Marvy! Advertising Photography, Inc., Brian Stewart, Michael Sabes, Steven Rich-man, and Sabes & Richman, Inc. (S & R) brought this action against Co-Rect Products, Inc. alleging copyright infringement, antitrust violations, and unfair competition
I. FACTS
The district court’s findings disclose that Co-Rect has manufactured bar supplies since 1970, and sells its products directly and through distributors to the restaurant and tavern trade. One of its products is the Co-Rect Control Pourer, which dispenses a measured volume of liquor from a bottle into a glass. The pourer eliminates the use of a conventional shot glass and allows the bartender to pour a mechanically measured volume of liquor directly into the customer’s glass, thereby controlling waste and over-pouring. In 1978, S & R became a distributor of the Co-Rect Control Pourer. There was no written agreement and no restrictions placed on either S & R or Co-Rect with respect to geographical markets or the type of customers to whom each could sell the control pourers. Consequently, Co-Rect and S & R immediately became competitors in that they both sold the pourers in the same market.
Co-Rect supplied its distributors, including S & R, with a brochure depicting the control pourer and setting forth special instructions on its use. These brochures were mailed by the distributors to their customers, the names of which were supplied by Co-Rect. S & R became dissatisfied with Co-Rect’s brochure and requested the services of Stewart and Marvy to create and produce a new one. The new brochure was multi-colored and pictured a bartender standing behind a bar looking at a control pourer inserted in the top of a liquor bottle that he was holding in his hand. The headline expression read, “With the Cheapshot he can save you enough money to pay his own salary.” Below this headline, a close-up of the control pourer appeared with a brief description of its characteristics. The back of the brochure consisted of additional pictures and copy describing the advantages of using the product. The Co-Rect Control Pourer was depicted throughout the brochure, but it was referred to as the “Cheapshot,” a name created by Stewart specifically for S & R’s brochure.
Despite warnings by Marvy and Stewart that a copyright notice should be placed on the new brochure, in April of 1979 S & R authorized the printing and distribution of 25,000 copies without such a notice. Later in 1979, 50,000 additional copies were printed and distributed, none of which contained a copyright notice.
Co-Rect’s president received a copy of S & R’s brochure and gave it to his printer with the instruction to make “something like this or better.” Co-Rect’s president selected the photographs and the copy that were to appear on its new brochure. The end result was a brochure that was identical to S & R’s brochure with respect to the theme, format, and most of the photographs. Where S & R had used the word “Cheapshot,” Co-Rect used the words “Co-Rect Control Pourer,” even in the headline expression, which read, “With the Co-Rect Control Pourer he can save you enough money to pay his own salary.” Co-Rect authorized the printing of 100,000 copies of this brochure in February of 1980 and an additional 50,000 during the following September. Co-Rect used the brochure in magazine advertisements and distributed it to customers from March of 1980 until March of 1981, when it was phased out in favor of a new brochure.
The district court found that Marvy, Stewart, and S & R knowingly omitted the copyright notice on the first 75,000 copies of S & R’s brochure, and that affixing such a notice to the last 10,000 copies was merely an attempt to comply with the prerequisites of a copyright infringement action.
On appeal, Co-Rect contends that the only evidence to support the court’s finding that the headline expression had acquired a secondary meaning
II. APPLICABLE LAW
The term “trademark” is defined as “any word, name, symbol, or device or any combination thereof adopted and used by a manufacturer or merchant to identify and distinguish his goods, including a unique product, from those manufactured or sold by others and to indicate the source of the goods, even if that source is unknown.” 15 U.S.C.A. § 1127 (West Supp.1985). Only distinctive marks are entitled to protection. In determining whether a mark is entitled to protection, courts have employed several approaches, including the categorization of the mark as either generic, descriptive, suggestive, or arbitrary. See AnheuserBusch Inc. v. Stroh Brewery Co.,
A generic mark is one that refers to the common name or the nature of an article, and most courts hold that it is not entitled to trademark protection. See Thompson Medical Co. v. Pfizer Inc.,
When a manufacturer or a merchant seeks to protect a registered mark, he may do so pursuant to section 32(1) of the Lanham Act, 15 U.S.C. § 1114.
To succeed on a claim of false designation of origin with respect to an unregistered descriptive mark, before a likelihood of confusion or actual confusion is established, the user must show that the mark has acquired a secondary meaning. Thompson Medical Co.,
To establish secondary meaning, the user must show that the mark or symbol “ ‘by long and exclusive use and advertising * * * in the sale of [the user’s] goods * * * [has] become so associated in the public mind with such goods * * * that it serves to identify them and distinguish them from the goods * * * of others.’ ” Truck Equipment Service Co. v. Fruehauf Corp.,
Once secondary meaning is established, the mark is entitled to trademark protection. A false designation of origin occurs when another’s use of the same or similar mark actually confuses, or is likely to cause confusion among consumers as to the source of the product. Thompson Medical Co.,
The prohibition of false descriptions or representations may be violated in several ways, including when a merchant or manu
Finally, the appropriate provision for determining the monetary relief to be awarded under section 43(a) is section 35 of the Lanham Act, 15 U.S.C. § 1117 (West Supp.1985). Metric & Multistandard Components,
Co-Rect contends that the district court erred in finding that the expression, “With the Cheapshot he can save you enough money to pay his own salary,” had acquired a secondary meaning. Co-Rect also contends that the court erred in finding that S & R had not made false representations in its advertising brochure. Our review of these factual findings is subject to the clearly erroneous standard. See F.R. C.P. 52; Inwood Laboratories,
III. DISCUSSION
We begin our discussion by determining whether the alleged mark is entitled to trademark protection. Certainly, the expression can be considered a “combination” of “word[s]” used by S & R in an attempt to “identify and distinguish” its goods from those manufactured by others, as those words are used in the statutory definition of a trademark. The threshold issue, however, is whether the expression is generic, descriptive, suggestive, or arbitrary. The district court made no determination on this issue. The court found, however, that the expression had acquired a secondary meaning. Implicit in this finding is the determination that the expression is descriptive; for if the mark were generic, it may be said that secondary meaning could not transform it into a subject for trademark protection. Abercrombie & Fitch Co.,
A. False Designation of Origin
The district court did not set forth the evidence on which it relied in determining that S & R had satisfied its burden of showing that the expression had acquired a secondary meaning. After reviewing the record, we are convinced that the evidence does not support such a determination.
To sustain its burden, S & R was required to show that the expression, “through long and exclusive use and advertising” had “become so associated in the public mind” with its control pourer that the expression served to “identify and distinguish” the pourer from those manufactured by others.- See Truck Equipment Service Co.,
We recognize that the length of time that a mark is used is only one factor to be considered. S & R emphasizes three additional factors: (1) its advertising effort; (2) the intentional copying by Co-Rect; and (3) the uncontradicted testimony of Mr. Stewart, the creator of the expression. Although it is true that advertising is a relevant factor in determining whether a mark has acquired a secondary meaning, it is the effect of such advertising that is important, not its extent. Security Center, Ltd.,
The only evidence in this case from which an inference of such an association might have been drawn is the evidence of confusion. The court found that Mr. Pierce of Co-Rect and Mr. Richman of S & R both testified that their respective customers were confused as to which product each company sold after Co-Rect distributed its brochure. Although in previous cases we have considered unequivocal testimony of both parties with respect to consumer association, see, e.g., Truck Equipment Service Co.,
In sum, we are left with a definite and firm conviction that the district court made a mistake in finding that the expression on S & R’s brochure had acquired a secondary meaning. Because no secondary meaning exists, we do not need to determine whether there is a likelihood of confusion. Without secondary meaning, the expression is not entitled to protection, and there can be no false designation of origin.
B. False Representation
Co-Rect also contends that the court erred in finding that S & R did not violate section 43(a). Co-Rect argues that S & R’s use of photographs of the Co-Rect Control Pourer in the last 10,000 brochures constituted a false representation because S & R was actually selling Magnuson pour-ers. The court found that S & R published the last 10,000 brochures solely to comply with the copyright laws. The court also found that Co-Rect consented to the use of the photographs, and therefore there was no violation. On appeal, Co-Rect argues that because its relationship with S & R had changed, it could not have consented.
While there may be some merit in CoRect’s argument that it did not consent, the district court’s finding is not clearly erroneous. We have recognized that section 43(a) “ ‘should be construed to include only such false descriptions or representations as are of substantially the same economic nature as those which involve infringement or other improper use of trademarks.’ ” Truck Equipment Service Co.,
C. Damages
On cross appeal, S & R contends that the court erred in calculating damages. S & R argues that it should have been awarded attorneys fees and Co-Rect’s profits. The damage award was based upon the false designation of origin claim. Because we find that there was no false designation of origin, S & R is not entitled to damages. Therefore, we do not address the arguments on cross appeal.
IV. CONCLUSION
In conclusion, we hold that the district court’s finding with respect to secondary meaning is clearly erroneous. Therefore, we reverse that portion of the court’s judgment concluding that Co-Rect’s conduct constituted a false designation of origin in violation of section 43(a). Consequently, S & R is not entitled to damages. We affirm, however, the court’s judgment in all other respects. The costs of this appeal are to be assessed against S & R.
Reversed in part, affirmed in part.
Notes
. The case was tried to the court, the Honorable Robert G. Renner, United States District Judge, District of Minnesota presiding.
. A notice of copyright must be placed on all publicly distributed copies of the work sought to be protected. 17 U.S.C. § 401(a) (1982). Omission may be cured if any one of three conditions set forth in 17 U.S.C. § 405(a) is met. Section 405(a)(2) provides that the omission does not invalidate the copyright if registration “has been made before or is made within five years after the publication without notice, and a reasonable effort is made to add notice * * * after the omission has been discovered.” 17 U.S.C. § 405(a)(2) (1982). The court found that the plaintiffs failed to make a reasonable effort to add the notice.
. Co-Rect had also filed a third-party complaint against its printer, Anderberg-Lund Printing Company, alleging that Co-Rect had relied on Anderberg's assurances that the brochure it produced for Co-Rect would not violate “anyone’s intellectual property rights.” Because the court found no copyright infringement by Co-Rect, it also dismissed the third-party complaint.
. On appeal, the parties do not take issue with the court’s findings and conclusions with respect to the copyright and antitrust claims. Consequently, we do not address those portions of the court’s judgment.
. Although the court listed as a conclusion of law its determination that the expression had acquired a secondary meaning, such a determination is considered a finding of fact, and we will treat it accordingly. See Shoppers Fair v. Sanders Co.,
. Infringement occurs when another’s use of the same or similar mark is “likely to cause confusion, or to cause mistake, or deceive.” Squirtco v. Seven-Up Co.,
. Section 43(a) provides that:
Any person who shall affix, apply, or annex, or use in connection with any goods or services, or any container or containers for goods, a false designation of origin, or any false description or representation, including words or other symbols tending falsely to describe or represent the same, * * * shall be liable to*1330 * * * any person who believes that he is or is likely to be damaged by the use of any such false description or representation.
15 U.S.C. § 1125(a) (1982).
. But see Metric & Multistandard Components v. Metric’s, Inc.,
. Consumer surveys are recognized by several circuits as the most direct and persuasive evidence of secondary meaning. See Thompson Medical Co.,
. We recognize that several decisions involving false representations focus on a false representation of origin, while others focus on the inferiority of the defendant’s product. Because we conclude that S & R’s use of the photographs in these circumstances is not the type of conduct prohibited by section 43(a), we do not reach the issues of origin or inferiority.
