Lead Opinion
DAUGHTREY, J., delivered the opinion of the court, in which CLELAND, J., joined. KENNEDY, J. (pp. 391-92), delivered a separate opinion concurring in part and dissenting in part.
The defendant, the City of Euclid, Ohio, appeals from the district court’s judgment in an action filed by the Cleveland Area Board of Realtors that challenged the validity of certain City ordinances regulating the size, number, and placement of signs in residential neighborhoods, as violative of the First Amendment’s free speech clause. The district court found that the ordinances were invalid, primarily because they were not content-neutral but also because — even if content-neutral — they were not narrowly tailored. For the reasons stated below, we affirm the district court’s judgment.
I. FACTUAL BACKGROUND
Before the ordinances at issue were enacted, the City allowed signs anywhere in a residential yard but limited them to five square feet. In November 1992, the first challenged ordinance, No. 246-1992, restricted the placement of real estate “For Sale” signs to the windows of homes in residential
WHEREAS, Chapter 1377 of the Euclid Codified Ordinances limits accessory uses in residential districts and this Council has found it necessary to further regulate such use; and
WHEREAS, this Council determines and finds that real estate graphics and other commercial graphics installed in the yards of residential districts are detrimental to property values, damaging to the neighborhood stability and unnecessary as a mechanism to sell or market real estate or other commercial services; and
WHEREAS, real estate and other commercial graphics are an unneeded commercial intrusion into non-commercial residential neighborhoods; and
WHEREAS, this Council finds and determines that real estate signs, in particular, can damage the image and perception about the viability and desirability of a neighborhood as a good place to live and invest for persons of all races; and
WHEREAS, this Council takes note of a variety of alternative means available to persons working to market real estate and other commercial services, including but not limited to, mailings, flyers, newspaper ads, telemarketing and word of mouth; and
WHEREAS, in harmonious [sic], out-of-scale, or incompatible signs adversely affect property values, discourage economic development, and inhibit public convenience; and
WHEREAS, this Council desires to promote and preserve neighborhood aesthetics, peace, health, safety and welfare....
The Cleveland Area Board of Realtors (“CABOR”) and several realty companies sued under 42 U.S.C. § 1983, alleging that the City had violated the First Amendment by enacting the ordinance. The complaint sought a declaratory judgment that the ordinance was unconstitutional under the First Amendment, the due process clause, and the equal protection clause of the United States Constitution, as well as the Ohio Constitution.
After CABOR sued in December 1992 and was granted a temporary restraining order, the city council amended the ordinance ten days before trial was scheduled, to apply to all commercial signs except those indicating the name and address number of the homeowner and those temporarily displaying the name of an architect, engineer, or contractor at work (Ordinance No. 5-1993). Trial of the case was rescheduled, and a week before it finally began, the council once again amended the ordinance, this time to cover all yard signs, commercial and non-commercial, except those displaying the residents’ name and address and pertinent security system information. The preamble to this final ordinance, No. 80-1993, noted the city council’s desire
... to maintain property values, maintain open space and a residential atmosphere in residential neighborhoods, prevent the nuisance of visual pollution and proliferation of signs, and limit the intrusion of commercial atmosphere in residential use districts.
The final ordinance also indicated that it was enacted to conform to a recent Supreme Court case, City of Cincinnati v. Discovery Network,
... require[ ] equal treatment of core commercial speech with noncommercial speech under the First Amendment ... where the visual pollution, aesthetics, diminution of safety and property values caused by one classification of sign over another, if any, may not be readily calculated....
After a ten-day bench trial, the district court reviewed the ordinances as a whole and
The court also found that even if the ordinances were content-neutral, and despite the fact that they could be found to be narrowly tailored to serve a significant interest in aesthetics, they did not leave open ample alternative channels for speech. This finding was based in part on expert testimony offered at trial concerning such things as the relative visibility of window signs. Moreover, after a driving tour of Euclid, the district judge determined that window signs were ineffective as an alternative method of communication and that the lawn sign ordinances were therefore a de facto ban on residential signs. Because the district judge found the remaining options for a real estate seller to be more costly and to provide less autonomy to the seller by requiring an agent, she viewed the ordinances as offering inadequate alternatives. In addition, the district judge found the alternatives to political signs, such as door-to-door knocking, mailings, newspaper advertising, public appearances, private gatherings, and window signs as “completely inadequate” replacements for yard signs. Therefore, the court struck the ordinances as violative of the First Amendment. Id. at 1264-66.
II. ANALYSIS
A. The Appropriate Constitutional Standard
The district court analyzed the comprehensive scheme established by the three ordinances as a “time, place, and manner” restriction on speech. It therefore asked whether they are “justified without reference to the content of the regulated speech, [whether] they are narrowly tailored to serve a significant governmental interest, and [whether] they leave open ample alternative channels for communication of the information.” Clark v. Community for Creative Non-Violence,
The City argues that the district court should have applied the test for restrictions on commercial speech to the first two ordi
We conclude that this issue is moot. By the time trial took place, the first two ordinances no longer operated independently because the final ordinance had created a regulation restricting both commercial and noncommercial yard signs. Indeed, in its brief before this court, the City described the three ordinances as a “comprehensive sign ordinance which applies even-handedly to all types of signs found in residential neighborhoods.” We conclude that use of the commercial speech test would be inappropriate, as well as unhelpful, and we therefore decline to invoke it for purposes of deciding the constitutional issues presented in this case.
B. Content-Neutrality
Under the “time, place, and manner” analysis, the first question the court must ask is whether the ordinances are content-neutral. The district court concluded that they were content-based, finding that the city council enacted them to combat the “negative messages” that “For Sale” signs create. The court quoted Metromedia, Inc. v. City of San Diego,
... esthetic judgments are necessarily subjective, defying objective evaluation, and for that reason must be carefully scrutinized to determine if they are only a public rationalization of an impermissible purpose.
The district court concluded that the City had “more likely than not” enacted the ordinances to ameliorate any negative messages that a proliferation of “For Sale” signs might convey. It also distinguished this case from the facts of South-Suburban Housing Ctr. v. Greater South Suburban Bd. of Realtors,
CABOR seeks to uphold this finding of fact as not clearly erroneous under Fed.R.Civ.P. 52(a). It insists that the record “overwhelmingly supports” the district court’s finding that the City was not motivated by a desire to improve its aesthetics, but rather a desire to curb “white flight” and maintain property values. Following the district court’s lead, it cites Metromedia as requiring careful scrutiny when “aesthetics” is the rationale for legislation. CABOR further notes that in Edenfield v. Fane,
In response, the City insists that the district court wrongly inquired into legislative motives for the ordinances. It argues that Supreme Court case law rejects inquiry into the minds of legislators, because they may vote for legislation for a variety of reasons. Under United States v. O’Brien,
We conclude that the district court erred, as a matter of law, by concluding that Euclid’s ordinances are content-based. Although the record establishes that one of the City’s motivations for the ordinances was to stem “panic selling,” the district court’s total rejection of the City’s stated aesthetics rationale — a rationale that is voiced in the record and appears in the legislation itself, including the preamble to the original ordinance (No. 246-1992) — is clear error when considered in light of the limited inquiry that case law permits when reviewing legislative motive.
As an initial matter, we note that the language in Metromedia on which GABOR relies for the proposition that motive is relevant in determining content-neutrality is dictum. In that case, the city ordinance that the Court deemed unconstitutional on its face permitted on-site advertising, but prohibited other commercial advertising and non-com-mereial communication using fixed-structure signs everywhere, unless permitted by a specific exception. The purported rationale was aesthetics, and the plurality stated that “[s]uch esthetic judgments are necessarily subjective, defying objective evaluation, and for that reason must be carefully scrutinized to determine if they are only a public rationalization of an impermissible purpose.” Metromedia,
Legislation constitutional on its face will generally not be voided based on the motives or purposes of those enacting it. O’Brien,
It is a familiar principle of constitutional law that this Court will not strike down an otherwise constitutional statute on the basis of an alleged illicit legislative motive. * * * Inquiries into congressional motives or purposes are a hazardous matter. When the issue is simply the interpretation of legislation, the Court will look to statements by legislators for guidance.... It is an entirely different matter when we are asked to void a statute that is, under well-settled criteria, constitutional on its face, on the basis of what fewer than a handful of Congressmen said about it. What motivates one legislator to make a speech about a statute is not necessarily what motivates scores of others to enact it, and the stakes are sufficiently high for us to eschew guesswork. We decline to void essentially on the ground that it is unwise legislation which Congress had the undoubted power to enact and which could be reenacted in its exact form if the same or another legislator made a “wiser” speech about it.
Id. at 383-84,
Similarly, in City of Renton v. Playtime Theatres, Inc.,
C. Narrow Tailoring
The second inquiry under the “time, place, and manner” test is whether the ordinances are “narrowly tailored to serve a significant government interest.” Clark,
Case law recognizes that aesthetics may constitute a significant government interest. Metromedia,
What our decisions require is a “‘fit’ between the legislature’s ends and the means chosen to accomplish to those ends,” ... a fit that is not necessarily perfect, but reasonable; that represents not necessarily the single best disposition but one whose scope is “in proportion to the interest served”_
Id. at 480,
D. Alternative Channels of Communication
Finally, this court must ask whether the ordinances “leave open ample alternative channels for communication of the information.” Clark,
We agree with the district court’s conclusion. The Supreme Court recently acknowledged the unique place of yard signs in City of Ladue v. Gilleo, — U.S. -,
Ladue has almost completely foreclosed a venerable means of communication that is both unique and important. It has totally foreclosed that medium to political, religious, or personal messages. Signs that react to a local happening or express a view on a controversial issue both reflect and animate change in the life of a community. Often placed on lawns or in windows, residential signs play an important part in political campaigns, during which they are displayed to signal the resident’s support for particular candidates, parties, or causes. They may not afford the same opportunities for conveying ideas as do other media, but residential signs have long been an important and distinct medium of expression.
Id. at -,
Displaying a sign from one’s own residence often carries a message quite distinct from placing the same sign someplace else, or conveying the same text or picture by other means. Precisely because of their location, such signs provide information about the identity of the “speaker.” As an early and eminent student of rhetoric observed, the identity of the speaker is an important component of many attempts to persuade. A sign advocating “Peace in the Gulf’ in the front lawn of a retired general or decorated war veteran may provoke a different reaction than the same sign in a 10-year-old child’s bedroom window or the same message on a bumper sticker of a passing automobile. An espousal of socialism may carry different implications when displayed on the grounds of a stately mansion than when pasted on a factory wall or an ambulatory sandwich board.
Residential signs are an unusually cheap and convenient form of communication. Especially for persons of modest means or limited mobility, a yard or window sign may have no practical substitute.... Even for the affluent, the added costs in money or time of taking out a newspaper advertisement, handing out leaflets on the street, or standing in from of one’s house with a handheld sign may make the difference between participating and not participating in some public debate. Furthermore, a person who puts up a sign at her residence often intends to reach neighbors, an audience that could not be reached nearly as well by other means.
A special respect for individual liberty in the home has long been part of our culture and our law ...; that principle has special resonance when the government seeks to constrain a person’s ability to speak there....
Id. at -,
In addition to Ladue, the Supreme Court has stated in dicta that a ban on real estate yard signs offers insufficient alternatives. In Linmark Associates, Inc. v. Township of Willingboro,
... serious questions exist as to whether the ordinance “leave[s] open ample alternative channels for communication”.... Although in theory sellers remain free to employ a number of different alternatives, in practice realty is not marketed through leaflets, sound trucks, demonstrations, or the like. The options to which sellers realistically are relegated — primarily newspaper advertising and listing with real estate agents — involve more cost and less autonomy than “For Sale” signs ...; are less likely to reach persons not deliberately seeking sales information ...; and may be less effective media for communicating the message that is conveyed by a “For Sale” sign in front of the house to be sold.... The alternatives, then, are far from satisfactory.
Id. at 93,
Although Ladue indicated that a city could regulate signs constitutionally, see — U.S. at -,
In reaching this conclusion, we join many other courts that have struck down bans on yard signs. See, e.g., City of Ladue v. Gilleo, - U.S. -,
Notes
. The district court declined to rule on any issues other than the free speech question and that is the only issue presented on appeal.
Concurrence Opinion
concurring in part and dissenting in part.
I concur in parts A, B and C of the panel’s opinion.
I concur in the court’s holding that the ordinance violates the First Amendment. However, I do so because I do not believe the City of Euclid's ordinance is content neutral. While prohibiting free standing “for sale” signs, the ordinance permits free standing security signs. I am unable to find a countervailing government interest to justify the distinction between the contents of security signs and “for sale” signs. The purpose of security signs is to convey to would-be burglars that the house has an alarm system. That message can be conveyed to burglars, who presumably look around the premises before attempting to enter, by window signs in the same manner “for sale” messages are conveyed. Because, as the Supreme Court noted in City of Ladue v. Gilleo, — U.S. -,
First, I do not agree that the City of Euclid’s ordinance banning lawn signs is not sufficiently narrowly tailored. The majority suggests that the ordinance is not narrowly tailored because it almost entirely bans yard signs, which is unnecessary to further the government’s interest. While I agree with the panel that the restrictions on speech should not “burden substantially more speech than is necessary to further the government’s legitimate interests,” Maj. Op. at 388 (quoting Board of Trustees of State Univ. of New York v. Fox,
So long as the means chosen are not substantially broader than necessary to achieve the government’s interest ... the regulation will not be invalid simply because a court concludes that the government’s interest could be adequately served by some less-speech-restrictive alternative. “The validity of [time, place, or manner] regulations does not turn on a judge’s agreement with the responsible decision-maker concerning the most appropriate method for promoting significant government interests” or the degree to which those interests should be promoted.
Ward v. Rock Against Racism,
Nor can I agree with the panel that the ordinance fails to “leave open ample alternative channels for communication of the information.” Clark v. Community for Creative Non-Violence,
The ordinance does not ban all signs on the premises. It expressly permits window signs, which are valid methods of communication. The evidence was undisputed that signs of the size permitted could be read even in low luminous conditions at 185 feet if letters four inches in height were used. The window signs would be no more than 75 feet from the street. (If farther, or if the terrain would obscure a window sign, a lawn sign was permitted.) Admittedly, lawn signs are more visible than window signs. Indeed, the very fact that lawn signs attract one’s atten
Nonetheless, window signs are an effective alternative channel for communication. The evidence presented by the City established that, in communities adjacent to Euclid that have limited signs in residential areas to window signs for some time, persons were able to sell their homes. Moreover, those people selling their homes may pursue other effective channels of communication such as listing their homes in newspapers and with real estate brokers. Although window signs require prospective buyers to pay closer attention to determine whether a house is for sale, buying a house is not ordinarily impulse driven. Therefore, the prohibition of yard signs leaves open ample alternative channels to communicate' that property is for sale or that a homeowner supports a particular candidate or issue.
The final question is whether lawn signs have become such a traditional means of communication by homeowners that they must be permitted under the teaching of Ladue. In Ladue, the city permitted no signs except for “for sale,” residence identification, and warning signs. Plaintiff Gilleo wished to display political signs opposing the Gulf War. After discussing why the ordinance was not content neutral, but concluding that the City of Ladue could easily eliminate those exceptions and if it did so Gilleo would be without a remedy, the Court went on to hold that the complete prohibition of all residential signs would be a violation of the First Amendment. The Court noted that measures more temperate than prohibiting all residential signs could in large part satisfy Ladue’s stated state regulatory needs without harm to the First Amendment rights of its citizens. In a footnote, the Court pointed out that it was “not confronted here with mere regulations short of a ban.” City of Ladue, — U.S. at - n. 17,
