CLEVELAND METROPOLITAN BAR ASSOCIATION v. ZAFFIRO.
No. 2010-0769
Supreme Court of Ohio
October 7, 2010
127 Ohio St.3d 5, 2010-Ohio-4830
Submitted July 6, 2010
Jane M. Grote, pro se.
Per Curiam.
{¶ 1} Respondent, William T. Zaffiro Jr. of Lyndhurst, Ohio, Attorney Registration No. 0077479, was admitted to the practice of law in Ohio in 2004. The Board of Commissioners on Grievances and Discipline now recommends that we publicly reprimand respondent for failing to inform a client that he did not carry malpractice insurance, failing to cooperate in a disciplinary investigation, and making a false statement of material fact during a disciplinary investigation. We agree that respondent engaged in this misconduct and that a public reprimand is an appropriate sanction.
Facts and Misconduct
{¶ 2} On July 1, 2009, relator, Cleveland Metropolitan Bar Association, filed an amended complaint charging respondent with violations of the Code of Professional Responsibility and Rules of Professional Conduct arising from his (1) representation of a client in a case in small-claims court that led to a default judgment against his client, (2) failure to inform his client that he did not carry professional-liability insurance, and (3) conduct during the resulting disciplinary investigation.
{¶ 4} Relator did not amend its complaint to address respondent‘s apparent use of trust funds to satisfy the default judgment against his client. Instead, the parties submitted stipulated findings of fact and misconduct in which relator agreed to dismiss Count One of its amended complaint and respondent admitted the remaining charges. The parties agreed that a six-month suspension, all stayed, was the appropriate sanction for respondent‘s misconduct and jointly moved the panel to waive a formal hearing.
{¶ 5} After reviewing the parties’ stipulations of fact and misconduct, as well as the stipulated exhibits, the panel granted relator‘s motion to dismiss Count One of the complaint. The panel also dismissed Counts Two and Three, having unanimously concluded that the record did not contain clear and convincing evidence that respondent had violated
{¶ 6} Accepting the parties’ remaining stipulations of fact and misconduct, the panel found that respondent had failed to produce his professional-liability insurance policy as requested by relator during its investigation and that this conduct violated
Sanction
{¶ 7} In recommending a sanction for this misconduct, the panel considered the aggravating and mitigating features of respondent‘s case and found that the
{¶ 8} Consistent with the parties’ stipulations, the panel found that respondent‘s conduct in falsely leading relator to believe that he maintained professional-liability insurance, when in fact he did not, was an aggravating factor. See BCGD Proc.Reg. 10(B)(1)(f). In mitigation, the panel considered respondent‘s (1) lack of a prior disciplinary record, (2) lack of a dishonest or selfish motive, (3) timely good faith effort to make restitution by satisfying the default judgment against his client and refunding the client‘s retainer, (4) cooperative attitude toward the disciplinary proceedings once respondent obtained counsel, and (5) good character and reputation. BCGD Proc.Reg. 10(B)(2)(a), (b), (c), (d), and (e). The board adopted these findings in aggravation and mitigation.
{¶ 9} The parties agreed that a six-month stayed suspension was the appropriate sanction for respondent‘s misconduct, citing Lorain Cty. Bar Assn. v. Paterson, 98 Ohio St.3d 446, 2003-Ohio-1638, 786 N.E.2d 874 (imposing a public reprimand for an attorney‘s admitted failure to cooperate in a disciplinary investigation), and Columbus Bar Assn. v. Dicker, 102 Ohio St.3d 123, 2004-Ohio-1803, 807 N.E.2d 326 (imposing a public reprimand for an attorney‘s misrepresentation to relator during a disciplinary investigation). The parties’ agreement, however, was premised upon violations alleged in counts related to the default judgment against respondent‘s client—counts that the panel dismissed.
{¶ 10} The panel noted that in Akron Bar Assn. v. Wittbrod, 122 Ohio St.3d 394, 2009-Ohio-3549, 911 N.E.2d 901, we imposed a conditionally stayed six-month suspension on an attorney who had failed to advise a client that he lacked professional-liability insurance and who later proposed the dismissal of the client‘s grievance as a term of settlement of the related malpractice claim. But it distinguished respondent‘s misconduct from that of Wittbrod, observing that respondent had acknowledged his misconduct, promptly assumed responsibility for the consequences of his alleged malpractice, and rectified his initial failure to cooperate with relator‘s investigation. Citing Cuyahoga Cty. Bar Assn. v. Johnson, 123 Ohio St.3d 65, 2009-Ohio-4178, 914 N.E.2d 180 (publicly reprimanding an attorney who failed to respond to court filings, failed to appear in court on a client‘s behalf, and failed to advise the client that she lacked professional-liability insurance), the panel concluded that the appropriate sanction for respondent‘s conduct was a public reprimand. The board adopted this recommendation.
{¶ 11} Having considered respondent‘s conduct, the aggravating and mitigating factors, and the sanctions imposed for comparable conduct, we agree with the board‘s conclusion that a public reprimand is an appropriate sanction for respon-
Judgment accordingly.
BROWN, C.J., and PFEIFER, LUNDBERG STRATTON, O‘CONNOR, O‘DONNELL, LANZINGER, and CUPP, JJ., concur.
Heather M. Zirke, Assistant Bar Counsel, and Brian P. Riley, for relator.
Mary L. Cibella, for respondent.