*1 1H3 It effects a sub- amendment. substantive operation of U.S.S.G. change in the
stantive its retroactive circuit because
§ 3B1.1 scrap our require us to would
application In- guideline. of that interpretation
earlier designed to
deed, have the amendment because, as noted just And do that.
us
above, list did the Commission 1B1.10, § will not we in U.S.S.G.
amendment gen- application. See its retroactive
consider Havener, v. F.2d 3 erally States United J.).
(1st Cir.1990) Accordingly, we (Breyer, Capers’ sentence.9
affirm Remaining Issues
VII. carefully remaining have reviewed
We find them to by appellants and raised
issues merit.
be without
AFFIRMED. COATS, Wayne Plaintiff-
Earl Cross-Appellant,
Appellee, CORPORATION, DRILLING
PENROD Defendants, al.,
et Hytorc, Drilling Corporation, and
Penrod
M.E., Defendants-Appellants, Cross-
Appellees.
No. 92-7378. Appeals, Court
United States
Fifth Circuit.
Aug. the Guide- course, on an edition of sentenced with the defendant decision deals 9. Of our postdates amendment. See lines Manual application of the amendment. retroactive Prezioso, F.2d at 54 n. 1. applied prospectively should be amendment
1115
*3
defendant,
tire
single
from a
leav-
ing to the defendants allocation of fault
among themselves. We reheard this case en
banc to consider the contention that we
adopt
should
joint
new rule of “modified
liability.”
proposal
This
would limit each
tortfeasor’s maximum
amount for which that tortfeasor would have
plaintiff
been hable to the
if
negli-
gence of that
neghgenee
tortfeasor and the
compared.
were
The new rule
would, for the first
history,
time maritime
Ticer,
Womack,
Bernard H.
James O.M.
*4
shift
plaintiff.
the risk of noncolleetion to the
Orleans, LA,
Mayer,
Burke &
New
James 0.
It would allocate the risk of noncohection of
Dukes,
Clark, Dukes,
Bryant,
Blakeslee,
admiralty
an
judgment among the contribu-
Hammond,
MS,
Ramsay
Gulfport,
&
for Pen-
torily-neghgent plaintiff and the defendants
Drilling Corp.
rod
proportion
respective
to their
faults. Be-
Gibbens, III,
Sullivan,
Gelpi
B.
William
replacing joint
cause
and
Gibbens,
Orleans, LA,
Carroll &
New
joint
maritime law with modified
Hytorc, M.E.
liability would be neither
pru-
authorized nor
Meredith,
Abernethy,
A.
William
Donnell
dent,
we affirm the
of the district
Abernethy,
Christi, TX,
Corpus
&
for amicus
court.
Drilling
curiae Intern. Ass’n of
Contractors.
I. FACTS AND PROCEDURAL
Jr.,
Hebert,
Flotte,
Maurice C.
David M.
BACKGROUND
Hebert,
Bland,
Orleans,
Mouledoux &
New
LA,
appellees.
The
procedural history
facts and
of this
case were
panel
set forth in the
opinion,
White, White, Huseman,
Yancey
Pletcher
Drilling
Coats v.
Corp.,
Penrod
Maritime corpora- Industrial Services ais organized tion under the laws of Ras Al- Khaimah, United Arab Emirates with branch offices Dubai performs and Abu Dhabi. It repair and POLITZ, maintenance services for KING, oilfield Judge, Before Chief vessels, and GARWOOD, employees marine and its JOLLY, HIGGINBOTHAM, are all expatriates, India, DAVIS, primarily Pakistan, JONES, SMITH, DUHÉ, and the WIENER, United States. BARKSDALE, MIS uses Lee’s Ma- EMILIO M. Services, Houston, terials GARZA, DeMOSS, Inc. in BENAVIDES, Texas to perform PARKER, various services in the United Judges. STEWART and Circuit Lee’s, Through
States. MIS advertised its KING and E. PATRICK job (Tex- openings in the Houston Chronicle HIGGINBOTHAM, Judges: Circuit as), Lafayette (Louisiana), Advertiser (Alabama). Register Mobile
For century, general more than a maritime law has held jointly Shelton, tortfeasors manager David severally plaintiffs hable for Hytorc MIS, all of the dam- Division of travelled from the ages suffered at their hand. Under that United Mississippi Arab Emirates to on va- rule, the risk of noncollection is borne cation prospective employ- and to interview defendants. can collect his en- During trip, ees MIS. Shelton held a
H17 withstand, than it was rated to pressure at- less Laurel, Mississippi that was meeting in erupt. men, pressure to including causing the fluid under young by several tended down, resulting ex- Wayne Shelton eruption Coats. knocked Coats plaintiff, Earl employees to soliciting injury he was his knee. plained disabling in a severe offshore on certain equipment operate accident, MIS to Hat- MIS flew Coats After the offered a meeting, Shelton At the vessels. Mississippi for and start- tiesburg, treatment Coats, accepted. Their and Coats job to expenses. Most of paying his medical ed year thirty days per agreement included through Lee’s. payments were made these Mississip- back paid vacation with airfare job Meanwhile, filled Coats’ with Chris MIS pay for Coats’ promised pi. MIS also Stennett, Mississippi resident who another termination of his Mississippi at the return meeting in Laurel. attended Shelton’s employ- Coats’ The term of employment. Penrod, sued April On Coats up- obtained an ment was indefinite. Coats Shelton, MIS, District of Lee’s1 in the Southern as instructed passport dated Lee’s, MIS, plane complaint him a ticket asserted federal through Mississippi. The sent in the United Arab diversity citizenship Dubai. Coats arrived based jurisdiction on December alia, started Emirates and work alleges, negli- admiralty and inter MIS, gence part on the of Penrod *5 69, Rig and entitlement unseaworthiness MIS, lived on working for Coats While under the and cure from MIS to maintenance jack-up rigs various and worked on shore thereafter, MIS terminated Act. Soon Jones The of MIS. by different customers owned then Coats. Coats payment its of benefits to operat- consisted majority of Coats’ work to complaint against MIS seek torque wrench amended his hydraulically powered ing a damages and under large punitive nuts and tighten compensatory and used to loosen MIS, employment wrongful During law for termi- general Coats’ maritime bolts. a Delaware cor- Drilling Corporation, allege Penrod cure and to nation of maintenance and principal place of business its poration with of health insurance wrongful termination Dallas, Texas, per- to for MIS contracted in Penrod cross- under ERISA. benefits Rig 69. testing on Penrod’s pressure form indemnity and con- against MIS for claimed necessary pre- testing to pressure The was law. general maritime under tribution drilling operation. pare rig for its next trial, issued a court district Before rig, time, jack-up drilling Rig At a motions filed response in to of orders number Saqr Mina in the in Port of located was court ruled that MIS The parties. Emi- Arab waters of the United territorial to Mississippi contacts with had sufficient twenty Although feet was rates. jurisdiction justify personal assertion forty and connected feet of water shore law, apply United States that it would and prepared to sail it was gangway, land Emi- United Arab the law of the Rig rather than accident. days after the did so three and injury MIS rates, personal claims. flag, its home to Coats’ and flies the United States million doing over one Orleans, Penrod to be Louisiana. was estimated port is New at the United Arab in Texas year office maintained local business dollars law, Rig 69. operation to assist American Emirates Under of the accident. time not a Coats was court determined pres- perform the assigned Coats to MIS was not entitled seaman and Act Jones inexperi- was testing Coats for Penrod. sure (and dam- associated and cure maintenance to ask for assis- and had at this task enced quali- that Coats court found ages), but the safety All personnel. tance from Penrod attending with the seaman as a fied Sieracki standards prepared to meet procedures were warranty of seaworthi- right to under sue working As Coats the United States. Sieracki, 328 Shipping Co. v. ness. See Seas bullplug failed at a Rig Penrod’s aboard case. granted Lee's motion court 1. The district judgment it from the summary dismissed (1946).2
U.S.
forum non conveniens
see id. at
lationship to traditional
activity,
maritime
889;
(Part
cross-appeal
VI),
and Coats’
see
see,
Smith,
e.g., Kelly
v.
485 F.2d
525
890-92,
id. at
are reinstated.
(5th Cir.1973),
denied,
cert.
416 U.S.
(1974),
S.Ct.
The third
allegiance
operated
factor is the
or
day-to-day
on a
basis rather than
plaintiff.
domicile of the
Coats is a United
operations
base
corporate
citizen,
States
despite
overseas,
his move
ultimate
rig
important
owner
which is
he maintained his residence in Mississippi,
purposes.’”
choice of law
Id. at 284
*8
agreed
where
fly
MIS
to
him for his vaca
(quoting Bailey,
22).
A. Understanding Proposal Penrod’s joint liability modified proposal 20 + 20 adopts an approach sixty years advocated (Penrod’s negligence divided the sum of ago by Charles Gregory, 0. professor Penrod’s and negligence, Coats’ multiplied law at the University Chicago. See award) the total damages Charles O. Gregory, Legislative Loss Distri- Similarly, MIS’ liability maximum would Actions, bution in Negligence 77-79, 142-48 $693,750: be (1936). Judge Garwood in turn advocated Gregory’s Professor approach, using 925,000 ex- X ample of a three-car accident which all 20 + 60 three parties plaintiff A, B, defendant — defendant (MIS’ equally C—are at fault: “the risk divided sum that will compensate C plaintiff A ... MIS’ and negligence, Coats’ multiplied by by A borne and B in the respective ratios damages award) the total 5.After subtracting contributory Coats’ 20% 6. We note that no insolvency evidence $740,000 trial court's joint- uncollectibility presented has been case. ly severally against Penrod and MIS. Under joint traditional and several principles, calculating The formula equally responsible (20% as Coats component Penrod— and the components fault) $740,000 be liable for the entire judg- —will algebraically expressed. Simeon, can See ment. J., (King, F.2d at 1449 n. specially concurring).
H23
joint
several
$740,000 under traditional
MIS’
subtract
then
would
trial court
$462,500under modified
only
liability,
($693,750) from
but
liability
maximum
hand,
pro-
($740,000)8 to ar-
the other
liability. On
joint
can collect
Coats
amount
solely
is
recovery of
$46,250
Penrod
full
for which
because
plaintiffs,
posal
hurts
rive
sever-
$46,250figure is Penrod’s
get
This
under modified
liable.
is harder
damages
Pen-
Similarly, when
component.
liability
al
the traditional
liability than under
joint
($462,500)
sub-
is
liability
maximum
rod’s
a defen-
Mathematically, “[s]ince
scheme.
can
that Coats
amount
the total
from
tracted
by
liability
become defined
would
joint
dant’s
solely liable
($740,000),
isMIS
collect
than
total amount
is
which
less
a sum
$277,500fig-
This
judgment.
$277,500 of the
liabilities,
plain-
a
combined
the defendants’
Finally,
component.
several
is MIS’
ure
is
amount he
owed
total
tiff
recover
could
liability component
joint
and MIS’
Penrod’s
against each
by enforcing the
only
subtracting the
by
($416,250)
calculated
Simeon,
F.2d at
every
defendant.”
($46,250) liability
sole
of Penrod’s
sum
concurring).
It also
J., specially
(King,
($277,500) from Coats’
liability
sole
MIS’
plaintiff will
that
saying
goes without
($740,000).9
recovery
overall
maximum
money
effort
expend additional
have to
for the amount
Penrod
pursue
could
Coats
defen-
different
from two
the award
to collect
($462,500),and
liability
maximum
of Penrod’s
more
becomes
dants,
circumstance
for the remain-
recovery
MIS
from
seek
then
co-defendant.
additional
with each
expensive
that Coats
($740,000 $462,500)
$277,500
ing
—
one defen-
Furthermore,
that
in the event
paid
have
Penrod would
Because
collect.
can
insolvent,
immune,
or oth-
statutorily
dant
share
($462,500)
its 20%
than
more
will
re-
judgment-proof,
erwise
a contribu-
would have
($185,000),10Penrod
damages
recoverable
total
than his
ceive less
$277,500
extra
for the
MIS
claim
tion
trier-of-fact,
he recov-
even if
by the
as found
paid
that
($462,500 $185,000)
—
For
remaining defendants.
against all
ers
pursue
Similarly,
could
Coats
to Coats.
over
best,
receive
Coats would
example, at
liabili-
maximum
MIS’
amount of
for the
MIS
($462,000/$740,
recovery
maximum
of his
63%
recovery
($693,750),
seek
and then
ty
judg-
000)
or otherwise
if
is insolvent
MIS
($740,000—
$46,250
remaining
for the
Penrod
evidence
is no
Although there
ment-proof.
Because
can collect.
$693,750)
Coats
that
case
uncollectibility
insolvency
60%
its
than
paid more
have
would
MIS
proponents of
us,
have
($555,000),11
would
Penrod
MIS
before
of fault
share
by
for the
result
liability justify this
against Penrod
joint
claim
modified
contribution
- $555,000) dam-
($693,750
plaintiff,
$138,750
partially-negligent
arguing
extra
to Coats.
risk
paid
part
over
Coats,
that it
ages
bear
should
such
entire
noncollection,
placing
than
rather
liability proposal bene-
joint
modified
defendants.12
upon
burden
be liable
would
Penrod
defendants.
fits
= $693,-
$277,500 (MIS’
component)
Thus,
several
+
negligent.
contributorily
Coats is 20%
8.
liability).
$925,-
(MIS' maximum
damages award is
though the total
even
$740,000 (80%
maximum
Coats’
fault is calculated
share
Penrod’s 20%
damages).
10.
total
($925,-
damages award
total
multiplying Coats'
000)
twenty percent.
liability compo-
joint
sum of
9. Note
components
liability
should
several
and the
nent
by multi-
recovery.
is calculated
of fault
overall
share
maximum
MIS’
plaintiff's
11.
60%
equal the
($925,000)
$46,-
damages award
case, $416,250
component) +
(joint
plying Coats’ total
In
$277,500
component) +
(Penrod’s
sixty percent.
several
$740,000
=
(Coats’
component)
(MIS’ several
recovery).
maximum
some-
position has evolved
Judge Garwood’s
partial
his
In
years
Simeon.
since
what over
compo-
joint
Similarly,
the sum
here,
Simeon,
Judge
dissent
dissent
liabili-
several
defendant's
individual
and an
nent
develops his modified
Garwood
max-
equal
defendant's
component should
ty
component
devising joint
proposal
$416,250 (joint
example,
liability. For
imum
defen-
each
liability component for
and a
$46,250
compo-
(Penrod's several
component) +
the as-
proceeded
always
under
We have
liability).
dant.
(Penrod’s
= $462,500
nent)
maximum
joint and several
sumption that resort
manner, $416,250
component)
(joint
the same
*11
B. The Case for Modified
Liability
therefore,
Joint
and
apportionment
of
jury
permitted.
was not
See
PageW.
Penrod
joint
asserts that
liability
modified
al.,
Keeton et
and
Prosser
Keeton on The
adopted
should be
for two basic reasons.
§
(5th
Law
Torts
at 323 & n.
First,
ed.
argues,
of
Penrod
the traditional
rule of
1984) [hereinafter
(col-
“Prosser &
joint
Keeton”]
and
liability
several
was not
to
intended
cases).
lecting
Consequently,
impossi-
it was
apply to a contributorily-negligent
plaintiff.
impose
ble to
upon the individual
it,
As Penrod
defendants
sees
the removal of the re-
anything less than
liability.
entire
quirement
Larry
See
plaintiff
wholly
be
inno-
Pressler & Kevin
Schieffer,
V.
has
Joint and
unfairly
cent
allowed a eontributorily
Several Liability: A
Reform,
Case
negligent plaintiff
to recover the
judg-
entire
(1988).
Denv.U.L.Rev.
ment from a defendant whose fault is minus-
Second,
cule.
Penrod notes
general
that the
joint
Originally,
and
liability
several
maritime
has
responsive
law
been
changes
to
confined to
joint
situations where the
tortfea-
in the common
legislative
law and to
enact-
sors acted “in concert.” See Pressler &
light
ments.
of the
joint
modifications to
Schieffer, supra,
660;
see also Prosser &
and
liability
several
enacted by many states, Keeton,
§
supra,
at 322-23. The rule
argues
Penrod
admiralty
courts should was combined with the common-law
of
rules
change
maritime law to respond
procedural
joinder, which were
limited
to
developments.
these
We disagree with
application to tortfeasors acting “in concert.”
both of these contentions.
Consequently, under
joinder
restricted
rules, defendants
joined,
could not be
and
1. The
joint
traditional
rule of
joint
liability could not be imposed, unless
and
liability
several
the defendants had in fact
together
acted
joint
traditional
rule of
cause the
several
harm. This circumstance appar-
liability can be
back
eighteenth
ently
traced
led the American courts
equate
century England
“joinder”
and the case of
“joint
Hill v.
liability.” See Pressler
Goodchild,
Eng.Rep.
5 Buff.
Schieffer,
2790 &
supra,
660;
(“At
see also id.
(K.B.1771). The rule was derived from
law,
common
the concepts
procedural
of
join-
principle that a
cause
action was “unitary,”
joint
der and
several
were indis-
components
necessary
operation
of his
proportionate
and a
share of
Likewise,
proposal.
always proceeded
we have
If,
each
however,
defendant will suffice.
there
assumption
under the
plaintiff
that a
only
defendants,
can
are more than two
at least two of
recover the total amount that
he is
which are
owed
solvent and at least one of which is
enforcing
judgment against
every
(e.g.,
defendants,
each
insolvent
three
only one of
Indeed,
defendant.
dissent,
insolvent),
in his
which
Judge
becomes
plaintiff,
then the
be-
Garwood
"Apportionment
states that
cause he
Liability
can
recovery by
achieve full
col-
also
lecting
*12
join-
recovery
damages
of
offered as
there could be
his
was
one
tinguishable because
they
joint
alleged
justifications
that
the
for
parties
primary
it was
of
and
der of
unless
fact,
responsible
liability.
explain,
acts done
con-
In
jointly
for
several
we will
were
cert.”)-
apparently
has
this consideration
taken
an
significance in maritime law because
elevated
imposing “entire
separate
A
rationale of
special
unique
admiralty,
of
concerns
alongside
concept
liability” developed
the
of
especially
“protector”
its role as
of seamen.
acting “in
joint liability for those
concert.”
liability
Joint and several
has the benefit of
reasoning,
corollary
“a defendant
this
Under
pursue
allowing a seaman to
and to collect
might
for the entire loss sustained
be liable
damages
from
his entire
award
one co-defen-
by
plaintiff,
though the defendant’s
even
the
generally
the
charac-
dant when
international
with that of an-
act
or combined
concurred
profession might
of
make it difficult
ter
his
or,
wrongdoer
produce the result
other
impossible to locate or to
from
or
collect
it,
put
the
is
the
have
defendant
courts
other tortfeasors.
consequences proximately
for all
liable
wrongful act.”
caused
the defendant’s
argues
joint
and several liabil-
Penrod
47,
Keeton, supra, §
328. This
&
at
Prosser
ity
“historically one of two counterbal-
was
that a
reflected the belief
tortfeasor
notion
ancing
arising
legal
principles
out of the
the-
responsible
consequences
all
for
should
ory
Century
parties
of the 19th
that all
actions, regardless
stemming from
his
consequences
responsible
all of the
of
for
may
that others
also
Penrod,
fortuitous circumstance
negligence.” According to
the
their
injury.
have contributed to
concept
couplet
half’
of
“second
of
is
contributory negligence, which at common
joint
1876,
rule
and
By
the common-law
of
partial-
cut
all
law would
off
being
in the
was
discussed
several
Thus, only
ly-responsible plaintiff.
wholly-
admiraltv settine1:
advantage
plaintiff
innocent
had the
of col-
right
Nothing
than the
of a
is more clear
lecting
any
his entire
award from
of
loss,
plaintiff, having
to sue
suffered such
jointly
As
ar-
defendants.
Penrod
liable
wrong-
action all the
in a common-law
negli-
comparative
tide
gues,
of
when
them,
election;
doers,
at
any
or
of
his
one
nation,
gence swept
plaintiffs
and a
own
that,
clear,
equally
it
if he did not
longer
was no
an absolute bar to
disaster,
he is entitled to
contribute
“couplet”
recovery, the balance
judgment in
for the full amount
either case
Thus,
joint
destroyed.
because
may
proceed
all
of his loss. He
in the context of the whol-
was born
may
wrong-doers jointly, or he
sue
plaintiff,
argues that
it
ly-innocent
Penrod
any
separately....
all
of them
them or
one
to that
should be limited
context.13
co-operation
wrongfully
by the
Acts
done
persons
joint agency
consti-
of several
position,
In
its
Penrod
support of
they
parties wrong-doers,
all
tute
Atlas, contending
points
that was
jointly
severally;
any
may be sued
adopt joint
liabil
and several
the first case to
C.J.,
them,
Spencer,
said
liable
one
Atlas,
ity
admiralty.
See The
93 U.S.
injury
done
all....
(“[P]roof
or freedom
of entire innocence
Atlas,
promoter
suit
from fault ... entitles
should
our hand in these circum- basis of proportionate fault, and the Court
stances.
Congress
Once
has
upon
relied
abandoned a century-old “divided damages”
conditions that the courts
created,
have
we
rule, whereby property damages were divid-
as free as we would otherwise be to
ed equally among co-defendants, primarily in
change them. A change in the conditions
cases,
collision
regard
without
to their rela-
would effectively alter the
statute
caus-
degrees
tive
of fault. See id.
410-11,
ing it to reach different results than Con- S.Ct. at 1715-16.
gress envisioned.
The respondents in McDermott argued
271-73,
Id. at
(citations
injuries for which non-settling defendants
could be held hable at trial. See
at-,
id.
one can read
merely
[Edmonds]
reaf-
H29
States was
States,”
though
United
even
joint and several
between
tension
defendant
fault while another
at
only
to set-
20%
approach
share
proportionate
Co.,
fault);
...
Oil
v. Chevron
at
Gele
60%
was
Joint
tlements.
Cir.1978) (stat
paying
(5th
in one defendant’s
250-51
result
574 F.2d
can
lia-
apportioned
lawsuit,
share
that the
its
than
maritime
more
in a
ing,
recovery from
plaintiff’s
bility
re
when
not bar
negligence “would
own
plaintiffs
by factors
is limited
defendants
has
other
that the
damages” and
covery of
control,
aas
such
beyond
plaintiff’s
from one
damages
all
“right
collect
insolvency....
Unlike
defendant’s
to obtain
he is unable
party in the event
Edmonds,
share
proportionate
rule
party
each
portion of
relative
applies
opinion
in this
announced
rule
Comparative
fault”);
also Maritime
at
see
a settlement.
has been
there
when
to House
Act as Referred
Responsibility
recovery against
cases,
plaintiffs
such
3318,102d
2,§
Judiciary,
H.R.
on
Committee
limited
been
has
settling defendants
(1992) comments, reprinted
Cong., 1st Sess.
agree-
forces,
by its own
but
by outside
not
(7th
7,§
1-35
Admiralty
in 2 Benedict
reason
is no
There
to settle.
ment
(“The
1994)
rule
existing maritime
ed.
defen-
the other
shortfall
allocate
joint tortfeasors
joint-and-several
the settle-
dants,
parties
not
who were
This is
apply
Act.
under
continues
ment.
eontributorily
the claimant
true whether
—
1471-72
at-,
114 S.Ct.
not.”);
Schoenb
Thomas J.
negligent or
added).
omitted)
It is
(footnotes
(emphasis
5-5,
§
Law
aum, Admiralty
Maritime
specifically
that the Court
repeating
worth
1994) (“The
(2d
of com
adoption
at 167
ed.
joint and several
principle of
that the
recited
estab
the well
fault has
affected
parative
by Reli-
abrogated
way
liability “was in
joint and several
rule
there
lished
ap-
proportionate
able Transfer’s
actions.”);
Em
admiralty tort
*16
liability in
cf.
joint and
liabil-
treating
several
thus
proach,”
Anderson, 398 F.2d
Inc. v.
Seafoods,
pire
in
compatible
as
ity
proportionate
and
Cir.)
(5th
(observing that
204,
21
217 & n.
at-,
at 1471.
114 S.Ct.
admiralty.
Id.
rule for
damages
the divided
regard to
also rec-
court decisions
lower
Numerous
rule
the
fault,
state
authorities
“[t]he
mutual
liability is the
joint and several
that
ognize
[W]e
parties.’...
third
of ‘innocent
in terms
a
involves
rule,
the case
even when
maritime
con-
[the
reduction
that the
are convinced
See, e.g.,
plaintiff.
contributorily-negligent
re
respective
plaintiffs’]
tributorily-negligent
Marine
Meisner
Towing Co. v.
Drake
comparative
the
under
coveries
(11th
1063,
1060,
1067
Co.,
F.2d
765
Constr.
penalty for
full
considered
is
be
to
doctrine
tort case
Cir.1985)
maritime
(stating, in a
thereafter,
must,
be
they
that
fault and
their
Act,
a
Admiralty
that
in
involving the Suits
‘innocent
manner
the same
in
treated
“may recov-
contributorily-negligent
denied,
U.S.
393
cert.
parties.’”),
third
proportion
damages, less that
entire
er its
(1968).17
444
21 L.Ed.2d
89
the United
S.Ct.
from
to its own
attributable
inju-
personal
settings
than maritime
rather
Judge
sion
substantially
all
that
note
17. We
joint and
dispute
cases,
beyond
that
is
ry
and it
supporting the
to
is
dissent
directed
Garwood’s
personal
in maritime
liability
the
is
rule
several
joint
severtil liabili-
startling proposition that
259-60,
Edmonds,
U.S. at
injury
See
personal
cases.
existing
maritime
rule
ty
the
is not
[admiralty law] had
("As
2755-56
its efforts
99 S.Ct.
that
admits
The dissent
injury cases.
in a
award
longshoreman's
a
point
the
simple
"that
evolved
making
to
the
directed
are
be re-
shipowner would
negligent
argues
against
the
a
that
open,”
suit
essentially
is
issue
assignable
damages
portion
the
that
is
that
rule”
general maritime
duced
"longstanding
but, as a
negligence;
"personally
own
longshoreman's
plaintiff who
to the
innocent
an
even
law,
shipowner
the
judgment
tort
recovers
...
matter
maritime
accident
injured in an
longshoreman
full
only
the
responsible
half his
for
to
be
each defendant
would
initially from
negli-
remainder,
only
the stevedore’s
each
even if
beyond
as to
go
that
the
damages,
for
gence
and can
(emphasis
injuries.”
inability to col-
(plaintiff’s)
showing
contributed
his
by first
("Congress
at 2762
added));
S.Ct.
half."
the latter’s
id. at
other defendant
lect from
judicially-created
change the
to
intend
not
did
to distin-
heroic efforts
Despite
dissent's
pay all
to
be
shipowner can made
reality.
that
rule
simply
position
defies
precedent, its
guish
negli-
own
plaintiff's
damages
due
to
century
colli-
on nineteenth
focuses
dissent
addition,
Moragne,
example,
Supreme
character
In
Penrod’s
for
Court
contributory negligence bar
general
wrongful
ization of the
created a
maritime
death
joint
couplet
observing
and several
a
cause of action
after
that federal
ignores
important
principles
fact that the
changed
and state law had
to allow
indemnity were
de
wrongful
390-93, 401,
of contribution and
also
death. See id. at
veloped
procedural
1782-84,
means to
as a
counteract
90 S.Ct. at
danger
one defendant would
un
that
Supreme
It is also true that the
Court has
al.,
duly burdened. See Marie R. Yeates et
willing
forge
to
a
been
maritime
Indemnity
Contribution
Maritime
position when no
has
wholesale consensus
(1989).
Litigation,
30 S.Tex.L.Rev.
McDermott,
developed.
In
the Court noted
principles
“by
Contribution
distribute
loss
developed
that
uniform
had
consensus
requiring
pay
propor
each tortfeasor
approach to
an
cred
issue
settlement
tion of
ac
attributable
its, but the Court went on to
evaluate and
Indemnity “permits
tions.” Id.
one tortfea-
“principal”
choose from the three
alterna
sor to shift all of
loss
onto another tort-
tives identified
the American Law Insti
if it is
feasor
determined
the latter
—
McDermott,
tute. See
at-
U.S.
rightfully
plain
should
answer for all
-,
Nevertheless,
S.Ct.
1465-67.
damages.”
tiffs
Both
Id.
contribution
occasion,
Supreme
more than one
Court
indemnity provide
appor
mechanism
has counseled
the adoption of a dis
tioning
plaintiffs damages among
tinctly minority
view. See id. at-n.
appor
tortfeasors themselves. See id. This
(“We
unwilling
Admiralty
historically
joint
courts have
been re-
to
liability
traditional
and several
is
sponsive to
developments
striking,
common-law
and to
variety
as the wide
of alternatives
See,
legislative
e.g.,
Moragne
fragmentation
enactments.
a
approaches
reveals
far
Lines,
375, 392,
greater
States Marine
presented
U.S.
than the Court was
inwith
(1970).
1772, 1783,
with,
H31 Mari- See Congress 1992.19 proposed to joint several ago, years twenty Act as Re- Responsibility Comparative & See Pressler every state. time rule was the time, a Judiciary, on Schieffer, Since supra, at 656.18 House Committee to ferred the con- have modified the states majority Cong., Sess. 3(d), 102d 1st § H.R. or limitation by substantial cept, either (1992) comments, in 2 Benedict reprinted at 656-57. id. See outright elimination. 1994).20 (7th 1-46,1^7 ed. § Admiralty however, to tra- states, still adhere Thirteen real- post-judgment employ Four states liability. joint and several ditional Mich.Comp.Laws See approach. location Fault Act Comparative 604.02; § Uniform 600.6304; The 1977 Minn.Stat.Ann. § Ann. joint a begins with approach adopted an 537.067; also Conn.Gen. § see Mo.Ann.Stat. a defen- permits judgment, but reallo- (allowing the 52-572h(g) § Stat.Ann. entered the court that to to return dant non-economic of uncollectible cation reallocate the court to request to judgment economic and uncollectible among parties all judg- of the share equitable defendant’s defendants). remaining damages among to be uncollect- it is established ment —after remaining tortfeasors and reallocation among the these operation The ible— plaintiff: contributorily-negligent respects however, crucial schemes, differs in liability proposal than joint [one later made not modified Upon motion from the entered, the court is judgment after Uni- year] by Penrod. Under upon us urged part of all or whether determine Act, example, shall Fault Comparative form obligation equitable share party’s liability main- joint and several traditional and shall party, uncollectible tained: among amount any uncollectible reallocate joint-and-several law rule common claimant at including a parties, the other continues liability of tortfeasors percent- respective fault, according to their is true whether Act. This under this apply fault. ages of eontributorily negligen[t] claimant was 2(d), § Fault Act Comparative Uniform total can recover The plaintiff not. Law (Supp.1993). Maritime U.L.A. any defen- of his amount court-ordered adopted this also Association who is liable. dant legislation that approach in the reallocation relating develop in the law rule (Second) incorpo- would uniform Torts 18. The Restatement among joint claims joint and several the settlement principles of traditional tortfea- rates liability: injury Ab- personal claims. in maritime sors Court, legis- Supreme persons ruling by whose tortious new two or more Each sent single and indivis- legal of a appeared practical most cause by Congress conduct lation subject party is injured ible harm area. law in this way to settle injured party for the entire United Law Association The Maritime harm. an proposal in accordingly developed a States (1979). (Second) § 875 of Torts *18 Restatement complicated issue.... attempt this to resolve elaborates: 879 further Section end of the with the Bill died or of two more of each the tortious conduct If persons term.... that cannot legal of harm ais cause Supreme Congress the Ultimately, or either liability for the subject to apportioned, each is the matter to address will have Court harm, their con- irrespective of whether entire holdings district conflicting resolve concurring or consecutive. duct is Club and Boca Grande McDermott courts. (Second) lat- is the If § 879. The Restatement Id. decided, the dispositive, when prove (Third) do edition, appor- on as the Restatement est may be revived. legislation drafting proposed initial presently in the is issues tionment (7th ed. Admiralty § at 1-27 on stage. Benedict added). 1994) (emphasis proposed re- Association's Law 19. The Maritime explicitly resolved has that McDermott Now spurred a desire been appears have form propor- adopting issue of claims settlement satisfactory manner than a more resolve—in rule, impetus behind settlement share tionate of claims settlement had done—the some courts legislation have waned. proposed on As Benedict issue. among joint tortfeasors Admiralty explains: committee, its 20.Although died bill in McDermott grant of certiorari Prior analysis. to our operation is relevant proposed Club, no appeared that Grande and Boca Comparative Uniform §Act Fault a party’s after share is determined to be (comment). (Supp.1993) U.L.A. 50 The Mar- uncollectible. See Uniform Comparative itime Law Association’s proposed legislation 2(d), § Fault Act 12 U.L.A. 50 (Supp.1993); language: uses similar Comparative Maritime Responsibility Act as existing joint-and- maritime rule of Referred to House Committee on Judiciary, liability joint several tortfeasors contin- supra, 1-46, § 1-47; Conn.Gen.Stat. apply ues to under this Act. This is true § Ann. 52-572h(g); Mich.Comp.Laws Ann. whether contributorily claimant was 600.6304; § 604.02; § Minn.Stat.Ann. Mo. negligent or not. The can recover § Ann.Stat. contrast, 537.067. Penrod’s judgment total amount joint liability modified proposal “real- would any defendant who is liable. part locate” as judgment initial —be- Comparative Maritime Responsibility Act as fore it is determined defendant’s share Referred Judiciary, House Committee is Thus, uncollectible. proposal Penrod’s supra, 1-35; § see also Minn.Stat.Ann. (and builds the risk noneollection the ex- 604.02(1) (“When § persons two or more pense collection) delay judg- into the jointly liable, contributions to awards shall be ment, disadvantaging plaintiff regardless in proportion to percentage of fault at- of whether a defendant’s actually share each, tributable to except jointly that each is proves to be uncollectible.21 particu- This is severally liable award.”); for the whole larly noteworthy case, in the instant 537.067(3) (“This where § Mo.Ann.Stat. section no evidence of insolvency shall or uncollectibility not be construed to expand or restrict present joint doctrine of record. The liability proposed by ex- rule cept for provided reallocation Penrod the principle joint subsec- severs and sev- 2.”). tion eral collectibility its moorings
More importantly, state, a manner though law, even these uniform or schemes reallocate an insolvent even the defendant’s Association, Maritime Law has em- liability, share of applies only reallocation braced.22 21. Judge Garwood's dissent states that Arizona tionate share of the risk of one defendant's insol- Hampshire and New adopted have also vency upon similar contributorily-negligent plaintiff. note, approaches. however, reallocation We references, however, These footnote do not these only states parly's reallocate after a share support cause, adoption proposal Penrod’s be- uncollectible, and, is determined to be at least in Act, under the Comparative Uniform Fault Hampshire, New such only reallocation occurs maintained, and several and real- among defendants. See N.H.Rev.Stat.Ann. location can occur party on motion of a (III) § (“Upon 507:7-E motion filed not later judgment. the initial importantly, Most after days entered, than 60 after final however, Judge proposal Garwood’s reaches dif- court part shall determine whether all or of a ferent substantive results than the Uniform Com- proportionate defendant’s obligation share of the parative Fault Act when there are more than two is uncollectible from that defendant and shall defendants, at least two which are solvent and reallocate uncollectible among amount at least one of (e.g., which is insolvent three other according proportion- to their defendants defendants, insolvent). one which is This is added)); (emphasis ate shares.” Ariz.Rev. cf. Judge because approach Garwood’s calculates a ("If § Stat. 12-2508 a contribution share is total- defendant’s share of compari- based on a ly uncollectible, partially the court shall rede- son of the responsibility of that defendant to the termine the contribution shares of the other tort- responsibility combined of that defendant added)). (emphasis feasors...." plaintiff, while Comparative the Uniform Fault Act calculates a defendant's reallocated *19 argued It is thirty-one that footnotes and thir comparison share based aon responsibili- of the ty-two Supreme Court's opin McDermott ty of that defendant to the responsibili- combined cite, ion apparent with approval, § 2 of the Uni ty defendant, of that plaintiff, and the re- Comparative form specifically, Fault maining solvent Act— defendants. provision § relating of 2 to "reallocation [an] distinctions, Because of these Judge critical McDermott, equitable insolvent defendant's share." description Garwood’s proposal of his as an “es- 32, at-nn. 31 & - sentially procedural [Uniform modification to the 1471 nn. 31 & 32. These references are claimed Comparative approach” Act] Fault is a strained Supreme indicate the potential Court's description will Support at best. for the Uniform ingness to places embrace a propor- rule that Comparative Fault Act cannot be construed as
H33 services). medically-related and medical mentioned, reallocation from the aside As concerns, ap- a sixth public policy to the Due to approaches schemes, farther there liability liability. joint and proach preserves several joint and several modification Dakota, Idaho, for ex- causes Colorado, respect to certain enumerated and North with joint See, § and several 12- suspended the e.g., Ariz.Rev.Stat.Ann. ample, have action. the co-defen- except 2506(D) liability where liability principle joint (permitting and several (or vicar- were “acting in concert” were hazardous dants action involves the cause of when liable). § 13- 41.141(5) See Colo.Rev.Stat.Ann. iously (retaining wastes); § Nev.Rev.Stat. 6-808(5); N.D.Cent. 21-111.5; § Code Idaho liability, liability for strict joint and several § 32-03.2-02. Code substances, tort, and hazardous intentional cases); liability products N.M.Stat.Ann. have states approach, several third As a joint lia- (stating and several § 41-3A-1 only liability joint several and preserved claims, liability bility available for strict wholly to be is determined plaintiff when torts, “having a and situations See, §§ intentional Ann. 51- e.g., Ga.Code fault. without A seventh public policy”). Ann. -33; basis sound Wash.Rev.Code 12-31 liability joint 4.22.070; Boyles v. Oklahoma and several approach also eliminates § see (Okla. Co., pure 616-17 lia- imposing 619 P.2d several altogether, Natural Gas instead 09.17.080(d) applica 1980). approach See, limits § A fourth bility. e.g., Alaska Stat. where rule situations (“The against the traditional tion of enter court shall satisfaction from whom defendant of several party on the basis liable each percentage minimum sought bears at least party’s per- with that liability in accordance See, e.g., Fla.Stat.Ann. responsibility. § fault.”); 78-27- Code Ann. centage of Utah to recover (permitting § 768.81 38(3) (“[N]o any person is liable defendant only severally jointly and economic in excess of any amount seeking negligence is whose defendants from those of fault attributable proportion plaintiff); that of or exceeds equal to l-l-109(e). defendant.”); § Wyo.Stat. joint (allowing §Ann. 668.4 Iowa Code however, the states most of Significantly, only defendant’s liability where a several liability have modify joint and several responsi 50% of total negligence exceeds by enacting statu- (same); approach adopted hybrid § 27-1-703 Ann. bility); Mont.Code one than incorporate § more tory 33.013 schemes that Rem.Code Ann. Tex.Civ.Prac. & See, e.g., against negligence trends. above-mentioned (measuring a defendant’s (combining § liability actions 663-10.9 for some total Haw.Rev.Stat.Ann. action, responsibility types percentage plaintiffs relating to causes of limitations lia others, joint several permitting percentage damages, a defendant’s a defendant’s bility Ill.Rev.Stat., para. where eh. responsibility); percentages). the enumerated exceeds (same); § 604.02 Minn.Stat.Ann. 5/2-1117 claims-related, liabili- percentage (combining and sev- joint approach fifth eliminates A schemes); Wash.Rev. ty, and reallocation to non-eeonomic respect eral joint and (preserving §Ann. 4.22.070 Code joint several lia- damages, but maintains in con- “acting tortfeasors See, e.g., Cal. damages. bility for economic plaintiffs). wholly-innocent and for cert” 768.81; § 1431.2; § Fla.Stat.Ann. Civ.Code unique blend represents Each scheme 2315.19; §Ann. Or.Rev.Stat. Ohio Rev.Code respec- by the weighed policy considerations Ill.Rev.Stat., 735, para. 18.485; ch. § 5/2- cf. legislatures.23 state liability for tive joint and several (permitting Moody, 696 S.W.2d Co. v. Ins. liability. Prudential The differ- support for modified Life Morgan, 588 (Ky.1985); Laubach them are fundamental. between ences 1978); (Okla. McIntyre v. Balen P.2d tine, (Tenn.1992). see modifi- But differences how 23. There are also 833 S.W.2d Co., P.2d among accomplished states. For Natural Gas Boyles v. Oklahoma cations are (reaffirming joint (Okla.1980) changed judicially example, have 616-17 four states wholly inno plaintiff is liability. when *20 See Brown several joint and several eliminated changes joint sev- cent). 867, (1978); state to Keill, The other 874 P.2d 224 580 Kan. 1134 examination, 242, 243-44, (1955)
From this
we make one im
H35
(1978) (noting
2010, 2014,
also
general
blue water seamen —the
mari
joint
liability
Traditional
and several
offers
plaintiff.
protection
time law’s most common
We are
for seamen.
of
One
the realities
compelled
complex
to
of a
“special
therefore
address
international commercial
system
solicitude” afforded to seamen
their fami maritime
is that
seamen
into
come
Miles,
contact
lies.27
may
See
Edmonds.
arguably
maritime
commercial
arena
(“By
we
changing
now
what
S.Ct. at 2763
greater than in other
of law and com-
areas
Congress un
already established that
have
true
are al-
This is
because there
merce.
law,
itself
to be the
and did not wish
derstood
ready
inherently unpredict-
numerous
might
kilter this
modify,
to
we
knock out of
stemming
perils of
factors
from the
able
advise, we
As our cases
delicate balance.
frequently fortui-
and the continual—and
sea
stay our hand in these circum
should
of other
enterprises
tous—interaction
(footnote omitted)).
short, giv
stances.”
It is axiomatic that
the rules
nations.
when
uniformity and
con
en our
harmonization
clear, parties may contract within
of law are
cerns,
adopt
not inclined
Penrod’s
we are
boundaries,
their
and the commer-
or around
liability
gen
joint
proposal for the
modified
ways, in-
system
many
cial
facilitated
eral maritime law.29
in-
litigation,
favorable
cluding reduced
more
applica-
coverage, ease of
surance
overall
rJ.&MQ')q
9. FH.mva
factor
counsels
tion. This
therefore
Timco,
change.
Uniformity
proposed
Lewis
predictability
See
(“The
Cir.1983)
(5th
1428
important
admiralty,
Moragne coun
F.2d
uniformity, with
“[v]ery weighty
law’s]
un
values of
[maritime
sels
considerations
that
companion quality
predictability, a
principle
courts should
their
derlie
"
general
as a new
maritime
Court
'the
in this case
rule of
The McDermott
reiterated
traditionally
Judiciary
in for-
has
taken the lead
law.
law
mulating
and fair
in the
flexible
remedies
Moreover,
opinion
in Reliable
Court’s
-
McDermott,
at-,
maritime.'”
supports
Supreme
"harmon-
Court's
Transfer
ization”
(quoting
Transfer, 421 U.S.
S.Ct. at 1465
Reliable
by acknowledging
"[n]o
concern
note,
1715).
important
95 S.Ct.
It is
change
statutory
judicial precept precludes however, that the
Court commenced
McDermott
damages,
indeed
of divided
in the rule
with the
that none
its discussion
observation
bring
simply
recov-
proportional fault rule would
admiralty
“imposes any limit
the federal
statutes
property damage
ery
in maritime collision
authority
that will
to fashion the rules
our
admiralty
long
law
line with the rule of
cases into
question presented by this case.”
answer the
best
by Congress....”
Reliable
contrast,
since established
explained,
federal
as we have
In
admiralty
(citing
Transfer,
U.S. at
95 S.Ct. at
and our
for unifor-
statutes
concerns
Act,
688) (emphasis
§
add-
the Jones
U.S.C.
mity
provide some limits
and harmonization do
ed).
adopt
authority
joint
modified
on our
prized
If,
underwriting
value in the extensive
proper
within
scope, any
its
change is
risks,
preserved by declining
marine
are best
desired in
admiralty],
[the] rules [of
other
recognize
a new and distinct doctrine with-
procedure,
than those of
it must be made
fit.”).
assuring
completeness
out
legislative
its
department.
It cannot
supposed
...
that the law should forev-
similarly points
factor
away
second
er remain
Congress
unalterable.
undoubt-
proposed change.
adoption
Our
edly
authority
has
under the commercial
joint
modified
in this case would
other,
power,
if no
to introduce such
promote
shopping
forum
and would add an-
changes
likely
as are
to be needed.
complication
litiga-
other level of
to maritime
tion.
apply
Lottawanna,
(21 Wall.)
Modified
would
558, 577,
claims,
(1874).
maritime law
whereas
22 L.Ed.
Congress
could evalu-
*24
joint
liability
traditional
and several
would
desirability
ate the
modifying joint
of
apply
statutory
to certain
claims.
only
several
general
for the
mari-
law,
time
many
but also for the
maritime
The final
of
Moragne inquiry
strand
statutes
superintends.
that
Congress
opportunity
changing
affords an
for
“a rule
could, for example, limit
application
reason,
unjustified
produces
in
which
differ
joint and
several
to situations where
duty
ent results for breaches of
in situations
a defendant
statutory
bears either a
percent-
that
policy.”
cannot be differentiated in
Mo
age of the total fault or at least more than
ragne,
Leading political charge appropri- is not an legislative Deferral to action court, ate role for a federal not even for a sitting federal court admiralty. in The spectrum legislative wide enact- ments countiy across the demonstrates the 4. Private ordering objectives policy various attainable alter- ing joint liability. and several Furthermore, Most notable contractual allocation are the upon distinctions based causes of private parties risk accomplishes better action types damages. Congress goal allocating risk. parties, Private is in position a better than a court to courts, evaluate rather than are better able to assess policy objectives. various persuaded We are the risks of noncollection and to decide who deferring that congressional action here is is in position the best judgment. to collect a the wiser course. Even here we Sophisticated stand on parties, maritime intertwined tradition, maritime ju- even the earliest in relationships, contractual usually can fore rists appear to have counseled deference to insolvency see the risk of and can allocate or legislature: insure example, it. For Penrod and
H39
(allegiance
the fourth factor
of the defendant
the risk of
position
in a
to address
were
MIS
owner);
(place
fifth factor
of the
ship
they
their contract.
insolvency when
wrote
contract).
place
Looking first at the
of the
In-
“bargaining” position.
such
Coats had
act,
majority opinion
wrongful
devotes
can
deed,
potential co-defendants
“where
subject.
analysis
of this
It
one sentence
appor-
regarding their
in advance
contract
recognizes
“the accident occurred
that
themselves,
among
rules
obligations
tionment
Arab Emi-
territorial waters
United
leave both traditional
rates” and
since this
a “nontraditional
rights
apportionment
liability and traditional
case,” that factor is entitled to
maritime
optimal
might create
incentives
place
injured
weight.”
“considerable
Coats
equitable
concerns.”
be consistent
jackup
the Penrod
drill-
while on board
Institute, Enterprise Respon-
Law
American
operated by
Drill-
ing rig owned and
Penrod
(1991).
Injury 156
sibility
Personal
(“Penrod”).
ing Corporation
At the
time
easily
ad-
place
are clear
rules now
accident,
is no doubt that the Pen-
there
They
leave the allocation
ministered.
Saqr
of Mina
rod 69 was
the Port
“located
parties
best
of noncollection to
risks
waters of the United Arab
the territorial
risks. Absent
equipped to evaluate these
my judgment,
fact
Emirates.”
intervention, private ordering
congressional
rig
port”
significance
crucial
was “in
has
proposed
superior
far
of the risks is
*25
case,
in
it makes clear that the
this
because
to
ability by definition is inferior
Our
effort.
boundary recognized
was within the
vessel
ability
allocate
to tailor and
the market’s
purposes as the
for international law
bound-
these risks.
within
ary of the
Emirates and
United Arab
be referred to under United
what would
IV. CONCLUSION
the “inland
nomenclature as
waters”
States
adopt
to
proposal
Penrod’s
decline
We
Khaymah,
particular
Ra’s A1
emirate
of
joint liability
general mari-
for the
modified
port
located. The
Penrod
judgment of the
court
The
district
time law.
waters of Ra’s A1
was within the inland
is AFFIRMED.
just
jackup rig in
of
Khaymah
like a
the Port
within the in-
to be
Galveston
considered
DeMOSS,
dissenting, joined
Judge,
Circuit
Texas,
of
of
and like a
land waters
the State
E.
H.
and JERRY
by EDITH
JONES
rig in the
of Biloxi is within
inland
Port
SMITH,
joined by
Judges, and
Circuit
Mississippi. Further-
of the State of
waters
GARWOOD,
JOLLY, and
E. GRADY
more,
port”
“in
69 had been
the Penrod
GARZA,
Judges, as to
EMILIO M.
Circuit
prior to the
eight or nine months
date
some
only:
Part I
injury. The records are clear that
of Coats’
12, 1987,
69 was
August
the Penrod
sur-
the decision of
I
to concur with
am unable
certificate, and
veyed for its
condition
annual
First, I
majority
respects:
in two crucial
indicates,
time,
survey report
at that
of the
proper
think
evaluation
Lauritzen-
port.
Pen-
lay jacked-up” in this
“vessel
requires that
choice of
factors
Rhoditis
deactivated,
service,
rod 69 was out
case be made in
this
law determination
by any personnel
occupied
operated, and not
Emirates
favor
the law of the United Arab
watchman,
January
up until
than a
other
(“UAE”)
that of
United
rather
than
contract for
a result of new
when as
Secondly, if
law is to
United States
States.
drilling
rig’s
Gulf
activi-
use in Persian
apply
we should
United States
applied,
be
preparing
the task of
ty, Penrod commenced
casualty in
time of the
law as it existed
go
into service. Dur-
the Penrod
back
prior
it existed
to 1972.
this
as
case—not
deactivation, the Penrod
ing interval
solely
an
wharf or
functioned
artificial
I.
storing
purpose
equip-
dock for the
Law
States
Whether United
thereon,
legs
with its
ment and facilities
port
of the
and its
standing on
bottom
panel on the Lau-
My
with the
differences
repairs,
up out of the water. Substantial
involve hull
choice of law factors
ritzew-Rhoditis
act);
refurbishing activities
were
wrongful
replacements
(place
factor
of the
the first
required
prepare
My
disagreement
Penrod 69 to resume
second area of
with the
drilling
panel regarding
its offshore
function. This work took
the Lauritzerir-Rhoditis fac-
“allegiance
tors concerns the factor of
accomplish
some four months to
and included
shipowner.”
quarrel
defendant
I do not
per-
the installation of a new derrick.
majority’s
determination that
the alle-
work,
forming
refurbishing
Penrod used
Penrod,
giance
as owner of the Penrod
personnel (assumptively
its own
the crew of
But,
view,
my
the United States.
69)
categories
the Penrod
and other
of “con-
“allegiance
factor
ship-
of the defendant
labor, catering,
personnel.”
tract
and service
materiality only
owner” has
in the circum-
Penrod hired MIS to assist
the refurbish-
flag
stance where the
of the vessel and the
work,
ing
designated
oper-
MIS
Coats
allegiance of
shipowner
the defendant
brought
pump
ate the MIS
that was
on board
(i.e.
different
flag
flag
the vessel’s
is a
pressure
provide
pressur-
to test certain
convenience), and the law of the nation of
systems
rig.
daily reports
ized
allegiance
shipowner
of the defendant
can
personnel working
rig,
on board the
appropriately
applied
to the determination
record,
which are
reflect that the total
rights
shipowner
between that
and his
labor, catering,
number of contract
and ser-
employee
seaman
when that vessel is en-
personnel always
vice
exceeded the number
gaged in international commerce.
In this
personnel.
of Penrod
The record does not
case, however,
allegiance
of the defen-
clearly indicate whether on the date of the
shipowner
dant
inconsequential
is an
factor
12,1988,
injury, April
the Penrod 69 was still
First,
for two reasons:
the Penrod 69 is
“jacked-up” position,
in a
or whether
hull
its
documented
flag;
under the United States
had
Obviously,
been lowered into the water.
allegiance
Penrod’s
is to the United States
if it
jacked-up position,
was still in a
its
flag
and there is no
of convenience involved.
categorization
navigation
as a “vessel” in
inis
Secondly,
importantly,
and more
both the
*26
serious doubt. Even if it had been lowered
majority
district court
opinion recog-
and the
water, however,
into the
the nature and ex- nize that
employment
there was no
relation-
on,
tent
going
of the work
and the number of
ship
seaman or otherwise —between
—as
work,
personnel deployed
outside
in such
majority’s
Penrod and Coats. The
use of the
clearly
repair
demonstrate that the
and re-
allegiance
shipowner
of the defendant
aas
furbishing
beyond
capaci-
activities were
the
tipping
factor in
appli-
the scales in favor of
ty of the “crew” of the
Penrod
to accom-
would,
cation of
my
United States law
in
plish, and that such work could be accom-
judgment,
improvident
only
if
even
the
plished only
ready availability
with the
and
Penrod,
defendant in this case were
because
personnel
access of shore-based
and facilities.
that factor
applied only
should be
where
view,
facts,
my
In
“place
under these
the
employment
there
an
relationship
is
between
wrongful
act” element of the Lauritzerir-
injured plaintiff
and
ship-
the defendant
given
Rhoditis factors should be
more than
owner. But
Penrod is not the
defendant
just
weight”
the “considerable
that
ma-
case,
defendant, MIS,
in this
and the other
jority gave
controlling
it.
It should be the
shipowner;
not a
entity
it is an
which was
factor in the choice of law
I
decision.
have
allegiance
created
and whose
is owed to
looked for and
any
have been unable to find
Emirates,
the laws of the United Arab
it
Supreme Court decision or Fifth Circuit deci-
in
employer
fact the
majori-
Coats. The
applying
sion
United States law to resolve
ty gives no serious
key
consideration to the
the claim of a
injured
shore-side worker
(1)
distinctions in this case
that Coats was
assisting
while
in the refurbishing of a
employee
not an
shipowner,
defendant
jacked-up drilling rig
while was located Penrod,
MIS;
employee
but was an
within the inland
(2)
waters of another nation.
that
trial
court found that Coats was
view,
my
In
majority opinion
constitutes
not a
Act
sug-
Jones
seaman of
I
Penrod.
unjustifiable
an
extension of United States
gest that the Lauritzerir-Rhoditis factors as-
law into
simple comity
areas where
among
employment
sume an
relationship between
requires
nations
that
place
injured
the law of the
seaman-plaintiff
and the defen-
casualty
apply.
shipowner,
dant
that
when that relation-
Emirates,
exist,
Arab
Coats and
allegiance of the
the United
MIS
ship does not
contract,”
that
signifi-
“executed an Arabic
less
shipowner should be considered
applied
I
then
for and received the nec-
employer.
Coats
of the defendant
cant than that
Supreme
essary
permit
work
from the UAE which
any
and have not found
have looked
applying permitted him to reside ashore there in the
decision
any
Fifth Circuit
Court
rights
during
employment.
his
The record is
UAE
law to determine
United States
performed
citi-
his duties for
clear
Coats
obligations between United States
gas
country during
at locations of oil and
wells on shore
foreign
the MIS
injured in a
zen
in
in the UAE as well as offshore
the Persian
scope
employment with
of his
course
Gulf,
foreign
and at
and dockside facili-
entity
under that
warehouses
corporate
organized
panel
in the
This existence of a work
my judgment,
In
ties
UAE.
country’s law.
in
permit
special
present
factor
this case
opinion improvidently extends United States
present
not
in
involved
which has
been
of circumstances
law to the set
majori-
of law cases cited
weight
other choice
by giving greater
this case
accep-
ty opinion. Presence in the UAE and
shipowner than to
allegiance of the defendant
permit
unques-
employer.
tance of a
work
would
UAE
allegiance of the defendant
tionably subject Coats to the criminal laws
correctness of the
Finally,
question
I
injury
civil
of the UAE had his
laws
evaluating
“place of
panel decision
view,
my
accep-
on land.
In
Coats’
occurred
factor in the Lauritzen-Rhoditis
contract”
permit
of a
necessitates a deter-
tance
work
majority miscon-
analysis.
again,
Here
of the UAE should
mination that
the law
I start
significance of this factor.
strues the
injury occurring
an
on the waters of
apply to
Supreme
language
used
out with
port during employment
under
UAE
concluding
of this
its discussion
Court
permit.
UAE work
factor in Lauritzen itself:
brief,
ar-
original appellee’s
Coats
is a
place
not think the
of contract
“We do
applies
gued:
Maritime Law
whenever
“U.S.
between
influence
the choice
substantial
injured
flag drilling
on a U.S.
a U.S. citizen is
govern a maritime
competing laws to
52).
anywhere
(p.
in the world.”
vessel
tort.”
proposition
do
cases cited
Coats for
Lauritzen,
at 932
345 U.S. at
majority
But the
support
his assertion.
added). Furthermore,
the con-
(emphasis
conclu-
opinion in effect arrives at the same
and Rho-
to in both Lauritzen
tract referred
by misinterpretation and misevaluation
sion
*27
employment between
ditis is the contract of
factors. Because
of the Lauritzen-Rhoditis
injured
plaintiff and the defen-
seaman
under
I
a conclusion is bad law
think such
contract
ship
There is
such
dant
owner.
case,
produce
it will
facts of this
and that
case;
in this
and Penrod
between Coats
applied
prece-
as a
effects when
undesirable
there was
employment
contract of
whatever
dent,
court’s
I would reverse the district
MIS,
Coats and
in this case existed between
and remand
choice of law determination
any
essen-
did not own
vessel and was
who
for retrial in accor-
to the district court
case
supplier of services to
tially a shore-based
Arab
the laws of the United
dance with
engaged
exploration
and devel-
companies
Emirates.
recognize that
gas.
I
opment of oil and
result,
rely
I
arriving at
representatives of
In
by
recruited
Coats was
cases:
following line of Fifth Circuit
Chiazor
Mississippi
and that the
at his home
MIS
Go., Ltd.,
F.2d
Drilling
648
agreement
Transworld
employment
v.
terms of his
basic
(5th
denied,
Cir.1981),
455 U.S.
orally agreed
1015
cert.
verbally negotiated and
were
(1982);
1714,
1019,
L.Ed.2d 136
102
72
visit. Howev-
upon during this recruitment
Co.,
Reading
Drilling
680
er,
v.
& Bates
beyond
that he was Zekic
clear
doubt
(5th Cir.1982); Bailey Dolphin
MIS,
v.
1107
“employed” to work for
F.2d
recruited and
(5th Cir.1983);
Intern., Inc.,
1268
Penrod,
697 F.2d
in the United
not for
and to work
Co.,
F.2d 211
Petroleum
Emirates,
any particular
Phillips
Kobe v.
not aboard
Arab
(5th Cir.1984);
McDermott In
Furthermore,
v.
that in order
Schexnider
it is clear
vessel.
(5th Cir.1987),
tern., Inc.,
cert.
Sieracki relief for
individuals not covered
relying
LHWCA. But
on two Fifth
II.
Cir
cases,
Lake,
Aparicio
cuit
v. Swan
643 F.2d
What United States Law
(5th Cir.1981),
and Cormier v. Oceanic
Having decided that United States law Contractors, Inc.,
(5th Cir.)
applies only
injuries
the district
or death occur-
court
proceed
allowed Coats to
ring
navigable
general
“on
under the
waters of the Unit-
maritime law
Pen-
ed
States.”
rod on both
and unseaworthiness
theories.
(i)
2. That the Jones Act
inapplicable
employment
because there was no
re-
disagree
I
majority’s
affirmance
lationship
between the
Coats
(1)
court,
of the district
I
because believe the
Penrod,
operator
the owner and
precedents
Fifth Circuit
upon by
relied
(ii)
69;
the Penrod
because Coats was
district court
longer
can no
supported
aboard the Penrod
day,
for one
light
policies
stated
a unanimous
day
injured,
he was
and therefore
Supreme Court in
Apex
Miles v.
Marine
permanent
had no
connection to that Corp.,
111 S.Ct.
(iii)
vessel; and
because there was no
(2)
(1990);
L.Ed.2d 275
because the ma-
common ownership
or control
his
jority opinion wholly ignores
impact
employer, MIS,
of the six off-
Apex
Miles
Marine on the substantive
drilling rigs
shore
on which Coats
content of
general
United States
maritime
during
employment.
worked
law,
though
even
sitting
we were
en bane 3. That the
maritime law of the
position
were in a
impact.
consider such
United
applied,
States would be
includ-
reasons,
For these two
I respectfully register
ing specifically
concept
of Sieracki my
my view,
dissent.
Miles v. Apex
seaman status originating in the case
*28
major
Marine constitutes a
by
restatement
a
Sieracki,
of
Shipping
Seas
Co. v.
Supreme
unanimous
Court as to the role to
[66
U.S. 85
S.Ct.
acki seaman’s status
part
remained a
wrongful
vibrant
death of a seaman exists under
appeal
Penrod's
from these
choice of law deci-
submission of
and unseaworthi-
sions
clearly
pro-
district court
jury
raises the
ness in the
percentages
issues as to
of fault.
priety of Coats' status as a
party
"Sieracki seaman” for
objects
When a
contests and
to a trial
determination,
our
though,
Judge
determination,
even
court's choice of law
I can see no
dissent,
Garwood notes in
spe-
there
repetitious
was no
need
objections
and futile
to the
objection
cific
implementation
raised
Penrod
to the submis-
the trial court of its choice of
sion of an issue on unseaworthiness and to the
during
law determinations
the trial.
recovery
dependent
of seamen and those
benefit
law and whether
general maritime
society
general
upon
maritime
in a
them....
loss of
permitted.
action would be
wrongful death
Congress
right
has limited the survival
However,
philosophy and
of
the statements
injuries resulting
negli-
from
seamen’s
in
role of courts
eliminat-
approach as to the
gence.
society wrongful
in
As with loss of
“uniformity in
achieving
ing “anomalies” and
actions,
expan-
this
more
death
forecloses
jurisdiction”
admiralty
consti-
exercise of
in a
maritime action
sive remedies
interplay
major
redefinition
tute
liability.
founded on strict
We will not
Congress and the role of
the role of
between
create,
admiralty powers,
our
under
rem-
defining general
in
maritime law.2
courts
edy
majority
disfavored
clear
to the
their extreme relevance
Because of
goes
beyond
the limits
States and
well
case,
pas-
in
I cite four
us
this
issue before
system
Congress’
ordered
of
Apex
Marine that clear-
sages from Miles
death_
injury
for seamen’s
philoso-
ly
approach
the new
set forth
27-36,
Apex, 498
at 323-28.
phy:
longer
in
era when seamen
five
an
We
jurisprudential
in
The differences
outlook
primarily to
their loved ones must look
Aparicio
Apex
between
are the differ-
legal
of substantive
courts as a source
night
day. Aparicio
ences between
con-
death;
injury and
Con-
protection from
judge-made
para-
siders
maritime law be
legislated
have
exten-
gress and the States
requires statutory changes to
mount and
ex-
era,
sively in these areas.
In this
an admi- pressly
possible
all
circumstances to be
cover
ralty
primarily to these
court should look
effective;
recognizes
lim-
Apex
constitutional
policy guidance.
legislative enactments for
scope
judge-made
law and
itations to the
statutory
may supplement these
reme-
We
requires
judge-made
law
accommodation
doing
would achieve the
where
so
dies
similar, though
statutory policy from
policies
vindication of such
consis-
uniform
identical,
Aparicio
areas of the law.
looks
mandate, but
with our constitutional
tent
“pock-
encourages
recognition
for and
strictly
limits
keep
also
within the
we must
judge-made
can sur-
ets” where
maritime law
Congress
imposed by Congress.
retains
statutory changes; Apex abhors anoma-
vive
matters,
authority in
and an
superior
these
adjust-
encourages
tailoring
lies and
admiralty
vigilant not to
court must be
uniformity
ing
promote
law to
of maritime
overstep the well-considered boundaries
puts the bur-
rights
Aparicio
and remedies.
imposed by
legislation.
federal
These stat-
Congress
speak
to the intended
dens on
direct and delimit our ac-
utes both
scope
1972 amendments
to the
its
....
tions
Act; Apex puts the burden on the
LHWCA
alleged
general maritime claim here
vital-
federal courts to construe the continued
Torregano had been killed as a result
in a manner
ity of
doctrine
the Sieracki
It
the unseaworthiness of the vessel.
1972 amendments.
consistent with the
place in
inconsistent with our
would be
my colleagues in
disappointed
I am
scheme were we
sanction
constitutional
expansive
judicially-
majority
consideration
more
remedies
en bane
Apex
and to
cause of action which
failed to follow the counsel of
created
Congress
opportunity
fault than
has allowed
United States
without
seize the
make
negli-
resulting
casualty
applicable
cases of death
maritime law
gence. ...
as the law that would have
this case the same
casualty occurred in
applicable
been
had this
occupied
waters. Maritime tort
We sail
*29
logic
in
statute,
What reason
United States waters.
federal
law is now dominated
good public policy is there for federal
expand
remedies at
and we are not free
warranty
benefits of the
might
judges
to the
to extend the
simply because it
work
will
case,
nonpayment
upon
willful
of maintenance
this court relied
claims of
2.
In another en banc
Apex
Corporation,
policy implications of Miles v.
broad
v. Maritime Overseas
cure. Guevara
regarding
banc).
prior precedents
(5th Cir.1995) (en
overturn
Marine to
recovery
working
longshoremen and
harborworkers
two):
foreign ports,
any logical
there will
be
deny
warranty
reason to
the extension
This case involves an accident on an Amer
of seaworthiness to citizens
other nations
jack-up rig
ican-owned
undergoing repairs in
working
foreign ports
in those same
on Unit-
(UAE)
port
United Arab Emirates
in which
result,
ed States vessels. And as a
the Unit-
plaintiff
employee
the American
is an
of the
preferred
ed States courts will become the
company
rig’s
UAE
hired
owner to
injured
every
forum for
worker who
on perform
Coats,
repairs.
plaintiff,
The
foreign ports
board a
vessel in
United States
owner, Penrod,
rig
and the
were each found
and desires to seek the benefit of the strict
twenty percent
plaintiffs
at
and the
warranty of
unseaworthiness
MIS,
employer,
sixty percent.
rig
own
suggest
Apex requires
doctrine.
I
er,
eighty percent
cast
Congress passed
conclusion that when
plaintiffs damages,
contends that its
LHWCA,
expressly
1972 amendments to
fifty
should not
per
exceed
warranty
withdrew
of seaworthiness as a
damages,
cent of his total
as their fault was
theory
recovery
longshoremen
equal.
agree, largely
I
for the reasons stat
country
in this
harborworkers
effect
my
ined
dissent in Simeon v. T. Smith &
concepts underly-
overruled
reversed
Cir.1988),
Son, Inc.,
1421,
(5th
852 F.2d
1436-38
ing Sieracki seaman status.3 The federal
denied,
1106,
rt.
490 U.S.
109 S.Ct.
ce
should, therefore,
primarily
courts
“look
(1989).
subject
L.Ed.2d 1019
legislative
policy guid-
[this]
enactment for
plainly
matter of this suit
is not within the
create,
ance” and should “not
under our ad-
scope
Longshoremen’s
and Harbor
miralty
goes
powers
remedy
...
well
Compensation
(LHWCA),
Workers’
Act
beyond
sys-
Congress’s
the limits of
ordered
§
Act,
U.S.C.
901 et seq., the Jones
injury
tem of
for seaman’s
U.S.C.App. §
High
or the Death on the
27, 36,
Apex
death.”
111 S.Ct. at
(DOHSA),
§
Seas Act
U.S.C.App.
761 et
dissent, therefore,
I respectfully
seq.1
Accordingly, assuming
United States
—
majority opinion,
applies
which affirms the decision law
governing
all2—the
law is the
of the district
court to extend Sieracki sea-
maritime law of the United States.
Compagnie
Act,
3. See Edmonds v.
Longshoremen’s
Generale Transat
ments to the
28 Mercer
256, 262,
2753, 2757,
lantique,
(1977).
443 U.S.
99 S.Ct.
L.Rev.
(1979),
H45 decreased, ages having its share of the of the Issue Overview decreased, having total fault and the shrim- law tort archetypal maritime remaining equally per at fault with it —the collision case. litigation is the shrimper only is nevertheless hable for a shrimper, under the com- Assume that a third —not a half —of the crew boat’s dam- master-owner, and an Exxon mand of its ages. majority’s At the other extreme is the trying each is to avoid crew boat collide while joint liability approach pure reflexive- here — suddenly appearing pleasure small craft. ly, oxymoronieally, applied and rather in a significant Only the crew suffers dam- boat recovery depends comparative case where on separate owner- age.3 Each vessel is under charges pleasure fault —which all of the others, ship acting independently of the shrimper, craft’s fault to the so that and none is so related to either of the others shrimper’s exposure total to the crew boat vicariously liable for the other’s as to be goes up from one-half to two-thirds of the only shrimper If and crew boat fault. damages, though crew boat’s even the dam- eausatively fault is and their identical, ages remain the relative fault as equal, shrimper is liable for half the crew shrimper between the crew boat and is un- damages. the amount for boat’s Should changed, shrimper’s percentage and the ultimately shrimper is liable to the which the negligence gone the total has down. pleasure if craft change boat the small crew eausatively at fault is also found to have been majority’s approach leads to the ab- (e.g., lacking adequate lights) equally with surdity slightly that in certain situations a Simple logic tells us the other two vessels? negligent defendant could nevertheless be damages it should not. The crew boat’s re- ninety percent damages hable for of a same, very shrimper fault main the plaintiff negligence proximately whose caus- proxi- still a and of the crew boat are each ing great ah those was ten times as damage, and the mate cause of all such caus- negligence particular as the of that defen- shrimper ative fault of the crew boat and very dant.4 That is the same kind of absurd- equal pleasure to each other. As the remain jurisdic- ity that caused most common law independently craft has acted of the crew plain- tions to abandon doctrine shrimper, boat and neither of which is vicari- contributory negligence ah tiffs barred re- wrongs, ously pleasure for the craft’s liable covery, though negligence even such was charge there is no basis on which to minimal than that of and far less the defen- shrimper pleasure craft’s fault to either the dant. boat, hence, purposes the crew shrimper’s responsibility ultimate course, relatively Of until the recent arriv- boat, comparative damaged crew the relevant liability many jurisdic- pure al of several fault is that as between those two. tions, traditionally negligent defendant was non-neghgent plaintiff for all the However, hable to a straightforward approach this damages proximately by that latter’s caused opposite At opposed at two extremes. one notwithstanding neghgence, defendant’s approach generally known as extreme is that independent party’s third also liability, in an pure several which all of the ah dam- charged proximately have caused those same pleasure craft’s fault is to the crew boat, ages. and Keeton on Torts despite so the crew boat’s dam- See Prosser that — determination, only complaint opinion indi- percentage 3. This addresses instances of of fault appears damages, of the form of that submission to have where the fault of each of the visible Moreover, appeal. both the been made proximate damages. parties cause of all the is a negligence related to and the unseaworthiness undisputed Finally, the same condition. it is Similarly, under in certain other circumstances a defendant liable for unseaworthiness is as pure liability, causative whose plaintiff's a reduction of recov much entitled to particu- only a tenth of that of ery plaintiff’s negligence as is a defendant might nevertheless be able to hold lar defendant See, negligence. e.g., Fontenot v. liable Teledyne more than a tenth of that defendant liable for no Inc., Offshore, Movible 714 F.2d 19- plaintiff's damages. Services, (5th Cir.1983); Ocean Scott Fluor
Inc., (5th 1974). 501 F.2d Cir. *31 1984) (West rule, § accepted 47.5 This 5th ed. howev- answer is that the fault of each is er, principled justification afford a does not compared question to that of the other. A rejecting approach espoused in this if, if, only plaintiff arises but both the and a just-mentioned in the dissent. The result guilty are defendant causative fault and so only comes about because none of instance independent also is at least one other actor damages proximately plaintiffs (whether or not that actor is likewise a de- by plaintiffs fault and all are caused fendant). In relatively setting, ap- rare by proximately caused the defendant’s. The (or third) portioning indepen- all of the other however, logic regime, dictates that such may dent actor’s fault to the defendant contributory negligence plaintiff whose logically justified by principle be may proximately causes all his re- every party responsible proxi- for all the nothing, though a defendant’s cover even fault, though mate results of his own even greater much fault also have been a such results are also contributed to proximate plaintiffs damages. of all cause another, fault principle equal- because that And that indeed was the almost universal ly justifies apportioning well all the other Relatively recently, common law rule. dis- contributory negligent actor’s fault satisfaction with this result led most common because, event, plaintiff, and also jurisdictions contributory law to abandon the comparative applied where fault is the above- negligence in favor of some bar form comparative negligence. ap- such principle Under an referenced has been abandoned proach, question there arises the of what the by allowing contributorily negligent both plaintiffs negligence compared to and how plaintiff by limiting to recover at all and comparison is to be made. The question, recovery to less than full amount of the course, plaintiff does not arise if the is not loss he suffered.6 (nor, obviously, negligent does it arise if no University Chicago As professor law fault). If defendant is at Gregory explained nearly sixty years Charles only guilty one are the ones defendant universally ago: the obvious and causative apart any question “Quite original joint of vicari- This was the basis for common law defendants, joinder (West ous or the com- liability. See Prosser and Keaton on Torts developed separate principle, mon law that a 1984) ("The § original 5th ed. 46 at 322-323 might be liable defendant for the entire loss meaning joint aof tort' was that of vicarious plaintiff, though sustained even de- persons for concerted action. All who fendant's act concurred or combined with that trespass, pursu- acted in concert to commit a wrongdoer produce it, of another or, the result— design, ance of a common were held liable for put as the courts have that the defendant the entire result.... Each was therefore liable consequences proximately is liable for all damage might for the entire done.... All wrongful caused the defendant’s act. The law, joined as defendants in the same action at applied rule was first gle action, in actions a sin- all, jury and since each was liable for would defendant, where there was no concert of permitted apportion damages.... not be joinder and therefore no would have principle, beyond This somewhat extended its possible, suggestion been and there was no of a (footnote original scope, is still law....” omit- joint tort.’ ... ted)). England, indepen- such concurrent but wrongdoers dent were not confused with appropriate setting, In an even under com- joinder tortfeasors because there could be no parative regime, principle justify fault would They in the absence of concerted action. had charging the other actor's all to the defen- separately.... to be sued Under the more dant, being charged with none to the contribu- joinder, rules liberal American as to defen- However, torily negligent plaintiff. in the situa- pro- dants whose has concurred to (or considering, tions we are here the defendants single joined duce a result have been in one actor) party the defendant and the third act inde- action, usage loose have been called pendently relationship of each and the other be- (footnotes joint tortfeasors.” Id. at 328-329 give tween them is not such as to otherwise rise omitted). (i.e., to vicarious if one were not at fault charging there would be no principled justification basis for the other's
6. The other for as- him). Accordingly, fault to signing the concerted action to the defendant all the fault of the other concert, not, responsibility principle actor would be that the vicarious two had acted in does considering, justify or that for some other the class of we are reason the defendant was case vicariously majority's approach. liable for the fault of the other actor.
H47
*32
insolvent,
if
joint
are virtu-
available
third actor were
law
tortfeasors
“At common
solvency
enjoyed
legal immunity,
other’s
so
ally guarantors
each
some
or could not be
injured
joint
plaintiffs
Thus,
sense,
far as concerns the
found.
in one
in
as observed
the introduc-
damages;
quotation
Gregory,
from
the above
the issue
joint
between
tortfea-
tion of contribution
insolvency,
third
is how
risk
actor’s
in
that situation
does not affect
sors
immunity,
amenability
process
or lack of
degree.
plaintiff receives his
slightest
entirely
it
should be borne: should
be borne
costs, leaving the defen-
damages at all
defendant,
by
majority
as the
would have
up
them-
to even
the loss between
dants
it;
entirely by
or
it
should
be borne
they may and can. But
if and as
selves
negligent plaintiff,
pure
as under
several lia-
statute,
negligence
comparative
under a
bility;
negligent
or should it be borne
although negligent,
plaintiff,
where the
plaintiff and defendant in the ratio that their
recover,
the situation is funda-
still
respective degrees of fault bear to each oth-
absolutely no
mentally
Here
different.
er,
espoused
Grego-
here and
Professor
defendants,
if
why
even
reason exists
sense,
ry.
question
But
another
is
joint
they
tortfeasors and
are treated
why should the defendant ever be liable to
joint judgment
subjected to
thus
plaintiff
greater proportion
plain-
for a
purposes,
be made to
for certain
should
negli-
tiffs
than the defendant’s
in-
of each other’s
assume the entire risk
gence (including any for
he is vicari-
solvency
respect
plaintiffs
recover-
liable)
ously
negligence
of the total
is
plaintiff
damages.
able
For when
plaintiff
(again, including
and that defendant
negligent,
are both
the solvent tortfeasor
liable).
any
vicariously
for which he is
common
they
stigma
share the
which at
justifica-
furnished the
law seems
have
Development
in Common
arbitrary
tion for the somewhat
allocation
Law Jurisdictions
joint judgment debtors.
of this risk on
observed,
previously
common
As
law
Furthermore,
quite possible
it
to have a
“joint liability”
predi-
call
what we now
was
as,
negligent
more
plaintiff who is as
(or
cated either on concerted action
vicarious
than,
defendants,
negligent
either of his
liability)
principle that
or on the
the defen-
to recover. Under such
but is still entitled
consequences proximate-
for all
dant
liable
circumstances,
suppose
idle to
seems
acts,
ly
wrongful
caused
his own
even
joint liability
plaintiff
should
that a
though
wrongful
conduct of one other
carry absolutely
incidents as the
the same
plaintiff
proximate
than the
was also a
cause
joint judgment; and distribu-
common-law
(see
6, supra).
of the harm
notes 5 &
There
insolvency
tion of the risk of
of one of the
application
no occasion to consider the
in accordance with the
defendants
plaintiffs
these rules to instances where the
to be
apportionment of fault would seem
proximate
of his
negligence was a
cause
dam-
only
method of administration consis-
ages,
a
was barred
because such
comparative
tent with the terms of
any recovery.
Legisla-
negligence
Gregory,
statute.” C.
Negligence Ac-
Distribution in
tive Loss
virtually uniform rule in the
This was the
(1936) (footnote omitted).
tions
the Federal
United States until
when
(FELA),
Liability
Employees
Act
45 U.S.C.
that, by
It is true
virtue of the modern
seq.,
April
§
Act of
51 et
was enacted.
contribution,
availability
gener-
which was
The FELA
c.
35 Stat. 65-66.
law,
ally
see Prosser
not available at common
employees a
1984) provided interstate
railroad
(West
and Keeton on Torts
5th ed.
employer of action
their
cause
50, particular
§
to whom all an
defendant
injuries
employment
caused
the course
charged,
fault
independent
third actor’s
negligence
provided
by the railroad’s
with the
proportionately
rather than shared
employee may have
that “the fact that the
negligent plaintiff,
an ultimate eco-
suffers
contributory negligence should
guilty of
been
injustice only if he is unable to realize
nomic
damages shall
recovery,
but the
not bar
adequate recovery of contribution from the
jury
proportion
recovery would be un-
diminished
third actor. Such a
comparative
began,
to such
some form of
amount of
attributable
so
Thereafter,
Alabama,
§
employee.”
Maryland,
45 U.S.C.
that now
North
“pure” compara Carolina,
Mississippi
Virginia,
enacted
and the District of Colum-
Schwartz,
negligence statute. V.
Com
plaintiffs negligence,
tive
bia does
no matter how
(Michie
1994),
Negligence
parative
slight,
3rd ed.
bar
whatever.
l-4(b)(2).
Georgia,
through
Schwartz,
§
supra,
2.4,
l-5(e)(3);
§
§
1-1 at
*33
judicial
Balentine,
combination of
decision and much McIntyre
52,
833 S.W.2d
55
legislation applicable
injured
(Tenn.1992).
earlier
to those
by judi-
accomplished
This was
operations, adopted
in railroad
“a
states,
rule that
by legisla-
cial decision in twelve
in all cases
an
thirty-four
55,
recover
in
McIntyre
tion
states.
56
apportioned part
of his
if the defen & ns. 3 & 4.
negligence
greater
plain
than
dant’s
Kionka,
The results
in
are summarized
l-5(a)(2)
Id,., §
(citing
tiffs.”
at 19
Elk Cot
Developments
Recent
in the Law
Joint
Grant,
727,
ton Mills v.
140 Ga.
plaintiffs negligence slight compari was “Four states compara- still do not have 1^4(b)(4) Id., § son to the defendant’s. at 15. ..., they joint tive fault retain 1920, Congress matters stood until So when liability. several forty-six Of the states Act, providing “any enacted the Jones sea comparative that have some form of injured employ man” “in the course of his pure joint ten states still have the form of an employer ment” action liability, and several and twelve states now apply.7 which the FELA would The same pure liability. have several remaining year, enacted, providing DOHSA was a cause states, twenty-four ... have some mixture wrongfully of action for death caused “on the liability. and several and several seas,” high § 46 U.S.C. which the statutory These quite schemes can be com- negligence decedent’s recovery” did “not bar plex. thread, however, The common but “the court shall take into consideration they represent all compromise a posi- degree negligence attributable tion pure joint between the two recovery according decedent and reduce the extremes — and several on the one hand and ly.” § jurisdiction 46 U.S.C. 766. No other pure several on the other.” Id. at adopted comparative negligence until in 1931 (footnotes omitted). 1621 passed legislation Wisconsin allowing plain recovery tiff if his was “not as words, eighty percent other of the states great Schwartz, at that of the defendant.” reject espoused by majority, the rule 4(b)(3). supra, § 1— “pure” joint system several in a Thus, in generally 1909 all states applied comparative fault. The ten states that complete contributory negligence; bar of approach follow that by are outnumbered by only three states had lifted the extreme, bar states at twelve the other which extent; had; any only four “pure” follow liability. The remain- five;8 and, only ing twenty-four have, indeed, late as adopted states but, seven states and Puerto Rico had variety form of approaches, as Kionka ob- comparative negligence.9 serves, Then the rush to a “common through thread” runs (“in § 7. 46 U.S.C. allowing recovery such action all plaintiff's negligence statutes of when a modifying extending the United States or “slight gross and defendant’s was in com- right remedy person common-law in cases of Schwartz, parison.” supra, §§ 1-1 at 1- injury employees apply”). al to railroad should 4(b)(4) at 14-15. McAllister, Cosmopolitan Shipping See also Co. v. 783, 789-93, 1317, 1321-22, 69 S.Ct. 9.Schwartz, supra, § Comparative 1-1 at 2. (1949); L.Ed. 1692 Rohde v. Southeastern Drill legislation was enacted in Arkansas in Co.,Inc., ing (5th Cir.1982). 667 F.2d in Puerto Rico in and in Maine in 1965. Id. Nebraska, Wisconsin, Mississippi, Georgia, Dakota, South the latter in 1941 a statute
H49 eluding fault, according them, represent compromise posi- claimant at as “all (em- Id. respective percentages the two extremes.” their of fault” tion between added). phasis provision The reason for this position the two ex- such between One is set forth the official comments to section Comparative tremes is that Uniform 2 as follows: (UCFA) approved the National Fault Act on Uniform of Commissioners Conference equitable “Reallocation of the share of the in 1977. 12 U.L.A. at 42-60 Laws State obligation party place of a takes when his (West Supp.1994).10 1 of the UCFA Section share is uncollectible. chargeable to the claim- provides that “fault place among par- Reallocation takes all proportionately ant diminishes the amount ties at fault. This includes a claimant damages ... compensatory but awarded contributorily who is It avoids fault. recovery,” pro- does not bar section both the common law unfairness vides that the claimant’s is also joint-and-several liability, rule *34 any by percentage of fault of reduced the uncollectibility would cast the total risk of party the claimant has settled. with whom wpon defendants, the solvent a rule of 3, 4, and 5 with set-off and Sections deal abolishing joint-and-several liability, operative contribution. Section is the sec- which would cast the total risk uncollec- of respective percentages it the tion.11 Under tibility wpon (Emphasis the claimant.” determined, fault of all concerned are the of added).12 corresponding “equi- judgment sets forth the precisely That is the rationale and effect of each, of and the is table share” position espoused. here The official com- damages, the amount of his total awarded application ments likewise illustrate the any settling party’s per- reduced his and example the reallocation an rule centages “against party each liable $10,- plaintiff, damages total whose are joint-and-several on the basis of rules of lia- 2(d) forty percent negligent However, is and two defen- any bility.” under section if thirty percent negligent. If dants are each “equitable judgment is party’s share” insolvent, (wholly plaintiffs one defendant is re- partly) “uncollectible from that $4,286, covery ultimately party,” any uncol- from the other is the court “shall reallocate $10,000, among parties, in- which is the exact lectible amount the other 3/7ths (c) preparing con- The court shall determine the award of 10. The committee the UCFA for composed damages sideration the Commissioners was to each claimant in accordance with legal judges, distinguished of cluding scholars and in- findings, subject any reduction under Floyd Judge R. Gibson Professor judgment against Section and enter each Schwartz, Victor E. and was chaired Dean joint-and- party liable on the basis rules of University W. Wade Vanderbilt School of John liability. purposes For of contribution Law. Id. at 42. under Sections 4 and the court also shall judgment par- each determine state in portions 2 are fol- 11. The relevant of section ty's equitable obligation share of the to each lows: respective claimant in accordance with the “(a) involving In all actions fault of more percentages of fault. action, party including to the third- than one party (d) Upon [one not later than motion made persons defendants and who have been entered, year] judgment the court shall after court, under Section unless released part parly's determine whether all or agreed by parties, all shall instruct otherwise obligation equitable share of the is uncollect- or, special interrogatories jury to answer if any party, ible from that and shall reallocate jury, findings, there is ing: shall indicat- make among parties, uncollectible amount the other (1) fault, according damages including the amount of each claimant a claimant at contributory par- if respective percentages would be entitled to recover their of fault. The disregarded; fault is ty liability is reallocated is nonetheless whose (2) percentage of the total fault all of continuing subject to contribution and to parties to each claim that is allocated to judgment.” on the claimant claimant, defendant, third-party each dant, defen- added). (Emphasis person who has been released from purpose liability under Section 6. For this Supp.1994 U.L.A. West at 50. 12.12 persons court determine that two or more single party. are to be treated as a Benda, dissent, advocated.13 This how- bar. 661 S.W.2d result here Gustafson would, (Mo.1983) (en banc).15 ever, example given, initially Later, in the 15-16 this was defendants’ ratified, limit each of the legislatively legislation and similar $4,286. below, this For the reasons stated Minnesota, Arizona, adopted has also been essentially procedural modification to the Montana, Connecticut, Hampshire. and New approach practically fair and analo- UCFA Schwartz, 5(c)(5), § supra, citing Mo.Rev. 3— admiralty gous practice.14 to traditional 537.067(2); 12-2508; § § Stat. Ariz.Rev.Stat. 604.02(2); § judicially adopted by Minn.Stat. Mont.Code Ann.
The UCFA was 27-1-703(3); § § Supreme when it eliminat- N.H.Rev.Stat.Ann. 507:7-e Court of Missouri (III).16 contributory negligence law ed common boat, craft, given pleasure in the com- the crew relevant illustrations if the
13.
boat,
pleasure
party,
ments are as follows:
craft is
the crew
if
situation).
equally
shrimper, may
at fault
(Multiple-party
with the
recover
"Illustration No. 2.
B,
$10,-
shrimper only
damages,
from the
half its
not-
A sues
C and D. A’s
withstanding
might
pleasure
the facts
show that
equally
A is found
at fault.
craft was also
at fault with the other two
40%
essence,
B is found
at fault.
vessels.
whatever fault is
30%
attribut-
C is found
at fault.
pleasure
30%
able to the
craft is allocated between the
D is found
fault.
0%
proportion
other two vessels in the same
as the
judgment jointly
severally
A awarded
each
bears to the total fault of both.
$6,000.
against B & C for
The court also
equitable
share of
states in
[Ijhis
apply
15. "...
and future cases shall
*35
party:
obligation
of each
pure comparative
doctrine of
fault in accordance
$4,000 (40% $10,-
equitable
A's
share is
of
1-6,
Comparative
§§
with the Uniform
Fault Act
(1983),
which,
U.L.A.Supp.
copy
000).
12
35-45
of
$3,000 (30% $10,-
equitable
B's
share is
of
comments,
appended
with commissioners’
to
(footnote
000).
opinion Appendix
this
ted).
as
A.” Id.
omit-
$3,000
$10,-
(30%
equitable
C's
share is
of
000).
footnote,
In a
the court noted that it did not
(Reallocation computation
Illustration No. 3.
adopt
proportionate
ap-
settlement
(d)).
credit
under Subsection
proach
only
of section 6 of the UCFA
because
Same facts as in Illustration
2.No.
court,
express provisions
that conflicted with the
proper
of
On
to the
C
motion
shows that
calling
Missouri statute
it;
for dollar for dollar cred-
B's
share
uncollectible. The court orders
legislature
equitable
the court
that B's
share be reallocated between
invited the
to reconsider
provision
adopt
A and C....
the settlement credit
section
$1,714
equitable
by
A's
6 of the
share
increased
UCFA. Id. at n. 10.
(4/7
$3,000).
of
$1,286
equitable
by
C's
(3/7
share is increased
16. The Maritime Law Association has recom-
$3,000).”
West.Supp.
Comparative
12 U.L.A.
Respon-
of
mended a model Maritime
Act,
sibility
at 51.
which is almost the same as the
UCFA,
which,
modification,
slight
with but
It is also to be noted that section 2 of the
12, 1991,
Congress September
was introduced in
UCFA
of fault to
limits allocation
those who are
Congress,
as H.R.
102d
See 7
1st sess.
action,
parties
being
to the
"assumed that state
(7th ed.)
Admiralty
§§
Benedict on
7 & 8. Both
procedure provides
bringing
third-party
proposal
the Maritime Law Association
and H.R.
parties.”
§
Comment to
defendants
provisions
3318 contain reallocation
identical to
West.Supp.
U.L.A.
1994 at 50. The comment
2(d)
(section 2(3)
section
of the UCFA
of the
explains:
proposal
Maritime Law Association
and section
parties
"The limitation to
to the action
3(d)
Id.,
3318).
1-29;
1-46,
§
§
of H.R.
7 at
8 at
ignoring
persons
means
other
who
have
1-47. The comments to this section of the Mari-
regard
particular
been at fault with
proposal
time Law Association
include the fol-
injury
joined
parties.
but who have not been
lowing:
This
ais
deliberate decision....
The more
parties joined
equitable
whose
fault contributed
"Reallocation. Reallocation of the
injury,
percentage
obligation
party
place
smaller the
of fault allo-
share of the
aof
takes
parties,
cated to each of the other
whether
when his share is uncollectible. Reallocation
plaintiff
place among
parties
or defendant.” Id.
takes
all
at fault. This
parties
contributorily
Because the fault of those not
is not
includes
claimant who is
at
ascertained,
any party,
it cannot be allocated to
fault. It avoids the
both
the com-
unfairness
defendant,
plaintiff
joint-and-several
liability,
and this means
mon law rule of
comparison
ultimate result is controlled
which would
cast
total risk
uncollectibili-
only
parties.
ty
defendants,
upon
as between the
In our earlier
the solvent
a rule
example
involving
shrimper,
abolishing joint-and-several
liability,
of the collision
(Second)
only by
not
result mandated
the Texas com-
Similarly,
the Restatement
(1977),
scheme,
886A,
parative negligence
i
§
comment
states
Tex.Rev.Civ.
Torts
(codified
art. 2212a
as amended at
part:
Stat.
Tex.
pertinent
33.001),
§
Civ.Proc. & Rem.Code
but also
determining equitable
“In
shares
“[ejlementary fairness.”
H53 entirely plaintiff.’ on the II (1977); the risk Steenson, 1174-76 see also Legislative Responses Recent to the Rule AMERICAN Law Institute REPORTERS’ Enterprise Liability Study, for Person- Liability, Joint and Several 23 Tort & (1991); Wade, INJURY see also al (1988) (describing J. 482 Ins.L variety Liability Joint and Several Should of reallocation schemes that exist in a num- Abolished?, Multiple be Tortfeasors states). ber of (1986). AmJ.Trial Adv. provision § The reallocation in 25A also Gregory Professor made Charles 0. this comports provisions in a number of quite many years point eloquently ago: joint states that have abolished and several ... plaintiff and the solvent [W]hen tortfeasors, independent for except they negligent, tortfeasor are both share plaintiff where the respon- attributed no stigma which at common law seems to sibility course, injury.... for the Of justification have furnished the for the exception reflects the common law rule arbitrary somewhat allocation of this risk adoption fault, before comparative debtors_ joint judgment [Distribu- independent made jointly tortfeasors insolvency tion of the risk one of the severally plaintiffs liable for a indivisi- joint in defendants accordance with the injury. ble Section 25A results in the apportionment of fault would seem to be same in outcome those instances which method of administration consis- plaintiff is found free of responsibility.” comparative tent with the terms of the Id. at 248-251. negligence statute. Legislative Gregory, Loss Distribution sum, pure and several Negligenoe (1936). Actions logical an incidental application of a re- Numerous commentators have advocat- gime in plaintiffs fault, which the causative reallocating ed the share of an insolvent or slight comparison no matter how to that of party remaining responsible immune defendant, any recovery barred whatever. parties proportion responsibility to their 1960s, Until the late that was the almost injuries. Wade, plaintiff’s ... See jurisdictions. universal rule in common law Liability Should Joint and Several then, majority jurisdictions Since the vast Abolished?,
Multiple Tortfeasors that have abandoned the common law ban on (1986); AmJ.Trial Adv. Uniform any recovery plaintiff whose Comparative 2(d) (1977); § Fault II Act is to extent a cause of the accident Reporters’ American Law Institute question have likewise abandoned across-the- Liability Enterprise Study, for Person- pure joint liability. board and several Where Injury (1991) (advocating 127-57 reallo- al plaintiff guilty and a defendant are both party’s cation of insolvent share when de- actor, of causative and so also is a third independent fendants are tortfeasors with- justification there allocating, Zavos, prior relationship); Compara- out a defendant, between that ulti- tive Fault and the Insolvent A Defendant: responsibility Critique Amplification mate for the fault of the third American *38 Court, Motorcycle Superior any Ass’n v. 14 actor on basis other than on the ratios Loy.L.A.L.Rev. (1980-81); Williams, plaintiff which fault of and the defen- Contributory Negli- Joint Torts respectively dant bear to total fault of genoe (1951); Sobelsohn, § at 414-20 them both. Fault, Comparing 60 Ind.L.J. Apportionment Under the UCFA and (1985); Miller, of Extending the Fairness Liability, frequently— this allocation will Principle Motorcycle: Li and American of though by always no means be made Adoption Comparative —not of Uniform reason, judgment. until that after For it has Act, (1983); Fault 14 Pao.L.J. 861-63 subject justifiable Note, been to the criticism that Boyette, Reconciling Comparative Contribution, may unwieldy, administratively Negligence, be somewhat and Joint and burdensome, Liability, may Several 34 Wash. & Lee L.Rev. tend undermine However, guilty all three found to be of causative these criti- are finality judgments.19 of position taken each is one-third of applicable fault. Assume assessed cisms are not damages is that the allocation are opinion, the fault and that Exxon’s total judgment, $100,000. in the always judgment be made Exx will should award any (%rds to make defen- $66,666.67 no reason recovery that there is on a total agent any collection plaintiffs $100,000),20 dant the provision that no more than with damages plaintiff for which portion ()é $50,000 $100,000) x may thereof be % turn responsibility. We bears the ultimate shrimper collected from the and no more of allocation briefly to the mechanics now $50,000 $100,000) may than thereof judgment. pleasure If be collected from the craft.21 percentages changed fault causative Judgment Damages Mechanics of somewhat, correspond to those in this Allocation case, percentage that Exxon’s of fault is so 20%, 20%, involving shrimper’s pleasure and the to our collision is Let us revert 60%, boat, judgment should shrimper, and the craft’s is then the Exxon’s crew $80,000 or Exxon a total pleasure craft. Exxon sues one award small (80% $100,000), damages provision with that no other two vessels for the both of the (2%o $50,000 $100,000) x problem if more than thereof to its crew boat. There is fault, may shrimper the fault of be from the and no Exxon is not at then collected (no (6%o $75,000 $100,000) x many matter how are at more than thereof defendant fault) words, necessarily percent pleasure hundred from the craft.22 In other will be one judgment of the combined fault of Exxon and such situation the total is defendant, equals so that defendant is liable for one amount which the same fraction of damages. plaintiffs damages Exxon’s Like total percent of as the total fault of hundred wise, fault, except plaintiff if Exxon at all problem is no is of the total fault of there only including plaintiff; judgment two vessels the shrim all but the but of the other fault, pleasure provide plaintiff may per at craft either will that the not recover is found finding being any particular fault or no being found not at more of said sum from defen (as might equals fault often dant than the amount which made as to its the same situation, party). plaintiffs damages if not a In that fraction of total case it were as that agree particular all that Exxon recovers from the defendant’s fault is of the total plaintiff particular of its total shrimper the same fraction dam of both and that ages example, fault is of the total fault of itself defendant. For if as its suffers $100,000 fault, problem if shrimper. and the A arises total and is 10% at Exxon, 40%, 30%, pleasure craft A B shrimper, and the defendant defendant rejecting approach agree plaintiff suffering 19. the reallocation in strict would that a total dam- cases, $100,000 fault, Supreme ages the Texas Court in tort and found 20% Co., being stated in Duncan v. Cessna each of the two defendants 40% Aircraft 1984): $66,666.67 (Tex. 100,000) x S.W.2d 429 n. 9 recover C%o from each of the two defendants for total of would be to reallocate the "An alternative $133,333.33. liability among insolvent tortfeasor’s share of parties products all were a whose actions judgment provide 21. would further if including negligent injuries, cause of the $33,- paid judgment defendant more on the than plaintiff. suggestion is attractive and was This ()4 $100,000), x 333.33 such defendant would be distinguished Special endorsed Commit- entitled to contribution from the other defendant Compensation tee of the Tort and Section of paid. in the amount of the excess so rule, however, judicial As a State Bar. reallocating the insolvent’s share would create pro- problems jurisdiction finality In this instance the would also post-trial $20,000 judgments.” shrimper paid vide if the more than *39 (20% $100,000) judgment problems post-trial jurisdiction No such on the it would be judgment finalily implicated approach pleasure are entitled to from the in the contribution craft excess, pleasure paid taken this dissent. for the and that if the craft $60,000 (60% $100,000) more than on the judgment judgment 20. No one that the total would be to contends it entitled contribution $66,666.67. And, shrimper should be for from the for the excess. other than all
H55 fault, bility Next, plaintiffs C is 20% at then of B. defendant the amount of B’s maxi- $90,000, ($50,000) judgment provides liability is for but total mum is likewise subtracted (4%o $80,000 $100,000) X no more than plaintiffs ($80,000), that from recovery maximum - A, may $30,000 from ($80,000 $50,000 thereof be collected defendant being the result = (3%o $75,000 $100,000) x $30,000), than there no more liability which is the several of A. B, may from Then, be collected defendant and no ($5,000) liability the several Bof (2%o $100,000) $66,666.67 x than more thereof liability ($30,000) the several of A are added may be collected from defendant C.23 together, $35,000 ($30,000 and the total of + = $5,000 $35,000) is plain- subtracted from simple system This in all will work cases recovery ($80,000), tiffs maximum the result recovery, appropriate and serve to authorize $45,000, being joint which is the and several limiting any particu- at the same while time liability form, of A and B. Cast potential liability lar defendant’s ultimate plaintiff judgment against would have A greater an amount no than the fraction of $30,000, alone for against and also B alone plaintiffs damages which is that defendant’s $5,000, and further A and B percentage of fault divided the total of the jointly severally $45,- for an additional percentages plaintiff of fault of the and that $80,000 ($45,000 figures 000. These total + defendant. = $30,000 $5,000 $80,000). + exposure B’s expression is desired of this If = $50,000 ($45,000 $5,000 is limited to + judgment result in the in terms of be some $50,000); exposure $75,- and A’s is limited to liability joint and some and several = ($45,000 $30,000 $75,000). + Contri- that, too, liability, accomplished, can then provided bution would also be between although algebraic in some cases an formula (see B and supra). C note this, employed. must be A case such as with In certain circumstances where three or plaintiff and two defendants at plaintiff more defendants and the are each frequent will be far the most instance in guilty surely found of causative an arises, any question allocation fault — extremely algebraic rare occurrence —an for- fairly simple such an steps instance set of employed mula must be to arrive at may also appropri be utilized arrive appropriate liability amounts of the several joint liability ate several and and several of each liability. defendant and of the figures judgment. to be set forth in the As Appropriate ap- formulas are set out $100,000, plaintiffs damages sume total pendix important to this dissent. It is and, here, causative fault is distributed recall, however, alivays that it will A, plaintiff, 20% to the 60% to defendant suffice simply provide judgment in the a maximum plaintiffs 20% to defendant B. First maxi (80% amount which be collected from each $80,000 mum is calculated at defendant, particular easily $100,000); which is arrived then the maximum (% merely by multiplying plaintiffs $75,000 total x defendant A is calculated at damages by $100,000) the fraction whose numerator and the maximum of defen (¿% particular $50,000 $100,- percentage x defendant’s dant B is calculated at 000), Next, parties total of all explained. all and whose denomina- as above ($75,000) particular amount of A’s maximum tor is the total of that defendant’s plaintiffs plaintiffs respective percentages subtracted from maximum and the recov ($80,000), $5,000 ($80,000 ery being parties. previously the result the totál fault of all As — = $75,000 $5,000), noted, form, judgment appro- which is the several lia- in that $45,000 judgment provide any cy. paid judgment, 23. The would also Thus if A on the B paid $27,000, $18,000, who paid only defendant more on than paid only and C A percentage parties his of the total fault of $3,000 all would be entitled to in contribution from ($40,000 multiplied by plaintiff's damages total B, $2,000 in contribution from C. Of A) for defendant would be entitled to contribu- course, complications could arise if contribution any paid tion other defendant who less than defendant, one were uncollectible from but no percentage parties of the total fault of all more so than in case in which there are ($30,000 multiplied by plaintiff’s total three or more liable defendants and B; $20,000 C) defendant for defendant negligent. is not extent of the lesser of the excess or the deficien- *40 (see directly being in which do not
H57
Courts,
Game-Cock,
we under-
The Alabama and The
District
Circuit
stand,
respective stipulators, severally,
to divide the loss....
has been
each
moiety
damage,
one
the entire
inter-
in
to be the well-settled rule
This seems
est,
costs,
stipulated
so far as the
admiralty....
English
Wall]
Washington
Thereafter,
injury
The
on a
ant-passenger, of
each of which was found at fault. The libel-
viding
ing these
navigation.”
equitable,
care and
Under
“Both vessels
Supreme
ferry,
when the
[sic]
H61
moiety
damages
fault.28 The Court con-
spite
plaintiff’s
properly
had
held
that
these cases
vessel,
cluded
against each
an
with
alternative
only
diminish
the libelant’s
should
that
right
of recourse
either
for so
it,
completely
and that such
recovery, not
bar
moiety adjudged
paid by
much of the
to be
harmony
“as in
appropriate
rule was
the other as he is unable to collect from
damages
cases
the rule for the division
added).
(Emphasis
the latter.”
collision.” Id. 137 U.S.
Accordingly, it
that the libelant “is
held
course,
Of
United States v. Reliable Trans
damages.”
to a decree for divided
entitled
Co.,
95 S.Ct.
fer
Id.29
(1975),
L.Ed.2d 251
abandoned the rule that
basically
things
one can
two
that
There
always
equally
per
loss was
to be divided
—or
First,
say
all
cases.
none of
about
these
among vessels at
held
vessel—
involved a situation which the instant
them
instead the allocation
towas
be based on the
question
presented;
have ever been
could
However,
comparative
actual
fault of each.30
is,
negligent plaintiff
none involved a
nothing
there is
to indicate that the divided
parties
negligent
two
other
and at least
operation
changed
or its
rule
Second,
general maritime law
actors.
by replacing
equal
otherwise than
automatic
slavishly follow the common law.
did not
per vessel at fault allocation with allocation
admiralty
Nor was the
difference
degree
comparative
actual
of fault. The
(albeit
negligent plaintiff some
allowed the
merely
precise,
allocation was
made more
so
diminished) recovery,
plain
for the innocent
as to be fairer.31
different,
rights were also somewhat
tiff’s
Judge
explained in The Hud
Addison Brown
(see
Suppose in The Juniata
note
su-
(S.D.N.Y.1883):
son,
15 F.
*45
)
pra the libelant United States had also been
the innocent owner of the
“And where
equally
at fault
with The Juniata.
Would
vessel,
charge
in
cargo, or of a tow
of one
have recovered two-thirds of its loss from
vessels,
against
and recovers
both
sues
proof
The Juniata because the
showed
judgment in soli-
libelant cannot recover a
fault,
guilty
equal
The Neafie also was
damage,
against
do
both for his whole
though
only
even
the United States libeled
levy
against
in
right
a
his execution
full
(and
law,
alone,
only
either
as at common
but
a The Juniata
The Neafie was not
Co.,
Stevedoring
damages,
question
presented
Cooper
28. See also
Inc. v.
such
is a
not
for
Fritz
Inc.,
106, 110,
2174,
record,
upon
Kopke,
our
and we
417 U.S.
94 S.Ct.
determination
this
2176-2177,
(1974),
express
opinion upon
States
fie,
equally
and all
were found
at fault.
amount from
three
Continental.” Id. at 726.
presumably
would then
The United States
squarely contrary
Kinsman —which is
recovery for one-third of its
have
majority’s approach
directly
point
—is
each,
against
and The Neafie
but
The Juniata
and should control. We are aware of no
what would the United States’ alternative
authority.
contrary
if,
right
recovery
example,
the full
majority
The few decisions cited
not
from The Neafie?
third could
be collected
contrary
persuasive
only
of a
result. The
then collect all of
Could the United States
Empire Seafoods,
relevant
issue
Inc. v.
Juniata,
only
that shortfall from The
or
half
(5th
Anderson,
Cir.),
H65
Talbot,
appear
it
that
Pope
&
does not
instant case is
subject matter of the
as the
LHWCA,
any complaint
ever made of this manner
was
which
scope of the
not within
of submission. The district court rendered
within
injuries or activities
not reach
does
against Pope
judgment
for Hawn
& Talbot
foreign nations.
waters of
the territorial
/¿%
of his total
and awarded
for 87
re-
decisions likewise
Examination of these
against Haenn in
Pope & Talbot contribution
by their
they
that
were driven
not
veals
Pope
the amount of half of
& Talbot’s liabili-
plain McDer-
setting, as is made
LHWCA
(but
ty
not more than Haenn’s
to Hawn
mott,
they
purport
did not
but also
potential LHWCA
maximum
presented.
here
consider the issue
address or
Hawn).
Talbot,
Pope
F.Supp.
v.
&
99
Hawn
Talbot, Hawn,
ship repairman
Pope
In
&
(E.D.Pa.1951).37
appeal,
Third
226
On
Haenn,
injured
while
employed by
was
against Pope
affirmed the award
&
Circuit
began
Pope
Talbot’s vessel. Hawn
&
board
Talbot,
against
but
reversed
the award
compensation payments
receiving LHWCA
Haenn, holding that
was not
contribution
Pope
for
then sued
& Talbot
from Haenn and
Talbot,
Pope
198 F.2d
available. Hawn v.
&
Haenn to refund to
negligence, agreeing with
(3d Cir.1952).
Supreme
Court
800
out of
payments it had made
it the LHWCA
granted Pope
application
Talbot’s
for cer-
&
Tal-
Pope
from
&
any sums Hawn recovered
tiorari,
It
but affirmed the Third Circuit.
Haenn,
brought
seek-
Pope
Talbot
bot.
&
Halcyon Lines v. Haenn
held that under
indemnity
it. A
282,
ing contribution
Ship Ceiling Refitting Corp., 342
&
Talbot, Haenn,
277,
(1952),
and Hawn
jury
Pope &
found
37.
$29,700
(87)6%
expressly
contribution in
against Pope
had never
authorized
& Talbot
it
Hawn
cases,
$36,000
damages)
courts
and awarded
noncollision
but that several lower
Hawn's
total
$8,331.35
However,
against
Pope
further noted that
&
in contribution
had.
Id. n. 5.
it
Talbot
$8,331.35
"[bjoth
being
parties
calculated as
the decision below
Haenn. The
claim
compensation
compensation
medi-
limiting
employer's
the sum of all LHWCA
an
payments previously
cal
made
Haenn
amounts recoverable under
to those uncertain
($5,881.35)
remaining
plus
impractical
the maximum
Hawn
Act
and un-
the Harbor Workers'
to Hawn in the
amount which Haenn could owe
72
at 279.
Id. 342 U.S. at
S.Ct.
desirable."
($2,450). Id.,
compensation
Although recognizing
as LHWCA
"[t]o
future
some extent
F.Supp.
exercising jurisdiction
338.
in maritime affairs
courts
courts in fash-
freer than common-law
have felt
ioning
Baccile,
Halcyon,
ship repairman em
rules,”
at 280
U.S. at
S.Ct.
id. 342
Haenn,
Halcyon
injuries
ployed by
in
sued
(footnote omitted), declined to fashion a contri-
Haenn;
brought
Halcyon
vessel.
curred on its
It then called
case before it.
bution rule in the
$65,000 judgment
by agreement
parties, a
of all
provisions
to the LHWCA
attention
against Halcyon. A
was rendered for Baccile
and aboli-
scheduled contributions
without
25%,
Halcyon
jury
found Haenn
at fault
75%
assumption
contributory
of risk.
tion of
judgment
granted Halcyon
court
and the district
available, it
that were contribution
Id.
It noted
for contribution
Haenn in the amount
question whether "the amount of
would be a
Lines,
$32,500.
F.Supp.
Halcyon
Baccile v.
by the Harbor
should be limited
contribution
(E.D.Pa.1950).
Appeals re
The Court of
by stating, “In
Act.” Id.
It concluded
Workers’
con
so that the amount of
formed
Congress
foregoing, and because
view
Halcyon
could not exceed
tribution awarded
stopped
acting
short of
in the field has
while
pay
compelled
been
amount Haenn could have
urged,
here
approving the rule of contribution
he elected to
Baccile under the LHWCA had
inappropriate for us to do
it would be
we think
compensation
v. Hal
claim
thereunder. Baccile
at 280-281.
72 S.Ct.
so.” Id. 342 U.S.
Lines,
(3d Cir.1951).
cyon
Haenn
It likewise
Talbot’s alterna-
Other than
“ingenious
& Talbot’s
ar-
gument”
tive contention that because Hawn
recovery
had
that Hawn’s
from it should
agreed
payments
to refund his LHWCA
to
be reduced
what he received under the
recovery
Pope
LHWCA,
Haenn out of his
from
&
rejected
which the Court
as con-
Talbot,
judgment against
(see
therefore “the
trary
to LHWCA section 33
note
[Pope
Talbot]
&
should be reduced
this
supra), Pope
position
& Talbot’s
vis-a-vis
Id. 346
at
amount.”
74 S.Ct. at
U.S.
simply
Hawn was
all
nothing
an
one—
rejected
206. The Court
this contention as
it,
Hawn should not recover at all from not
being inconsistent
section
33 of the
recovery
that his
properly
was
calculated.
in
allowing
LHWCA and as
effect
contribu-
point
simply
The
here in issue was
not before
employer contrary
tion from the
to Hal-
Talbot,
Pope
the Court in
&
nor did the
cyon.39
rejected Pope
The Court likewise
&
any way
Court
Pope
there
address it.41
&
“contributory
Talbot’s contention that
negli-
case,
Talbot was an LHWCA-driven
and sim-
gence
accepted
should have been
as a com- ply
speak
present
does not
question.
to the
plete
recovery,”
bar to
stating:
Hawn’s
Edmonds,
We turn now to
majority’s
“The harsh rule of the common law under
There, Edmonds,
lead
longshore
case.
contributory
negligence wholly
man,
injured
was
in 1974 on a
vessel
injured person
barred an
from
course of
employment.
his
He received
completely incompatible with modern ad-
compensation
LHWCA
from his employer,
miralty policy
practice. Exercising
its
stevedore,
brought
against
suit
discretion,
traditional
admiralty has devel-
negligence.
vessel’s owner for
jury
The
oped and now
its own
follows
fairer
$100,000
found Edmonds suffered a total of
more
rule which allows such con-
flexible
damages,
fault,
that he was 10% at
that the
contributory negligence
sideration
of
vessel was 20% at
and that the steve
mitigation
damages
justice requires.
as
dore,
party
suit,
which was not a
was
presents
persuasive
Petitioner
argu-
70% at fault.
granted
district court
The
admiralty
ments that
adopt
should now
Edmonds
the vessel
automatically
discredited doctrine which
$90,000.
owner for
Appeals
Court
destroys
injured persons
all claims
who
held that Edmonds could recover no more
injuries
have contributed to
any
their
$20,000
than
owner,
from
per
the vessel
its
degree,
Talbot,
slight. Pope
however
&
centage of the total fault of all three actors
408-409,
U.S.
H67
2753,
broadly. Finally, we
256,
reading
too
61
Edmonds
99 S.Ct.
lantique, 443 U.S.
ignore
express
ap-
and
(1979).
cannot
McDermott’s
521
L.Ed.2d
2
parently approving reference to section
Edmonds.
things may be said about
Two
11, supra), partic-
(quoted in note
the UCFA
First,
by
Ed-
driven
was
LHWCA.
provision for “reallo-
ularly to that section’s
pure sev
extensively reviews how the
monds
equitable
defendant’s
cation of insolvent
Ap
liability approach of the Court
eral
32, 114
at-n.
share.” McDermott
long
and
affect the stevedore’s
peals would
31).
(see
Seemingly,
n.
at 1471 n. 32
also id.
rights under
LHWCA
shoreman’s
approach
such an
at
McDermott considers
thereto.
the 1972 amendments
particularly
option in the
least an unforeclosed
non-
269-273,
2761-62.
99 S.Ct. at
at
Id. 443 U.S.
LHWCA context.
observing “we are
by
concludes
Court
Second,
involved
parties
all the
and courts
interface
we deal with an
that here
mindful
only two alterna-
in Edmonds considered
law,”
at 270-
statutory
judge-made
id.
tives, namely
apply pure
several
whether
2762,
273,
expressing reluc
at
99 S.Ct.
being
only
liability,
the vessel
liable
the “delicate
out of kilter”
tance to “knock
bearing
part of the
no
its 20% share
by Congress
between
balance” struck
whether,
70%,
on the
or
other
stevedore’s
stevedores,
ship
longshoremen,
rights of
hand,
liability,
joint and several
apply
in the 1972 amendments
owners
plaintiff had not
ease if the
would be the
273-275,
at 2763.
at
99 S.Ct.
LHWCA.
Id.
be
negligent, so that the vessel would
been
surely
by
removed
Any doubt on this score
all of the
and would bear
liable for 90%
that “Ed-
where the Court states
McDermott
giv-
was
fault. No consideration
stevedore’s
statutory
construc
primarily
was
monds
of,
to,
recognition
was even
en
there
interpretive
special
and related to
tion case
the stevedore’s fault
possibility
by the 1972 amendments
questions posed
or,
ignored
is essen-
simply be
what
should
Workers’
Longshoremen’s and Harbor
tially
thing, that
the stevedore’s
the same
—
McDermott,
atU.S.
Compensation Act.”
long-
allocated between
fault should be
-,
This
not idle
at 1471.
was
114 S.Ct.
in
the same ratio
shoreman
vessel
dicta,
argument
principle
in McDermott
each bore to that of
negligence of
that the
proportionate
that “the
respondents was
with the
Apart from its concern
the other.
ultimately ap
rule,” which McDermott
share
LHWCA,
of Edmonds amounts
the thrust
with Edmonds.”
proved, “is inconsistent
that a third
questioning
proposition
—
at-,
McDermott,
at
114 S.Ct.
U.S.
liability which
party’s fault
reduce
should
Moreover,
courts,
including
1471.
Ed-
otherwise have.
would
the defendant
v.
Lakes
Circuit
Great
the Eleventh
authority
general princi-
Self
monds cites no
1540,
Co.,
832 F.2d
Dredge & Dock
addressing
negligence
how
ples
Cir.1987) (“bound
(11th
by
Supreme
there are
compared where
plaintiff is to be
”),
the rule Edmonds
guidance and
Court’s
actors also
independent
or more other
two
Rajaan,
and this Court Hernandez
ap-
M/V
fault.42 Edmonds’
guilty of causative
(5th
denied,
582,
Cir.),
cert.
841 F.2d
respect is well illustrated
proach in this
“
530,
981,
102 L.Ed.2d
still left
question:
109 S.Ct.
‘one is
posing
U.S.
its
(1988)
previous
injured by
reasoning
Self),
longshoreman
(following
why the
to wonder
party
settle
should
rejected
proportionate
of a third
recov-
ly had
employer has also
been
adopted
rule
McDermott
er less when
ment credit
has
employer
been
negligent
when the
with Ed-
than
theory that it was inconsistent
”
269, n.
at
fault.’
Id.
wary
again without
We should indeed
monds.
there was
one
plaintiff
at
but
Ed
general maritime law cases cited
42. The
monds,
at 2756 n.
cases
at
n.
99 S.Ct.
None of these
could
443 U.S.
actor
fault.
other
Co.,
Kopke,
Stevedoring
Cooper
Inc. v.
purported
Fritz
possibly
presented
none
have
—and
Inc.,
S.Ct. at 2761 n. 24 reaches would be reached under the FELA Co., 714, Zapico Bucyrus-Erie v. 579 F.2d Act, and hence under the Jones and that (2d Cir.1978)). satisfactory- 725 There is no Apex therefore under v. Corp., Miles Marine question. poses answer to that This case 19, 317, 498 U.S. 111 112 S.Ct. L.Ed.2d 275 flip question, namely why side of the same (1990), should be general reached in this A, injured negligent three-person should in a maritime law ease. B, involving negligent, accident also likewise There are C, several answers to this. Most negligent more from B if recover C is obviously, subject than if matter of similarly C is without fault. There is this case is satisfactory question. governed by answer to this not Act. Jones Coats was reason in indepen- seaman, each instance is that the not a any Jones Act nor was he sort party’s dent third fault is irrelevant to what employee of Penrod.44 Miles considered ultimately should recover from parent “whether the of a seaman who died party, just the other Towing as Drake held. injuries on ... [the defendant’s] vessel general recover under
Certainly, the
maritime law for
result
Edmonds is bind
ing
society,
loss of
inju
on us in suits on
and whether a
LHWCA-covered
claim for the
case,
ries. But outside of that class of
earnings
Ed-
seaman’s lost future
survives his
proper
monds is not a
basis on which to
21,
death.” Id. 498
111
U.S.
S.Ct. at 319-
(and
approach
parties
evaluate an
it
be
20. It
questions
answered both
nega-
it) wholly
fore
failed to address or consider.
tive,
because neither such
was avail-
Mitchell,
9,
See United States v.
271
11-
U.S.
31-34,
able under the Jones Act. Id. at
36-
15,
418, 419-20,
46 S.Ct.
H71
justify
normally
We do not
weight, at best.
denied,
Cir.1982), cert.
unfair
(1983),
illogical
that are
adoption
which re
of rules
1774, 76 L.Ed.2d
ap
might
credit
often be able
parties
share
proportionate
basis
jected
being inconsistent
Leger
illogie
or unfairness
around
proach
to contract
now know
at 915-17. We
Joia
Moreover,
majori-
Edmonds.52
creating.
are thus
we
panel did
the Joia
McDermott —which
from
respect
is inconsistent
in this
ty’s rationale
right
Leger
benefit of—that
have the
not
one is not ordinari-
rule that
settled
with the
progeny erred
its
and that Ebanks
fault of
inde-
independent
an
ly
for the
hable
reading Ed-
concluding otherwise
majority would
pendent contractor.
significant
Finally, it is
overbroadly.
monds
always
be
should
have it
such
essentially
before
the issue
that Joia treats
recover
can
the owner
imposed because
to find
purport
Joia does
res nova.
contrac-
indemnity or contribution
body of Jones Act
recognized
or
settled
by the contrac-
tor,
precluded
if that
law,
FELA)
law,
(or
general maritime
unavailability, then
insolvency or
tor’s
maxi
given defendant’s
how a
addressing
blame, as he
but himself
has no one
owner
multi-party
in a
fixed
is to
exposure
mum
con-
with the
done business
not have
should
two
involving
negligent
ease
*54
no
approach,
Presumably under this
tractor.
more)
acting negligent de
(or
independently
entity
with
immune
contract
an
one would
and one
(or
negligent defendant
one
fendants
how,
hypo-
Finally,
in our
county.
such as
acting oth
independently
negligent,
or more
the
shrimper,
involving the
collision
thetical
ers).
craft, can
boat,
pleasure
the
crew
Exxon
case is
of this
sum,
subject matter
the
prior contact
any
parties having
of these
—
Act. More-
by the Jones
not one covered
have
expected to
the other —be
one with
body of Jones Act
over,
is no settled
there
in advance
other
with each
us,
contracted
before
now
addressing the issue
law
law,
body of
accident?
settled
certainly was no
there
otherwise,
or
ad-
the FELA
under
either
that
the notion
Next,
majority invokes
the
the Jones Act
at the time
dressing
issue
the
recovery
be maximized.
should
plaintiffs
the
was).53
(or
the FELA
adopted
when
principle,
However,
guiding
the
if
were
that
dictate the
Hence,
not
Act does
the Jones
give
perhaps
disregard, or
simply
we could
here.
result
to,
plaintiffs contributo-
weight
the
only half
And,
reverting to our
again
Considerations
Other
ry negligence.
to
collision,
we
why do
want
hypothetical
is
authority, which
to
appeal
its
than
Other
shrimper’s master-owner
make the
to
strain
es-
nonexistent,
majority levels
largely
damages,
Exxon’s
than half
pay
rule es-
Exxon more
objections to the
sentially three
every bit
crew boat
though Exxon’s
by
dissent.
even
this
poused
just be-
shrimper,
as the
at fault
as much
suggest
that
First,
majority seems
wholly
craft, acting
pleasure
little
cause
care of
be taken
should
a matter which
this is
shrimper with which
independently
avoiding doing business
contract,
or
contact,
negli-
was also
any
had
has never
might be or
who
potential co-defendants
gent?
obviously a make-
This is
insolvent.
become
tactically
concession
wise
to be
believe
became
subsequent appeal Ebanks
On
Self
See,
us.
before
Co.,
hypothetical case not
respect to a
Dredge
Appendix Formula for Calculation of Liability Several of Each Defendant and Liability Joint of Defendants guilty Three defendants and each of causative fault (a) VARIABLES
=Q Plaintiffs total = Plaintiffs % of total fault = DI, D2, D3 Ml, M2, M3 each defendant’s % of total fault = each defendant’s maximum liability =
Yl, Y2, Y3 each defendant’s =
(b) FORMULAS *57 = Q
Ml DI
D1 X+
=M2 Q D2
D2 + X
=M3 Q D3
D3 + X I N J-H I N)
P-Í I N CO * - = - - - [(1.00 X)
Z Q] Y1 Y2 Y3
(c) EXAMPLE 1 = $100,000
Q
1175 CO [03] 1—i El II II II o [03] o tH o CO ^ o * = = $66,667 (2/3) $100,000 = $100,000 = 20 Q DI
Ml 20+10 X D1 + * = = $75,000 (3/4) = $100,000 $100,000 = 30 Q D2
M2 30+10 + X D2 * = = $80,000 (4/5) = $100,000 $100,000 = 40 Q D3
M3 40+10 X+D3 DO
H CO t—1 [03] [00] i i i tsj n tq 0505 05 00O -qÜTO O o 'O [05] O O -q I I I ÍS1 CSJ ÍSJ - * - - - = Y2 Y3 X) Y1 Q] [(1.00 Z - * - - - = Y2 Y3 .10) $100,000] Y1 [(1.00 (.90 - * - - = Y3 Y2 Y1 Z - - - - - Z) - Z) ($80,000 Z) ($75,000 = ($66,667 $90,000 Z - = $131,667 Z 3Z = $131,667 2Z = $65,833 Z - = = $65,833 $66,667 $834 $9,167 Y1 - = = $65,833 $75,000 Y2 - = = $14,167 $65,833 $80,000 Y3 $90,000 composed recovery of a total provides thus
following: Total Recovery D3 D2 D1 Joint Several Liability Liability $ 65,833 834 COCO trizo 'bo'í-A [05] -q m- n h-‘ oo'Í-a COCO [05] -q tO 'co'í—*(cid:127) [0500] COCO $90,001 $80,000 $75,000 $66,667 Total (d) EXAMPLE T—I CO II oa II II II II o o ooo * = = $50,000 $100,000 (1/2) = $100,000 *58 = 25 Q DI
Ml 25+25 + X D1 as Ml the same are calculated andM2 M3 - - = = $50,000 Z Z Ml
Y1 Y1 as the same calculated and Y3 Y2 - * - - - = Y3 X) Y2 Q] Y1 [(1.00 N - * - - - Y3 = Y2 Y1 $100,000] .25) [(1.00 CSJ - - - = (.75 N - - - - - - Z) = ($50,000 $75,000 N 1176 - = $75,000 Z 3Z = $75,000
2Z = $37,500 Z „(cid:127) 1 »/*N f—i LO oo
K} H o o oo *<(cid:127)> CO cn oo oí i" /“> tH IO oo o oo CO cn oo ~o oí — I judgment provides thus plaintiff a recovery $75,000 total composed of the following: Total
D1 D2 Recovery Liability $12,500 Several $12,500 $37,500 lO oo oí 1-H Liability 37,500 Joint 37,500 37,500 CO LO oo $50,000 Total $50,000 $50,000 $75,000 (e) EXAMPLE FOUR DEFENDANTS = $100,000 Q
X =20 =D1 =D2 =D3 =D4 = * = = Ml DI = $100,000 (1/2) Q $100,000 $50,000 D1 + X 20+20 M2, M3 and M4 are calculated the same Ml - = - = Y1 $50,000 Ml Z Z Y2, Y3, and Y4 are calculated the same Y1 1I I I II I N oo ¡X kHco hH I I II I oo Csl KÍ o o 1 . II I CsJ $ O -ee- £3 , I i II N O o o o OO tsi m ooo N n e/9 o o OO CSJ lOo ooo cT N I II N r*H CR II
CO o C/3 II - = = $50,000 Y1 $40,000 $10,000 - = = $50,000 Y2 $40,000 $10,000 - = = $50,000 $40,000 Y3 $10,000 - = = provides thus plaintiff a $80,000 total composed of the
following: Total D2 D3 Recovery D4 U
... l>-L Liability Several $10,000 o oo © $10,000 $10,000 I—1 o o oo (cid:127)w Liability Joint 40,000 o oo © 40,000 40,000 o © oo *59 $50,000 Total $50,000 $50,000 $50,000 $80,000
1177 (f) DEFENDANTS TWO EXAMPLE = $100,000 Q
X =20 =D1 20 =D2 * = = nonon ifiinn.nnn .teo.ono n/2) = mi = m o D1 + X 20+20 * = = $100,000 (3/4) $100,000 $75,000 =
=M2 D2 X D2 + 60+20
yi - - 7, = = mi ten nnn z - - = = $75,000 Z Y2 Z M2 * - - - X) yi = z m.oo oi Y2 * - - - .20) (1.00 $100.0001 =Z r Yl Y2 _ _ _ * v < nn nnro vt V9 - - - - = Z) Z) ’($50,000 ($75,000 $80,000
Z - = $45,000 Z 2Z = $45,000 Z - = = $5,000 $50,000 $45,000
Yl - = = $30,000 $75,000 $45,000 Y2 $80,000, composed of the provides plaintiff thus a total following: Total Recovery D2 DI $30,000 $35,000 5,000 Liability Several $ 45,000 45,000 45,000 Liability Joint $80,000 $75,000 $50,000 Total 2. SPECIAL INSTANCES fault, the
(a) guilty of causative (including plaintiff) many parties as four With as distributions, negative produce a will, fault in certain instances unusual formula (where many parties, as five as liability particular defendant number for several negative fault, many several two such plaintiff, guilty are of causative including distributions). in certain instances unusual liability possible numbers formula, resulting in lowered instances, steps must be added such additional joint component an additional joint liability particular defendant for that (if negative with initial two there are defendants liability remaining defendants components of numbers, additional there will two several defendants). necessary steps are set out below. The additional other (b) showing steps steps one under initial where Formula for three defendants additional negative number is a defendant’s = $100,000 Q
X =30 =D1 =D2 =D3 * = = = $50,000 = (1/2) $100,000 $100,000 Q Ml DI *60 D1 + X +30 * = = = Q
M2 D2 $100,000 (1/2) $100,000 $50,000 D2 + X +30 * = = = Q
M3 = $100,000 D3 (1/4) $100,000 $25,000 +D3 X 10 + 30 - - = Yl $50,000 Z Ml Z - - =
Y2 $50,000 M2 Z Z - - = $25,000 Y3 Z M3 Z * - - - = - [(1.00 X) Z Q] Yl Y2 Y3 * - - - - - [(1.00 .30) Z $100,000] Yl Y2 Y3 * - - - = (.70 $100,000) Z Yl Y2 Y3 - - = - - - - $70,000 ($50,000 Z) Z ($50,000 Z) ($25,000 Z) - = $55,000 Z 3Z = $55,000 = $27,500 2Z Z - = = $50,000 $27,500 Yl $22,500 - = = $50,000 $27,500 Y2 $22,500 - = = $25,000 $27,500 Y3 -$2,500 < 0, CAVEAT: If Y3 is then reduce the Z M3; value of to that of then add Y3 to the Yl;
value of then add Y2; Y3 to the value of then multiply Y3 -2 and set that J; equal number then set equal Y3 to zero. = Z DI, D2, Joint and D3 = J Joint of DI D2 = STEP Z1: M3 = $25,000 Z = STEP 2: Yl Yl + Y3 = $20,000 Yl = STEP 3: Y2 Y2 + Y3 = $20,000 Y2 * = STEP J -2 4: Y3 = $5,000 J = STEP 5: Y3
Y3 =0 provides thus $70,000 total composed of the following: Total
DI D2 Recovery D3 Liability Several $20,000 $20,000 $40,000 -0- $ Joint 5,000 D1 & D2 5,000 5,000 -0- DI, 25,000 Joint D2 & D3 25,000 25,000 25,000 Total $50,000 $50,000 $25,000 $70,000 (c) showing Formula for four steps defendants steps additional when under initial one negative figure defendant’s several is a = $100,000 Q
X =25 = DI
<N| Cq LO (M O CO ^ LO $50,000
Ml $50,000 M2 $44,444.44 M3 $16,666.67 M4
$28,703.70 $21,296.30
Y1 $21,296.30 Y2 $15,740.74 Y3 -$12,037.03 Y4 M4; Y4 then add 0,< of Z to that of the value 1/2 reduce If Y4 is then CAVEAT: Y3; Y4 Y4 add Y2; Y4 then add Y4 then 1/2 Yl; then add 1/2 1/2 -1; equal Y4 to zero. then set J; multiply J equal value set = D3, D2, Dl, and D4 Joint
N = D2, Dl, and D3 liability of Joint t—i =Z M4 1: STEP = $16,666.67 Z = + Y1 2: Y1 STEP 1/2Y4 = $15,277.78
Y1 = + Y2 Y2 3: STEP 1/2Y4 = $15,277.78 Y2 = + Y3 4: Y3 STEP 1/2Y4 = $9,722.22 Y3 = + Y4 5: J STEP 1/2Y4 = -$18,055.55 J * = -1 J 6: J STEP = $18,055.55 J =Y4 7: STEP =0 Y4 $75,000 composed of recovery of plaintiff a total provides the thus following: Total Recovery D4 D3 D2
Dl $40,277.78 9,722.22 -O- $15,277.78 $15,277.78 $ Liab’y Several 16,666.67 16,666.67 16,666.67 666.67 16,666.67 All D’s Joint 18,055.56 18,055.55 -O- 18,055.55 18,055.55 D2, Dl, D3 Jnt $75,000.00 $16,666.67 $44,444.44 $50,000.00 $50,000.00 Total steps steps showing initial under when additional (d) for four defendants Formula negative number is a two defendants of each of = $100,000 Q =30 X =Dl =D2 = 6 D3 = 4 D4 = $40,000
Ml = $57,142.86 M2 = $16,666.67 = $11,764.70
M3 M4 *62 = $18,524.75
Z =Yl = $38,618.11 Y2 —= $1,858.08 Y3 -= $6,760.05 Y4 < 0, If Y4 CAVEAT: Y3 and then M4; reduce the value of Z to that of then J; subtract Z from equal M3 and set that value then add Y3 and Y4 to the value of Yl; Y2; then add Y4 Y3 and to the value of zero; then set Y3 and Y4 equal to then subtract Yl and Z and J from Ml and set that equal value to K. = Dl, D2, D3, Joint and D4 N = DI, Joint and D3 1-5 = Joint of DI and D2 M = 1: Z STEP M4 = $11,764.70 Z - = 2: STEP J M3 Z = $4,901.97 J = STEP 3: Yl Yl + Y3 + Y4 = $12,857.12 Yl = STEP 4: Y2 Y2 + Y3 + Y4 = $30,000 Y2 = Y3,4 STEP 5: Y3 =0
Y4 =0 - - - = STEP 6: K Ml Yl Z J = $10,476.21 K provides thus $70,000 a total recovery of composed of the following: Total
D1 D2 Recovery D3 D4 $12,857.12 Liab’y $30,000.00 Several $42,857.12 -0- -0- $ $ 11,764.70 Joint All 11,764.70 D’s 11,764.70 11,764.70 11,764.70 D1,D2,D3 4,901.97 Joint 4,901.97 4,901.97 4,901.97 -0- 10,476.21 Jnt D1 D2 10,476.21 & 10,476.21 -0- -0- $40,000.00 Total $57,142.88 $16,666.67 $11,764.70 $70,000.00 notes that the approach each Simeon component dissent defendant’s re- several quires plaintiff 'the one pursue joint satisfaction of component, enforcement will need judgment to know all the several solvent defendants in each de- order solvent Furthermore, fendant. to recover the full Judge each amount.'" solvent defendant Garwood will does want dispute assessment, to know the amount that solely it is merely but for, i.e., liable its Apportionment component, notes that several Liability so that it "does not overpay does not expressly plaintiff pre-contri- at this characterize this as undesirable.” stage. bution dissent, present In his Judge us, Garwood tells Similarly, if the fully has recovered however, always that "it will suffice simply before one of the defendants becomes insolvent provide judgment in the a maximum amount (i.e., post-collection, pre-contribution), but particular collected from each paid defendant joint component will defendant,” and he implies that reference to the want to know the insolvent defendant's several components, complex and to the formulas that component such that it can be recovered from form the calculating basis for components, these overpaid plaintiff. Otherwise the risk of non- unnecessary. collection is disproportionately so) (vastly borne Judge however, position, Garwood's new by the paid joint defendant that component. simply (common incorrect in a situation in mari- In summary, there is way no to avoid the personal cases) time injury where there are more computation components than two situation, defendants. In this there is each liability, defendant’s if consequently, problem insolvency or uncollectibility, then way there is no to avoid complexity specifying only a maximum amount Judge formulas included in Garwood's dissent.
Notes
notes
earliest
for contribution
priate provisions
question.
address
wholly adequate.24
will be
supra)
22 and
First,
background.
some
Maritime Law
General
Catharine,
[17 How.]
In
The
collided,
(1854),
