Clinton County Commissioners Arrest the Incinerator Remediation, Inc. ("a.i.r., Inc.") v. United States Environmental Protection Agency Carol BrownerClinton County Commissioners Arrest the Incinerator Remediation, Inc. ("a.i.r., Inc.") v. United States Environmental Protection Agency Carol Browner
OPINION OF THE COURT
Plaintiffs Clinton County Commissioners and Against the Incinerator Remediation, Inc. (AIR) brought this suit against the United States Environmental Protection Association (EPA) to enjoin EPA from proceeding with a trial bum and incineration remedy at the Drake Chemical Company site in Lock Haven, Pennsylvania. Plaintiffs allege that the incineration remedy would violate multiple federal environmental laws because it would release ultra-toxic substances into the air and thereby cause irreparable harm to nearby land and residents.
The district court dismissed plaintiffs’ suit for lack of subject matter jurisdiction, concluding that the judicial review provisions of the Comprehensive Environmental Response, Compensation, and Liability Act (CERCLA) precluded the court from exercising jurisdiction, under any federal law, until EPA’s remedial activities at the site are completed. The court also concluded that it lacked jurisdiction to review EPA’s actions under
Leedom v. Kyne,
I.
A chemical manufacturing facility operated on the Drake Chemical site from the 1940s to 1982, leaving soils and sludges, chemical storage tanks and wastewater lagoons highly contaminated with a variety of toxic contaminants considered hazardous to human health and the environment. In 1982, EPA took over the site and instituted clean-up efforts pursuant to its response authority under CERCLA. In 1988, EPA decided, after notice and an opportunity for public comment, to remediate the site by excavating the contaminated soils, treating them with an on-site mobile incinerator, and placing the treated soils back onto the site. The incineration contract was awarded in September 1993.
The first step in the implementation of the incineration remedy involves a “trial bum” in which site soils are fed into the incinerator and data is gathered to (1) verify that the incinerator will meet performance standards, (2) determine appropriate operating requirements, and (3) evaluate the potential risks from operation of the incinerator and determine whether the remedy should proceed. Prior to conducting the trial burn at the
On February 1, 1996, the Commissioners and AIR filed a complaint under
The district court ordered EPA to keep the incinerator shut down until a decision could be reached on plaintiffs’ motion for a preliminary injunction. Early in March, as the district court was conducting an eviden-tiary hearing on the motion, EPA apparently admitted that there were some problems with its health risk assessment, sought a continuance of the hearing until it could correct those problems, and agreed to keep the incinerator shut down in the meantime. The agreement was memorialized in a Consent Order.
Before the resumption of the preliminary injunction hearing but after the jurisdictional issue had been briefed by the parties, the district court dismissed plaintiffs’ complaint for lack of subject matter jurisdiction. The court held that (1) CERCLA’s “tinning of review” provision precluded the court from exercising jurisdiction over a citizens’ suit challenging an EPA remedial action prior to the completion of the action and (2) that the citizen suit provision of CERCLA was the exclusive remedy available to plaintiffs and precluded the court from predicating jurisdiction on RCRA or NEPA. Plaintiffs filed a motion for reconsideration. The district court denied the motion, rejecting the plaintiffs’ contentions that (1) the court had independent jurisdiction to review the EPA actions at the Drake site because those actions were clearly in excess of EPA’s authority and (2) dismissal of the complaint violated plaintiffs’ constitutional right of access to the courts. Plaintiffs timely appealed the district court’s decisions.
II.
Because federal courts are courts of limited jurisdiction, a plaintiff may invoke the jurisdiction of a federal court only pursuant to a statutory grant of authority to adjudicate the asserted claim.
See Kokkonen v. Guardian Life Ins. Co.,
Plaintiffs here argue that there are four grounds for the district court’s exercising subject matter jurisdiction over their complaint: (1)
A.
Plaintiffs point first to the citizen suit provision of CERCLA as the source of the district court’s subject matter jurisdiction over their claims against EPA.
Except as provided in subsections (d) and (e) of this section [relating to notice] and insection 9613(h) of this title (relating to timing of judicial review), any person may commence a civil action on his own behalf — . ..
(2) against the President or any other officer of the United States (including the Administrator of the Environmental Protection Agency and the Administrator of the ATSDR) where there is alleged a failure of the President or of such other officer to perform any act or duty under this chapter ... which is not discretionary with the President or such officer.
No Federal court shall have jurisdiction under Federal law ... to review any challenges to removal or remedial action selected under section 9604 of this title, ... in any action except one of the following:
(4) An action undersection 9659 of this title (relating to citizens suits) alleging that the removal or remedial action taken under section 9604 of this title or secured under section 9606 of this title was in violation of any requirement of this chapter. Such an action may not be brought with regard to a removal where a remedial action is to be undertaken at the site.
The district court held that Congress’s description of
Plaintiffs argue on appeal that the district court erred in failing to recognize an exception to
We begin, as we must when interpreting a statutory provision, with the plain language of the statute.
See New Rock Asset Partners, L.P. v. Preferred Entity Advancements, Inc.,
This interpretation is reinforced by the fact that the opening sentence of
We also find the last sentence of
Although our conclusion that the statutory language is clear means that we need not consult legislative history,
see Darby v. Cisneros,
[i]n new section [9613(h)(4) ] of the substitute, the phrase “removal or remedial action taken” is not intended to preclude judicial review until the total response action is finished if the response action proceeds in distinct and separate stages. Rather an action ... would lie follomng completion of each distinct and separable phase of the cleanup.... Any challenge under this provision to a completed stage of a response action shall not interfere with those stages of the response action which have not been completed.
H.R. Conf. Rep. No. 99-962, at 224 (1986), reprinted in 1986 U.S.C.C.A.N. 3276, 3317 (emphasis added). This language clearly indicates that Congress intended to preclude judicial review of response actions or portions thereof that are ongoing, i.e. “have not been completed.”
Similarly, the Report of the House Committee on Energy and Commerce commented that
The purpose of [§ 9613(h) ] is to ensure that there will be no delays associated with a legal challenge of the particular removal or remedial action selected under section [9604] or secured ... under section [9606]. Without such a provision, responses to releases or threatened releases of hazardous substances could be unduly delayed, thereby exacerbating the threat of damage to human health or the environment. A person’s rights to challenge the choice of removal or remedial action are preserved, however, and can be exercised ... [through] a citizen suit alleging that the removal or remedial action was in violation of any requirement of the Act....
H.R. Rep. No. 99-253(V), at 25-26 (1985), reprinted in 1986 U.S.C.C.A.N. 3124, 3148-49 (emphasis added).
Were we to adopt the plaintiffs’ interpretation of
The courts of appeals of the Seventh, Eighth, Ninth and Eleventh Circuits have read
The majority in
Princeton Gamma-Tech
rejected this “absolute” reading of
Because we find that the plain language and legislative history of
B.
Plaintiffs next contend that if
We find plaintiffs’ constitutional argument unpersuasive because it is inconsistent with established principles of sovereign immunity. Because EPA is an instrumentality of the federal government, it is entitled to sovereign immunity from suit. That being the case, Congress is absolutely free to limit the extent to which it consents to suit against the EPA.
See, e.g., Maricopa County, Ariz. v. Valley Nat’l Bank of Phoenix,
C.
Plaintiffs further argue that the district court has jurisdiction under the citizen suit provision of RCRA to hear their claims that the Drake Chemical site remedial activity will violate the hazardous waste treatment and disposal standards of RCRA. RCRA’s citizen suit provision provides:
Except as provided in subsection (b) or (c) of this section, any person may commence a civil action on his own behalf — ...
(1)(B) against any person, including the United States and any other governmental instrumentality or agency, to' the extent permitted by the eleventh amendment to the Constitution, and including any ... past or present owner or operator of a treatment, storage, or disposal facility, who has contributed or who is contributing to the past or present handling, storage, treatment, transportation, or disposal of any solid or hazardous waste which may present an imminent and substantial endangerment to health or the environment.
In reaching its decision, the district court relied on
Boarhead Corp. v. Erickson,
in which we held that the district court lacked subject matter jurisdiction over plaintiffs suit under the National Historic Preservation Act (NHPA) to stay EPA’s CERCLA-related pre-cleanup activities on its historic farm.
Congress could hardly have chosen clearer language to express its intent generally to deprive the district court of jurisdictionover claims based on other statutes when the EPA undertakes the clean-up of toxic wastes at a Superfund site. The sections begins: “No Federal court shall have jurisdiction under Federal law_” No lan-
guage could be plainer.
Id.
at 1020;
see also id.
at 1023 (“CERC-LA’s timing of review procedures, as established in § [9613(h) ], clearly preclude jurisdiction to delay or interfere with EPA cleanup activities even if those activities could irreparably harm the archaeological or historical resources on Boarhead Farm.”). Plaintiffs argue that
Boarhead Corp.
does not govern this ease because it did not involve a RCRA suit. They urge this court to adopt the rationale of
United States v. Colorado,
Plaintiffs are correct that the precise holding of
Boarhead Carp,
was that the district court lacked jurisdiction to entertain a suit challenging CERCLA clean-up activities as inconsistent with the requirements imposed by NHPA, not RCRA. However, it is clear that the court’s decision turned not on a finding that
a CERCLA action based on a violation of any other federal law:
[0]ur resolution of this appeal depends upon the inability of the district court to entertain an action under the Preservation Act because § [9613(h) ] of CERCLA deprives it of the power to hear claims under the Preservation Act, or any other statute, that would interfere with EPA’s clean-up activities on a Superfund site.
Finally, plaintiffs contend that even if the district court lacks jurisdiction over their suit under both CERCLA and RCRA, it has inherent jurisdiction to review EPA’s action at the Drake Chemical site under the doctrine of
Leedom v. Kyne,
Following the election and certification of a bargaining representative, the association filed suit to have the decision, election, and certification vacated on the ground that the NLRB’s decision to include the non professional employees was made in excess of its authority. The Supreme Court held that the district court had jurisdiction to entertain the suit. Even though the decision to certify the unit was not a “final order” ordinarily reviewable under the NLRA, the Court allowed the suit to proceed because the suit sought vacatur of an order made in excess of the NLRB’s authority and contrary to a specific “clear and mandatory” prohibition in the NLRA.
Id.
at 188,
compel the Army to comply with CHWMA regulations during the course of the remediation. Id. at 1576. The court explicitly distinguished Boar-head Corp. on the ground, inter alia, that the Boarhead plaintiff, who sought to stay a CERCLA remedial action, clearly was “challenging" the CERCLA action. Id. at 1577. Likewise, plaintiffs here, who seek an order that EPA “immediately and permanently cease incineration at the Drake Chemical NPL site,” App. at 17, clearly are "challenging” EPA's CERCLA remedial action at the Drake Chemical site.
Subsequent cases have refined the
Kyne
doctrine. In
Briscoe v. Bell,
More recently, in
Board of Governors v. MCorp Financial, Inc.,
III.
In accordance with the foregoing, we conclude that the district court lacked subject matter jurisdiction over plaintiffs’ suit to stop the Drake Chemical site incineration remedy, and we will affirm the dismissal of the complaint.
Notes
. The Judiciary Committee proposed an amendment that would have allowed citizens to “seek review of remedial actions (not removal actions) during construction and implementation of such actions when a specific remedial measure that has been constructed is allegedly in violation of a requirement of this Act.” The provision would not have allowed a challenge to the selection of the remedy, but only to its implementation. Id. at , 23, reprinted in 1986 U.S.C.C.A.N. at 3046. The fact that Congress did not enact the Judiciary Committee’s proposed amendment demonstrates its commitment to preventing all judicial interference with remedial actions.
. In
Princeton Gamma-Tech,
we noted the existence of some support in the legislative history for the plaintiffs' interpretation of
It is crucial, if it is at all possible, to maintain citizens' rights to challenge response actions, or final cleanup plans, before such plans are implemented even in part because otherwise the response could proceed in violation of the law and waste millions of dollars of Superfund money before a court has considered the illegality. ... [C]itizens asserting a true public health or environmental interest in the response cannot obtain adequate relief if an inadequate cleanup is allowed to proceed....
132 Cong. Rec. 28,409. Similar statements by Rep. Roe, Senator Mitchell, and Rep. Florio can also be found in the Congressional record. See id. at 29,754; 28,429 and 29,741. Notwithstanding these conflicting views, Congress weighed public policy and chose the elaborate pre-remed-iation public review and comment procedures over judicial review.
. Plaintiffs also alleged that the Drake Chemical site remediation activities violated NEPA and that the district court had jurisdiction over the NEPA claims under
. Our conclusion that the reasoning of
Boarhead Corp.
applies to RCRA suits challenging CERCLA clean-up activities is buttressed by RCRA
No action may be commenced under subsection (a)(1)(B) of this section if the Administrator, in order to restrain or abate acts or conditions which may have contributed or are contributing to the activities which may present the alleged endangerment — ... (ii) is actually engaging in a removal action under section [9604] of [CERCLA]....
This provision indicates that Congress intended to preclude interference with CERCLA cleanup activities by actions predicated on RCRA violations. Although plaintiffs argue that the provision is not directly applicable here because the hazard they allege is the trial burn/incineration itself, not the hazardous waste disposal that prompted the Superfund action, the provision is still relevant as an indication of Congress's intent that RCRA actions not interfere with CERCLA remediations.
. Even if we did not find
Boarhead Corp.
controlling and looked to the case law of other circuits,
United States v. Colorado,