Katherine CLINTON, Appellant, v. The STATE of Texas.
No. PD-0119-11.
Court of Criminal Appeals of Texas.
Dec. 14, 2011.
354 S.W.3d 795
The Court‘s new rule not only thwarts the legislative intent behind
Chrristie M. Martin, Asst. D.A., Gilmer, Lisa C. McMinn, State‘s Attorney, Austin, for State.
OPINION
ALCALA, J., delivered the opinion of the Court, in which KELLER, P.J., MEYERS, WOMACK, JOHNSON, KEASLER, HERVEY, and COCHRAN, JJ., joined.
A jury convicted appellant, Katherine Clinton, for the state-jail felony of debit card abuse. See
The State and appellant each filed petitions for discretionary review. The State‘s petition asks whether the terms “use” and “present” in the debit-card-abuse statute are mutually exclusive so that there is no overlap in the meaning of the words. The State contends that the court of appeals erred by finding that appellant‘s presentation of the debit card failed to prove that she “used” the debit card and by requiring that “use” of a debit card include proof of consummation of the transaction. Appellant responds that the court of appeals properly determined that the evidence is legally insufficient to prove “use” of a debit card because “use” of a card, unlike presentation of a card, requires proof that the transaction was successfully completed. Appellant‘s petition inquires whether a court of appeals has the authority to reform a judgment to reflect a conviction for a lesser-included offense when the lesser-included-offense instruction was not in the jury charge and the request for the lesser instruction was not preserved for appeal.
Based on the ordinary meaning of the words as used in the statute, we conclude that the statutory terms “use” and “present” may overlap in meaning, that a transaction need not be consummated to support a jury finding that a defendant used a debit card, and that the court of appeals erred by determining that the evidence is insufficient to establish debit card abuse. Because we reinstate the trial court‘s judgment, we conclude that appellant‘s petition regarding the reformation of the judgment was improvidently granted.
I. Background
Steven Hubbard‘s vehicle was burglarized, resulting in the loss of his debit card, among other items. Later that day, appellant received the card from another individual, whom she knew was not the owner. To purchase cigarettes, appellant swiped the stolen debit card through a card reader at a Wal-Mart. The store declined the card, did not debit Hubbard‘s account, and did not permit appellant to obtain the cigarettes.
The State charged appellant with debit card abuse by indictment, which alleged that she
did then and there with intent to fraudulently obtain a benefit, use a debit card, namely, a First National Bank debit card, with knowledge that the card had not been issued to the said defendant, and with knowledge that said card was not used with the effective consent of the cardholder, namely, S. Hubbard.
See
In her direct appeal, appellant argued that the State presented insufficient evidence to prove debit card abuse, and the court of appeals agreed. Clinton, 327 S.W.3d at 370. According to appellant, failure to complete the transaction and obtain a benefit means she presented the credit card, but did not use it. Id. The court of appeals analyzed the definitions of “use” and “present” and concluded that appellant‘s actions were not covered by the definition of “use.” Id. (citing
II. Analysis
To determine whether the court of appeals properly analyzed the legal sufficiency of the evidence, we must conduct two steps. First, we must determine “the essential elements of the crime” for which the prosecution must provide sufficient evidence to support a conviction. Geick v. State, 349 S.W.3d 542, 545 (Tex.Crim.App. 2011) (not yet reported). Second, we conduct a sufficiency review by examining all of the evidence in the record in the light most favorable to verdict to determine whether any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt. See id.; see also Jackson v. Virginia, 443 U.S. 307, 318, 99 S.Ct. 2781, 61 L.Ed.2d 560 (1979). We conduct a de novo review of statutory interpretation. Williams v. State, 253 S.W.3d 673, 677 (Tex.Crim.App.2008).
A. Essential Elements of Crime
To identify “the essential elements of the crime,” we look to “the hypothetically correct jury charge for the case.” Malik v. State, 953 S.W.2d 234, 240 (Tex. Crim.App.1997). A hypothetically correct jury charge is “one that accurately sets out the law, is authorized by the indictment, does not unnecessarily increase the State‘s burden of proof or unnecessarily restrict the State‘s theories of liability, and adequately describes the particular offense for which the defendant was tried.” Id. This list is “not necessarily exhaustive.” Curry v. State, 30 S.W.3d 394, 404 (Tex.Crim. App.2000). The law as authorized by the indictment consists of “the statutory elements of the offense as modified by the charging instrument.” Id. “[W]hen the statute defines alternative methods of manner and means of committing an element and the indictment alleges only one of those methods, ‘the law’ for purposes of the hypothetically correct charge[] is the single method alleged in the indictment.” Gollihar v. State, 46 S.W.3d 243, 254 (Tex. Crim.App.2001).
The penal code provides that a person may be guilty of debit card abuse either by using it or presenting it. See
B. Sufficiency Review
Because the State must prove “use” of the debit card for the evidence to be legal-
1. Applicable Law for Interpreting a Statute
When interpreting statutory language, we focus on the “collective’ intent or purpose of the legislators who enacted the legislation.” Boykin v. State, 818 S.W.2d 782, 785 (Tex.Crim.App.1991). To determine the collective intent of the Legislature, we look first to the literal text. Id. This provides the best means to determine “the fair, objective meaning of that text at the time of its enactment.” Id.
We construe a statute according to its plain meaning without considering extratextual factors unless the statutory language is ambiguous or imposing the plain meaning would cause an absurd result. See id. at 785-86.1 To determine the plain meaning of a statute, we apply the canons of construction. Rushing v. State, 353 S.W.3d 863, 865 (Tex.Crim.App.2011) (not yet reported). Among the canons of construction is a list of presumptions regarding legislative intent. See
2. Analysis of Plain Meaning of Statute
The statutory text provides that a person commits debit card abuse if he presents or uses a debit card with intent to obtain a benefit fraudulently and with knowledge that the card, whether or not expired, has not been issued to him and is not used with the effective consent of the cardholder.
When determining the fair, objective meaning of an undefined statutory term, our Court may consult standard dictionaries. Ramos v. State, 303 S.W.3d 302, 306 (Tex.Crim.App.2009). The verb “present” can be defined several ways, but the most relevant definition states that to “present” means “to bring or present in the presence of someone.” WEBSTER‘S THIRD NEW INTERNATIONAL DICTIONARY 1793.2 The word, as commonly used, pre-
The word “use” is likewise susceptible to multiple interpretations. For example, Webster‘s Dictionary provides that to “use” can mean to carry out a purpose or action by means; to make instrumental to an end or process; to apply to advantage; to turn to account; to utilize. Id. at 2524. That dictionary also provides the synonyms “employ, utilize, apply, [and] avail,” and it notes that the word “use” is “general and indicates any putting to service of a thing, [usually] for an intended or fit purpose or person.” Id. Unlike “present,” the word “use” does not require the presence of another individual to receive the action; however, the definition does not necessarily preclude another individual‘s presence either. By applying Webster‘s definition to the word “uses” to interpret the meaning of the word in the
In applying the pertinent canons of construction, we must presume the Legislature intended for the entire statute to be effective and to produce a just and reasonable result. See
Additionally, the definitions suggested by the court of appeals create the possibility of an unjust and unreasonable result through inequitable sentences for similarly situated defendants. See
Although these definitions overlap, other criminal offenses have similar overlap in statutory terms, and we have determined that this does not render those terms meaningless or as necessarily producing an absurd result. See Taylor v. State, 117 S.W.3d 848, 851 (Tex.Crim.App.2003) (stating that overlap between the definitions of “employee” and “manager” was not “unusual or absurd” and did not justify deviating from “plain” meaning of terms); see also Patterson v. State, 769 S.W.2d 938, 940 (Tex.Crim.App.1989) (allowing for overlap between “use” and “exhibit” in deadly-weapon statute). Similarly, these definitions are not absurd merely because there is some overlap in their meaning.5
Furthermore, this overlap does not render these definitions ambiguous. “There is nothing vague or ambiguous in stating the act that is an element of the offense in terms of ‘presents or uses.‘” Nolan v. State, 629 S.W.2d 940, 943 (Tex. Crim.App.1982). The words “presents” and “uses,” as used in this statute, are words of common usage, rather than technical terms of art, and so they may be defined by their commonly understood meaning. See id. We recognize that applying the commonly understood meaning to these words results in a conclusion that a person who “presents” the card has almost always necessarily “used” it. But the
In Patterson, this Court determined that any “exhibiting” of a deadly weapon would likely also qualify as a “use.” Id. Despite this total overlap in terms, the Court did not conclude that either of the terms were ambiguous. Id. As Patterson illustrates, the presumptions provided by the canons of constructions are presumptions only, and these presumptions often conflict with one another. See id. To hold that a definition must completely satisfy all the presumptions of the canons of construction to not be considered ambiguous would result in finding many words to be ambiguous even where the legislative intent is clear. Here, the meaning intended by the legislature is “clearly understood,” and we should not conclude otherwise simply on the basis that the terms overlap. See Nolan, 629 S.W.2d at 943. Because the plain words as used in the statute are not ambiguous and the result is not absurd, we refrain from considering the extratextual factors.
3. Application of Plain Language of Statute to This Case
Because the dictionary definitions of “use” and “present” do not depend on obtainment of a benefit, the plain language of the statute makes apparent that an individual need only have utilized the card for the intended purpose of obtaining a benefit. Examining all the evidence in the record in the light most favorable to verdict, the evidence shows that appellant “used” the card when she swiped it through the card reader for the purpose of purchasing cigarettes. See Jackson, 443 U.S. at 318. We conclude that any rational jury could have found the essential elements of the crime beyond a reasonable doubt. See id.; Vernon, 841 S.W.2d at 409.
III. Conclusion
We reverse the court of appeals and reinstate the judgment of the trial court.
PRICE, J., filed a concurring opinion.
PRICE, J., filed a concurring opinion.
I agree with the Court‘s conclusion that the evidence was legally sufficient to establish that the appellant “used” the debit card in this case.1 I agree that Section 32.31 of the Penal Code should not be construed in such a way as to require the State to prove that the perpetrator engaged in acquisitive conduct.2 But I arrive at this conclusion taking a somewhat different route than the Court does. I write separately to explain my own thinking in the matter.
As I understand the Court‘s opinion, it finds that the plain language of Section 32.31(b)(1) dispels any notion that proof of acquisitive conduct is required. As the Court itself acknowledges, “[t]o determine the plain meaning of a statute, we apply the canons of construction.”3 The Penal Code authorizes courts to consult, inter alia, Section 311.021 of the Code Construction Act.4 That provision, in turn, requires
Unlike the Court, I do not find the language of Section 32.31(b)(1) to be wholly without ambiguity. Applying the canon of statutory construction that all words must be given independent significance, it seems to me, renders Section 32.31(b)(1) less than plain on its face for the very reason that it is not readily evident in what respect the Legislature intended that “using” a credit or debit card to fraudulent effect should differ from “presenting” a credit or debit card to fraudulent effect.7 On the surface, at least, it is hard to imagine an ordinary use of a credit or debit card that does not also involve its presentment. But if the use of a credit or debit card invariably involves the presentment of the credit or debit card, then the two concepts fail to have independent significance, and, even if use also requires something more than mere presentment, presentment is superfluous, since use will include it. Or else, use is redundant because it requires too much, since presentment, a concept wholly subsumed by use, will always serve by itself to constitute an offense under the statute. Only where, as here, the indictment alleges only use, not presentment, does the State commit itself to proving whatever it is that use requires beyond mere presentment. The court of appeals made a valiant attempt to construe the statute in a way that would give each word at least some independent meaning, essentially by declaring that using a credit or debit card requires proof of acquisitive conduct, while presentment does not.8 Accordingly, because the State alleged only “use,” but did not prove that the appellant successfully acquired any benefit, the court of appeals held that the evidence was insufficient to support the appellant‘s conviction.9
The Court today concludes that the respective dictionary definitions of neither “uses” nor “presents” will support the court of appeals‘s conclusion that Section 32.31(b)(1) requires the State to prove the actual attainment of a benefit.10 For this reason, the Court rejects the court of appeals‘s holding that use can be differentiated from presentment on this particular
Because I regard Section 32.31(b)(1) as ambiguous, I am free in my own thinking to proceed beyond the text of the statute itself to consider extra-textual factors. Section 311.023(4) of the Code Construction Act permits the courts, in construing a statute, to consider “former statutory provisions, including laws on the same or similar subjects[.]”12 According to the Practice Commentary accompanying the 1973 enactment of Section 32.31 of the Penal Code, it was intended to be “a restatement” of two former penal code provisions.13 The first of these former provisions was Article 1555b of the old Penal Code. As originally enacted in 1959, Article 1555b seemed on its face to proscribe acquisitive conduct; it made it unlawful to “knowingly make use” of an expired or revoked gasoline credit card “in obtaining credit for the purchase of gasoline, motor oil, or other motor vehicle supplies, equipment, or services.”14 That the Legislature intended for this language to require proof of acquisitive conduct was underscored by the language of the penalty provisions of the statute, which tied the level of punishment to which the actor was susceptible to “the amount of the credit purchase” involved.15
But in 1963, the Legislature rewrote Article 1555b from scratch.16 The new version of Article 1555b did not just apply to gasoline credit cards, but made it unlawful to “present” any credit card with the fraudulent intent to obtain goods or services.17 Then, as now, a “credit card” was defined to include, inter alia, a “number” authorizing the holder or purported holder to obtain goods and services on credit.18 To “present” a credit card was defined to embrace:
not only physical presentation of such card but also ... the representation by the person attempting to obtain, obtaining or paying for items of value or services that such card is valid and exists, and the person so honoring such card [must rely] on such statement from the person making its presentation.19
Then, in 1969, the Legislature enacted Article 1555c of the old Penal Code.20 This new statute for the most part outlawed the forgery or theft of credit cards themselves and/or the knowing purchase or other acquisition of such forged or stolen credit cards. But Section 9 of Article 1555c additionally proscribed two other kinds of conduct that are relevant to our construction of Section 32.31 of the current Penal Code. First, it made it an offense for a person, with intent to defraud, to “use[]” a credit card that is “obtained or retained” contrary to other provisions of Article 1555c “for the purpose of obtaining money, goods, services, or anything else of value[.]”21 The Legislature obviously did not intend for the word “use” in this context to require proof of acquisitive conduct, but only proof of an inchoate acquisitive intent, since the actor need only have the “purpose” to obtain something valuable to be liable for the offense.22 The second offense enumerated in Section 9 of Article 1555c actually did require proof of acquisitive conduct.23 But it did so expressly, by requiring that the actor “obtain” the thing of value, without resort to the word “use.”
This examination of prior statutes leads me to conclude that the Legislature‘s employment of the word “use” in Section 32.31(b)(1) of the current Penal Code was not intended—at least not by itself intended—to require proof of acquisitive conduct.24 Whatever difference we may think
Ultimately, I do not really think that we can. But that does not mean, as the court of appeals believed, that we must attribute an intention to the Legislature that all other indicators point against—that the word “uses” in the statute must be interpreted to require acquisitive conduct. As the Court suggests,25 notwithstanding Section 311.021(2)‘s presumption that the entire statute was intended to be effective, we have sometimes tolerated the construction of a statute that not only regards two words as overlapping, but indeed, renders one word wholly subsumed by another. The best example is Patterson v. State,26 in which we construed the deadly weapon provision of
With this explanation, I concur in the judgment of the Court.
