No good deed, I suppose, goes unpunished: that Maryland’s admirable attempt to support private higher education should become ensnared in the endless transaction costs of litigation is cause for dismay.
A remand is as unsatisfactory for the college as it is for the state. Requiring a lengthy trial on Columbia Union’s sectarian character denigrates the very values underlying our Constitution’s religión clauses. The First Amendment demands that the state “neither advance[] nor inhibit[] religion.” Lemon v. Kurtzman,
Thus, while the majority attempts to speak solely in terms of judicial involvement with religious institutions, see ante at 169 n. 8, its decision plainly foreshadows further bureaucratic entanglement as well. The majority’s factfinding adventure cannot help but result in intensive government involvement in religion. The Court recognized in Lemon that “state inspection and evaluation of the religious content of a religious organization” poses the special danger that “pervasive
I recognize that higher education does or at least should act in an environment of public accountability. Institutions that utilize public funds incur obligations to explain how they use those funds. Accreditation by its very nature requires some level of scrutiny into a college’s academic offerings. Nonetheless, I am astounded that the majority desires further evidence on “how [Columbia Union’s] traditional liberal arts or mandatory religion courses are taught.” Ante at 165. It is unfortunate that the majority would require Columbia Union to present the minutiae of its classroom modus operandi. Will there now be state agents sitting in class, not for academic evaluation, but to police the degree to which religious values inform classroom instruction? This intrusion not only eclipses that which is present in the accreditation process; it is an intrusion to which religious organizations are to be uniquely and discriminatorily subject.
An equal danger looms with the majority’s direction to the factfinder, and therefore funding agencies, to inquire whether “religious principles are important to the college” and whether “religious indoctrination is more than a secondary objective.” Ante at 164 (internal quotation marks omitted). Notwithstanding the majority’s hope, see ante at 169 n. 8, matters such as these are not amenable to stipulation. Thus, an agency will be left to determine when indoctrination becomes a primary objective. What does this mean? If college students “believe,” will the state deny funding? The fact of the matter is that agencies are in no position to serve as Orwellian probes, measuring how seriously someone takes his or her religious convictions.
Additionally, the razor-thin line the majority cuts between pervasively sectarian and pervasively nonsectarian institutions belies credibility. For instance, the majority suggests that because “only about 350 to 400 of Columbia Union’s 1172 students” actually participate in its mandatory religious services, Columbia Union might not be pervasively sectarian. Ante at 164. Does this mean that the college is prohibited from requiring 500 students to attend services? Would it be certain to receive funding if it limited the number to 200? Or, consider the majority’s focus on the college’s bulletin. Ante at 165. It intimates that the business department’s use of “only two” religious references might somehow be dispositive. Ante at 165. Would one particularly emphatic reference, therefore, always pass constitutional muster? What about three? Constitutionality should not be made to hinge on such inconsequential distinctions.
Similarly, the majority’s remand effectively dumps at the state’s doorstep the volatile tasks of distinguishing between religious institutions and drawing controversial and delicate lines. Religious institutions will be without clear guidance as to when they might become too sectarian. The three Catholic colleges currently receiving funding — Mount Saint Mary’s College & Seminary, the College of Notre Dame of Maryland, and Loyola College — must now worry about whether they will at some indefinable point offend the state by stepping over the sectarian edge. For example, Mount Saint Mary’s appoints the Archbishop of Baltimore as an automatic trustee and requires that at least one-fourth of its trustees, including the Archbishop, be ordained priests. Notre Dame requires that just under one-third of its trustees be nuns. And Loyola’s president must be a member of the Society of Jesus. May Mount Saint Mary’s raise its requirement to one-half? May Notre Dame increase its to more than one-third? May Loyola include the same prerequisite in its search for a vice president? How are these colleges to know? It will be impossible for them to predict at what point sectarian influences of this type will tip the scales. For religious institutions seeking Sellinger Program funds, the majority’s re
The “pervasively sectarian” test of Hunt, Roemer, and Bowen already places the judiciary in the uncomfortable role of determining just how religious an institution is, and requires that it draw somewhat arbitrary lines. But as long as directly controlling precedent requires such an inquiry, I would carefully shape the standards by which we measure an institution’s sectarian nature such that the judiciary does not delve even deeper than necessary into religious inquiries we are likely most unqualified to answer. Cf. Widmar v. Vincent,
III.
In a final plea to the Maryland Higher Education Commission for funding under the Sellinger Program, the president of Columbia Union College asked, “If we recant, would we qualify?” Those words capture what this case is about. Despite the fact that it has met all neutral criteria for state aid, and despite the fact that other religious institutions are receiving funding, Columbia Union has yet to receive so much as a penny in state assistance. The only way it could receive such aid is by compromising or abandoning its religious views. That to me is impermissible inhibition of religion, impermissible discrimination under our Constitution’s religion clauses, and a violation of the First Amendment right to express religious beliefs. “That Amendment requires the state to be a neutral in its relations with groups of religious believers and non-believers; it does not require the state to be their adversary.” Everson v. Board of Educ.,
. The Court's recent decision in National Endowment for the Arts v. Finley, - U.S. -,
. The majority argues that a court “must consider not only the institution’s written literature, policies, and statements, but also its practices ” in divining an answer to the pervasively sectarian question. Ante at 169 (emphasis added) (citing Roemer,
