Plaintiff Steven Cohen appeals from the trial court’s order dismissing this action pursuant to Rule 41(b) of the Rules of Civil Procedure after plaintiff failed to appear at trial and failed to take any other steps to prosecute the action. Plaintiff does not dispute that the trial court considered the factors set out in
Wilder v. Wilder,
Based on our review of the record, we hold that the trial court made sufficient findings based on the evidence to support its conclusions regarding plaintiff’s unreasonable delay in prosecuting the action, the prejudice suffered by defendants, and the need for dismissal with prejudice. Accordingly, we affirm the trial court’s order dismissing the action with prejudice.
Facts
Plaintiff filed a legal malpractice lawsuit against attorney Charles L. McLawhorn, Jr. and his law firm, McLawhorn & Associates, P.A., on 17 February 2005. The complaint was 11 pages long and attached 12 exhibits purportedly supporting the complaint’s allegations. According to the complaint, plaintiff was the founder and majority shareholder of Internet East, Inc. Defendants represented Internet East in a business dispute that resulted in litigation brought against another company. The complaint alleges that defendants provided negligent legal representation, violated the Rules of Professional Conduct, and did not act in plaintiff’s best interests.
On 9 May 2005, defendants filed an answer that included a counterclaim for legal fees in
Although plaintiff had filed the lawsuit pro se, Larry C. Economos —who is representing plaintiff on this appeal — apparently represented plaintiff in some capacity in the case because on 28 September 2005, Mr. Economos filed a motion to withdraw on the grounds that plaintiff had failed to pay legal fees owed for services performed. At that time, plaintiff was incarcerated in a federal prison in Petersburg, Virginia. On 7 October 2005, the trial court allowed the motion to withdraw and ordered that further pleadings and papers be served on plaintiff at the federal prison’s address and on Linda Leggett, who held plaintiff’s power of attorney.
More than a year after the lawsuit was filed, defendants filed a calendar request asking to schedule the case for a two-day jury trial beginning on 17 April 2006. Defendants served the calendar request along with a notice of hearing on 27 March 2006 by mailing the documents to plaintiff at the address in the court’s 7 October 2005 order and to Ms. Leggett, as specified in that order. The trial court administrator subsequently sent a copy of the trial calendar to plaintiff — also at the addresses specified in the 7 October 2005 order — setting this case for trial on 17 April 2006. Plaintiff did not take any action with respect to the upcoming trial date — he did not move for a continuance or a stay or otherwise communicate with the court or defendants regarding the trial.
On 17 April 2006, defendants appeared for trial, but plaintiff did not attend or have anyone present representing him. Judge William C. Griffin, Jr. involuntarily dismissed the action pursuant to Rule 41(b) in an order filed 17 April 2006. The order stated:
This case appearing on the April 17, 2006, trial calendar for the Pitt County Superior Court and it appearing to the undersigned that the plaintiff received due notice of the calendaring of this case and it further appearing to the court that the plaintiff is not present in court nor represented at the call of the calendar and it further appearing that the defendant, by and through counsel, has moved for a dismissal of this action, the court is of the opinion and finds as a fact that the defendant is entitled to have this action dismissed.
NOW, THEREFORE, pursuant to Rule 41(b) of the North Carolina Rules of Civil Procedure this action is hereby dismissed.
Plaintiff did not appeal this order.
On 16 April 2007, a year after the dismissal, plaintiff, represented by Mr. Economos, filed a new action with an identical complaint to the one dismissed by Judge Griffin. Defendants were never served in this second action, although four alias and pluries summonses were issued between May 2007 and February 2008.
On 5 June 2007, plaintiff, through Mr. Economos, filed a Rule 60(b)(6) motion in this action that was heard on the same day with defendants’ consent. In his motion, plaintiff'primarily argued that Judge Griffin failed to comply with Wilder. Plaintiff also argued that because of plaintiff’s incarceration and the lack of any prejudice to defendants in waiting for plaintiff’s March 2007 release, “sanctions, if any, imposed upon the Plaintiff for failure to appear at calendar call should have been far short of dismissal of his action operating under Rule 41(b) as a dismissal with prejudice.” Plaintiff did not attach any supporting affidavits to his Rule 60(b)(6) motion.
Judge Clifton W. Everett, Jr. entered an order on 13 June 2007 directing that the matter be returned to Judge Griffin. In the order, Judge Everett explained:
[T]his Court cannot determine from the face of the Order entered by Judge Griffin on April' 17, 2006, whether Judge Griffin addressed those three factors set forth in [Wilder] before dismissing the Plaintiff’s case for failure to prosecute under Rule 41(b) of the North Carolina Rules of Civil Procedure, it further appear[s] to the Court, with the agreement of all parties, as expressed in open Court, that the ends ofjustice would best be served by returning the Honorable William C. Griffin, Jr.’s Order dated April 17, 2006, to Judge Griffin for such further entries or modifications, if any, that he may deem appropriate to more fully and accurately reflect his ruling at the time that said Order was entered.
Plaintiff did not, however, take any steps to return the matter to Judge Griffin.
On 29 May 2009, just shy of the two-year anniversary of Judge Everett’s order, defendants’ counsel wrote to Judge Griffin advising him of plaintiff’s Rule 60(b)(6) motion and Judge Everett’s order that the matter be returned to Judge Griffin. Defendants’ counsel included with his letter to Judge Griffin a copy of Judge Everett’s order, a copy of plaintiff’s Rule 60(b)(6) motion, “material that was in the Court file” as of 17 April 2006 (the date the original order of dismissal was entered), and a proposed amended order of dismissal for Judge Griffin’s consideration. All of the materials sent to Judge Griffin were delivered to Mr. Economos on the same day.
Subsequently, on 5 June 2009, Mr. Economos wrote a letter to Judge Griffin, “objecting to the signing of the Amended Order of Involuntary Dismissal” that defendants’ counsel had sent to Judge Griffin and setting forth his argument as to why Judge Griffin should not have entered the original order dismissing the case under Rule 41(b). Mr. Economos requested that, as an alternative to Judge Griffin’s setting aside the Rule 41(b) dismissal, Judge Griffin schedule a hearing on the matter.
On 29 June 2009, Judge Griffin entered an amended order of involuntary dismissal with detailed findings of fact explaining the basis for the dismissal and conclusions of law following Wilder. Plaintiff appealed from this amended order.
I
Although the parties have not addressed the issue, we must first consider whether this Court has jurisdiction over this appeal. Since defendants asserted a counterclaim against plaintiff, and the record contains no indication that the counterclaim was ever resolved — even though plaintiff was in apparent default — this appeal may be interlocutory. The trial court, however, in its order, did not simply dismiss plaintiff’s claims, but rather dismissed “the action.” This language suggests that the order was intended to dispose of the entire case.
In any event, we hold that a substantial right would be affected in the absence of an immediate appeal.
See, e.g., Crouse v. Mineo,
189
N.C. App. 232, 236,
Defendants, however, argue that plaintiff is precluded from appealing because he did not appeal the original Rule 41(b) order. Defendants have cited no authority for their argument. Defendants do not contend that the trial court lacked jurisdiction to amend its order; nor have defendants cross-appealed from the amended order. Indeed, it appears from the record that defendants consented to Judge Everett’s returning the matter to Judge Griffin for findings of fact and conclusions of law in accordance with Wilder.
Since no party has appealed from Judge Everett’s order or suggested that he lacked jurisdiction to enter the order, that order returning the case to Judge Griffin stands and is binding on appeal.
See In re J.M.W., E.S.J.W.,
II
Plaintiff first contends that the trial court erred in dismissing the action because defendants violated the local rules when calendaring the case for trial. The record, however, contains no indication that this issue was ever raised below.
Under Rule 10(b)(1) of the applicable version of the Rules of Appellate Procedure,
3
in order “to preserve a question for appellate review, a party must have presented to the trial court a timely request, objection or motion, stating the specific grounds for the ruling the party desired the court to make if the specific grounds were not apparent from the context. It is also necessary for the complaining party to obtain a ruling upon the party’s request, objection or motion.” Since it does not appear that plaintiff raised this objection below and, in any event, plaintiff did not obtain a ruling on this objection, he has waived review of this issue on appeal.
See Westminster Homes, Inc. v. Town of Cary Zoning Bd. of Adjustment,
Ill
In
Wilder,
this Court held that a trial judge must address three factors before dismissing an action for failure to prosecute under Rule 41(b): “(1) whether the plaintiff acted in a manner which deliberately or unreasonably delayed the matter; (2) the amount of prejudice, if any, to the defendant; and (3) the reason, if one exists, that sanctions short of dismissal would not suffice.”
The standard of review for a Rule 41(b) dismissal is “(1) whether the findings of fact by the trial court are supported by competent evidence, and (2) whether the findings of fact support the trial court’s conclusions of law and its judgment.”
Dean v. Hill,
The trial court addressed the first
Wilder
factor in its first conclusion of law: “The plaintiff has acted in a manner which deliberately or unreasonably delayed the disposition of this case[.]” This conclu
sion is supported by a number of findings of fact, including the following. Plaintiff filed this action on 17 February 2005. Although defendants asserted a counterclaim on 9 May 2005, plaintiff never replied to that counterclaim. Plaintiff also failed to comply with the order requiring a mediated settlement conference by 1 September 2005. Plaintiff’s attorney filed a motion for leave to withdraw as counsel for plaintiff and was allowed to do so on 7 October 2005. More than a year after plaintiff filed suit, defendants properly served plaintiff — in accordance with the trial court’s order on 7 October 2005— with a calendar
The court pointed out that plaintiff could have filed, in advance of the trial date, a motion to stay the proceedings, a motion to continue the trial, or a voluntary dismissal without prejudice. The court also pointed out that plaintiff could have advised the court in writing or by calling court personnel regarding when he would be released from prison and his availability to go to court. The trial court noted that plaintiff had previous experience as a litigant in the Pitt County courts. Nevertheless, plaintiff exercised none of these alternatives and did not arrange to have any evidence presented when the case was called for trial.
Of these findings, plaintiff first challenges finding of fact 13: that he could have filed a motion to stay the proceedings, a motion to continue the trial, or a voluntary dismissal without prejudice. These procedural avenues recited by the trial court are set out in the Rules of Civil Procedure or are a matter of common trial practice and were potentially available to plaintiff as an alternative to appearing for trial.
See
N.C.R. Civ. P. 40(b) (providing that continuance may be granted for “good cause shown and upon such terms and conditions as justice may require”); N.C.R. Civ. P. 41(a) (providing that plaintiff may dismiss action without prejudice by filing notice of dismissal at any time before plaintiff rests his case);
Lovendahl v. Wicker,
Although plaintiff argues that this finding of fact was inappropriate because plaintiff was appearing
pro se,
our courts have emphasized that the Rules of Civil Procedure “must be applied equally to all parties to a lawsuit, without regard to whether they are represented by counsel.”
Goins v. Puleo,
Plaintiff further argues that the notion that he could file anything at all is merely speculative since he was incarcerated in federal prison. He repeats this argument in challenging finding of fact 14 in which the trial court stated that plaintiff could have advised the court in writing or by calling court personnel regarding when he would be released from prison and his availability to go to court. Plaintiff does not, however, address the fact that plaintiff had a power of attorney who was also served with all documents and notices and could have acted on his behalf.
In any event, prisoners not only are able to file pleadings and documents with the courts, but they also have a constitutional right to do so.
See Bounds v. Smith,
Plaintiff argues that, regardless, none of the findings of fact establish that plaintiff engaged in “a delaying tactic.” Under the first
Wilder
prong, however, the plaintiff must have “acted in a manner which deliberately
or unreasonably delayed
the matter.”
This Court rejected a similar argument in
Barbee v. Walton’s Jewelers, Inc.,
Plaintiff’s reliance on
Eakes
and
Lusk v. Crawford Paint Co.,
In
Lusk,
although the plaintiff timely served summonses on the defendants, he did not serve the complaint until eight months later. This Court stated that “[t]he dispositive question before us is whether plaintiff’s action was subject to dismissal for failure to ‘timely’ serve his complaint, and whether the delay of the service of his complaint constituted failure to ‘timely’ prosecute his action.”
Here, in contrast to
Lusk,
we are not talking about a delay in performing a single task. Instead, plaintiff did absolutely nothing to
prosecute his case over more than a year’s time, and, then, when defendants calendared the trial in order to have the case resolved, plaintiff ignored the trial. Under
Wilder,
the trial court could properly find that this inaction constituted “unreasonably delaying] this matter.”
We next turn to the second Wilder factor, which addresses the amount of prejudice, if any, to defendants. Id. In its amended order, the trial court concluded: “The defendant [sic] has been prejudiced by the delay caused by the plaintiff in that his [sic] professional competence has been impugned by the unsubstantiated and unproven allegations contained in the Complaint, which is a document of public record available to the general public[.]”
Pertinent to this factor, the trial court found that plaintiff’s lawsuit alleged “that the defendants undertook to represent the plaintiff in certain legal matters and that the defendants were negligent in their representation of the plaintiff, causing damages to the plaintiff[.]” In finding of fact 12, the court further found: “The defendant [sic] is a practicing attorney who would have a desire and a need for this Complaint alleging legal malpractice against the defendant [sic] to move along in an expeditious manner through the Court system and would likely suffer unwarranted damages to his professional reputation and to his business so long as the lawsuit remained pending yet unresolved[.]”
We believe that these findings are sufficient to support the determination that defendants were prejudiced by plaintiff’s failure to prosecute. Plaintiff, however, argues that finding of fact 12 “is nothing more than an inappropriate finding suggesting that because the Defendant is an ‘attorney’ he is entitled to special consideration.” We disagree. The focus in finding of fact 12 and the trial court’s conclusion of law based on that finding is on the damage done to defendants in their profession or business as a result of the inability to have the claims of professional negligence and unethical behavior resolved.
North Carolina has long recognized the harm that can result from false statements that “impeach a person in that person’s trade or profession” — such statements are deemed defamation per
se. Renwick v. News & Observer Publ’g Co.,
Here, ■ defendants could clear their name from plaintiffs allegations of professional incompetence and unethical behavior only by having the case resolved on the merits. After plaintiff took no action to pursue his claims for more than a year, defendants requested that the trial court schedule the case for trial. That attempt to have the allegations resolved was thwarted by plaintiffs complete disregard of the scheduled trial. We do not believe that the trial court erred in determining that plaintiffs inaction prejudiced defendants by denying them an opportunity to show that plaintiffs accusations were false.
Plaintiff contends, citing
Deutsch v. Fisher,
Finally, we turn to'the third
Wilder
factor, which requires the trial court to state “the reason, if one exists, that sanctions short of dismissal would not suffice.”
In
In re Pedestrian Walkway Failure,
Here, in conclusion of law number three, the court stated:
Sanctions short of this dismissal will not suffice in this case since the plaintiff has provided no information or facts as to why he or his representative did not appear when this case was called for trial to present evidence in the case and further the plaintiff has provided the Court with no information as to when it may be possible for this case to proceed, if it is not dismissed[.]
Under
Pedestrian Walkway Failure,
this conclusion of law was sufficient to show that the trial court fulfilled the requirement that the court consider lesser sanctions before ordering a dismissal with prejudice.
See also Baker v. Charlotte Motor Speedway, Inc.,
Since we have concluded that the trial court properly considered the third
Wilder
factor, the trial court’s order may be
Affirmed.
Notes
. We also note that a dismissal of this appeal as interlocutory would prolong the prejudice to defendants that was the basis for the trial court’s order dismissing this action for failure to prosecute.
.. It is also well established that the granting of a Rule 60(b) motion “relieves parties from the effect of [the prior] order.”
Charns v. Brown,
. Under the recently amended Rules of Appellate Procedure, the former Rule 10(b) is now Rule 10(a). Because plaintiff filed his notice of appeal prior to 1 October 2009, the ■ effective date of the amended rules, we refer to Rule 10(b).
. We are not persuaded by plaintiffs suggestion that because the trial court denied his request for a hearing before entering the amended order, “it remains unknown whether the Plaintiff, being incarcerated at the time, actually received the Defendant’s Calendar Request or Notice of Hearing prior to 17 April 2006.” Plaintiff has not specifically challenged on appeal the trial court’s decision not to hold a hearing when plaintiff had not, in two years, followed through on Judge Everett’s order that the matter be referred back to Judge Griffin. We note further that plaintiff did not at any time over the three-year period between the initial dismissal and the entry of the amended order ever file an affidavit or make any other written suggestion that he did not receive the notices.
