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Cohesive Technologies, Inc. v. Waters Corp.
543 F.3d 1351
Fed. Cir.
2008
Check Treatment
Docket

*1 Cir.1986) (“Whеn conflicting ... there that the ac- are Valji also testified A445. Dr. evidence, in the neither the trial ex- elements ... to allow[ed] cused device “when may nor court on JNOV this court substi- the expand will both pand by deployment, jury.”). its for that of the tute choice of the inner lumen shape and diameter meeting “expands to graft” ... the explained, As the district court a reason- claim limitation. Record conform” jury able could have reached the verdict of contrary argu- Datascope made A436. must, I infringement. respectfully, dis- ments, urging conclusions. opposite sent. in infringement, on jury found agreed by par that were structions court, Data- denying

ties. The district motion,

scope’s “[t]he stated that JMOL finding certainly against not

jury’s was In of the evidence.” weight

the clear

deed, there was substantial evidence not verdict. Whether or

support of the on was also substantial evidence

there side, court cannot appellate other “[a]n TECHNOLOGIES, COHESIVE evi interpretation its substitute INC., Plaintiff-Appellant, simply of the trial court dence for that v. reviewing give court ‘might because construction, another resolve facts CORPORATION, Defendant- WATERS differently, and find a more ambiguities Appellant. Cross cast actions which District sinister ” In apparently deemed innocent.’ Court 2008-1030, 2008-1029, 2008- Nos. Laboratories, Inc. v. Ives Laborato wood 1031, 2008-1032, 2008-1059. 844, 857-58, ries, Inc., 456 102 S.Ct. U.S. Appeals, United States Court (1982)

2182, (quoting 72 L.Ed.2d Federal Circuit. Boards, v. Real Estate United States 485, 495, 711, 94 L.Ed. 1007 U.S. 70 S.Ct. 7, Oct. 2008. (1950)). disagree I do that there was Datascope’s argumеnt on evidence Rehearing En Banc Rehearing However, province it is not our side. 10, Denied Dec. evidence, was when there

reweigh by which reason

substantial evidence its

able could have reached verdict. jury Peoria Pekin Union

See Tennant v. & 409, Co.,

Ry. 64 S.Ct. 321 U.S. (“Courts (1944) are not free

L.Ed. 520 set

reweigh the evidence and aside merely jury could

jury verdict because or con

have drawn difference inferences feel that other judges

clusions or because DMI, reasonable.”); Inc. are

results more (Fed. Co.,

v. & Deere *6 Stier, Jr.,

Robert H. Pierce Atwood LLP, Portland, ME, of argued plain- for tiff-appellant. With him the on brief were Michael J. Sullivan and L. Sweeney. Sean Scofield, Jr., William A. Lahive & Cock- field, MA, LLP, Boston, of argued for appellant. defendant-cross With him on Sibley the brief Reppert. was P. opinion Dissenting filed Circuit Judge MAYER. for judgment noninfringe- ters’s motion of

LINN, Judge. Circuit law. ment as a matter of We further case. patent infringement This district court committed conclude (“Cohesive”) Technologies, Inc. Cohesive concluding no clear error in Waters accusing actions Wa- three related brought prove deceptive to intent neces- failed (“Waters”) infringing of Corporation ters sary inequitable claim to sustain its (the 5,772,874 pat- “'874 Patent No. U.S. However, agree conduct. we with Waters (the ent”) 5,919,368 No. Patent and U.S. wrong that the district court was enter “ action, No. In the first patent”). '368 judgment anticipa- as matter law on 98-CV-12308, Waters’s accused Cohesive submitting tion the issue without p,m liquid chro- high-performance Oasis jury- (“HPLC”) (the “30 columns matography columns”) infringing pat- the '874 disagree p,m products, As to the 25 we ixm Techs., v. Waters Inc. ent. See Cohesive with the district court’s construction of (D.Mass.2007). Corр., F.Supp.2d p,m.” “greater than about 30 Under the 99-CV-11528, action, No. In the second construction, was not enti- correct Waters |rm columns accused the same 30 Cohesive summary judgment tled to of no literal id. patent. See infringing the '368 was, infringement. The district court how- 01-CV-12307, action, Cohe- No. third ever, motion grant correct Waters’s |xm25 Oasis HPLC sive accused Waters’s judgment no summary infringement un- columns”) (the infring- |xm “25 columns though not equivalents, der the doctrine of id. ing patents. both See court ar- for the reasons that district ticulated. action that the juryA in the first found invalid, was the 30 '874 the district damages, As to because patent. '874 infringed columns ixm incorrectly |xm considered the court then court held See id. district *7 an product acceptable noninfringing on hearing bench trial and dam- combined substitute, it is and because unclear wheth- inequitable ages, infringement, and willful product, standing er the other available action, prelimi- on in the first and conduct alone, acceptable an sub- would have been judgment nary injunction summary and stitute, judg- the district court’s we vacate third actions. in the second and motions was not entitled lost ment that Cohesive in fa- judgment court entered district by profits and remand for reconsideration action, granted in first

vor of Cohesive the the court in the first instance. We district judgment summary for Cohesive’s motion in the court’s find clear error district no invalidity in no thе infringement and infringement was conclusion that Waters’s action, damages. Id. second and awarded Cohesive’s Finally, not we decline willful. action, However, in the third the at 126. assign to a different request to this matter motion for granted district court Waters’s remand. Accord- judge district court on noninfringement, judgment of summary reverse-in-part, ingly, affirm-in-part, we |xm concluding products 25 did not the vacate-in-part, and remand. parties either Id. Both infringe patent. judgment. of the appeal aspects numerous I. BACKGROUND we conclude |xm products, to the 30

As patents and both relate to The '874 '368 correctly court construed that the district separating, process a for HPLC. HPLC is “rigid” properly the and denied Wa- term surfaces, identifying, measuring compounds liquid said mix- flowing a in liquid. contained Pharmaceutical containing ture said through solute testing in companies drug often use HPLC body velocity said at a sufficient to compounds from separate absorbed induce flow of said mixture within at HPLC, liquid containing blood. the portion least a substantial said in- passed un- compounds be measured terstitial volume at a velocity reduced packed pressure through der column of 5,000. greater than about particles. chromatographically active See patent '874 col.20 11.20-34. Each '874 col.l 11.24-28.Because the dif- patent requires essentially asserted clаims liquid in components ferent molecular two key same limitations at in issue this have different affinities appeal: particles that column, “rigid” are and have each is extracted component and, average “greater liquid from at a different diameters than about rate therefore, at along a different location pm.” 11.38-42,54-56, See id. col.20 60-65 column. See (claims id. col.l 11.28-32.The effec- ‍‌‌‌‌‌‌‌​‌​‌‌‌​‌‌​​​​​​​‌​‌​‌​​‌‌‌‌‌​‌​​​‌​‌​‌‌‌​‍3, 7, 9 depending from claim separating tiveness of HPLC at molecules (claim 1); col.21 id. 1.36-col.22 1.8 15 re- liquid from on depends several varia- quiring “rigid particles” having solid “sub- bles, including the size structure stantially uniform mean diameters column. particles in the See id. col.2 11.3- pm”); than less about 30 id. 11.9-21 col.22 19. (claim solid, requiring “rigid, porous particles” “substantially with uniform aver- patent The '368 issued from a divisional age range diameters between about application application that resulted pm”); 30 to about patent, id. col.22 patents the '874 and the share 11.33-35 (claim specification. 16); depending same Cohesive from asserted claim '368 1, 3, 7, 9, 15, 16, (claim claims and 20 of the '874 patent col.20 11.14-28 1 requiring patent 1, 3, and claims and 8 of the '368 solid, step of ... “packing rigid, porous Cohesive, patent. 526 F.Supp.2d See at particles” “average with diameters of not Claim of the '874 recites: pm”); than less about 30 id. col.20 11.32- (claims 36, 53-56 3 and depending from Chromatography аpparatus comprising, l).1 combination, claim body a chromatographic as a formed brought infringement Cohesive its first *8 substantially uniformly distributed 1998, against action in alleging Waters that solid, multiplicity rigid, porous par- of pm infringed the 30 columns pat- the '874 with chromatographically ticles active In ent. while the first action was surfaces, particles said having average pending, the patent '368 issued. Cohesive greater diameters of than about 30 then filed a infringement second action pm, the interstitial volume between Waters, against asserting that use of the particles being said not than less pm30 same columns infringed the method about 45% of the total volume of said claims of the patent. '368 column; and for In the court a loading means said with district held sixteen- surfaces at least one solute that is with day jury reactive trial in the first During action. would, Although "greater 1. pm and than” "between” 30 this distinction is not relevant pm larger and a would number not encom- analysis our for in this case. pass exactly pun, while "not than” less (concerning trial, presented replacement evi- third case the alleged and Waters columns) pm in the form of a for patent the of the '874 motion dence that claims prior summary an by separate judgment, and Waters made anticipated were seven summary that alleged judgment also oral cross-motion for аrt references. Waters obvious, hearing. at patent noninfringement the '874 were of the the claims of indepen- in of each reference light both later, years the Five district court en- dently, light of combinations and various tered a order disposing memorandum and objec- of the references. Over Waters’s all issues in all three In first of cases. the tion, not the district court chose to submit case, concerning of infringement the '874 anticipation jury, Waters because pm columns, patent by the 30 district obviousness, and the district alleged had (1) post-trial court: denied mo- Waters’s being a anticipation of “[thought] court of judgment tions for as a matter law on Ac- of J.A. 5710. subset obviousness.” (2) infringement 95; at invalidity, and id. sua en- cordingly, sponte the district court that had its found Waters failed meet a in favor of Cohe- tered directed verdict conduct, prove inequitable burden to id. at sive, not patent that '874 was finding (3) 103; infringe- and found that Waters’s Cohesive, at anticipated. F.Supp.2d willful, ment was not id. at 106-07. In the 89. case, concerning infringement second columns, patent by pm on jury finding returned a verdict the '368 pm infringed pat- summary judgment, the 80 columns the '874 cross-motions (1) granted and the '874 not obvi- district court: Cohesive’s mo- ent was verdict, judgment of and By summary time tion for direct ous. Waters (2) columns, 112; selling pm infringement, indirect id. at stopped had the 80 summary motion for selling replacement granted and instead was Cohesive’s pm at judgment invalidity, of no id. 113. product with smaller —the case, infringement in- concerning filed third the third columns. Cohesive then its columns, action, pm fringement alleging patents by the re- the 25 both summary judgment pm infringed granted both district court placement 25 columns Waters, noninfringement favor patents. the '874 and the '368 Cohesive of pm25 columns injunction against finding that did preliminary moved for a meet, literally equivalents, or pm either the 25 columns. requiring particle size claim limitations bench The district court held combined Id. pm.” “about 30 at 116. greater than At hearing pro- trial and damages, Finally, as to the district court ar- ceeding, court evidence and heard entitled to lost held that Cohesive was not con- inequitable gument on issues law, as matter id. profits duct, infringement, damages willful *9 royalty a payment of reasonable ordered the first case. Id. at 88. The district columns, pm id. 125. of at on sales the 30 parties’ court considered the cross- also timely appealed on issues the sec- the summary judgment motions for in Cohesive (1) of term case, claim construction the concerning ond whether those same of: (2) summary judgment of pm”; 30 pm infringed patent. the '368 “about 30 columns columns; pm noninfringement by at the of the Additionally, request Id. at 89. (4) (3) court, infringement; presented profits; its lost willful the district Cohesive (5) Cohesive also injunction damagеs. in the and enhanced preliminary motion novo, (en banc), Cybor we review de requested that the case be to a that assigned Inc., Techs., v. Corp. FAS judge different district on remand. Wa- 138 F.3d (Fed.Cir.1998) (en banc). timely cross-appealed ters on of: the issues We deter- (1) “rigid”; ordinary customary meaning claim of the mine the construction term and (2) by of denial of as a of law undefined claim terms as understood judgment matter columns; by person ordinary in noninfringement p,m the 30 skill the art at the (3) invention, the using time of the grant of as a of law methodolo- judgment matter Phillips v. (4) Corp., AWH gy in on anticipation; inequitable con- (Fed.Cir.2005) (en banc). 1303, 1312-19 duct. jurisdiction pursuant We have to 28 court 1295(a)(1). looks to those sources § “[T]he avail- U.S.C. public able to the what a person that show of skill the art have would understood II. DISCUSSION disputed claim language mean. Those sources include the of the words claims p,m A. The Columns themselves, specifica- the of the remainder We first address whether district tion, prosecution history, and extrinsic properly court pat- concluded that the '874 concerning evidence relevant scientific columns, ent infringed by |jum was the 30 terms, principles, meaning of technical invalid, and not unenforceable. of the art.” Id. at 1314 state and the (internal quotation marks and citations omitted). 1. Claim Construction Here, challenges Waters district there argument is no that court’s “rigid,” ordinary construction the term meaning “rigid” word itself which is to all monomeric, common asserted claims. requires particle be The “rigid” district court Likewise, construed than polymeric. rather although mean object’s capacity “an to maintain the embodiments of the invention de- substantially changes density zero specification only scribed all disclose see, volume packing pressure under at e.g., particles, least monomeric '874 patent about psi 11.29-32, 1.58, as a consequence eol.18,1.21, sub col.13 col.14 those stantially plastic to resist deformation un embodiments cannot limit the otherwise Cohesive, der pressure.” such See Phillips, claim “rigid.” broad term F.Supp.2d at district court con (“[Although specifi- “rigid” strued it so did not “exclude very cation often specific describes embod- (as polymeric particles opposed invention, mo of the iments we have repeated- nomeric particles referred pre ly to in the against confining warned the claims to ferred embodiments.”). patent).” embodiment '874 those Id. Waters argues to ex failure however, polymeric argues,

clude Waters particles the construc error, tion Cohesive disclaimed “rigid” because, polymeric particles during was during prosecution. reject The examiner prosecution, Cohesivе polymer disclaimed ed claims of ic the '874 being rigid. as not antici pated or obvious over U.S. Patent No. 5,019,270, Claim construction is an issue of Afeyan issued B. to Noubar et *10 Instruments, law, Markman v. Westview (“Afeyan”). al. In response, Cohesive ar Inc., (Fed.Cir.1995) that, F.3d 970-71 gued Afeyan, unlike the claims re- of particular 418. unmistakable disavowal the “truly particles. J.A. rigid” quired Afeyan, in it not a particles to the ex- used but Additionally, submitted Cohesive particles. of chromatography polymeric of disavowal all the declaration aminer Guiochon, pursuant to 35 George expert that, if argues Waters further even declaration, § his Guio- 1.132. In

C.F.R. history read to prosecution the cannot be in particles the distinguished between chon polymeric it particles, have disclaimed all particles and the claimed invention the type the particular nonetheless disclaimed in Afeyan: described used in the accused polymeric particles of they Afeyan et al mention While disagree. poly q,m columns. We The solids, rigid particles their be desire in particles meric disclaimed the Guiochon in the be read best comment can such “divinylbenzene and the declaration were ... teachings their that mention light of Afeyan The like.” J.A. 430. divinyl- such as only polymeric materials distinguishes declaration de the Guiochon polymeric and the like. Such benzene сomposition particles the of the scribes expected to maintain material cannot be follows: rigidity withstand requisite poly- particles are fabricated from to obtain a reduced required pressure as, styrene such for example, mers higher through velocity of 5000 or divinylbenzene, with or var- cross-linked particles column with chromatographic such copolymers including ious by Afeyan et related the diameter disclosed of al, p-bromostyrene, p-styryldi- to be a materials as so cannot be considered vinyl particles p-amino sytrene, within teaching rigid phenylphosphine, of solid chlorides, and me- meaning acrylates the claims.... and various of thacrylates, designed to be preferably contends that the Guio- 430. Waters J.A. derivatizable, heavily and cross-linked of resulted a disclaimer chon declaration copolymerized with a moi- e.g., glycidyl not within “rigid” material” as “polymeric ethylenedimethacrylate. ety or claims. meaning contrast, By Afeyan col.16 1.67-col.l7 1.7. may mean patentee limit the “[A] |xm are in the 30 columns particles by making a claim a clear ing term n-vinyl- divinylbenzene copolymers during of scope unmistakable disavowal divinylben- copolymer A pyrrolidone. Computer Docking Station prosecution.” n-vinylpyrrolidone is not one zene Dell, Inc., Corp. v. Afeyan and was pоlymers described (Fed.Cir.2008) Pharma (quoting Purdue specifically disclaimed the Guiochon not Inc., Pharms., L.P. v. Endo declaration. (Fed.Cir.2006)). case, this specific argues that the disclaim- distinguish does Waters declaration not Guiochon to dis- divinylbenzene should suffice they are er of Afeyan particles because in the instead, polymers particles it claim polymeric; distinguishes columns, pm because those taught materials polymeric particular divinylbenzene.” Br. “made 80% the like”— are from Afeyan “divinylbenzene and — Appellant Waters are of Defendanl^Cross polymeric materials” “[s]uch because the fact ignores at 42. But Waters Corp. when sufficiently rigid exposed divinylbenzene alone and a that a molecule pressure. level The Guiochon relevant therefore, divinylbenzene containing 80% copolymer a clear and may, be declaration *11 1362 compounds, argues different Waters that the evidence at trial

are chemical with properties including permit different was insufficient a different to reasonable — if rigidities. By patentee jury particles a 30 analogy, dis- conclude that pm hydro- rigid. claims like columns “flammable substances were The district during patentee “rigid” court’s gen” prosecution, required has construction (1) particles: nonflammable “maintain not disclaimed the com- substan- H20, tially density zero just changes it is and volume pound because two-thirds under packing pressure of at least hydrogen. about (2) psi”; “substantially and resist sum, agree plastic we with the district pressure.” deformation under such trial, court that construction of proper “rig expert gave At Cohesive’s his under- in the not require standing id” asserted claims does “substantially the terms zero volume,” particles changes density that the be monomeric. We af and and “sub- stantially firm the plastic district court’s construction of resist deformation.” He “rigid” object’s capacity as “an to maintain further testified that he had tested the substantially changes in density particles pm zero and by packing the 30 columns pressure volume under of at packing psi, least them at 5000 that he observed “sub- a psi consequence stantially changes about 5000 in density as sub zero and vol- stantially ume,” plastic to resist deformation un that the did not “ex- pressure.” such any der hibit plastic deformation.” J.A. 1463- Thus,

64. in response question, “If rigid object’s capacity means an to main- Infringement 2. tain substantially changes density zero argues Waters the district volume, a packing pressure under by denying judgment court erred it as a 5,000 psi, least about and as a conse- law, matter of because evidence was quence, substantially plastic to resist de- insufficient prove infringement even un pressure, formation under such dо the Wa- der the district claim court’s construction. particles qualify ters’ as rigid?,” Cohesive’s grant “The or denial of a motion for judg expert answered, “Yes, they do.” J.A. ment as a procedural matter of law is a 1462. This is sufficient permit evidence to law, unique issue not reviewed jury reasonable to conclude that the 30 regional under the law of the circuit in pm rigid. columns were The district court appeal which the from district court therefore properly denied Waters’s motion Tech., usually would lie.” Summit Inc. v. for judgment as a matter of law of nonin- Co., (Fed.Cir. Nidek fringement. 2004). The First Circuit reviews the dis grant trict court’s judgment or denial of Invalidity 3. a matter of law Espada de novo. v. Lugo, (1st Cir.2002); F.3d Larch v. argues Waters the district Dept., Mun. Elec. F.3d court erred granting directed ver Mansfield (1st Cir.2001). i.e., We therefore judgment consider as a matter of law— dict — evidence, whether the when viewed in the for Cohesive anticipation, on the issue of Cohesive, most light favorable to jury would rather than allow the to decide the permit jury reasonable to find in reviewing favor of issue. “In the district court’s on any permissible Cohesive claim ruling, apply or theo we same standards as the Larch, ry. court, meaning F.3d at district examine that we

1363 gic why judgment,” all fair inferences a defendant “would the evidence and may charge anticipation they to and want on light [Waters] [a] most fаvorable when witnesses, 5719, credibility get of one on J.A. 5717. not consider obviousness.” testimony, or evaluate The court that it resolve conflicts district concluded could Guilloty Per not that weight requirements of the evidence.” “find here of (1st Pierluisi, 43, anticipation 50 have been in the ez v. 339 F.3d Cir. met” submit- (internal 2003) prior references, and it quotation marks cita ted art and therefore omitted). jury anticipation. If a could of tions reasonable directed a verdict no J.A. any have that of the asserted refer 2654. found judg then anticipated patent, ences by granting district court erred improper.

ment as a matter of law was judgment as a on matter of law the issue Moreau, 50, (1st F.3d 52 Wilson v. 492 See anticipation jury of before the was allowed Perez, Cir.2007); Guilloty see also 339 to the claim. The consider district court (“If that at we conclude ‘fair- F.3d 50 did not make a that no finding reasonable persons could different infer minded draw jury could conclude that the asserted ref- trial, presented ences from the evidence Rather, anticipated. erences the district judgment and jury,’ the matter is for court characterized the anticipation itself grant improperly as a matter of law was case, “iffy.” “iffy” anticipation case An as 2)). (quoting Espada, 312 F.3d at ed.” however, not does foreclose favorable to the grant (requiring The circumstances that led verdict. See 50 Fed.R.Civ.P. judgment jury a matter law case that find as of this the court “that reasonable charge At a a legally were unusual. conference would not have sufficient eviden- trial, tiary party near the end of the district court to find for a before basis” law). charge judgment it did intend to a matter granting indicated that not jury anticipation. Specifically, on after Moreover, the district court was argument and reviewing Waters’s evidence wrong granting judgment to conclude that obviousness, and anticipation on the dis- anticipation as a of law would matter on trict court concluded that “the contentions Waters, jury not simply harm because the is making [are] the defendant best had consider opportunity the same obviousness,” captured by rather than an- purposes of obviousness. references ticipation. 2654. The district court J.A. Despite quoted maxim that antic the often that, reading, commented a strict “[u]nder obviousness,” “epitome ipation is anticipation proof did see the [it not] 959, Kalm, re 54 C.C.P.A. any of art prior publications,” (1967), § novelty 35 102 under U.S.C. “iffy,” anticipation case was Waters’s § under 35 nonobviousness U.S.C. none “gut response that its of [the patentability separate are conditions prior art are winners.” references] J.A. separate and therefore defenses available 5680, 5704, Moreover, the 5720. district infringement in an action. See 35 U.S.C. declining charge court commented that (2000); Hardy, F.2d § v. Jones “any anticipation on would not cause real (Fed.Cir.1984) (“[T]hough antic defendant,” harm would not obviousness, epitome of ipation is the very “make much difference because it [they] separate and distinct con are comes in obviousness” J.A. v. cepts.”); also Mendenhall Cedara expressly stated that it see The district court (Fed.Cir.1993) Inc., understand, 1557, 1563 pids, as matter of “strate- did invention, (holding ground § the proper verdict nonobviousness is not *13 obviousness.”). anticipation, § but 103 with verdict was not inconsistent of antici- Moreover, requires analysis obviousness use, pation by prior despite “legal public secondary considerations of nonobvious- homily” epitome that is the anticipation ness, secondary while considerations are obviousness); 1026, Meyer, 599 F.2d re not an claim anticipation. element of a (CCPA 1979) (holding 1031 that rejection Compare King Corp. Instrument v. Otari § ground under 102 new following was (Fed.Cir.1985) 853, Corp., 767 F.2d 857 103, § previous rejection under despite (“In § analysis, a 103 obviousness Graham maxim “anticipation epitome that is the Co., 1, [v. John Deere 383 U.S. 86 S.Ct. obviousness”). (1966) 684, 15 requires L.Ed.2d 545 that ] the trier underlying assess certain facts: commonly While it is understood (1) scope art, prior and content of the prior that anticipate art references that a (2) (3) ordinary art, the level of skill claim will usually render that claim obvi the differences between the claimed inven- ous, necessarily it is not true that a verdict art, (4) tion prior and the and the so-called anticipation. nonobviousness forecloses ”), ‘secondary considerations.’ with Hakim The tests anticipation for and obviousness PLC, v. Group, Cannon Avent 479 F.3d See, Duro-Last, are e.g., different. Inc. v. 1313, (Fed.Cir.2007) (“ 1319 ‘Anticipation’ Seal, Inc., 1098, Custom F.3d 321 1107-08 means the claimed pre- invention was (Fed.Cir.2003) (“Succinctly put, the various known, viously that all of and the elements unenforceability invalidity defenses and limitations of the claim are described may be raised a ineq reference.”). defendant — in a single prior art And conduct, uitable the several forms of antici although anticipation proven can be inher- pation right 102, § and loss of under ently, proof anticipation of inherent is not § require obviousness under differ proof same as of obviousness. 103— See ent proof.”) elements of Obviousness can Perricone v. Corp., Medicis Pharm. proven by combining be existing prior (Fed.Cir.2005) (“[A] 1368, art F.3d prior references, anticipation requires while art express all reference without reference to a claim may elements of a claim to be limitation disclosed within a nonetheless antici- pate Indus., by inherency.”); single Trintec Compare reference. Inc. MEHL/Bio Top-U.S.A. v. Corp., F.3d phile Int’l Corp. Milgraum, v. 192 F.3d (Fed.Cir.2002) (“[0]bviousness is not in- 1362, 1365(Fed.Cir.1999) (“To anticipate, a Thus, herent anticipation.”). “it does not single every reference must teach limita every technically follow that anticipated invention.”), tion of the claimed with invention would also have been obvious.” Scripps Clinic & Research Found v. Gen (CCPA Fracalossi, In re F.2d entech, Inc., (Fed.Cir. 1982) (Miller, J., concurring).2 1991) (“If necessary it is beyond reach single boundaries of a reference to A court cannot refuse to submit provide missing disclosure of the claimed the issue of anticipation jury simply 2. The categorically alloy dissent "every claims an properties with the of the claimed anticipated alloy, claim obvious.” may Post at 1377. others have tried and failed to Consider, and, But produce disclosed, this is not correct. alloy, for exam- such an once ple, particular a alloy may claim directed toward a alloy the claimed high have received alloy may praise of metal. metal The claimed have and seen commercial success. Never- theless, all the hallmarks of a nonobvious may invention— there alchemy be centuries-old that, there long was a but felt unresolved need describing any for textbook while not metal ing materiality. has “We review the district infringer also as- the accused because It findings is for court’s on the threshold issues an obviousness defense. serted for materiality the court—to make and intent clear error.... litigants —not to whether assert ultimate strategic regarding decision as We review the decision one, both, these in a inequitable or neither of defenses of discre conduct abuse Foods, Ltd., intro- infringer An jury trial. accused tion.” Inc. v. Cargill, Canbra (Fed.Cir.2007). prior art reference makes 1359, 1364-65 duces *14 “each ev- argument that and non-frivolous that argued to the district court Waters found, a expressly limitation of claim is ery inequitable Cohesive committed conduct single prior art inherently, [that] or by submitting the Guiochon declaration generally is entitled to have reference” failing but to disclose the United States by the finder of fact. anticipation decided (the “Patent Patent ‍‌‌‌‌‌‌‌​‌​‌‌‌​‌‌​​​​​​​‌​‌​‌​​‌‌‌‌‌​‌​​​‌​‌​‌‌‌​‍and Trademark Office Int’l, Bingo, v. Planet LLC GameTech See Office”) did that that Guiochon not believe (Fed.Cir.2006). Inc., 1338, 472 F.3d 1346 flow” generated the invention “turbulent did in this precisely what Waters That is from or distinguished “laminar” reverse district case. We therefore Cohesive, F.Supp.2d “smooth” flow. 526 a grant judgment as matter of court’s at 95 & 2. that its n. Cohesive admitted re- anticipation, on the issue of and law that generated believed the flow inventors further consistent proceedings mand for by pat- of the invention '874 '368 opinion. with this

ents characterized as “turbulent” was best disagreed. at 99. and that Id. Guiochon 4. Conduct Inequitable However, argued prose- that its Cohesive cuting attorney distinc- did believe this that the district argues Waters material, “tur- tion to be because the term clearly by failing to find the court erred appear any of the bulent flow” does not necessary to a intent sustain deceptive patent claims of and is not defined either inequitable conduct errone finding court in the Id. The district specification. for” test determin- ously applied “but 1342, that, (Fed.Cir.1998) (remarking in alloys, practiced if n. 21 describes a method 1357 actually allow- produces alloy. court did not err in precisely, the claimed footnote that trial alchemy anticipa- prior argument ing parties present While the art textbook inher- on 102, obviousness); § ently anticipates under the claim v. during tion trial on Connell 1542, Sears, Co., may not be under claim be said to obvious 722 1548 & F.2d Roebuck (Fed.Cir.1983) § quoted 103. (prefacing discussion and obvi- relationship anticipation between why precedent precisely our has This is necessary to so with "it is never ousness "legal homily” rejected reliance that on Fracalossi, (address- hold”); at 794 681 F.2d "anticipation epitome of obviousness.” rejection ing specific anticipation whether Mendenhall, We at 1563. have ex- F.3d evidentiary support obvious- was sufficient upheld jury anticipation pressly verdict 1399, Pearson, rejection); In re ness 102(b), jury § even when the same under (CCPA 1974) (affirming rejection § 103 § patent 103. found the nonobvious under rejection have been § when would also Though argues "long that a Id. dissent Kalm, appropriate); In re 54 C.C.P.A. argument precedent” supports line of its (1967) anticipa- (reversing F.2d obvious, every anticipated claim is not a sin- We rejection). tion cannot conclude—as actually gle one of the cases it cites holds novelty reasoning implies dissent's jury "epitome” precludes a from maxim —that surplussage, requirement § 102 is mere § finding simply invalid under requirement § the nonobviousness subsumed it is under 103. See because nonobvious CellPro, Inc., of§ Hopkins Johns Univ. v. testimony “credited] Cohesive’s that it did of Appellant Defendant-Cross Waters not believe Guiochon’s definitional distinc- Corp. at 75. But the district court ex- tion was material to the ultimate conclu- pressly testimony credited the pros- sion of his and accordingly declaration” ecuting attorney and Guiochon they found no intent to deceive the Patent Of- believed material, the distinction was not fice. Id. and concluded that there was no “clear and

convincing evidence that Cohesive’s omis- regard deceptive “With in sion constituted intentional deceit.” Cohe- conduct], tent prong inequitаble [of we sive, F.Supp.2d at 100. Waters has emphasized have ‘materiality does not offered no reason for us to disturb these presume intent, separate which is a findings. essential component inequitable con We therefore conclude ” that the district duct.’ Scientific, Star Inc. v. Reyn R.J. *15 court did not clearly err in its determina- Co., olds Tobacco tion that Waters had failed to meet its (Fed.Cir.2008) GFI, (quoting Inc. v. burden of establishing inequitable conduct. (Fed. Corp., Franklin See, e.g., Scientific, Star 537 F.3d at 1365. Cir.2001)). prove To prong intent conduct, inequitable “the infringer accused B. |rm The 25 Columns prove by must clear and convincing evi dence that the material information was We turn next to appeal Cohesive’s withheld with the specific intent to deceive grant of the of summary judgment of non- the [Patent Id. Office].” infringement by |xm the 25 columns.

Waters has independent cited no evi- Preliminarily, we note that the name “25 specific dence of intent pun deceive. In- columns” is somewhat deceiving. stead, it argues that Cohesive’s failure to Apart from the size of particles disclose Guiochon’s belief that the flow up column, make |xm the 25 columns generated by the claimed invention was are identical infringing |xm30 col- properly characterized Cohesive, as “turbulent” umns. F.Supp.2d at 114. “can have been nothing other both, than inten- particles themselves irreg- are tional.” Reply Br. of Defendant-Cross ular in shape, as best figure shown in 3 of Appellant 20; Corp. Waters see also Br. patent, the '874 reproduced below: pm” expressly is not a 30 with reference to the shape particles Because alleged average particles the ac- diameter of the sphere, uniform *16 actually pm have pm25 columns do not in the accused 25 columns: cused Moreover, pm. par- the diameters of 25 “greater I than language construe the parti- dispute average the size of the ties microns” to exclude 29.01 mi- about 30 pm Ac- in the accused 25 columns. cles crons. Cohesive, in the 25 cording particles to the Cohesive, F.Supp.2d 526 at 115. pm average columns have an diameter However, according to pm. 29.01 Id. Wa- Although appropriate “it is for ters, average have an diame- particles the the accused device a court to consider pm, depending ter of either 25.22 or 25.16 determining aspect what of the claim when Id. on the method of calculation. construed,” appropriate it should be solely a claim to for the court to construe 1. Claim Construction Exigent exclude the accused device. Solutions, Inc., Tech., 442 Atrana Inc. v. pat- both All of the asserted claims of (Fed.Cir.2006). A 1301, n. 10 F.3d 1310 in requiring included limitations effect ents light in the of the clаim “claim is construed average particles the column have in of the accused language light ... not pm.” “greater than about 30 diameters Int’l v. Matsu (quoting device.” Id. SRI See, patent (requir- col.20 11.25-26 e.g., '874 Am., Corp. shita Elec. greater than ing “average diameters (en banc)) (alteration (Fed.Cir.1985) 1118 pm”); n. 1. Faced supra about 30 see also Rather, original). in the emphasis (the pm col- product with an accused 25 court identified once the district umns) infringing that was identical to an pm” lan 30 was the “greater than about columns) (the pm all re- product construed, its task that should be guage size, except particle the district spects ordinary the and custom was to determine on the “about 30 properly court focused as understood However, ary meaning of that term pm” limitation of the claims. in the art at the ordinary skill person than about “greater the district construed invention, following guid- range interpreted ameter. Its must be time of the technologic stylistic context.” Id. its Phillips. ance of determining beyond In how far only court erred not range The district claimed the term “about” extends merely claim, ... by construing the claim to exclude must focus on the “[w]e device, criticality of by reading [numerical limitation] but also the accused Pharm., the invention.” Ortho-McNeil out of the claim. The dis term “about” Labs., Ltd., Inc. v. Caraco Pharm. trict court stated that it not hesitate “d[id] (Fed.Cir.2007). F.3d other construing ‘about 30 microns’ to exclude words, purpose we must look to the microns,” magnitude of 29.01 because serves, |xm” the “about 30 limitation patent have for a patentee applied “could |xm determine how much smaller than 30 ‘greater that included than 29 ” average particle diameter can be and if it microns’ that is what had intended. clear, that purpose. still serve To be it is Cohesive, F.Supp.2d at 115. But the purpose of the limitation in the patentee have drafted the likewise could purpose claimed invention—not the of the |xm” “greater limitation as than 30 —rather Thus, invention itself—that is relevant. “greater |xm” than than about 30 it had—if |xm” what we ask function the “about 30 scope intended the narrow that the district particle plays low-end limit on size gave court to the claim. are “[CJlaims operation apparatus of the claimed interpreted eye giving with an toward ef method. Bicon, fect to all terms in the claim.” Inc. Co., (Fed. v. Straumann F.3d Here, place the reason that the claims Cir.2006). Here, by including the word particle low-end limit on size is clear from “about,” patentee plainly intended the specification. specification “greater |xm” limitation than about 30 '874 shows that the function of the *17 encompass particles columns with with av particle low-end limit on sizе relates to the erage |xm, diameters are less than 30 ability capture compounds of the column to greater |xm.

but are still than “about” 30 liquid from the at high Specifi- flow rates. Quantum Rodime, PLC, Corp. v. Cf. cally, specification the teaches that “it is (Fed.Cir.1995) (“The F.3d addi believed that the engendered turbulence ‘approximately’ tion of which means ‘rea by ... high speed flow enhances the load- to,’ sonably close precise eliminates the ing of the solute molecules onto the deriva- and, range, lower limit of doing [a] so tized pores particles surfaces of the (footnote scope range.” extends the of the in the column.” patent '874 col.1711.48-51. omitted)). The specification describes three exam- “nominal

ples, particles in which of aver- word ‘about’ does not “[T]he aged |xm, |xm, diameters” of 50 and 10 claims, have a meaning patent universal were evaluated at different flow rates. ixm meaning depends on the [its] techno Id. col.15 11.18-62. It concludes that logical particular facts of the case.” Pall desired “turbulence could not be attained” Inc., Corp. v. Micron Separations, using particles average of nominal diame- (Fed.Cir.1995). 1211, 1217 When “about” |xm |xm, ters of 20 or 10 but was attained part is used as of a range, numeric “the using particles average of nominal diame- ‘about,’ use of the word avoids a |xm. 11.1-19; strict ters of 50 Id. col.10 see also boundary numerical specified par- figs.5-7. id. turbulence, “that desired while turbulence also teaches specification particles” could not be attained with of 20 the same size or need not be

particles pm Thus, (“[The] diameters. Id. col.10 11.1-13. parti- id. col.8 11.62-63 shape. See pm” pm. cannot “about 30 include range in a and selected shaped cles are Otherwise, purpose of the “about 30 ”). fact, In non- shapes.... sizes pm” limitation would not be achieved. shaped particles differently spherical taught preferred. as See id. expressly are Second, in an describing analysis of the that mean or (teaching 11 11.19-28 col. columns, porosity specification construed is “not to be average diameter states: necessarily that are particles as limited to porosity, To measure a number of batch- and that “a regular or solids” spherical examined, particles es of were the first present invention preferred aspect being (designated a batch herein as CT- shape”); id. irregularity particles’ is 50A1-002) uncoated, unfunctionalized (“In embodiment, preferred 11.2-5 col.9 highly irregularly shaped, porous alumi- of the col- particularly particles where the having na a nominal diameter particles accept- umn are near the lower end of diameter, 50p, an actual but mean as dimensions, the range able of cross-section analysis, determined Coulter (il- ”); fig.3 .... id. irregular are particles lp2.39\Lwithin a 95% confidence factor. particles). lustrating irregularly shaped Moreover, specification added). makes clear (emphases Id. col.14 11.22-28 average par- Thus, diameter of the that even the according specification, certainty. an particles ticles cannot be measured with batch of with actual mean pm may qualify diameter of 42.39 still (describing id. col.ll 11.25-26 measure- See pm. a nominal diameter of 50 having confi- ment of mean diameters with 95% words, specification treats an dence). other particles Because the are not pm of 42.39 as an aver- average diameter uniformly shaped, and not spherical, not pm. repre- This age diameter of about 50 measureable, it surprising is not precisely acceptable an variance of at least sents claim a low-end would pm 15.22% from the 50 nominal diameter. pm,” than threshold of “about 30 rather It therefore reasonable to conclude pm.” Notably, it is the nom- precisely “30 pm” encompasses at least “about 30 specifi- that the inal diameter of *18 Thus, pm. variance from 30 15.22% it the cation uses when concludes pm” encompass at leаst “about 30 should cannot be at- desired level of turbulence 15.22%, i.e., pm ±pm between 25.434 too average particle tained when the size is pm. and 34.566 Thus, id. col.1011.8-19. the low- small. See func- particle performs limit on size its end Likewise, pm particles the nominal 20 average diameter of tion when the nominal permit required the level do (30 pm), above the limit particles is actual diame- presumably turbulence have average if actual diameter varies. even the 15.22%, i.e., ± between pm20 ters of Thus, pm pm. our con- 16.956 and 23.044 specification The contains two relevant pm” should not en- struction of “about 30 range that statements that bear on the pm or compass actual diameters of 23.044 in the encompass was intended to “about” less. First, patents in suit. context speci- evidence in the particles clear that From the intrinsic specification makes fication, conclude that “about attain we therefore |xm nominal 50 diameters with Waters, individual, pm” particles ing non-spherical include with to an should larger, particle may average but have an diameter pm 25.434 diameters and pm |xm, that is “about”—but less than —30 but with 23.044 particles should exclude average average of all of the diameters The specification diameters and smaller.3 particles of all of the in the not, however, column must prоvide any concrete does |xm. greater disagree. be than 30 We guidance par to whether a column with specification it makes clear that ‍‌‌‌‌‌‌‌​‌​‌‌‌​‌‌​​​​​​​‌​‌​‌​​‌‌‌‌‌​‌​​​‌​‌​‌‌‌​‍when with diameters between ticles measured diameter, an average refers to it is refer- pm |xm meets the “about 23.044 and 25.434 an ring average multiple to diameter of any pm” guid limitation. Absent such particles given configuration, in a not the ance, draw a we neither can nor should average single particle. diameter of a Id. Rather, hard and fast numeric line. we (“The col.11 term 11.19-28 ‘mean diameter’ pm” accomplish construe “about 30 as used herein is intended to mean the particle function of the limit on low-end (mean) average diameter or cross-section specification. in the From size described particles regardless dimension of the that, that, particles be we conclude particle configuration and is not to be |xm pm, tween 23.044 and 25.434 “about 30 particles construed as limited to that are |xm” particle sufficiently large means a necessarily spherical regular or solids containing size to assure that a column ” added)). (emphases .... attaining capable is turbulence. approach necessary This functional Second, Waters claims that “[t]he appropriate, impre because the deliberate history filе conclusively establishes cision in inherent the word “about” makes the inventor intended and understood that impossible it to “capture the essence” of required particles his invention with a min the claimed in invention strict numeric average pm.” imum diameter of 30 Br. of terms. Corp. Festo v. Shoketsu Kinzo Cf. Appellant Corp. Defendant-Cross Waters Co., Ltd., Kogyo ku Kabushiki 535 U.S. points at 10. Waters various state 722, 731, 122 S.Ct. 152 L.Ed.2d 944 prosecution history ments that refer (2002) (remarking purpose discussion of |xm particles” to “30 without the modifier equivalents doctrine of that “the nature But ignores “about.” Waters language impossible capture makes it word appears “about” each of the thing patent applica the essence of a in a claims. The claim term “about” cannot be tion”). prosecution history, eliminated un Waters arguments makes two favor of less Cohesive made “a clear and unmistak construction, the district court’s both of scope during prosecu able disavowal of reject. First, which we argues Waters tion.” Computer Docking Corp., Station pm” that the “about applies limitation Simply using 519 F.3d at 1374. phrase to the average single parti- diameter of a pm particles” qualifier “30 without *19 cle, average not to the all diameter of of during prosecution “about” is not such a Thus, particles the in the column. accord- cleаr and unmistakable disavowal. party pointed any pm 3. Neither has to range acceptable relevant to be within the of part prosecution history of the that on bears average nominally measured diameters for a meaning the points of “about.” Cohesive to pm product. generally This evidence is piece one useful of extrinsic evidence—an in- consistent with our conclusion that "about 30 analysis indicating ternal Waters document pm” encompass pm. must 25.434 particles that Waters considered as small as infringement no under the doctrine of Thus, articulated principles the applying 1312-19, Specifically, the district court equivalents. con- we Phillips, that has carved out a sub- held “Cohesive of proper construction clude that diameters for struc- particle stantial set of pm” in claim 1 of than “greater about (1) ture, of and cannot now use the doctrine greater than is: either patent the '874 (2) equivalents language to than broaden greater 23.044 pm, or both 25.434 property rights limits its specifically which sufficiently size to assure large of ixm than’ a particles to a set of sized ‘not less attaining of capable column is that certain amount.” Id. at 116. ap- is construction turbulence. same “not than about to the terms less plicable agree equiva that the doctrine of We range “in bеtween about pm” lents is not available to Cohesive this pm” in other asserted about 500 30 to case, for different reasons than those but patents. claims of both court. The dis provided by district analysis trict court’s was incorrect sev Infringement 2. Literal First, above, eral reasons. as discussed claim con on its erroneous Based incorrectly the district court construed the that, struction, district court concluded pm” analysis claim term “about 30 its of law, pm of the 25 columns as a matter infringement, literal and this error also they if contained infringe, even could Second, analysis. equivalents infected its of 29.01 average with an diameter particles argument, the district court’s Cohesive, 526 pm, argued. as Cohesive i.e., of it breadth Cohesive’s claim— the correct Applying at 115. F.Supp.2d “a literally encompasses substantial set construction, pm if in the 25 ability limits its diameters” —somehow of 29.01 average have an diameter columns by is infringement equivalents, claim pm, they literally infringe. would Sum wrong as a matter of law. We have never mary judgment noninfringement must equivalents held that the doctrine of therefore be reversed. claims; to broad to the con inapplicable trary, emphasized pioneering we have However, court was correct the district nature, often, re by very inventions their summary motion for deny Cohesive’s application of the doctrine sult broader in the judgment infringement. Taken See, Med., e.g., Augustine equivalents. Waters, pm favorable to the 25 light most Indus., Inc., 181 F.3d Gaymar Inc. v. average have diameters of 25.16 columns (Fed.Cir.1999). Finally, the 1301-02 claim pm. proper at 114. Id. Under analysis suggests that the district court’s construction, average if the diameter equivalents cannot be used doctrine pm, pm columns were found to be 25.16 have range. a numeric But as we broaden if columns they only infringe would held, a claim “the fact repeatedly tur- capable attaining the desired were not, itself, ranges numeric does recites average diame- Both the actual bulence. on doctrine of ... preclude [reliance] pm ability their ter of the 25 columns and v. Iwa Philips Corp. U.S. equivalents.” issues of disputed to attain turbulence are Ltd., 1371, 1378 Elec. Co. saki fact, summary judgment making material (Fed.Cir.2007) Labs. v. (quoting Abbott infringement inappropriate. on literal (Fed. L.P., F.3d 1107-08 Dey, Cir.2002)) (alterations original). in the Equivalents Doctrine of *20 Nevertheless, conclude that the doc- we granted district court sum The Waters, equivalents is not available finding in trine of mary judgment favor of 1372 Where, here, here, patentee The as has for a different reason.

Cohesive brought equiva what would apply otherwise be limitation to which Cohesive seeks to scope lents of limitation into the literal of equivalents thе doctrine of is the “about 30 claim, equivalents the doctrine of held, pun” limitation. As we have because scope unavailable to further broaden the way patentee that the has used the circumstances, claim. pat these word “about” in the context of the written rely equiv entee cannot on the doctrine of case, claims in this description and the encompass alents to equivalents equiva pan” the term “about 30 construction of Here, |xm” lents. because the “about 30 requires purpose consideration of the or already literally limitation encompasses di “criticality” of the limitation to the inven- equivalent pm ameters that are in Ortho-McNeil, 476 F.3d at 1327. tion. See patent, any particle the context of the di clear, As our construction makes “about 30 function, performs ameter that same pan” encompasses particle diameters way, the same with the same result as a 30 function, perform the same in the same |jon already diameter is within the literal way, pan with the same result as the 30 of the claim. scope Cohesive therefore particles, as long as those diameters are rely cannot equivalents on the doctrine of range by within the left open specific for that limitation. Since the “about 30 Thus, specification. by disclosures of the only limitation was the limi disputed ixm” electing to broadening include the word tation, the district court was correct claim, patentee “about” has grant summary judgment in favor Wa already captured this case what would oth- on the of infringement by equiv ters issue equivalents erwise be within the literal alents. scope of the claim. Warner-Jenkinson Cf. Co., Co., Inc. v. Hilton Davis Chem. Damages C. 17, 40,

U.S. S.Ct. 137 L.Ed.2d (1997) (“An analysis played of the role 1. Lost Profits by each element in the context of the specific patent claim will thus inform the trial, Following a bench the dis inquiry toas whether a substitute element court, trict applying the so-called Panduit function, way, matches the and result of test, concluded that Cohesive failed to element, the claimed or whether the sub- prove profits that it was entitled to lost plays substantially stitute element a role a result of infringement by Waters’s 30 element.”) from different the claimed Cohesive, pm columns. F.Supp.2d has, patentee here its choice of claim 118; generally see Corp. Panduit v. Stah language, captured “range the same Works, (6th lin Bros. Fibre 575 F.2d 1152 novelty” typically justifies application Cir.1978). The district court found both Festo, equivalents. the doctrine of See pm that the 25 “accept columns were an 535 U.S. at (holding S.Ct. 1831 yet noninfringing able substitute” for the scope patent of a is not “[t]he limited pm separate columns and that a Waters to its literal terms but instead embraces all x product Waters 2.1 20 mm col —the equivalents described,” to the claims be- reasonably umns —were “a acceptable sub language cause “[t]he claims appeals, stitute.” Id. at 119-20. Cohesive may capture every nuance of in- arguing that product accept neither is an vention or complete preci- describe with able noninfringing Although substitute. sion the range novelty.”). “[a]vailability of its profits question of lost is a *21 Mars, gm deference,” summary judgment that the 25 col- without law reviewed Inc., Acceptors, v. infringe Inc. Coin did not the '874 and '368 umns (Fed.Cir.2008), existence of “[t]he the district patents. Consequentially, question is a noninfringing substitute gm concluding court erred the 25 fact, clearly the errone under reviewable noninfringing columns a reasonable were standard,” v. Mfg. Min. & Co. Minn. ous availability gm substitute. The of the 25 Inc., Orth., & Johnson Johnson preclude columns cannot Cohesive from (Fed.Cir.1992). 1559, 1577 profits, and until the obtaining lost unless under the profits To recover lost gm district court determines the 25 test, owner must Panduit “the infringing columns are not under the cor- (1) prod patented a demand for the prove claim construction. rect (2) uct, acceptable nonin an absence (3) It is unclear from the record whether substitutes, manufacturing fringing exploit to marketing capability x findings the district court’s as to the 2.1 (4) demand, profit the amount satisfy 20 mm columns alone would would have made.” Stan patent owner The district court made the Panduit test. Prods., Inc. v. In Havens Gencor dard x findings to the 2.1 following limited as (Fed.Cir. dus., Inc., 953 F.2d 20 mm columns: Panduit, 1991); 575 F.2d at 1156. see also 20mm, course, x also a The 2.1 is “acceptable explains Havens Standard differently-sized than the column ac- analysis fol noninfringing substitutes” Although only column. it cused lows: likely it not slightly larger, would be competing of a de- mere existence [T]he necessarily not make that de- vice does fully-acceptable substitute those A product an substitute. acceptable vice rather elute their customers would market which lacks the advan- on the x over a smaller 1 50mm compounds hardly can patented product tages Nevertheless, I it a rea- column. find acceptable be termed substitute sonably acceptable substitute. advantages. customer who wants those Cohesive, F.Supp.2d at 119. We do Accordingly, purchasers if are motivated what the district court means know fea- purchase particular because patented only tures available from the or “reason- “fully-acceptable substitute” fea- products without such product, The district ably acceptable substitute.” competing in if otherwise tures-—even x 2.1 20 mm finding court’s —that accept- marketplace not be —would sub- fully-acceptable wеre not “a columns noninfringing substitutes. able nevertheless “a reason- stitute” but were accept- Thus, that there are no prove not re- ably acceptable substitute” —does substitutes, pat- noninfringing able they are way or another whether solve one (1) owner must show either ent un- noninfringing substitute acceptable an marketplace generally purchasers in the Havens test. der the Standard buy patented product willing were (2) Thus, de- advantages, specific or the district court’s for its we vacate infringing product purchasers of the not entitled to that Cohesive is termination that basis. purchased on reconsidera- and remand for profits, lost (1) omitted). (citations of: upon Id. its determination tion based infringe under gm the 25 columns whether above, concluded we have As discussed (2) construction; and the correct claim granting erred in the district court *22 1374 x limitation, “rigid” light 2.1 ‍‌‌‌‌‌‌‌​‌​‌‌‌​‌‌​​​​​​​‌​‌​‌​​‌‌‌‌‌​‌​​​‌​‌​‌‌‌​‍20 mm columns are have read the in

whether the specification prosecution history, noninfringing substitutes as acceptable require polymeric particles. See id. at that used in term is Standard Havens. “rigid” susceptible 106 & n. 6. Because was to a reasonable construction under which Infringement 2. Willful products infringe, Waters’s did not there Applying the standard that we objectively not an that high was likelihood in In re Seagate Technology, articulated infringement. Waters’s actions constituted Cir.2007) LLC, 1360, (Fed. 497 F.3d Seagate, See 497 F.3d at 1371. The dis- (en banc), finding infringe- the district court concluded that trict court’s of no willful clearly ment was therefore not infringement erroneous.4 Waters’s of the '874 and '368 Cohesive, patents was not willful. 103, at

F.Supp.2d 107. establish “[T]o Damages 3. Enhanced infringement, patentee willful a must show argues that Cohesive the district court by convincing clear and evidence erred in declining to award enhanced dam infringer despite objectively high acted an ages, finding even the absence of a its in likelihood actions constituted Specifically, willfulness. relying on the fringement of a valid If patent.... this analysis Gajarsa’s in Judge concurring objective satisfied, threshold standard is opinion Seagate, Cohesive asks the court patentee must also demonstrate that to overrule Beatrice Foods Co. v. New (determined objectively-defined this risk England Printing Co., & Lithographing by developed infringe the record which we held that “enhancement of dam proceeding) ment was either known or so ages premised infringe must be on willful that it obvious should have been known to 1576, ment or bad faith.” 923 F.2d infringer.” Seagate, accused 497 F.3d (Fed.Cir.1991) (quoting Yarway Corp. v. at 1371. “The finding court’s willful [on] USA, Inc., Eur-Control 775 F.2d fact, infringement subject is one of (Fed.Cir.1985)); Seagate, see also 497 F.3d clearly erroneous standard of review.” J., (Gajarsa, concurring) (urging Orths., Inc., Stryker v. Corp. Intermеdies overruled). that Beatrice Foods be (Fed.Cir.1996). 1409, 1413 majority of en Seagate banc court in Foods, did not elect to overrule Beatrice above, As discussed in detail proper and we therefore remain bound “rigid” dispute. construction of was in Ac- See, Fin., e.g., decision. Hometown Inc. v. Waters, cording to Cohesive had disa- States, (Fed. United polymeric particles vowed all as not “rigid” Cir.2005) (“[W]e are bound to follow our during prosecution based on the Guiochon precedent own by prior pan set forth we, declaration. While like district els....”). court, have concluded that the Guiochon declaration did not disavow all polymeric D. Reassignment Cohesive, particles, see 526 F.Supp.2d at agree 106 n. we nonetheless with the requests Cohesive this district court that reasonably assigned Waters could case be a different district proper we describing Because conclude that the claim the district court’s factual errors in sufficiently question testing performed construction was close that Waters to assess willfulness, finding plastic foreclose we need whether its resisted deforma- arguments concerning not address Cohesive’s tion. remand, turbing is the fact that Cohesive moved for pursuant to 28 judge on court injunction preliminary against |xm the 25 of a reassignment § 2106. “The U.S.C. *23 7, 2002, on March that columns Cohesive after judge district court to a new case that converted motion to motion for sum- that is not question a procedural remand is mary judgment sug- at the district court’s jurisdiction. to this court’s exclusive unique and that the gestion, district court still did regional governs circuit law Accordingly, years, not rule on the motion for five de- Techs., Eolas questions.” reassignment inquiries. status spite repeated See 526 1279, Corp., 457 F.3d v. Inc. Microsoft F.Supp.2d at (Fed.Cir.2006). First Circuit inquiry to determine three-part Despite displeasure delays uses a our with the case, appropriate: reassign- in this we decline to order reassignment is whether argument makes no ment. Cohesive —and (1) original judge would whether no reason —that the district court we see remand to reasonably expected upon be difficulty put- substantial judge would have difficulty putting in out have substantial ting previously expressed his views or previously-expressed of his or her mind Moreover, findings out of his mind. reas- findings determined to be erro- views or signment necessarily great would entail a that must be neous or based on evidence duplication deal of and of effort. waste rejected, have affirmed much of the district We (2) case, to reassignment judgment is advisable court’s in this and the lim- whether justice, ited issues on which we have remanded appearance and preserve easily judge addressed will be most (3) reassignment would еntail whether presided jury who over the earlier proportion out of duplication waste and already is familiar with bench trials and any gain preserving appearance balance, conclude that no the case. On we of fairness. necessary expect reassignment is Garcia, Santiago Velazquez remaining v. on remand will Maldonado the issues be Cir.1987). (1st delay. addressed without undue single argument makes a Cohesive III. CONCLUSION year reassignment: that the six favor of reasons, reject foregoing For the we of in- delay jury’s verdict between court’s construction of the term district judg- court’s fringement and the district term |xm” and construe the “about remaining on the issues shows ment reverse the district described above. We antipa- a “clear judge the district court has summary judgment of no grant court’s matter,” reassignment thy for this so columns, pm infringement by literal the 25 necessary preserve appearance grant judg- the district court’s reverse justice. Plaintiff-Appellant Br. of Cohesive of law on the issue of ment as matter Techs., Inc. at 54-55. Waters has court’s anticipation, vacate the district opposes indicated whether it favors or judgment that Cohesive is not entitled reassignment. remand. In all other damages, actual judgment of the district court respects, that there was agree with Cohesive We is affirmed. unacceрtable delay an unreasonable and AFFIRMED-IN-PART, conclusion of the bench trial between the REVERSED- IN-PART, VACATED-IN-PART, AND court’s August 2002 and the district Even more dis- REMANDED judgment August 2007. Although a claimed invention can be ob

COSTS it anticipated, vious but not “cannot have bear its own costs. party Each shall anticipated and not been obvi been have Fracalossi, ous.” In re 1982) (CCPA added). Indeed, (emphasis MAYER, Judge, dissenting. Circuit repeatedly emphasized this court has majority’s I dissent from the decision to anticipates “a disclosure that ... also ren anticipation remand issue § ders the claim invalid under *24 anticipation epitome is the at The obviousness.” district court. See ante 1362-65. Sears, Co., Connell v. Roebuck & 722 F.2d jury having that found U.S. Patent No. (Fed.Cir.1983) (citations 1542, in 1548 5,772,874 is not obvious under 35 U.S.C. omitted); quotation ternal marks see 103, § remanding the case for “further CellPro, Inc., Hopkins v. Johns Univ. on whether the an- proceedings” is (Fed.Cir.1998) (a 1342, F.3d 1357 n. 21 ticipated is a waste of time and resources. anticipates disclosure that also renders a obvious); Pearson, It is true that the tests for obviousness claim In re 494 F.2d (CCPA 1974) 1399, distinct, (anticipation is anticipation are and that a obviousness”) (citations ... “the ultimate district court should not refuse submit omitted); quotation and internal marks anticipation jury merely claim of to the Kalm, 1466, 959, re 54 C.C.P.A. 378 F.2d infringer because an accused also asserts (1967) (“Necessarily, description in a an obviousness defеnse. It does not fol reference which is insufficient as a matter however, low, jury already that if a has composition of law to render a of matter determined that an invention is not obvi ordinary obvious to one of skill in the art ous, required remand is it can so would a fortiori be insufficient ‘describe’ anticipat consider whether the invention is composition as that term is used [for jury ed. The here considered all of the purposes establishing anticipation], references, allegedly prior art anticipating complete description being but the ulti but nonetheless returned a verdict that the obviousness.”). epitome mate or The asserted claims are non-obvious. If a ser majority’s assertion that a claim can be prior art ies references did not render obvious, anticipated but not flies obvious, the claimed invention how could long precedent face of a line of one of those references contain each and contrary. surprisingly, Not it is unable to every element of the claimed invention so remanding cite a case to the district court it anticipated? Schering as to render See anticipation, for consideration of while at Pharms., Inc., sustaining the same time a determination Corp. v. Geneva 339 F.3d claims issue are not obvious.** (Fed.Cir.2003) (a claim is antici pated every if each and limitation is found fallacy The majority’s approach reference).* in a art single prior can be illustrated a simple example. * Indus., majority Top- The cites Trintec Inc. v. claims that are not obvious can ever be antici- (Fed.Cir. pated. Corp., Trintec does not state that non-obvi- U.S.A. 2002) inherently anticipated. ous claims can be proposition for the that “obviousness is ** anticipation.” inherent Ante at 1364. majority’s The reliance on Mendenhall v. Ce Inc., Trintec held that an (Fed.Cir. invention is not inherent darapids, ly anticipated merely 1993), because it is obvious. unsupportable. That case held that That, however, wholly separate is a issue from a district court did not abuse its discretion in here, presented refusing jury the issue which is whether to set aside a verdict of non- follows, there- a fruit. It Every apple is fruit, it

fore, something is not a if Similarly, since our apple. an

cannot be every antici- makes clear

precedent obvious, that if a it follows

pated claim is obvious, anticipat- it cannot be

claim is not

ed. already dispute has present I nearly a decade and see

dragged on for the district court and

no reason to burden proceedings. parties with additional majority anticipa-

Although the sends court for

tion issue back to the district with proceedings [its]

“further consistent *25 ante it one wonders what

opinion,” prior do. Given the

expects the court to determination, it can

non-obviousness

hardly expect the district court to conclude anticipa-

that there is sufficient evidence jury. to a new I

tion to send the issue court’s directed

would affirm the district anticipation.

verdict on DRAKE, Petitioner, R.

Matthew

v. FOR INTERNATIONAL

AGENCY

DEVELOPMENT,

Respondent.

No. 2008-3048. Appeals,

United States Court

Federal Circuit.

7,Oct. public can be sus- though jury also re- use and non-obviousness obviousness even tained, required to byprior public whether remand is anticipation but turned a verdict of ‍‌‌‌‌‌‌‌​‌​‌‌‌​‌‌​​​​​​​‌​‌​‌​​‌‌‌‌‌​‌​​​‌​‌​‌‌‌​‍however, here, jury anticipation even after the has is not whether consider use. The issue are not obvious. finding anticipation by prior determined the claims a verdict both

Case Details

Case Name: Cohesive Technologies, Inc. v. Waters Corp.
Court Name: Court of Appeals for the Federal Circuit
Date Published: Oct 7, 2008
Citation: 543 F.3d 1351
Docket Number: 2008-1029, 2008-1030, 2008-1031, 2008-1032, 2008-1059
Court Abbreviation: Fed. Cir.
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