Lead Opinion
Reversed by published opinion. Judge LUTTIG wrote the opinion, in which Judge MICHAEL joined. Senior Judge BALDOCK wrote a dissenting opinion.
Petitioner Olatunji appeals from the district court’s denial of his 28 U.S.C. § 2241 habeas petition, which sought review of his continued detention by the INS pursuant to a final order of removal issued by the Board of Immigration Appeals. For the reasons that follow, the judgment of the district court is reversed and the habeas petition is granted.
I.
Clifford K. Olatunji, a citizen of Nigeria, has been in the United States on an ongoing basis since 1984. He became a lawful permanent resident in 1993. J.A. 116. In 1994, Olatunji was arrested for illegally selling insurance policies and stealing government property. He subsequently pled guilty to one count of theft of government property in violation of 18 U.S.C. § 641, J.A. 133-35, and was sentenced to two months of confinement in a community treatment center, fined $259, ordered to pay $2,296 in restitution, and placed on probation for two years. Id.
In 1998, Olatunji traveled to London for nine days. Upon his return, he sought to re-enter the United States as a lawful permanent resident. J.A. 198-99. He disclosed his 1994 conviction and, pursuant to provisions of the Illegal Immigration Reform and Immigrant Responsibility Act (“IIRIRA”) enacted after 1996, was accordingly classified as a lawful permanent resident seeking “admission” into the United States, 8 U.S.C. § 1101(a)(13)(C)(v). He was subsequently deemed inadmissible because of that conviction. J.A. 153-53; 8 U.S.C. § 1182(a)(2)(A). After a hearing before an Immigration Judge, Olatunji was ordered to be removed from the United States to Nigeria. J.A. 183-84. His appeal to the Board of Immigration Appeals was unsuccessful. Id. at 187-89.
Instead of directly appealing the Board’s decision to this court, Olatunji filed a pro se petition for a writ of habeas corpus in the district court. He argued, inter alia, that IIRIRA’s criminal inadmissibility provisions were impermissibly retroactive to his decision to plead guilty and that his removal under IIRIRA would violate the Fifth Amendment’s Due Process Clause. The district court exercised jurisdiction over Olatunji’s claims and denied the petition on the merits. J.A. 196-205.
II.
As to the threshold question of the district court’s jurisdiction, title 8, section 1252(a)(2)(C), of the United States Code, provides that, “[notwithstanding any other provision of law, no court shall have jurisdiction to review any final order of removal against an alien who is removable by reason of having committed a [crime involving moral turpitude].” Despite this plain language, the government urges that direct review of Olatunji’s “substantial constitutional claims” is permitted under IIRIRA and that Olatunji’s instant habeas petition is precluded by his failure to seek relief on direct review.
As the government notes, at least two of our sister circuits have agreed with its interpretation of IIRIRA. Respondent’s Br. at 14. Both of these authorities, Roble-do-Gonzales v. Ashcroft,
The scope of [§ 1252(a)(2)(C) ] is not entirely clear. Though the text of the provision is quite broad, it is not without its ambiguities.... [T]he government has ... coneeded that the courts of appeals retain jtmsdiction to review “substantial constitutional challenges” raised by aliens ivho come within the strictures of § 1252(a)(2)(C). As the petitions in this case do not raise any of these types of issues, we need not address this point further. Nonetheless, it remains instructive that the government acknowledges that background principles of statutory construction and constitutional concerns must be considered in determining the scope of IIRIRA’s jurisdiction-stripping provisions.
Id. at 350 n. 2,
This dicta, and its referenced concession, must be understood in the context of the government’s full proposal as to the proper interpretation of section ,1252(a)(2)(C) in Calcano-Martinez. There, the government maintained that by enacting IIRI-RA’s jurisdiction-stripping provisions, “Congress ha[d] also precluded the district courts from reviewing challenges ... by habeas corpus or otherwise,” and that “Congress’s unmistakable intent in the judicial review provisions of [IIRIRA] [was] to channel all challenges ... into the courts of appeals.” Brief for the Respondent at 14,
But as the Supreme Court made clear in St. Cyr, IIRIRA’s jurisdiction-stripping provisions in fact do not eliminate the district courts’ habeas jurisdiction under 28 U.S.C. § 2241. INS v. St. Cyr,
Consistent with our interpretation of section 1252(a)(2)(C), as informed by St. Cyr, where Congress has provided a forum for litigating constitutional claims, the Supreme Court has declined to read exceptions into unambiguous statutes limiting federal jurisdiction. See Weinberger v. Salfi,
In sum, the mandate of section 1252(a)(2)(C) that “no court shall have jurisdiction to review any final order of removal” plainly extends to all claims on direct review, including constitutional claims. That St. Cyr’s holding rested on the purported legal and historical distinction between “jurisdiction to review” and “habeas corpus,” see
III.
Turning to the merits of the dispute before us, Olatunji contends that IIRIRA has attached new legal consequences to his 1994 decision to plead guilty and that this is impermissible under the well established presumption against retroactive application of statutes. The government and the dissent agree with the first half of this contention, namely that Olatunji would have been free, prior to IIRIRA’s enactment, to travel abroad after his guilty plea and that the sole reason under IIRIRA that Olatunji can no longer travel abroad without facing removal proceedings is his decision to plead guilty. Respondent’s Br. at 21-24; post at 29. The government and dissent nonetheless maintain, despite the longstanding presumption against retroac-tivity, that IIRIRA’s retroactive application is permissible unless Olatunji can demonstrate that he “almost certainly relied” upon his ability to take brief trips abroad when he entered his plea. Post at 29 citing St. Cyr,
Believing that these twin requirements would all but turn the presumption against retroactivity on its head, we hold that reliance (whether subjective or objective) is not a requirement of impermissible retro-activity and that the government’s notice is insufficient to overcome the impermissibly
A.
Where, as here, Congress has not clearly spoken as to a statute’s temporal application, we begin with a “presumption against retroactive legislation” that is “deeply rooted in our nation’s jurisprudence,” Landgraf v. USI Film Products,
Whether, under the Landgraf framework, an aggrieved party must demonstrate some form of reliance on a prior statute in order to establish that a later-enacted statute is impermissibly retroactive has not been resolved by the Supreme Court. The government and the dissent claim, purportedly under Landgraf, that Olatunji must establish that he “almost certainly relied upon” pre-IIRIRA law to his detriment, Respondent’s Br. at 30-31; post at 43-44 citing St. Cyr,
A careful review of both the basis for the judicially-imposed presumption against retroactivity and the Supreme Court’s ret-roactivity jurisprudence shows that the fact that IIRIRA has attached new legal consequences to Olatunji’s guilty plea is, alone, sufficient to sustain his claim, and that no form of reliance is necessary. If some form of reliance were understood as required by the Supreme Court’s teachings on the subject, it could only be objectively reasonable reliance. It is impossible to infer from those teachings the requirement of subjective reliance proposed by the government and the dissent.
1.
Retroactivity is a question of congressional intent. In the face of congressional silence on the temporal reach of a given statute, it is presumed that Congress did not intend for the statute to be applied retroactively. See Landgraf,
Consistent with the understanding that retroactivity is a question of congressional intent, courts have historically asked simply whether the statute in question attached “new legal consequences to events completed before its enactment.” Id. at 268,
Recent Supreme Court decisions, beginning with Landgraf itself, admittedly can be read as suggesting that Justice Story’s formulation is not necessarily the whole of the retroactivity inquiry. In Landgraf, for example, the Court noted the influence of Justice Story’s formulation, but then observed as follows:
The conclusion that a particular rule operates “retroactively” comes at the end of a process of judgment concerning the nature and extent of the change in the law and the degree of connection between the operation of the new rule and a relevant past event. Any test of retroactivity will leave room for disagreement in hard cases, and is unlikely to classify the enormous variety of legal changes with perfect philosophical clarity. However, retroactivity is a matter on which judges tend to have ‘sound instincts,’ ... and familiar considerations of fair notice, reasonable reliance, and settled expectations offer sound guidance.
Id. at 270,
Landgraf’s ambiguous treatment of reliance has generated substantial confusion as to whether a party must prove some form of reliance in order to demonstrate that a statute is impermissibly retroactive. This confusion exists within the Supreme Court, in its decisions postdating Land-graf. Compare, e.g., Hughes Aircraft Co. v. United States ex rel. Schumer,
Although Landgraf’s, ambiguity has engendered a significant amount of confusion, neither Landgraf’s holding nor subsequent Supreme Court authority supports a subjective reliance requirement. Certainly Justice Story’s familiar statement of the test for determining statutory retroac-tivity — which the Court held in Hughes Aircraft was sufficient to demonstrate ret-roactivity — makes no mention of reliance. See Hughes Aircraft,
In Landgraf, the Court confronted the question of whether the Civil Rights Act of 1991, which created a right to recover compensatory and punitive damages for certain violations of Title VII of the Civil Rights Act of 1964, could be applied to conduct occurring before the 1991 Act. The court acknowledged that “concerns of unfair surprise and upsetting expectations are attenuated in the case of intentional employment discrimination, which has been unlawful for more than a generation,” but nonetheless held the statute impermis-sibly retroactive because “[e]ven where the conduct in question is morally reprehensible or illegal, a degree of unfairness is inherent whenever the law imposes additional burdens on conduct that occurred in the past.” Id. at 283 n. 35,
That the Supreme Court in Landgraf did not intend to impose a requirement of reliance is confirmed by Hughes Aircraft. There, the Court held that the elimination of certain defenses to qui tam suits under the False Claims Act could not be applied retroactively to Hughes Aircraft. And it so held without even a single word of discussion as to whether Hughes Aircraft — or, for that matter, similarly situated government contractors — had relied on the eliminated defense to its detriment. Contrary to the dissent’s contention, if reliance were indeed a requirement, the Court almost certainly would have addressed the question or at least remanded for a factual determination of whether Hughes Aircraft had or had not relied upon the prior statutory scheme. It is exceedingly unlikely that the Court simply overlooked the factor.
And if this were not enough, our own Circuit has so interpreted Hughes Aircraft. In Velasquez-Gabriel v. Crocetti,
The dissent maintains that our Circuit has held in Velasquez-Gabriel, Chambers, and Tasios v. Reno,
Velasquez-Gabriel, who was “represented by counsel the entire time,” was denied relief because he could have completely avoided the retroactive effect of IIRIRA by applying to adjust his status under pre-IIRIRA law, including during the six months between IIRIRA’s passage and its effective date. Velasquez-Gabriel,
Suffice it to say that neither Velasquez-Gabriel’s ability to avoid the costs of IIRI-RA’s enactment nor Chambers’ inability to demonstrate that IIRIRA was substantively retroactive under Justice Story’s framework bears in any way on Olatunji’s claim. As demonstrated below, Olatunji could not avoid the cost of IIRIRA because that legislation either entirely foreclosed his ability to travel abroad — a cost not attendant to his plea agreement — or it subjected him to deportation upon reentry. For the same reason, IIRIRA’s effect on Olatunji is indisputably retroactive substantively, i.e. retroactive in fact, under Justice Story’s formulation.
Tasios holds nothing different from Chambers or Velasquez-Gabriel. In Tas-ios, we held that AEDPA section 440(d) had “an undeniably retroactive effect” on pre-enactment guilty pleas and therefore could not pose a bar to discretionary relief under section 212(c). Tasios,
And not only is our holding today consistent with our circuit precedent, it is also consistent with Supreme Court precedent, notwithstanding the dissent’s contention otherwise. The dissent claims that our holding conflicts with both St. Cyr and Republic of Austria v. Altmann, — U.S. -,
St. Cyr did not alter the requirements for establishing retroactivity. St. Cyr discussed the fact that “aliens like [St. Cyr], almost certainly relied upon that likelihood [of receiving discretionary relief under § 212(c) ] in deciding whether to forgo their right to a trial.” St. Cyr,
Altmann likewise did not establish a reliance requirement. While it is indeed noted in Altmann, as the dissent points out, that the “aim of the presumption [against retroactivity] is to avoid unnecessary post hoc changes to legal rules on which parties relied in shaping their primary conduct,” Altmann,
When, however, the statute contains no such express command the court must determine whether the new statute would have retroactive effect, ie., whether it would impair rights a party possessed when he acted, increase a party’s liability for past conduct, or impose new duties with respect to transactions already completed. If the statute would operate retroactively, our traditional presumption teaches that it does not govern absent clear congressional intent favoring such a result.
Id. at 2250-51 quoting Landgraf,
In sum, the historical presumption against retroactive application of statutes did not require reliance. Neither Land-graf nor subsequent Supreme Court authority imposes any such requirement. And we believe that the consideration of reliance is irrelevant to statutory retroac-tivity analysis.
Justice Story’s formulation, which the Supreme Court has consistently relied upon, asks only whether a statute in fact has retroactive effect, and we would ask no more. If the presumption is that Congress does not intend statutes to operate retroactively (and that is the presumption we indulge), then it follows that if a statute does in fact impose new legal consequences on past actions, Congress did not intend such. Whether the particular petitioner did or did not subjectively rely upon the prior statute or scheme has nothing whatever to do with Congress’ intent — the very basis for the presumption against statutory retroactivity. It is one thing to indulge in the supportable presumption that Congress intends its enactments not to operate retroactively; it is another altogether to indulge the quite different, and unsupported and unsupportable, presumption that Congress so intends, but only where the particular petitioning party can prove that he subjectively relied on the prior statute to his detriment. In other words, where Congress has apparently given no thought to the question of retro-activity whatever, there is no basis for inferring that Congress’ intent was any more nuanced than that statutes should not be held to apply retroactively. Anything more, in the face of complete congressional silence, is nothing but judicial legislation.
Though Judge Baldock believes otherwise, we understand his dissent actually to validate just this. Not only does the dissent admit (internally inconsistent with its own opinion) that the court has never insisted upon reliance as a requirement in retroactivity analysis, but also, by way of omissions, the dissent has betrayed its own understanding that a statute does operate retroactively if, alone, it attaches new legal consequences to prior conduct.
The dissent prominently quotes the Supreme Court’s observation that “the Court has used various formulations to describe the functional conception of legislative ret-roactivity, and made no suggestion that Justice Story’s formulation was the exclusive definition of presumptively impermissible retroactive legislation,” see post at 24 quoting Hughes,
Moreover, in further quotation of the Supreme Court, the dissent states that “a statute does not operate ‘retrospectively’ merely because it is applied in a case arising from conduct antedating the statute’s enactment, or upsets expectations based in prior law,” post at 28 quoting Landgraf
In sum, the dissent asserts concern that we have “ignored Supreme Court precedent,” claiming the Court’s precedent has established a “central role” for reliance in “the ... retroactivity analysis.” Post at 23. But it is hard to take this assertion of concern seriously. For, not only is it beyond dispute that the Supreme Court has not insisted upon reliance in order to hold a law impermissibly retroactive, as we establish above and as the dissent itself acknowledges (albeit unwittingly); but it is the dissent that refuses even to address the Supreme Court precedent that it contends we “ignore,” which precedent, as we demonstrate, does not hold that reliance is required and, indeed, holds laws impermis-sibly retroactive without even so much as a mention of the “reliance” that the dissent steadfastly maintains is essential to the retroactivity analysis.
2.
Olatunji is entitled to relief under the framework that we conclude governs the retroactivity determination. After his 1994 guilty plea but prior to IIRIRA’s enactment, Olatunji would have been free to take brief trips abroad — such as his trip to London — without subjecting himself to removal proceedings. The previously applicable statute governing lawful permanent resident reentry into the United States, former 8 U.S.C. § 1101(a)(13), provided:
The term “entry” means any coming of an alien into the United States, from a foreign port or place or from an outlying possession, whether voluntarily or otherwise, except that an alien having a lawful permanent residence in the United States shall not be regarded as making an entry into the United States for the purposes of the immigration laws if the alien proves to the satisfaction of the Attorney General that his departure to a foreign port or place or to an outlying possession was not intended ...
(emphasis added). In Rosenberg v. Fleuti,
The dissent’s observations that “IIRIRA had no effect whatsoever on Petitioner’s plea agreement and no rights Petitioner might have obtained during plea bargaining have been eliminated,” post at 29, do not bear on whether IIRIRA has attached new legal consequences to Olatunji’s plea. Olatunji does not claim that IIRIRA affected the particular terms of his agreement or deprived him of consideration obtained during the bargaining process; rather, he claims IIRIRA has attached new legal consequences to the conviction that resulted from his plea. The dissent does not dispute this contention because it admits that “Petitioner could have briefly traveled abroad in 1994 without any consequences,” post at 29, but that he is now deportable because of IIRIRA’s treatment of his guilty plea. Id.
Accordingly, we conclude that Olatunji has established that IIRIRA is impermis-sibly retroactive because it indisputably attached new legal consequences to his decision to plead guilty.
3.
As the foregoing makes clear, we believe reliance, in any form, is irrelevant to the retroactivity inquiry. To the extent that it could or should be understood as required in order to establish impermissible retroactive effect however, we would insist at most upon objectively reasonable reliance (as opposed to the subjective reliance proposed by the government and the dissent). See, e.g., Ponnapula v. Ashcroft,
In Ponnapula, the Third Circuit held that IIRIRA’s changes with respect to discretionary waivers under section 212(c) could not be retroactively applied to aliens who had declined plea deals and proceeded to trial, irrespective of those aliens’ subjective reliance. The Third Circuit observed, as we have suggested, that subjective reliance is inconsistent with Supreme Court precedent because the aggrieved parties in Landgraf and Hughes Aircraft could not have made such a showing, id. at 491, and because subjective reliance is inconsistent with “the language of presumption in Landgraf and its progeny.” Id. at 490. The Third Circuit further concluded, as we have concluded, that St. Cyr did not establish a subjective reliance requirement. And it went on to hold that that ease instead imposes a “reasonable reliance” requirement because, inter alia, “the Court’s holding is not limited to those aliens who actually relied on the availability of § 212(c) relief.” Id. at 493 (emphasis in original).
Relying on St. Cyr, Landgraf, Hughes Aircraft, and Martin v. Hadix,
[Cjourts are to concentrate on the group to whose conduct the statute is addressed — in Landgraf it was employers subject to Title VII; in Hughes Aircraft it was government contractors; in Ha-dix it was attorneys performing prison reform monitoring services; in St. Cyr it was aliens who accepted a plea agreement — with a view to determining whether reliance was reasonable.
Id. The Third Circuit further explained that, consistent with Hughes Aircraft and Landgraf, “reasonable reliance” will frequently be substantially more attenuated than it was in St. Cyr. But, it said,
the fact that an interest may have been attenuated, however, has had little salience in the Supreme Court’s analysis of other retroactivity questions. For example, ex ante it was unlikely that Hughes Aircraft — or any given government contractor — would need to avail itself of a specific defense against a qui tam action; or that USI Film Products — or any given employer subject to Title VII — would find itself accused of discriminatory conduct meriting punitive damages. In neither case would anyone have claimed, ex ante, that the affected companies had anything more than a highly contingent — and thus seriously attenuated — interest in the then-existing state of the law.
Id. at 495.
If it were to govern, Olatunji would of course be entitled to relief under this framework as well. As in St. Cyr, the group to whose conduct 8 U.S.C. § 1101(a)(13)(C) is addressed is aliens, like Olatunji, who accepted a plea agreement prior to IIRIRA’s enactment. The relevant inquiry, then, is whether these aliens, objectively, might have reasonably relied on their continued ability to take brief trips abroad when they pled guilty.
The reliance interest here is no less attenuated than in Hughes Aircraft and Landgraf. As explained in St. Cyr, “[pjlea agreements involve a quid pro quo between a criminal defendant and the government ... In exchange for some perceived benefit, defendants waive several of their constitutional rights (including the right to trial) and grant the government numerous ‘tangible benefits.’ ” St. Cyr,
This is not merely hypothetical. Olatun-ji’s plea immediately limited his ability to engage in travel other than that permitted by the Fleuti doctrine. Brief for Petitioner at 31; 8 U.S.C. § 1182(a)(2)(A)(i)(I). Under St. Cyr, “there can be little doubt” that defendants in Olatunji’s position would have been “acutely aware” of these pre-IIRIRA “immigration consequences of their convictions” with respect to travel. At a minimum, aliens who accepted a plea agreement prior to IIRIRA could reasonably have relied on their continuing ability to take brief trips abroad.
The dissent claims that this reliance interest is defeated because “Petitioner could have briefly traveled abroad in 1994 without any consequences whether he was acquitted of theft of government property, pled guilty to the theft of government
B.
In addition to arguing that Olatunji’s claim must fail because he has not established subjective reliance, the government maintains that IIRIRA is not impermissibly retroactive because it was enacted prior to Olatunji’s decision to travel abroad and that he therefore should have been on notice of its requirements. Respondent’s Br. at 27-28. The district court adopted this reasoning when it held that “the 1996 IIRIRA amendment has been applied prospectively to events occurring post-enactment,” namely Olatunji’s decision to travel abroad. J.A. 204.
But Olatunji does not claim that IIRIRA is impermissibly retroactive as to his decision to travel abroad; rather, he contends IIRIRA is retroactive as to his decision to plead guilty. Moreover, the fact that Olatunji should have discontinued all foreign travel after IIRIRA’s enactment merely confirms its retroactive effect on his guilty plea. Olatunji had no notice at the time of his plea that Congress would subsequently decide to effectively prohibit him from traveling abroad. Notification is only relevant to the extent that it provides a party an opportunity to avoid future consequences, not as a warning that the government has attached new costs to past conduct.
This conclusion is consistent with Supreme Court and Circuit authority holding that statutes do not have a retroactive effect when a party has an opportunity to avoid all of its new consequences. See Martin v. Hadix,
IV.
The Supreme Court has repeatedly counseled that the judiciary is to presume that Congress, unless it has expressly stated otherwise, does not intend its statutes to operate retroactively. As even the government and the dissent concede, IIRIRA unmistakably had a retroactive effect on Olatunji’s 1994 guilty plea. Because reliance, and particularly subjective reliance, is not required to establish impermissible retroactivity, we hold that this retroactive effect was impermissible. Because the government’s “notice” could not have, and did not, negate this impermissible effect,
REVERSED
Notes
. The Seventh Circuit has not even treated the jurisdictional scope of section 1252(a)(2)(C) consistently. Compare Bosede v. Ashcroft,
. Because we hold that Olatunji’s statutory retroactivity claim entitles him to relief, we do not reach his claim that his removal under IIRIRA is constitutionally prohibited under the Fifth Amendment's Due Process Clause,
. The Government has conceded that the relevant portions of IIRIRA do not contain "effective date” or "temporal reach” provisions and that "the Court must reach the second step of the Landgraf test.” Respondent’s Br. at 25-26.
. The authority cited in Landgraf between these two sentences, Republic National Bank of Miami v. United States,
Dissenting Opinion
dissenting.
Because this Court’s opinion runs afoul of Supreme Court and Fourth Circuit precedent, and is equally puzzling as it is unpersuasive, I dissent. In light of the Court’s erroneous opinion, the Government will presumably seek rehearing en banc on the issue of whether IIRIRA is impermis-sibly retroactive as applied to Petitioner. Because I cannot participate in such proceedings, I fully set forth the reasons why, at this point, reliance remains a relevant factor in a retroactivity analysis.
The Court inappropriately propagates a substantive change in the law of retroactivity. In its effort to find IIRIRA imper-missibly retroactive in this ease, the Court broadly holds “reliance (whether subjective or objective) is not a requirement of impermissible retroactivity.” Op. at 388. In so holding, the Court chides the Government and the dissent for even suggesting reliance is a factor in the retroactivity analysis. The Court’s broad and complete dismissal of reliance, however, is unsupportable. The Court’s holding might be defensible if we were writing on a clean slate, but we are not. The Court ignores Supreme Court and Fourth Circuit precedent, and, in dismissing such a large body of law as “confusing,” the Court turns its back on the substantial implications of its opinion. I will address each proposition in turn.
A.
The Court’s opinion ignores Supreme Court precedent. Reliance undeniably plays a “central role” in the Supreme Court’s retroactivity analysis. Just this term, the Supreme Court explained the “aim of the presumption [against retroac-tivity] is to avoid unnecessary post hoc changes to legal rules on which parties relied in shaping their primary conduct.” Republic of Austria v. Altmann, — U.S. -,
Reliance clearly predominated the Supreme Court’s analysis in INS v. St. Cyr,
In fact, this Court acknowledges the use of reliance is understandable in light of the Supreme Court’s “confusing treatment” of retroactivity. See Op. at 389. The Court thus recognizes the Supreme Court has utilized reliance in determining whether a statute has an impermissible retroactive effect. Unlike the Court, I do not believe we can take refuge in the statement that “confusion exists within the Supreme Court” in order to ignore binding precedent. See Op. at 390. Instead, we judges of the inferior courts must apply the law as the Supreme Court directs. See Hutto v. Davis,
Moreover, in its effort to discard reliance entirely, the Court suggests Justice Story’s formulation employed in Landgraf,
B.
The Court’s opinion ignores Fourth Circuit precedent. The Fourth Circuit has consistently used reliance as a factor in determining whether a statute has an impermissible retroactive effect. See Tasios v. Reno,
To begin, in Tasios, Judge Michael, writing for the court, addressed the issue of whether eliminating discretionary relief after an alien pled guilty in reliance on
While no one could reasonably rely “on the availability of a discretionary waiver of deportation when choosing to engage in illegal drug activity,” there are at least two circumstances in which a person could reasonably modify his conduct in reliance on the prospect of § 212(c) relief. First, an alien might waive the right to trial and plead guilty to a criminal charge, banking on a lighter sentence that would preserve the availability of a § 212(c) waiver. Second, an alien might concede deportability, despite having a colorable defense, knowing that the facts of his case provide a good possibility of § 212(c) relief.... [T]he possibility of a successful defense cannot be ruled out categorically. At least one fact confirms that it was reasonable for an alien to rely on the prospect of § 212(c) relief when pleading guilty or conceding deportability: in the years immediately preceding the enactment of AEDPA, immigration judges and the BIA granted over half of the § 212(c) applications they decided.
Id. at 551 (internal quotations and citations omitted) (emphasis added). Judge Michael’s analysis in Tasios focused almost exclusively on reliance. Never once did the court indicate that consideration of reliance was improper. Further, Judge Luttig concurred in Tasios and specifically joined the court’s resolution of retroactivity. In doing so, Judge Luttig never expressed any concern with the court’s use of reliance as a relevant, if not exclusive, factor in a retroactivity analysis. See id. at 553. This Court’s ironic attempt to implicitly overrule Tasios should not go unnoticed. See Booth v. Maryland,
The Fourth Circuit expounded on Judge Michael’s reasoning in Velasquez-Gabriel,
Building again upon Judge Michael’s reasoning in Tasios, the Fourth Circuit utilized reliance as a relevant factor in Chambers,
C.
The Court’s opinion not only contravenes Supreme Court and Fourth Circuit precedent, it goes well beyond the parties’ briefs in this case. Petitioner himself spends several pages in his brief discussing why he has shown a reliance interest similar to the aliens in St. Cyr and Chambers. (Aplt’s Br. at 24-32). The Court also points out that “the government vacillated in response to the pointed question of whether reliance remains a requirement after Hughes Aircraft.” Op. at 391. The Government “vacillated” because reliance is an obvious relevant factor in a retroac-tivity analysis under Supreme Court and Fourth Circuit precedent. In fact, the Government’s brief emphasized St. Cyr and Chambers and argued “[t]his case does not raise the same type of reliance concerns because Olatunji cannot seriously argue that he pled guilty in reliance on the admission procedures that were in effect at the time of his plea.” (Aple’s Br. at 31) (emphasis added). The parties in this case will be quite surprised to discover a substantial portion of their briefs were completely off-mark.
The Court’s opinion today makes an already “confusing” area of law even more “confusing.” Litigants in the Fourth Circuit will be left to wonder what is left of Tasios, Velasquez-Gabriel, and Chambers. Further, today’s opinion has the potential to significantly upset immigration law in two ways: (1), any alien who pled guilty of an offense listed in IIRIRA § 1182(a)(2) before 1996 and was denied admission may now file a successful habeas petition; and (2) the opinion supplants the executive’s and legislative’s prerogative to create and enforce immigration law by essentially writing IIRIRA § 1182(a)(2) out of the statute.
The Court’s opinion also flies in the face of the well-settled notion that a “statute does not operate ‘retrospectively’ merely because it is applied in a case arising from conduct antedating the statute’s enactment, or upsets expectations based in prior law.” Landgraf,
D.
With these observations, and based upon binding Supreme Court and Fourth Circuit precedent, I would hold that Petitioner, and similarly situated aliens, did not almost certainly rely on pre-IIRIRA law when pleading guilty. Specifically, former INA § 101(a)(13) and the Fleuti doctrine did not take into consideration an alien’s criminal conviction when Petitioner pled guilty in 1994. See Rosenberg v. Fleuti,
Furthermore, notwithstanding reliance, the outcome of Petitioner’s case would also not differ under Justice Story’s formulation of the retroactivity analysis. See Hughes Aircraft,
. The Supreme Court has directed us to follow the most analogous Court precedent— obviously St. Cyr in this case — when determining what authority directly controls. See Agostini v. Felton,
. The Court repeatedly belies my dissent. Reliance, in my opinion, is not the exclusive factor in a retroactivity analysis. On the con-traiy, Justice Story's formulation is equally relevant when determining whether a statute has a retroactive effect. In light of St. Cyr and Fourth Circuit precedent, however, reliance undoubtedly plays a “central role” in such analysis and, contrary to the Court's holding, cannot be discarded entirely. See St. Cyr,
. Moreover, our sister circuits have also recognized that reliance is a relevant factor in a retroactivity analysis. For example, in Rankine v. Reno,
. The Court responds reliance was not the "sine qua non" of retroactivity in Velasquez-Gabriel. See Op. at 392. The Court misses the point. Again, I never suggest the reliance factor is exclusive. See supra at 389 n. 2. That said, the Fourth Circuit clearly considered reliance a relevant factor in Velasquez-Gabriel and never once suggested it should be discarded entirely.
. The Court suggests I have misread Chambers, but I am not alone in my reading. The Second Circuit recognized the clear import of Judge Traxler’s lucid opinion in Chambers:
Decisions from other circuits are in accordance with our holding. In Chambers v. Reno, the Fourth Circuit held in a case legally indistinguishable from those of petitioners here that IIRIRA's repeal of § 212(c) relief was not impermissibly retroactive when applied to an alien convicted after trial of an aggravated felony. Using the reasoning of the Supreme Court in St. Cyr, the court found that Chambers did not possess "a reliance interest comparable to that which was at the heart of St. Cyr."
Rankine,
. The Fourth Circuit succinctly explained in Chambers,
