Cole v. New HavenCole v. New Haven
Syllabus
The plaintiff sought to recover damages from the defendants, the city of New Haven and one of its police officers, C, in connection with injuries the plaintiff sustained when he crashed his dirt bike to avoid colliding with C‘s police cruiser. C was driving northbound on a New Haven street when she spotted a group of dirt bikes and all-terrain vehicles driving the other way down the street in violation of a city ordinance. Without giving any warning or operating her lights or sirens, C executed a roadblock maneuver by pulling her cruiser diagonally across the double yellow line into the southbound lane and directly in front of the group. To avoid a head-on collision, the plaintiff jumped the curb onto the sidewalk, where he lost control of his dirt bike and struck a tree. The plaintiff alleged, inter alia, that C was negligent in responding to the dirt bikes and all-terrain vehicles because she initiated a pursuit and engaged in a roadblock maneuver in violation of the city police department‘s pursuit policy and the uniform statewide pursuit policy set forth in the applicable state regulation (
Opinion
ROBINSON, C. J. This appeal requires us to consider the limits of our recent decision in Borelli v. Renaldi, 336 Conn. 1, 243 A.3d 1064 (2020), with respect to whether applicable state and municipal policies render a police officer‘s acts during a pursuit of a motorist ministerial, rather than discretionary, for purposes of governmental immunity. The plaintiff, Amaadi Cole, brought this negligence action against the defendants, the city of New Haven (city) and one of its police officers, Nikki Curry, seeking damages for personal injuries sustained when Curry pulled her police cruiser directly into an oncoming traffic lane in which the plaintiff was traveling on his dirt bike, causing him to swerve and strike a tree. The plaintiff appeals1 from the granting of summary judgment by the trial court in favor of the defendants on the ground that they were entitled to governmental immunity for discretionary acts pursuant to General Statutes
The record reveals the following facts, which we view in the light most favorable to the plaintiff, who was the nonmoving party on the motion for summary judgment. See, e.g., id., 8. On July 16, 2011, at approximately 6:43 p.m., Curry was operating a city police cruiser on Howard Avenue in New Haven in a northbound direction at approximately thirty miles per hour. Curry was on duty and on the lookout for dirt bikes and “quads,”3 the operation of which on public streets violates a city ordinance, because several anonymous complaints had been received of dirt bikes operating “reckless[ly]” in the vicinity of Ella T. Grasso Boulevard and Howard Avenue. Curry then spotted a group of approximately seven dirt bikes and quads traveling in a southbound direction on Howard Avenue. That group, which included the plaintiff, was traveling at approximately twenty-five miles per hour and not doing any wheelies or other stunts.
When she spotted the group of dirt bikes, Curry suddenly and without warning executed a roadblock maneuver by pulling her cruiser diagonally across the double yellow line into the southbound lane directly in front of them. To avoid a head-on collision with Curry‘s cruiser, which was not operating with lights or sirens at the time,4 three of the bikes jumped the curb onto the sidewalk, and one veered into the northbound lane. The plaintiff was riding one of the dirt bikes that went up onto the sidewalk, at which point he lost control of
The plaintiff brought this negligence action against the defendants in July, 2013. In the operative complaint, the plaintiff claims, inter alia, that Curry (1) “violated proper police department procedures by pulling into the oncoming lane of traffic,” (2) engaged in a roadblock or attempted roadblock in violation of certain policies, including New Haven Department of Police Services General Order No. 94-2 (General Order) and the Department of Public Safety‘s Uniform Statewide Pursuit Policy, namely,
Following the completion of discovery, the defendants moved for summary judgment on governmental immunity grounds under
On appeal, the plaintiff claims that the trial court improperly granted the motion for summary judgment on the ground that Curry‘s actions were discretionary acts afforded governmental immunity under
In response, the defendants contend that there was no ministerial duty because the various pursuit policies cited by the plaintiff are not applicable because “[t]his is not a pursuit case,” as Curry was engaged in “a traffic control function while on patrol . . . thereby partially blocking a portion of Howard Avenue,” and “never chased the plaintiff or any of the other riders.” The defendants argue that Curry‘s activation of the cruiser‘s
“In seeking summary judgment, it is the movant who has the burden of showing the nonexistence of any issue of fact. The courts are in entire agreement that the moving party for summary judgment has the burden of showing the absence of any genuine issue as to all the material facts, which, under applicable principles of substantive law, entitle[s] him to a judgment as a matter of law. The courts hold the movant to a strict standard. To satisfy [this] burden the movant must make a showing that it is quite clear what the truth is, and that excludes any real doubt as to the existence of any genuine issue of material fact. . . . As the burden of proof is on the movant, the evidence must be viewed in the light most favorable to the opponent. . . . When documents submitted in support of a motion for summary judgment fail to establish that there is no genuine issue of material fact, the nonmoving party has no obligation to submit documents establishing the existence of such an issue. . . . Once the moving party has met its burden, however, the opposing party must present evidence that demonstrates the existence of some disputed factual issue. . . . It is not enough, however, for the opposing party merely to assert the existence of such a disputed issue. Mere assertions of fact . . . are insufficient to establish the existence of a material fact and, therefore, cannot refute evidence properly presented to the court under Practice Book [§ 17-45] . . . . Our review of the trial court‘s decision to grant [a] motion for summary judgment is plenary.” (Internal quotation marks omitted.) Sena v. American Medical Response of Connecticut, Inc., 333 Conn. 30, 53, 213 A.3d 1110 (2019).
“The following principles of governmental immunity are pertinent to our resolution of the plaintiff‘s claims. The [common-law] doctrines that determine the tort liability of municipal employees are well established. . . . Generally, a municipal employee is liable for the misperformance of ministerial acts, but has a qualified immunity in the performance of governmental acts.
“Municipal officials are immunized from liability for negligence arising out of their discretionary acts in part because of the danger that a more expansive exposure to liability would cramp the exercise of official discretion beyond the limits desirable in our society. . . . Discretionary act immunity reflects a value judgment that—despite injury to a member of the public—the broader interest in having government officers and employees free to exercise judgment and discretion in their official functions, unhampered by fear of second-guessing and retaliatory lawsuits, outweighs the benefits to be had from imposing liability for that injury. . . . In contrast, municipal officers are not immune from liability for negligence arising out of their ministerial acts, defined as acts to be performed in a prescribed manner without the exercise of judgment or discretion. . . . This is because society has no analogous interest in permitting municipal officers to exercise judgment in the pеrformance of ministerial acts. . . .
“The tort liability of a municipality has been codified in
“For purposes of determining whether a duty is discretionary or ministerial, this court has recognized that [t]here is a difference between laws that impose general duties on officials and those that mandate a partiсular response to specific conditions. . . . A ministerial act is one which a person performs in a given state of facts, in a prescribed manner, in obedience to the mandate of legal authority, without regard to or the exercise of his own judgment [or discretion] upon the propriety of the act being done. . . . In contrast, when an official has a general duty to perform a certain act, but there is no city charter provision, ordinance, regulation, rule, policy, or any other directive [requiring the government official to act in a] prescribed manner, the duty is
“In accordance with these principles, our courts consistently have held that to demonstrate the existence of a ministerial duty on the part of a municipality and its agents, a plaintiff ordinarily must point to some statute, city charter provision, ordinance, regulation, rule, policy, or other directive that, by its clear language, compels a municipal employee to act in a prescribed manner, without the exercise of judgment or discretion. . . . Because the construction of any such provision, including a municipal rule or regulation, presents a question of law for the court . . . whether the provision creates a ministerial duty gives rise to a legal issue subject to plenary review on appeal. . . .
“Because this appeal concerns the actions of police officers and the [city] police department, we also observe that [i]t is firmly established that the operation of a police department is a governmental function, and that acts or omissions in connection therewith ordinarily do not give rise to liability on the part of the municipality. . . . Indeed, this court has long recognized that it is not in the public‘s interest to [allow] a jury of laymen with the benefit of 20/20 hindsight to second-guess the exercise of a [police officer‘s] discretionary professional duty. Such discretion is no discretion at all. . . . Thus, as a general rule, [p]olice officers are protected by discretionary act immunity when they perform the typical functions of a police officer.” (Citations omitted; internal quotation marks omitted.) Borelli v. Renaldi, supra, 336 Conn. 10–13; see also Coley v. Hartford, 312 Conn. 150, 164–65, 95 A.3d 480 (2014) (noting, with respect to officers’ alleged failure to “adhere to specific police response procedures . . . the considerable discretion inherent in law enforcement‘s response to an infinite array of situations implicating public safety on a daily basis“); Shore v. Stonington, 187 Conn. 147, 153–55, 157, 444 A.2d 1379 (1982) (whether to detain suspected drunk driver was discretionary act).
Having reviewed the record, we first conclude that there is a genuine issue of material fact with respect to the predicate for a ministerial duty, namely, whether a “pursuit” occurred, thus rendering summary judgment improper in this case. See Ventura v. East Haven, supra, 330 Conn. 636 n.11 (“although the ultimate determination of whether governmental immunity applies is typically a question of law for the court, there may well be disputed factual issues material to the applicability of the defense, the resolution of which are properly left to the trier of fact“). First, Curry‘s decision to pull her cruiser across the oncoming traffic lane of Howard Avenue may be viewed in the light most favorable to the plaintiff as a roadblock maneuver intended to stop the bikers, thus implicating city and state pursuit policies that clearly compelled her to “act in a prescribed
Turning to the applicable policies governing such pursuits, we note that the first such written policy is the city‘s General Order, which provides: “Roadblocks will not [be] utilized EXCEPT in cases where this action is necessary to save human life.” There is nothing in the record—including any deposition testimony from Curry herself—to indicate a perception that anyone‘s life was in immediate danger before Curry executed the roadblock maneuver. Second, the Statewide Policy, which the Department of Public Safety promulgated pursuant to the police pursuit statute; see General Statutеs
Further, the deposition testimony of Maldonado, a New Haven police sergeant, amplifies the applicability of the General Order and the Statewide Policy under the circumstances of this case, and provides evidence from which a reasonable fact finder could conclude that Curry violated numerous ministerial duties with respect to pursuits and police officer interactions with dirt bikes. Maldоnado stated that, in 2011, the policy of the city‘s police department was not to “chase” or “pursue” vehicles such as dirt bikes or quads on public roads as a matter of public safety. An officer was permitted only to “follow at a normal . . . speed but not chase.” Maldonado stated that the practice consistent with that policy was not to “intervene, chase or pursue” but to “[g]et descriptive . . . information, and possibly seize the bike later based on any of the other information that the department can collect . . . .”13
Turning to roadblocks, we observe that Maldonado testified that, consistent with that policy, he would never seek to safely stop an oncoming dirt bike or quad by driving his vehicle into the opposing lane of traffic and that officers were never instructed or trained to do so. Furthermore, a complete roadblock violates police department policy, as “there always has to be an opening for that vehiсle to be able to continue on.” Even if lights and sirens are used, a roadblock is not appropriate for a “traffic law” violation. Maldonado stated that an officer could engage in a pursuit only for felonies “of a serious nature” and not “for minor violations.”14 When the facts are viewed in the light most favorable to the plaintiff, we conclude that Maldonado‘s testimony, in combination with the General Order and the Statewide Policy, establishes the existence of a ministerial duty as a matter of law not to use a complete roadblock maneuver to stop the plaintiff simply for violating the city‘s dirt bike ordinance, and also provides evidence from which a reasonable fact finder could conclude that Curry violated that ministerial duty.
The defendants rely, however, on our recent decision in Ventura v. East Haven, supra, 330 Conn. 640 and n.14, for the proposition that Maldonado‘s deposition was (1) “vague and contradictory” with respect to a city policy prohibiting blocking the road, and (2) insufficient as a matter of law to establish the existence of a ministerial duty because he was not Curry‘s “direct supervisor.” We disagree. In Ventura, we held that the tow rules of the town of East Haven applied only to towing operators and did not create a ministerial duty on the part of its police officers to have a truck towed when the officer could not confirm during a traffic stop that its driver had a valid driver‘s license or proper vehicle registration.
In the Ventura footnote, on which the defendants in the present appeal rely, we observed that the plaintiff in Ventura had relied on Strycharz v. Cady, supra, 323 Conn. 566, and Wisniewski v. Darien, 135 Conn. App. 364, 373, 42 A.3d 436 (2012), “for the proposition that, in the absence of an explicit written directive, the testimony of a municipal official may be sufficient to establish the existence of a ministerial duty.” Ventura v. East Haven, supra, 330 Conn. 640 n.14. We then stated: ”Strycharz and Wisniewski bear no resemblance to [Ventura], however, because, in both cases, the testimony relied on to establish the ministerial duty did so unequivocally and was elicited directly from the municipal official alleged to have breached that duty, or from that person‘s direct supervisor. See Strycharz v. Cady, supra, 566 (‘the deposition testimony of [the superintendent of schools], who testified that [the school principal] had a duty to assign school staff members to different posts, including the bus port, and that he lacked the discretion not to do so . . . provided a sufficient basis to conclude that school administrators had the ministerial duty to assign staff members to monitor students throughout the school’ . . .); Wisniewski v. Darien, supra, 376–77 (‘[i]n this case . . . the plaintiffs provided evidence through [the tree warden‘s] own testimony that he had a nondiscretionary duty to inspect the trees on the town‘s right-of-way in front of the property‘). No testimony was elicited by the plaintiff in [Ventura] that was even remotely comparable to the testimony elicited by the plaintiffs in Strycharz and Wisniewski concerning the existence of an unwritten municipal rule or policy.” (Emphasis added.) Ventura v. East Haven, supra, 640 n.14.
We conclude that Ventura is not controlling in the present case. First, viewed in the light most favorable to the plaintiff, Maldonado‘s testimony “unequivocally” established a lack of discretion in this case, in contrast to that of the police lieutenant in Ventura, which expressly acknowledged a discretionary component
We also emphasize that our conclusion in the present case is consistent with our recent decision in Borelli v. Renaldi, supra, 336 Conn. 1, which held that the decision of a police officer for the town of Seymour to pursue a motorist who had fled when the officer attempted to stop him for having illegal underglow lighting was discretionary under
Finally, we acknowledge the defendants’ argument that “[p]ersonal and municipal liability for an officer‘s use of discretion on patrol would hamper [officers‘] ability to perform their duties as caretakers of the public.” Although our case law repeatedly emphasizes the broad discretion generally afforded to police officers in the performance of their duties; see, e.g., Coley v. Hartford, supra, 312 Conn. 164–65; the defendants’ arguments in the present case verge on “ask[ing] too much in urging us to conclude that all police conduct in emergency situations is discretionary. We do not read our previous cases as establishing the broad proposition that all police conduct in emergencies is discretionary, even in the face of binding police department policies. Indeed, [although] often necessary, policе pursuits by definition are emergency situations, jeopardizing the safety and lives of those involved, as well as innocent bystanders. We recognize that governmental entities have the authority to eliminate by policy the discretion of their employees, as was done [by the policies at issue in the present case]. By adopting policies specifically intended to apply to pursuits, the [state and the city] implicitly [recognize] that officers should not have unfettered discretion in emergency situations.” (Emphasis added.) Mumm v. Mornson, supra, 708 N.W.2d 493. Accordingly, we conclude that the trial court improperly granted the defendants’ motion for summary judgment on discretionary immunity grounds.18
The judgment is reversed and the case is remanded with direction to deny the defendants’ motion for summary judgment and for further proceedings according to law.
In this opinion the other justices concurred.
* The listing of justices reflects their seniority status on this court as of the date of oral argument.
** October 15, 2020, the date that this decision was released as a slip
Notes
In contrast, Anthony Maebry, a neighborhood resident who witnessed the collision from outside his nearby residence, testified that Curry‘s cruiser was not operating with emergency lights or sirens when she pulled into the southbound lane. Raymond Jones, a friend who was biking with the plaintiff, and Martese Allen, another biker who was in front of a nearby package store and also witnessed the сollision, testified consistently with Maebry, stating that Curry activated her lights and sirens only after the collision had occurred. Viewing the evidence in the light most favorable to the nonmoving plaintiff, we adopt this version of the facts for purposes of this appeal.
Although
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“(e) The driver of a vehicle intending to turn to the left within an intersection or into an alley, private road or driveway shall yield the right-of-way to any vehicle approaching from the opposite direction which is within the intersection or within the area formed by the extension of the lateral lines of the private alley, road or driveway across the full width of the public highway with which it intersects, or so close to such intersection of public highways or to the area formed by the extension of the lateral lines of said private alley, road or driveway across the full width of the public highway as to constitute an immediate hazard. . . .”
Although
“(b) (1) The operator of any emergency vehicle may (A) park or stand such vehicle, irrespective of the provisions оf this chapter, (B) except as provided in subdivision (2) of this subsection, proceed past any red light or stop signal or stop sign, but only after slowing down or stopping to the extent necessary for the safe operation of such vehicle, (C) exceed the posted speed limits or other speed limits imposed by or pursuant to section 14-218a or 14-219 as long as such operator does not endanger life or property by so doing, and (D) disregard statutes, ordinances or regulations governing direction of movement or turning in specific directions.
“(2) The operator of any emergency vehicle shall immediately bring such vehicle to a stop not less than ten feet from the front when approaching and not less than ten feet from the rear when overtaking or following any registered school bus on any highway or private road or in any parking area or on any school property when such school bus is displaying flashing red signal lights and such operator may then proceed as long as he or she does not endanger life or property by so doing.
“(c) The exemptions granted in this section shall apply only when an emergency vehicle is making use of an audible warning signal device, including but not limited to a siren, whistle or bell which meets the requirements of subsection (f) of section 14-80, and visible flashing or revolving lights which meet the requirements of sections 14-96p and 14-96q, and to any state or local police vehicle properly and lawfully making use of an audible warning signal device only.
“(d) The provisions of this section shall not relieve the operator of an emergency vehicle from the duty to drive with due regard for the safety of all persons and property. . . .”
As with