Coalition to End the Permanent Congress v. Marvin T. Runyon, Donald K. AndersonCoalition to End the Permanent Congress v. Marvin T. Runyon, Donald K. Anderson
Lead Opinion
Statement for the court filed Per Curiam.
Sеparate statement dissenting from the per curiam disposition filed by Circuit Judge SILBERMAN.
Separate opinion on the merits filed by Circuit Judge SILBERMAN.
This case came before the court on an expedited appeal. On July 30, 1992, after briefing and oral argument, the court issued a judgment, joined by Judges Silber-man and Randolph, with Judge Wald dissenting, declaring
Since the entry of the judgment, there has been a development — of which we take judicial notice — rendering it imprudent for
If we published full opinions now, after the time for filing a certiorari petition has expired, we would be making pronouncements about the constitutionality of a repealed provision in a moot case with no possibility of Supreme. Court, review. To the extent that the opinions of at least two members of the panel agreed on any point, we would also be creating circuit precedent regarding questions of constitutional law. It is true that full exposition in written opinions guards against judicial decision-making by whim. But several of the reasons behind the mootness doctrine and the bar against rendering advisory opinions— “concern[ ] with the need to avoid unnecessary judicial lawmaking, and the fear that courts may be more prone to improvident decision when nothing immediate seems to be at stake” (13A C. Wright, A. Miller & E. Cooper, Federal PRACTICE and Prooedure § 3533.1, at 218 (1984)) — counsel strongly in favor of restraint.
Technically the case is not now before us. The only thing we have “jurisdiction” to do, because we reserved this in our judgment, is to expound further. Prudence leads us to refrain. As matters now stand, Local Rule 11(c) precludes citing as precedent either our judgment or the summary opinions accompanying it. In light of the statute’s repeal, this is where matters should remain.
Dissenting Opinion
dissenting from the per curiam disposition:
As the majority recognizes, since no petition for certiorari has been filed (and our mandate has issued), our judgment holding an Act of Congress unconstitutional remains in place. I do not know why the majority claims the judgment has “no future effect”; it certainly constitutes res judicata. Although our order was “stamped” by the clerk’s office “not to be published,” that was only because we would issue fuller opinions later,
I think we should honor our commitment to issue our full opinions, and, accordingly, I include a separate opinion which follows this dissеnt. We have already made a “pronouncement[ ] about the constitutionality” of an Act of Congress, a pronounce
I recognize, however, that if one or both of my colleagues were to switch their positions — expressed in their votes and brief supporting statements — and join my opinion, we would have an interesting question as to whether the reasoning set forth in my opiniоn would be precedential.
Once every 10 years, reapportionment requires some congressmen to run for reelection in new districts that include voters the representаtives do not currently represent. A provision in the congressional franking statute,
Appellants seek reversal of a district court judgment holding that
I.
Congress enacted the provision at issue here as part of a 1973 overhaul of the congressional frank. The franking privilege allows congressmen to send mail, without prepaid postage, at taxpayer expense. The frank itself is a reproduction of the Member’s signature which is affixed to the mailed item in lieu of a stamp.
To forestall further lawsuits and even more flagrant abuses of the franking privilege, Congress enacted the Franking Act of 1973, Pub.L.. No. 93-191, 87 Stat. 737, codified as amended at
The revised statute authorizes mailings of the type at issue here, known as “postal patron mail,” “mass mailings,” or, in congressional jargon, “mail with a simplified form of address.”
Appellants here challenge a particular provision of the statute that authorizes the use of mass mailings by congressmen who are running for reelection in redrawn districts.
Appellants filed this suit in the United States District Court for the District of Columbia against executive branch and congressional officials. They claimed that
The appellants sought review of the district court’s rulings on their First and Fifth Amendment claims before this court. We agreed to hear the case on expedited appeal since the franking statute requires • Members to end their mass mailings 60 days before thе election.
II.
It is not immediately apparent how this case implicates the First and Fifth Amendments to the Constitution. The statute hardly burdens speech; by financing speech, it actually encourages it. See, e.g., Rust v. Sullivan, — U.S. -, - & n. 5,
The major issue in the case — at least as framed by the parties — is the standard of inquiry we should apply to the statute before us. Do we ask only whether the statute has a rational basis or do we ask whether it is to be judged by some level of heightened scrutiny? In my view, this question is decisive because I agree with appellees and the district court that the statutory provision has a “rational basis.” In Common Cause v. Bolger,
Appellees would have us stop at that point. They contend that Common Cause, which was summarily affirmed by the Supreme Court, holds that any congressional use of the frank is to be measured solely by the rational basis test. The district сourt agreed, but I do not. In Common Cause, the court considered only the general franking statute by which congressmen communicate with their constituents throughout their term. Although “the franking privilege confers a substantial advantage to incumbent congressional candidates over their challengers,” Common Cause,
The particular provision of the franking statute presented in this case has no significance independent of an election context. Redistricting, following the decennial census, draws new electoral boundaries in contemplation of the next congressional election. And the “orphaned voters” are not yet (and may never be) the constituents of Congressman “Y.” Indeed, the very justification that appellees put forward for the statutory provision — that Congressman “Y” will have a significantly greater incentive to serve the orphaned voters than Congressman “X” because of the incentive of reelection — only serves to highlight the electoral context in which the provision operates. It seems to me that Common Cause does not resolve the level of scrutiny because of the relationship between this special provision of the franking statute and the electoral process.
Appellants argue that this case is gоverned by a line of Supreme Court cases that apply heightened scrutiny to state laws which directly regulate elections. See Burdick v. Takushi, — U.S. -, -,
The only Supreme Court case that explores the constitutionality of government subsidies to candidates is Buckley v. Valeo,
The majority opinion did sustain the constitutionality of that portion of the statute (without which, as a practical matter, the whole statutory scheme would have collapsed), but it did so only after a careful consideration of the impact of the discriminatory subsidy on American politics. “Since the Presidential elections of 1856 and 1860,” the Court noted, “no third party has posed a credible threat to the two major parties in Presidential elections.” Id. at 98,
Appellants suggest that a less discriminatory formula would be to grant full funding to the candidate of the party getting the most votes in the last election and then give money to candidates of other parties based on their showing in the last election relative to the “leading” party. That formula, however, might unfairly favor incumbents, since their major-party challengers would receive less financial assistance.
Id. at 98 n. 133,
Embedded in the Court’s discussion is the notion that the very nature of Ameri-can constitutional democracy requires that voters be able to choose freely between at least two viable parties or candidates. Therefore, when the government seeks to favor one major-party candidate against another, the Court will look closely at the government’s justificаtion. Perhaps our Constitution was inevitably so interpreted. I dare say that even if the Bill of Rights had not been adopted, the Supreme Court of Chief Justice Marshall’s time would.have relied on other provisions of the original Constitution to subject
The more difficult question is how to draw the line between legislation — like the general franking statute — with a core non-electoral purpose and a statute which explicitly provides funds to an incumbent for campaign purposes. In other words, how does a court decide which statute should be thought “electoral” and thus subject to heightened scrutiny? It seems to me that a statute that provides a subsidy to incumbents directly in contemplation of an election, regardless of its stated purpose, must receive heightened scrutiny. If the law were otherwise, Congress could provide an illegal subsidy to incumbents merely by labeling the subsidy a technique to serve constituents. Thus, Congress might temporarily increase congressional travel allowances or telephone subsidies, or grant large amounts of money to incumbents, all for the purpose of “communicating with constituents” during a period leading up to an election. In those circumstances, the judiciary must ask more than whether such schemes have a rational basis, because that test would uphold any statute that includes some benefits to constituents apart from the electoral advantages bestowed on incumbents. Any plan to provide financial advantage to incumbents could be so justified. In this case, I find that
III.
Given that the statutory provision in question is subject to heightened scrutiny, the conclusion that the legislation is unconstitutional follows ineluctably. When using heightened scrutiny we must weigh “the character and magnitude of the asserted injury to the rights protected by First and [Fifth] Amendments” against
The appellants have demonstrated an injury to their rights under the First and Fifth Amendments. Appellees did offer expert testimony showing that mass mailings do not contribute an important or decisive advantage in elections. Appellees also argue that anti-incumbent feelings among the electorate or economic trends greatly overshadow any effect franked mass mail1 ings might have. This led the district court to conclude that “there has been little showing that the injuries suffered by members of the plaintiff group were caused by thе operation of the frank.” See Coalition at 558 n. 8. I rather doubt, however, that any court can measure the prospective impact of a government campaign subsidy to an incumbent (or any candidate). I think we must assume that the subsidy provides an advantage to the recipient equal to its economic value, and no one has suggested that the frank’s value per potential voter to a congressional campaign is insignificant.
To justify
Notes
. ' Accordingly, I herewith include the full judgment, issued on July 30, 1992:
ORDERED and ADJUDGED, by this Court, that39 U.S.C. § 3210(d)(1)(B) is unconstitutional under the First and Fifth Amendments, and therefоre the judgment of the District Court is hereby reversed. The provision at issue,39 U.S.C. § 3210(d)(1)(B) , part of the congressional franking statute, allows incumbents to send free mass mailings to persons in areas added to their districts by redistricting. Appellants, including several challengers running for seats in the upcoming elections, contest the law as an unconstitutional subsidy that aids incumbents at taxpayer expense in winning reelection. Appellees, officials of the House of Representatives, contend that the Iaw encourages incumbents to provide information tо these redistricted voters, whose current representative may have less incentive to serve them because of redistricting. In a June 26, 1992 memorandum opinion and order granting appellees' motion for summary judgment,796 F.Supp. 549 , the District Court held that the justification for the law had a rational basis which survived constitutional scrutiny. On July 16 this Court granted appellants' motion for an expedited appeal.
A summary form of Judge Silberman and Judge Randolph’s opinions concurring in the judgment are attached hereto, as well as a summary of Judge Wald’s dissent. Expanded oрinions will issue at a later date.
. Even a mooted decision that is not vacated still retains precedential value, since the very reason we vacate is to remove a decision’s prec-edential effect. See 13A C. Wright, A. Miller & E. Cooper, Federal Practice and Procedure 2d § 3533.-10, at 442-43 (1984). And even a vacated opinion, while no longer the law of the case, still may carry "persuasive authority,” see Los Angeles v. Davis,
. One of the more creative uses of the privilege occurred when a Member mailed his lawn furniture to Bimini in the Bahamas under the frank and a tag reading "official business.” Common Cause,
.
A Member of Congress may mail franked mail with a simplified form of address for delivery ... on and after the date on which the proposed redistricting of congressional districts in his State by legislative or judicial proceedings is initially completed (whether or not the redistricting is actually in effect), within any additional area of each congressional district proposed or established in such redistricting and containing all or part of the area constituting the congressional district from which he was elected, unless and until the congressional district so' proposed or established is changed by legislative or judicial proceedings.
. Just as John Marshall inferred the existence of judicial review in Marbury v. Madison,
. Although Buckley is imprecise as to the scope of review, once we go beyond rational basis, we are perforce at heightened scrutiny.
. Appellants brought to our attention that the House voted for a second time to repeal