192 Conn. 48 | Conn. | 1984
Lead Opinion
The principal question presented by this appeal is whether a court of this state may direct that the rights of free speech and petition in our state constitution may be exercised upon private property consisting of a large regional shopping center, contrary to the wishes of its owners. We conclude that it may not and vacate the judgment which contained such a decree.
The plaintiffs are the Connecticut National Organization for Women (hereinafter NOW) and one of its members, Christine A. Cologne, who are interested in promoting the rights of women through education and governmental action. The defendants are a partnership, Westfarms Associates (hereinafter Westfarms), which owns a large retail shopping center located partly in West Hartford and partly in Farmington, known as the Westfarms Mall (hereinafter Mall), the individual partners and the person
The Mall consists of four connected buildings which house under one roof approximately 120 retail businesses occupying 407,200 square feet of space and
The Mall is served by several major traffic arteries, including interstate highway 1-84, and it provides a parking area sufficient for 5000 cars. Several bus lines regularly provide public transportation to the Mall from surrounding communities. Approximately 5000 people patronize the Mall each day from Monday to Friday and on weekends approximately 10,000 do so. Those numbers double during the Christmas holiday shopping season. There are also 2000 people working at the Mall throughout the year, and an additional 1000 during the Christmas shopping season. There are no public streets or sidewalks within the building complex, adjacent thereto or within the parking areas.
About May 25,1981, the plaintiffs sought permission from the company which operates the Mall to solicit persons visiting the shopping center to sign petitions in support of the equal rights amendment (ERA) to the federal constitution. The request was denied and the plaintiffs were advised that to allow such activities was contrary to the written policy of the defendants. The plaintiffs thereafter commenced a suit seeking injunc-tive relief for the purpose of enabling them to obtain signatures in support of ERA on the Mall premises.
Soon after this injunction had expired in accordance with its terms, the plaintiffs brought the present action, the defendants having refused a further request to continue any solicitation activities at the Mall. In their complaint the plaintiffs sought to enjoin the defendants from preventing them from soliciting signatures on petitions and from distributing informational literature upon the common areas of Westfarms Mall without any limitation as to subject matter. On March 2, 1983, the trial court, Spada, J., rendered a judgment enjoining the defendants during the period of January 1 through September 30 of each year from “prohibiting the plaintiffs’ solicitation by voice, signs and descriptive materials of signatures on petitions in support of legislation pertaining to: (1) Aid to Families of Dependent Children; (2) Pay Equity Between the Sexes; (3) Sex Discrimination in Insurance Contracts; (4) Enforcement of Child Support Orders; and (5) Renewal of the Commission on Human Rights and Opportunities, at a single location in the Grand Court of the Mall to be designated by the defendants.” This order was made subject to numerous conditions
While the plaintiffs’ initial appeal was pending, the defendants sought a dissolution of the injunction granting access to the plaintiffs. The defendants’ claim there
The circumstances of this disturbance were relied upon by the defendants in their motion to dissolve the injunction granting access to the plaintiffs. After an evidentiary hearing, the court, Ripley, J., concluded that to allow access to the interior of the Mall building by many organizations seeking to exercise the same
The issues presented by this appeal have an intricate background. In Lloyd Corporation v. Tanner, 407 U.S. 551, 92 S. Ct. 2219, 33 L. Ed. 2d 131 (1972), the Supreme Court of the United States rejected the contention that a privately owned retail shopping center was the functional equivalent of the business district of a municipality upon which expressive activity protected by the first amendment to the federal constitution might be conducted as freely as upon a village green. The court found inapplicable the rationale that where a private enterprise performs the role of a municipality it comes under the same strictures which bind governmental agencies. See Marsh v. Alabama, 326 U.S. 501, 507-508, 66 S. Ct. 276, 90 L. Ed. 265 (1946). The court distinguished Amalgamated Food Employees Union v. Logan Valley Plaza, 391 U.S. 308, 318, 88 S. Ct. 1601, 20 L. Ed. 2d 603 (1968), where picketing by a union against one of the stores in a shopping center had been permitted, on the ground that such expressive activity was related only to the dispute between
The refusal to extend federal constitutional protection to expressive activity on private property left unresolved the question of whether such conduct might be protected by parallel state constitutional provisions. Federal law, whether based upon statute or constitution, establishes a minimum national standard for the exercise of individual rights and does not inhibit state governments from affording higher levels of protection for such rights. Mesquite v. Aladdin’s Castle, Inc., 455 U.S. 283, 293, 102 S. Ct. 1070, 71 L. Ed. 2d 152 (1982) ; Paris Adult Theater, Inc. v. Slaton, 413 U.S. 49, 64, 93 S. Ct. 2628, 37 L. Ed. 2d 446, reh. denied, 414 U.S. 881, 94 S. Ct. 27, 38 L. Ed. 2d 128 (1973); State v. Ferrell, 191 Conn. 37, 45 n.12, 463 A.2d 573 (1983) ; Griswold Inn, Inc. v. State, 183 Conn. 552, 559 n.3, 441 A.2d 16 (1981); Fasulo v. Arafeh, 173 Conn. 473, 475, 378 A.2d 553 (1977); Horton v. Meskill, 172 Conn. 615, 641-42, 376 A.2d 359 (1977). In recognition of this principle, the Supreme Court of the United States in Pruneyard Shopping Center v. Robins, 447 U.S. 74, 100 S. Ct. 2035, 64 L. Ed. 2d 741 (1980), although reaffirming its view that there was no federal basis for a right of access to a private shopping center for the purpose of expressive activity, held that the California courts were at liberty to construe that
This invitation to state courts to construe state constitutional guaranties to enhance freedom of expression above the minimum federal constitutional level in the context of access to shopping centers for political propagandizing efforts has occasioned some remarkably close divisions of opinion among the judges who have considered the matter.
In a somewhat different context, where private universities have attempted to enforce their bans upon campus solicitation without permission, two state courts have construed their criminal trespass statutes, in the light of state constitutional free speech guaranties, to be inapplicable to the dissemination of political ideas upon the grounds of private education institutions. Commonwealth v. Tate, 495 Pa. 158, 432 A.2d 1382 (1981); State v. Schmid, 84 N.J. 535, 423 A.2d 615 (1980). The concern of the Pennsylvania Supreme Court in Tate was that a college which had sponsored the presentation of one speaker’s views upon a subject should invoke a standardless permission requirement to prevent others from expressing opposing views upon an area of the campus normally open to the public. Similarly, in Schmid the New Jersey Supreme Court, in finding that electioneering activity upon a college campus could not support a conviction for criminal trespass under the state constitution, focused upon the absence of reasonable standards regulating the granting or withholding of permission to persons seeking to communicate their political viewpoints as well as upon the inconsistency of banning such communication with the general university policy of encouraging political debate.
The provisions of our Connecticut constitution upon which the plaintiffs rely are §§ 4 and 14 of article first, which is entitled “Declaration of Rights.” Section 4 provides: “Every citizen may freely speak, write and publish his sentiments on all subjects, being responsible for the abuse of that liberty.” Section 14 provides: “The
The history of the adoption of our Connecticut bill of rights
It is evident that the concern which lead to the adoption of our Connecticut Declaration of Rights, as well as the bill of rights in our federal constitution, was the protection of individual liberties against infringement by government. Tribe, American Constitutional Law (1978) p. 1147 n.1; see United States v. Guest, 383 U.S. 745, 771, 86 S. Ct. 1170, 16 L. Ed. 2d 239 (1966) (Harlan, J., concurring in part, dissenting in part); State v. McKee, 73 Conn. 18, 27-29, 46 A. 409 (1900); Norwalk Street Ry. Co.’s Appeal, 69 Conn. 576, 586-89, 37 A. 1080 (1897); State v. Conlon, 65 Conn. 478, 489, 33 A. 519 (1895); see generally Collier, “The Connecticut Declaration of Rights Before the Constitution of 1818: A Victim of Revolutionary Redefinition,” 15 Conn. L. Rev. 87, 94-97 (1982); Berdon, “Protecting Liberty and Property under the Connecticut and Federal Constitutions: The Due Process Clauses,” 15 Conn. L. Rev. 41, 53-54 (1982); Purcell, Connecticut in Tran
This court has never viewed constitutional language as newly descended from the firmament like fresh fallen snow upon which jurists may trace out their individual notions of public policy uninhibited by the history which attended the adoption of the particular phraseology at issue and the intentions of its authors. The faith which democratic societies repose in the written document as a shield against the arbitrary exercise of governmental power would be illusory if those vested with the responsibility for construing and applying disputed provisions were free to stray from the purposes of the originators. “If the words have a doubtful meaning, or are susceptible of two meanings, they should receive that which will effectuate the intent of the framers of the Constitution and the general intent of the instrument.” Borino v. Lounsbury, 86 Conn. 622, 625, 86 A. 597 (1913).
The plaintiffs rely upon the fact that the right of free speech in § 4: “Every citizen may freely speak . . .” and of petition in § 14: “The citizens have a right . . . to apply to those invested with the powers of government ... by petition . . .” are expressed in affirmative language creating such rights rather than as prohibitions upon the government like those contained in § 5: “No law shall ever be passed to curtail or restrain the liberty of speech or of the press” and in the first amendment to our federal constitution: “Congress shall make no law . . . abridging the freedom of speech ... or to petition the Government for a redress of grievances . . . .” We are not persuaded that these
The plaintiffs advance a further argument that to restrict the protection of free speech afforded by § 4 solely to instances of state interference would make that provision merely redundant of § 5, which is expressly directed against the state. Section 5, however, literally applies only to the passage of laws restraining freedom of speech or press and does not by its terms afford protection provided by § 4 against restrictions upon the exercise of those rights which government officials may impose whether or not sanctioned by law.
The plaintiffs wish to have us balance the importance of the rights of free speech and petition which they seek to exercise against the interest of the defendants in controlling and operating their private property. The trial court, Spada, J., concluded that experience during the six months that the plaintiffs had conducted their activities at the Mall pursuant to the injunction issued in Cologne I, Bieluch, J., demonstrated no substantial impact upon the revenues or business expectations of the defendants. As a result of the violent confrontation which occurred on May 22, 1983, however, the court, Ripley, J., found that there was a serious poten
As we have noted, the plaintiffs have not taken the extreme position which a literal reading of §§ 4 and 14 of article first might arguably warrant, that people seeking to exercise rights of free speech and petition have a constitutional right to do so wherever and whenever they please, but limit their claim to properties vested with a public character. Although we are under no legal constraint to follow Lloyd Corporation v. Tanner, 407 U.S. 551, 92 S. Ct. 2219, 33 L. Ed. 2d 131 (1972), we approve the rejection in that decision of such a claim as applied to a shopping center: “Nor does property lose its private character merely because the public is generally invited to use it for designated purposes. . . . The essentially private character of a store and its privately owned abutting property does not change by virtue of being large or clustered with other stores in a modern shopping center.” Id., 569. If the furnishing of building permits, police protection and public transportation were deemed to constitute sufficient government involvement to transform the actions of the defendants in refusing the plaintiffs’ requests into those of public officials, as the dissenting opinion assumes, almost every improved property would be subject to the same burden the plaintiffs seek to impose upon the Mall.
There is no error on the plaintiffs’ appeals; there is error on the defendants’ cross-appeal from the original judgment and the case is remanded with direction to render judgment for the defendants.
In this opinion Healey and Covello, Js., concurred.
This defendant was ordered dropped as a party on October 19, 1982.
The full text of the order was as follows:
“Now, therefore, it is hereby ordered that during the annual period of January 1 through September 30, the defendants shall be, and hereby are restrained and enjoined from prohibiting the plaintiffs’ solicitation by voice, signs and descriptive materials of signatures on petitions in support of legislation pertaining to: (1) Aid to Families of Dependent Children; (2) Pay Equity Between the Sexes; (3) Sex Discrimination in Insurance Contracts;
“(1) The plaintiffs will conduct their activities every Saturday during normal business hours, unless such schedule interferes with Mall sponsored activities, in which event a substitute day in close proximity thereto will be offered by the defendants. Should the plaintiffs wish to suspend their activity on any Saturday or other allowed day, they will promptly notify the center manager.
“(2) The plaintiffs will supply a card table not to exceed three feet by six feet in size, no more than four chairs, and a proper receptacle for litter, but the defendants, at their option, may offer to substitute their property for any or all of such furniture.
“(3) The plaintiffs will be allowed to post two signs, not to exceed two feet by three feet in size, on or adjacent to their table announcing their presence and purpose.
“(4) The plaintiffs will be confined to the center or grand court in the immediate area of their table and chairs and to the space within ten feet of their table.
“(5) The plaintiffs will confine their activities to the authorized area and will not expand into the remaining space of the grand court, or use the walkways, entranceways, exits, parking lots or other common areas of the Mall for their permitted activities.
“(6) The plaintiffs will have no more than four persons engaged in the permitted activities within the authorized area.
“(7) The plaintiffs will maintain a normal conversational tone, and will not use any amplifying sound, recording, radio or TV equipment.
“(8) The plaintiffs will refrain from: (a) verbally inviting patrons to their table and authorized area; (b) approaching patrons outside the authorized area; (c) physically obstructing or verbally interfering with patrons; and (d) restricting in any other way the free movements of patrons and shoppers on the premises.
“(9) The plaintiffs will not be allowed to distribute membership applications, or to solicit membership applications, fees, funds, donations or contributions, but materials distributed in support of the permitted activities may contain instructions for off-premises voluntary participation in membership application and financial support of the plaintiffs’ activities.
“(10) No eating or drinking by plaintiffs’ personnel will be permitted at their table or within the court area or surrounding walkways.
“(12) The defendants will instruct their security force to protect all rights, persons and property of the plaintiffs in connection with their permitted activities.
“(13) The defendants will be allowed to post signs with noncontroversial texts, the number, size and location to be at their discretion, disavowing and disclaiming any endorsement, sponsorship or support of the plaintiffs’ presence, activities, purpose and goals.
“(14) The plaintiffs’ permitted activities shall be subject to such further reasonable regulations as to time, place and manner as the defendants may prescribe to assure that the plaintiffs do not interfere with the movement and rights of owners, operators, patrons, shoppers and occupants of the shopping center and to minimize any possible interference of the plaintiffs with the commercial functions of the Mall.
“(15) All authorized signs, descriptive materials and petitions shall be confined to the five content issues recited in the court’s restraining order hereinabove.
“(16) Upon reasonable request, the plaintiffs shall provide to the defendants copies of descriptive materials and individual unsigned petitions in support of the permitted activities.”
The trial court, after a hearing on March 22,1983, terminated any stay which may have resulted from the defendants’ appeal. See Practice Book § 3065; cf. General Statutes § 52-477. Upon a motion for review of that order this court denied relief. In the interim, the trial court had found the defendants in contempt for refusal to comply with the injunction and imposed a coercive order of compliance subject to penalties.
Following the decision of the trial court awarding the plaintiffs access to the Mall for the purpose of political advocacy, several other groups sought entry in order to obtain public support of their views upon such topics as abortion, anti-semitism, racism, nuclear weapons, property rights and the court system. The defendants refused these requests, but two such organizations entered the Mall and distributed leaflets without asking or receiving permission. When the defendants contacted the police to arrest or remove the persons involved as trespassers, the police refused to take such action. Prior to the announcement of the trial court’s decision, however, their policy had been to arrest persons distributing leaflets at the Mall who refused to desist upon request. Both the West Hartford and Farmington police departments had obtained legal advice not to arrest such persons as trespassers because the grant of access to the plaintiffs by the trial court required that other groups be afforded similar rights.
The decision of the California Supreme Court which was the subject of Pruneyard Shopping Center v. Robins, 447 U.S. 74, 100 S. Ct. 2035, 64 L. Ed. 2d 741 (1980), was reached on a vote of four to three. Robins v. Pruneyard Shopping Center, 23 Cal. 3d 899, 916, 592 P.2d 341, 153 Cal. Rptr. 854 (1979). The Washington Supreme Court, in finding the constitution of that state to afford a right of access to a private shopping center for petitioning activity, was divided five to four. The Massachusetts Supreme Judicial Court was split four to three in reaching a similar result. The opposite conclusion was arrived at by the Michigan Court of Appeals, an intermediate appellate court, by a two to one division. The Supreme Court of North Carolina, however, was unanimous in finding no such right of access to exist by virtue of the constitution of that state.
Richard Purcell, Connecticut in Transition: 1775-1818 (2d Ed. 1963) p. 240; Connecticut Journal, Sept. 1, 1818, p. 3, col. 1.
See Purcell, Connecticut in Transition: 1775-1818 (2d Ed. 1963) pp. 241-42; Trumbull, Historical Notes on The Constitutions of Connecticut (1901 Ed.) pp. 55-56.
In this publication Hamilton argued: “I go further, and affirm that bills of rights, in the sense and to the extent they are contended for, are not only unnecessary in the proposed Constitution, but would even be dangerous. They would contain various exceptions to powers not granted, and on this very account would afford a colorable pretext to claim more than were granted; for why declare that things shall not be done which there is no power to do? Why, for instance, should it be said that liberty of the press shall not be restrained, when no power is given by which restrictions may be imposed?” A. Hamilton, “The Federalist,” No. 84.
A similar argument was advanced by Governor John Treadwell at the convention which approved the Connecticut constitution in 1818. Connecticut Journal, Sept. 8,1818, p. 2, col. 1; see generally Purcell, Connecticut in Transition: 1775-1880 (2d Ed. 1963); Trumbull, Historical Notes on The Constitutions of Connecticut (1901 Ed.).
The issue of the redundancy of § 4 in view of § 5 was debated at the constitutional convention of 1818: “Mr. Treadwell, would leave out all the article — he considered the whole purpose of it answered in the next section.
“Mr. Bristol, could not agree with gentlemen, that the article was of no importance. Every citizen has the liberty of speaking and writing his sentiments freely, and it should not be taken away from him; there was a very great distinction between taking away a privilege, and punishing for an abuse of it — to take away the privilege, is to prevent a citizen from speaking or writing his sentiments — it is like appointing censors of the press, who are to revise before publication — but in the other case, every thing may go out, which the citizen chooses to publish, though he shall be liable for what he does publish — we are not to adopt the principles of a Star Chamber-Court, the Sec. was important; it was the very one which he wished to see
The remarks of Mr. Bristol may be construed to indicate that he viewed § 4 (then § 6) as a limitation on § 5 (then § 7) which would authorize the passage of laws or the application of the common law with respect to defamation or sedition, but which would preclude any prior restraint. See State v. McKee, 73 Conn. 18, 28-29, 46 A. 409 (1900). A broader proposal which prohibited the molestation of any person for his opinions on any subject whatsoever was considered at the convention but rejected. Id.
Dissenting Opinion
(dissenting). The narrow issue in this case is whether private owners of a vast shopping center, having freely invited the presence of the public at large,
The facts found by the trial court in its memorandum of decision are not disputed in the majority opin
Analysis of the rights of the parties in this case must begin with recognition of the central role assigned by constitutional theory to the rights of petitioning the government and of free speech about political issues. Constitutional theorists have long been engaged in vigorous debate over the legitimacy and the appropriate scope of judicial authority in constitutional decisionmak-ing. The range of their controversy is as broad as that which appears to divide the economists. One of the few points of general agreement, however, is that “there is something special about speech.” Bork, “Neutral Principles and Some First Amendment Problems,” 47 Ind. L.J. 1, 23 (1971).
An appropriate starting point for the relationship between free speech and constitutional government is Justice Brandéis’ concurrence in Whitney v. California, 274 U.S. 357, 47 S. Ct. 641, 71 L. Ed. 1095 (1927). There he wrote (p. 375): “Those who won our independence believed that the final end of the State was to make men free to develop their faculties; and that in its government the deliberative forces should prevail over the arbitrary. They valued liberty both as an end and as a means. They believed liberty to be the secret of happiness and courage to be the secret of liberty. They believed that freedom to think as you will and to speak as you think are means indispensable to the discovery and spread of political truth; that without free speech and assembly discussion would be futile; that with them, discussion affords ordinarily adequate protection against the dissemination of noxious doctrine .... They recognized the risks to which all human institutions are subject. But they knew . . . that it is hazardous to discourage thought, hope and imagination; that fear breeds repression; that repression breeds hate; that hate menaces stable government; that the
Constitutional scholars of widely different persuasions agree that the “discovery and spread of political truth” is central to constitutional democracy. Professor (now Judge) Bork, a strict constructionist and an advocate of judicial restraint, although dissenting from part of the Brandéis argument for freedom of speech, agrees that political speech is a form of speech “that a principled judge can prefer to other claimed freedoms.” Bork, supra, 26. Professor (now Dean) Ely, a constitutional moderate who advocates limited constitutional adjudication designed to secure broad participation in the processes and distributions of government, recognizes that “courts should be heavily involved in reviewing impediments to free speech” because first amendment rights “are critical to the functioning of an open and effective democratic process.” J. Ely, Democracy and Distrust, p. 105 (1980). Professor Tribe, a constitutional activist who sees a role for freedom of speech beyond the political sphere, notes nonetheless that “freedom of speech is . . . central to the workings of a tolerably responsive and responsible democracy and ... at least some of the first amendment’s most convincing implictions follow directly from this perspective.” L. Tribe, American Constitutional Law, p. 579 (1978).
II
The state constitutional framework for protection of the right of free speech rests principally upon the provisions of article first, §§ 4 and 5 of the constitution of Connecticut. Section 4 states: “Every citizen may freely speak, write and publish his sentiments on all
As the majority opinion concedes, the plaintiffs’ exercise of state constitutional rights is not foreclosed by the refusal of the federal courts to extend federal constitutional protection to expressive activity on private property. Pruneyard Shopping Center v. Robins, 447 U.S. 74, 81, 100 S. Ct. 2035, 64 L. Ed. 2d 741 (1980), expressly recognized “the authority of the State to exercise its police power or its sovereign right to adopt in its own Constitution individual liberties more expansive than those conferred by the Federal Constitution.”
The majority holds that the plaintiffs cannot rely upon §§ 4 and 14, because these provisions of our constitution impliedly require the plaintiffs to show that acts of the state, rather than the conduct of private persons, interfere with their exercise of expressive rights. The majority’s conclusion is based on three arguments: (1) the holdings of other state supreme courts interpreting similar state constitutional provisions are distinguishable; (2) the history of our state Declaration of Rights proves that its provisions were intended to protect individual liberties only against infringement by government; and (3) the balancing of state rights of free speech and petition against private rights of property is not a proper judicial function. I find these arguments unpersuasive.
A number of state supreme courts have interpreted their state constitutions, which contain language similar to §§ 4 and 14 of our constitution, to permit the free expression of political views without.a prior showing of state action. The leading case, Robins v. Pruneyard Shopping Center, 23 Cal. 3d 899, 592 P.2d 341, 153 Cal. Rptr. 854 (1979), aff'd, 447 U.S. 74, 100 S. Ct. 2035, 64 L. Ed. 2d 741 (1980), is factually indistinguishable from the case presently before us. There the court held that the free speech and petition provisions of the California constitution protected the peaceful exercise of these rights in a large but privately owned shopping center. The plaintiffs in Robins were soliciting signatures on a petition to be sent to the White House in Washington in order to express their opposition to a United Nations resolution against “Zionism.” The Robins plaintiffs were afforded a right of access to the shopping center’s internal courtyard, even though the center was bordered on two sides by public sidewalks and streets. In the view of the California Supreme Court, the state constitution’s broad proclamation of speech and petition rights provided greater protection than the first amendment to the United States constitution. The state constitutional guarantees manifested a public interest in peaceful speech outweighing the desire of property owners for unlimited control over their property. This construction of the California constitution was accepted by the full court; the dissenters maintained only that the majority position violated federal constitutional guarantees protecting private property rights of the shopping center owner. On appeal, the Supreme Court of the United States, as previously noted, concluded that there was no federal impediment to California’s application of California constitutional principles as interpreted by the California Supreme
The majority opinion in this case distinguishes Robins v. Pruneyard Shopping Center because the California constitution contains, in addition to guarantees of free speech and petition that are virtually identical to those found in our constitution, provisions for initiative, referendum and recall that we do not have. Those latter provisions were not, however, involved in Robins itself, since the Robins plaintiffs were not proposing changes in state law but were, instead, petitioning the federal government in order to influence federal policy.
Other state supreme courts have also recognized that state constitutional provisions like our own may afford protection not only against governmental or public bodies but, under appropriate circumstances, against private persons as well. The Supreme Court of New Jersey has held that state constitutional provisions may have a wider reach than the first amendment, because, in state cases, interpretation is not constrained by the principles of federalism and because state constitutions contain pro-visions separately guaranteeing individual rights and prohibiting governmental abridgement thereof. State v. Schmid, 84 N. J. 535, 559-60, 423 A.2d 615 (1980), appeal dismissed sub nom. Princeton University v. Schmid, 455 U.S. 100, 102 S. Ct. 867, 70 L. Ed. 2d 855 (1982). In determining that a private university was obligated to permit on-campus distribution of political materials by an off-campus organization, the court necessarily relied upon its view of the university’s educational mission. The court could not, however, have reached that issue had it not first concluded that the absence of state action was not an absolute bar to its inquiry.
The Supreme Judicial Court of Massachusetts came to a similar conclusion in interpreting its constitutional
While these cases are not totally on all fours with the case presently before us, their reasoning is nonetheless apt. It is furthermore noteworthy that, except for one case, State v. Felmet, 302 N.C. 173, 273 S.E.2d 708 (1981), every recent state supreme court decision has followed the lead of Robins v. Prwneyard Shopping Center to afford some degree of protection for political speech even when the speaker is on private property. See, in addition to the cases cited above, Commonwealth v. Tate, 495 Pa. 158, 432 A.2d 1382 (1981); Alderwood Associates v. Washington Environmental Council, 96 Wash. 2d 230, 635 P.2d 108 (1981).
Whether or not the decisions of other state supreme courts are distinguishable, it is indisputable that we are not bound by them. In the view of the majority, we should go a different route principally because the history of the adoption of our Connecticut Declaration of Rights demonstrates that the framers of the Connecticut constitution intended to protect individual liberties only from infringement by government and not from interference by private persons.
Although the concerns that marked the adoption of our constitution are admirably described in the majority opinion, I am unpersuaded that these concerns are entitled to the weight that the majority assigns to them. I am troubled about the extent to which the intent of the draftsmen, even of the draftsmen of a constitution, should be permitted to introduce ambiguity into constitutional language that is, contextually speaking, reasonably clear. I wonder, further, about the extent to which it is appropriate to extrapolate, from the draftsmen’s responses to concerns with which they were familiar, how they would have reacted to concerns entirely beyond their realm of experience.
As the majority opinion recognizes, on their face the relevant provisions of the Connecticut constitution afford protection for freedom of speech and for the right to petition without regard to the source of the interference with these constitutionally guaranteed rights. There is no mention of governmental action in either § 4 or § 14 of article first. By contrast, § 5 of article first expressly invokes state action when it states: “No law shall ever be passed to curtail or restrain the liberty of speech or of the press.” At the very least, the conjunction of §§ 4 and 5, both of which address freedom of speech, underscores that under our
When constitutional provisions, read in context with each other, guarantee constitutional rights, subject only to the explicit limitation that they shall not be abused, is it proper to add an additional limitation that the constitution itself does not contain? While the intent of the framers is an important resource to resolve ambiguity, it is not an appropriate resource to create ambiguity. As Dean Ely notes, it is important “to bring to the fore what seems invariably to get lost in excursions into the intent of the framers, namely that the most important datum bearing on what was intended is the constitutional language itself. ” (Emphasis in original.) J. Ely, Democracy and Distrust, p. 16 (1980). We have recognized the same rule of construction in Borino v. Lounsbury, 86 Conn. 622, 625, 86 A. 597 (1913), where we relied on 1 Story on the Constitution (5th Ed.) §§ 405, 407, to limit the role of evidence of the intent of the framers of the Connecticut constitution. Quoting Story, we held that where the words of the constitution “are plain, clear, and determinate they require no interpretation; and it should, therefore, be admitted, if at all, with great caution, and only from necessity, either to escape some absurd consequence, or to guard against some fatal evil. . . . Contemporary construction is properly resorted to, to illustrate and confirm the text, to explain a doubtful phrase, or to expound an obscure clause. . . . It can never abrogate the text, . . . it can never narrow down its true limitations, it can never enlarge its natural boundaries.”
These principles of construction would require, it seems to me, that the intent of the draftsmen would
Any inference about the intent of the draftsmen is beset by logical difficulties. “[N]ot everyone will feel called upon to place in the ‘legislative history’ his precise understanding, assuming he has one, of the meaning of the provision for which he is voting or to rise to correct every interpretation that does not agree with his.” Ely, op. cit. 17; Brest, “The Misconceived Quest for the Original Understanding,” 60 B.U.L. Rev. 204, 214-15 (1980). Even if the meaning of the constitutional convention as a whole could be ascertained, that meaning, if not reflected in the words of the constitution itself, cannot be dispositive. “For as the constitution does not derive its force from the convention which framed, but from the people who ratified it, the intent to be arrived at is that of the people, and it is not to be supposed that they have looked for any dark or abstruse meaning in the words employed, but rather that they have accepted them in the sense most obvious to the common understanding, and ratified the instrument in the belief that that was the sense designed to be conveyed.” T. Cooley, A Treatise on the Constitutional Limitations * 66-67 (2d Ed. 1871), quoted in Ely, supra, 17-18.
Furthermore, the principal agenda of the constitutional convention of 1818 was to bring about a radical change not in personal freedoms, but in the basic organization of government. “Prior to 1818, the whole sovereign power was exercised by the people . . . through a body of magistrates chosen annually and deputies chosen semi-annually .... It was [a] new form of government that the people demanded and established in 1818. The idea of [the 1818] . . . consti
Finally, and most significantly, the search for the intent of the framers is, in this case, inherently anachronistic. Of necessity, the constitution of 1818 was adopted in light of the ideologies and the practices, the politics and the economics, of that time. The source of interference with personal freedoms with which the draftsmen had had recent experience was the government. The society in which they lived was predominantly rural, marked by small towns, by country stores and village squares.
For all of these reasons, I believe that the limitations which the majority seeks to import into the language of §§ 4 and 14 of article first cannot be justified by resort to history. The intentions of the framers are, at best, indeterminate, and therefore cannot override the language of the constitution itself.
C
If the plaintiffs have constitutionally cognizable claims, they have a right to have these claims adjudicated in this court. Courts that have the competence to determine whether an act of the legislature meets constitutional muster surely have the competence to determine whether private conduct is constitutionally suspect. Our constitutional review is not invariably limited to consideration of legislation. In assuring a criminal defendant’s right to a fair trial, for example, we look directly to the underlying provisions of our constitution. State v. Ferrell, 191 Conn. 37, 40-41, 463 A.2d 573 (1983); and see State v. Ubaldi, 190 Conn. 559, 572-75, 462 A.2d 1001 (1983). The issue is not whether this court, or the legislature, is the more zealous guar
Nor can the claims of these plaintiffs against these defendants be denied because their adjudication requires us to strike a balance among competing legitimate interests. Courts are continually called upon to draw lines, on a case-by-case basis. The absence of discernible bright lines is not unique to this litigation. Although we should exercise particular care in defining the limits of the constitutional rights that we recognize, we must nonetheless be faithful to our duty to implement the constitutional protections that our constitution provides.
I would therefore conclude that the provisions of §§ 4 and 14 of the Connecticut constitution may, in the proper circumstances, protect the political speech which the plaintiffs seek to exercise. The language of the constitution strongly supports their claim, and the history of the constitution does not conclusively refute it. Like the supreme courts of other jurisdictions, we should adjudicate this claim on the merits.
Ill
The claim of the plaintiffs that they may exercise constitutionally guaranteed rights of political free speech and petition on privately owned property is, as the majority recognizes, a limited claim. It is limited because the site in question is one which, as the trial court found, has assumed a uniquely public character by virtue of its great economic, social and cultural impact upon the community. It is limited because the plaintiffs do not seek unrestricted access, but take issue instead with the defendants’ assertion of an absolute,
In my view, the Connecticut constitution gives the plaintiffs the right to speak peacefully about their political concerns without regard to the presence of any special form of state action. Even if I am wrong about that proposition, however, these plaintiffs can still prevail because this record adequately demonstrates governmental involvement in the denial of their access to a political forum. I do not understand how the majority opinion, which interprets our constitution to require such governmental involvement, can fail to address this crucial issue.
If we are to import a state action requirement into the Connecticut constitution, we must recognize that its contours will necessarily differ from the state action concept that has developed under the constitution of the United States. In part, at least, the state action requirement is designed to address the demands of federalism, to create space for state regulation. L. Tribe, American Constitutional Law, pp. 1149-50 (1978). Because there is no “federalism” component to state action under state constitutions, any state standard for government involvement should be more flexible, and should require less definitive government action than is required under federal law. See Sharrock v. Dell Buick-Cadillac, Inc., 45 N.Y.2d 152, 160, 379 N.E.2d 1169, 408 N.Y.S.2d 39 (1978); Berdon, “Protecting Liberty and Property Under the Connecticut and Federal Constitutions: The Due Process Clauses,” 15 Conn. L. Rev. 41, 53-54 (1982).
Viewed against the plaintiff’s preferred claim to speak freely on political questions, the defendants’ operation of their vast shopping center demonstrates significant government involvement. As in Shelley v. Kraemer, 334 U.S. 1, 14-18, 68 S. Ct. 836, 92 L. Ed. 1161 (1948), the defendants rely on governmental institutions to enforce their privately drafted exclusionary “management policy.” As in Marsh v. Alabama 326 U.S. 501, 507-508, 66 S. Ct. 276, 90 L. Ed. 265 (1946), the defendants have created a public forum by the extent to which they have opened up their property for use by the public in general.
IV
The conclusion that the plaintiffs have a constitutionally protected presence at the defendants’ privately owned shopping center does not itself establish the extent of the plaintiffs’ rights. Their rights, though preferred, are not absolute, and must be balanced against the defendants’ rights to free speech and to reasonable use of their property. Although I would agree with the trial court’s determination that this balance in this case must be struck in the plaintiffs’ favor,
With modification of the order of injunctive relief, limiting the injunction to invalidation of the defendants’ “management policy,” I would affirm the judgment of the trial court.
In this opinion Sponzo, J., concurred.
The inability, ineptitude or ineffectiveness of law enforcement agencies to maintain peace and order with respect to other political actors should carry no weight in the protection of these plaintiffs’ peaceful exercise of their constitutional rights.
The defendants’ written policy states: “Any unauthorized activity (exclusive of labor activity) in the common areas not directly related to the purpose for which Westfarms was developed regardless of whether that activity is conducted by one or more persons and regardless of whether that activity is peaceful or non-peaceful, will be considered unlawful trespassing and it will be treated as such by the owners and managing agents of Westfarms. By way of example, and not to be a complete list, the following are activities which constitute trespassing and will not be permitted: soliciting, speech making, distributing handbills or other literature, seeking signatures on petitions, or taking surveys (or anything else which might be classified as expressive activity). Our policy is based on the United States Supreme Court ruling in the case of Lloyd Corp. v. Tanner, 407 U.S. 551, 92 S. Ct. 2219, 33 L.E.2d 131 (1972). Westfarms is prepared to take every legal avenue to prevent such trespass and when required by the police, will prosecute violators to the full extent of the law.”
Article 9 of the Massachusetts Declaration of Rights states: “All elections ought to be free; and all the inhabitants of this Commonwealth, having such qualifications as they shall establish by their frame of government, have an equal right to elect officers, and to be elected, for public employments.”
Article 16 of the Massachusetts Declaration of Rights states: “The right of free speech shall not be abridged.”
In 1820, the largest Connecticut town was New Haven with a population of 8327. Except for Hartford with a population of 6901, and Middletown with a population of 6479, all the remaining towns had a population of less than 5000 people. Connecticut State Register and Manual (1983) pp. 576-81. In marked contrast, the 1980 census revealed that 2,449,233
The defendants themselves recognize, by the stated exception in the management policy for “labor activity,” that they must provide access to labor unions for the purpose of communications relating to union activities. See 29 U.S.C. § 157; General Statutes § 31-104. The United States Supreme Court held, in Hudgens v. National Labor Relations Board, 424
We may take judicial notice of the fact that Westfarms straddles the boundary between West Hartford and Farmington. West Hartford zoning regulations contain provisions for a variety of business districts, including a category denominated “Central Business District (BC) and Shopping Center District (BS).” The zoning ordinance specifies that “[t]he purpose of these districts is to encourage the concentration of a wide variety of stores, services and activities serving the entire town as major shopping and community centers .... They are intended to be properly related to the major road system and, if possible, served by public transit . . . .” (Emphasis added.) West Hartford Code § 177-3 B (4). •
The events that led to the amended appeal did not, in my view, authorize a different balance to be struck. Although the trial court, Ripley, J., had jurisdiction to consider the relevance of a violent reaction to spokesmen entirely unrelated to the plaintiffs, it had no substantive basis to depart from the judgment previously rendered by Spada, J.