Plaintiff Maciste Coleman and defendant Ann Marie Clark collided when Professor Clark made an illegal right turn while driving in the District of Columbia. Mr. Coleman claims that he was injured in the accident and filed this lawsuit alleging that Professor Clark was negligent and that her employer, Purdue University, should be held vicariously liable. Pending before the Court is defendants' motion to dismiss Mr. Coleman's complaint on the ground that the claims are barred by Indiana's sovereign immunity. Upon consideration of defendants' motion, the response and reply thereto, аnd the applicable law, the Court
I. BACKGROUND
On August 28, 2014, Mr. Coleman was operating his motorcycle in the right lane going southbound on 23rd Street NW toward Constitutive Avenue in the District of Columbia. Compl. ¶ 5, ECF No. 1-1 at 8. Mr. Coleman alleges that defendant Ann Marie Clark, a professor at Purdue University, made an illegal right turn that caused her to collide with Mr. Coleman. Id. ¶¶ 6-7, ECF No. 1-1 at 8. Officers from the National Park Service arrived at the scene and spoke with the parties. See Defs.' Mot. to Dismiss Ex. 1, ECF No. 9-1. The Motor Vehicle Traffic Accident Report filed by the Nationаl Park Service indicates that Professor Clark was issued a citation for the accident. Id. , ECF No. 9-1 at 3. The report further specifies that, while there was damage to the right side of Mr. Coleman's motorcycle, "[n]o injuries were reported." Id.
Less than two weeks after the accident, Mr. Coleman's attorney sent a letter to JFW Specialty Co., the third-party claims adjuster handling claims against Purdue. See Defs.' Mot. to Dismiss Ex. 2, ECF No. 9-2. The subject line of the attorney's letter stated that the "Insured" in the matter was "Purdue University." Id. The letter further indicаted that Mr. Coleman had suffered "injuries" but did not specify the nature or severity of the injuries. Id. Mr. Coleman's attorney sent three additional letters to JFW between July 2015 and April 2017. See Defs.' Mot. to Dismiss, Exs. 3-5, ECF No. 9-3, 9-4, and 9-5. These letters were addressed only to JFW and did not copy anyone at Purdue or the State of Indiana. See id.
On June 30, 2017, Mr. Coleman filed suit in the Superior Court of the District of Columbia against Professor Clark for operating her vehicle "in a negligent, careless and reckless manner." Compl. ¶ 8, ECF No. 1-1 at 8. Mr. Coleman's complaint also included a rеspondeat-superior claim against Purdue. Id. ¶¶ 5-18, ECF No. 1-1 at 8-10. Mr. Coleman asserts that, as a result of the accident, he "was violently knocked and thrown about, sustaining severe, painful and permanent injuries to his body as well as severe and protracted shock to his nervous system." Id. ¶ 10. Mr. Coleman seeks compensatory damages in the amount of $850,000 for the injuries he sustained as a result of defendants' purported negligence. Id. ¶¶ 14, 18.
Defendants removed this case on July 28, 2017 based on diversity jurisdiction. See Defs.' Notice of Removal, ECF No. 1. Defendants subsequently filed a motion to dismiss pursuant to Federal Rule of Civil Procedure 12(b)(1), arguing that Mr. Coleman's suit is barred by Indiana's sovereign immunity. See Defs.' Mot. to Dismiss, ECF No. 9. Defendants' motion is ripe for the Court's adjudication.
II. LEGAL STANDARD
"A federal district court may only hear a claim over which it has subject-matter jurisdiction; therefore, a Rule 12(b)(1) motion for dismissal is a threshold challenge to a court's jurisdiction." Gregorio v. Hoover ,
III. ANALYSIS
Defendants argue that Mr. Coleman's claims against a state university and a state employee are barred by Indiana's sovereign immunity. Although Indiana waives it sovereign immunity in certain circumstances-including when its agent negligently causes a motor-vehicle collision, see State v. Turner ,
"[W]hen a federal court exercises diversity ... jurisdiction over state-law claims, 'the outcome of the litigation in the federal court should be substantially the same, so far as legal rules determine the outcome of a litigation, as it would be if tried in a State court.' " Felder v. Casey ,
A. Comity Requires the Application of Indiana Law
"Comity principlеs ensure that foreign law that does not conflict with the law of the forum state may be applied to foster cooperation between sister jurisdictions." Solomon v. Supreme Court of Fla. ,
Consistent with these principles, the Court finds that, although not constitutionally required to do so, see Nevada v. Hall ,
In pertinent part, the Indiana Tort Claims Act provides:
[A] claim against a political subdivision is barred unless notice is filed with: (1) the governing body of that political subdivision; and (2) the Indiana political subdivision risk management commission ... within one hundred eighty (180) days after the loss occurs.
Ind. Code. § 34-13-3-8. Like Indiana law, District of Columbia law also requires an individual to file a notice of claim for suits against the District of Columbia:
[A]n action may not be maintained against the District of Columbia for unliquidated damages to person or property unless, within six months after the injury or damage was sustained, the claimant, his agent, or attorney has given notice in writing to the Mayor of the District of Columbia of the approximate time, place, cause, and circumstances оf the injury or damage. A report in writing by the Metropolitan Police Department, in regular course of duty, is a sufficient notice under this section.
• They both impose a similar time limit. CompareInd. Code § 34-13-3-8 (a) (requiring notice "within one hundred eight (180) days after the loss occurs"), withD.C. Code § 12-309 (a) (requiring notice within "six months after the injury or damage was sustained").
• They both require the notice to be in writing. CompareInd. Code § 34-13-3-12 (requiring notice to "be in writing"), withD.C. Code § 12-309 (a) (notice must be "in writing").
• They both require delivery of the notice to a specified governmental office. CompareInd. Code § 34-13-3-8 (requiring notice to "the governing body of th[e] political subdivision and the Indiana political subdivision risk management commission") withD.C. Code § 12-309 (a) (requiring notice "to the Mayor of the District of Columbia").2
Mr. Coleman rejects the conclusion that the two notice provisions are substantially similar, pointing out that defendants' "completely ignore[ ]
Here, the police-report exception does not save Mr. Coleman's case. For starters, the acсident report in this case was not "by the Metropolitan Police Department" as required by the statute, but by the National Park Police. See Defs.' Mot. to Dismiss Ex. 1, ECF No. 9-1. Even if a report by a different agency would suffice - and the Court is doubtful it would, see Campbell v. Dist. of Columbia. ,
Moreover, there are no allegations that Mr. Coleman later provided any information about his purported injuries within the statutory period. See Miller v. Spencer ,
Mr. Coleman also points to other salient differences between the Indiana Tort Claims Act and District of Columbia law: Indiana limits a claimant's recovery to $700,000, see
The Court finds further support for its conclusion that District of Columbia would apply Indiana's notice provision in view of the reliance, in part, by the District of Columbia Court of Appeals on Schoeberlein v. Purdue University ,
For all these reasons, the Court finds that the notice provisions of the District of Columbia and Indiana, as applied to this case, are sufficiently harmonious such that the District of Columbia would apply Indiana's provision as a matter of comity.
B. Plaintiff's Claims are Barred Because He Did Not Substantially Comply with the Notice Provision of the Indiana Tort Claims Act
The Indiana Tort Claims Act governs tort claims against governmental entities and their employees. Oshinski v. N. Indiana Commuter Transp. Dist. ,
Mr. Coleman concedes that he "failed to send written notice under the Indiana Tort Claims Act to the designated recipients within the 180 day timeframe" in this case. Pl.'s Opр., ECF No. 14 at 17. He further concedes that "his communications with the third party claims adjuster would not constitute substantial compliance under the Act."
Under Indiana law, "[t]he party claiming equitable estoppel must show its '(1) lack of knowledge and of the means of knowledge as to the facts in question, (2) reliance upon the conduct of the party estopped, and (3) action based thereon of such a character as to change his position prejudicially.' " Schoettmer ,
Here, the letter from Mr. Coleman's counsel to JWF, which was sent less than two weeks after the accident, clearly stated that the "insured" was "Purdue University." Defs.' Mot. to Dismiss Ex. 2, ECF No. 9-2. Even if Mr. Coleman and his counsel lacked actual knowledge that Purdue University is a state university, plaintiff has not shown that he did not have the "means of knowledge" to acquire that information. See Schoettmer ,
Moreover, unlike the plaintiff in Schoettmer , who acted without counsel and who was told by the state's agent that it would "be in his best interest to wait until all his medical treatments were completе before settling his claim," Mr. Coleman was represented by counsel for nearly the entirety of the 180 day notice period and does not allege that JWF or defendants made any affirmative "representations" upon which he relied. In similar circumstances, other courts have declined to allow estoppel to bar a notice defense in a suit under the Indiana Tort Claims Act. See Mills v. Hausmann-McNally, S.C. ,
C. Plaintiff's Claim Against Professor Clark Is Also Barred Under Indiana Law
The Indiana Tort Claims Act bars suit against a state employee personally if the employee was acting within the scope of her employment. Ind. Code. § 34-13-3-5. Likewise, District of Columbia law provides
In his opposition, plaintiff disavows these allegations in his complaint аnd seeks leave to amend his complaint "to plead that Defendant Clark was acting outside the scope of her employment so that discovery can be done on that issue." Pl.'s Opp., ECF No. 14 at 19-21. Although the Court must "freely give leave" to amend a complaint "when justice so requires," Fed. R. Civ. P. 15(a), plaintiff's request here appears to be "a transparent attempt by plaintiff to amend his pleading in order to avoid a dispositive defense." Colliton v. Cravath, Swaine & Moore LLP , No. 08-0400,
IV. CONCLUSION
For the reasons set forth in this Memorandum Opinion, the defendants' motion to dismiss plaintiff's complaint is GRANTED . A separate Order accompanies this Opinion.
SO ORDERED.
Notes
The parties have not addressed whether choice of law principles are relevant to the Court's decision whether to recognize Indiana's immunity rules under principles of comity. Indeed, the intersection between choice-of-law principles and the common-law doctrine of comity is unclear. See Biscoe v. Arlington County ,
While Indiana law provides that a "political subdivision" for purposes of the statute includes a "state educational institution,"
Although the police report does state that the right side of Mr. Coleman's motorcycle was damaged, see Defs.' Mot. to Dismiss Ex. 1, ECF No. 9-1 at 3, Mr. Coleman's lawsuit is not primarily based on allegations of property damage, but rather on allеgations of personal injury. See Compl. ¶¶ 10-11, ECF No. 1-1 at 8 (alleging that he was "violently knocked and thrown about, sustaining severe, painful and permanent injuries to his body as well as severe and protracted shock to his nervous system" and that he "incur[red] medical treatment and medical expenses for the aforesaid injuries").
Six days after filing its memorandum in opposition to defendants' motion to dismiss, plaintiff filed a supplemental affidavit in support of his opposition. See Supp. Aff., ECF No. 17. The affidavit, which is signed by plaintiff's counsel, supрorts plaintiff's arguments that defendants should be estopped from relying on the notice provision in the defense of this suit. See generally
