Clemes v. Del Norte County Unified School DistrictClemes v. Del Norte County Unified School District
OPINION
On July 12, 1993, plaintiff Jack Ciernes brought suit against defendants Del Norte County Unified School District, Gene Edinger, Paul H. McCarthy, Debi Balzarini, Darlene Fosdick and Karen Marcum, alleging injuries arising from plaintiffs attempts to rectify certain improprieties that he witnessed on the part of the school district and its employees. Mr. Ciernes sued under a host of statutes, including
Defendants have now moved pursuant to
Defendants have also moved pursuant to
Having read and considered the arguments and submissions of the parties, and for the reasons set forth below, the court issues the following memorandum and order.
BACKGROUND 1
Mr. Ciernes was a teacher in the Del Norte County Unified School District (“District”) for approximately 25 years. In 1989 he was assigned as teacher, and at various times designated Coordinator, for the Independent Studies Program. The Independent Studies
Mr. Ciernes alleges that around September 1990 he learned from the parents of some of the Independent Studies students that the other teacher for the Program, defendant Debbie Balzarini, was not teaching the students assigned to her. Upon investigation Mr. Ciernes alleges that he discovered that defendant Balzarini was making false entries in student records and forging the signatures of students and parents on Independent Studies Program documents, including records of teaching sessions for students and contracts for the Independent Studies Program teaching services. Mr. Ciernes reported this activity to defendant Paul McCarthy, principal in charge of the Independent Studies Program, and to defendant Gene Edinger, superintendent of the Del Norte School District. 2
Mr. Ciernes alleges in essence that Mr. McCarthy and Mr. Edinger told him to mind his own business and stop reporting on illegal activities of his colleagues. After that, according to Mr. Ciernes, both Mr. McCarthy and Mr. Edinger aided and assisted Ms. Balzarini’s fraud with the intent of allowing the District to collect state and federal financial assistance for educational services under false pretenses.
Mr. Ciernes subsequently took his complaints about defendant Balzarini, as well as defendants McCarthy and Edinger, to the office of the District Attorney for Del Norte County and to the Department of Justice. This led to Mr. Ciernes’ testimony before a Del Norte County grand jury about the forgeries and fraud, apparently to consider issuing indictments against some of the defendants now before this court. From the facts presented to this court it appears that no indictments issued. Mr. Ciernes maintains that the District Attorney withheld the majority of Mr. Ciernes’ documentation from the tribunal, such that the grand jury failed to appreciate the true scope of the fraud involved.
Mr. Ciernes also advised the Governing Board of the District of the alleged misconduct. Mr. Ciernes maintains that the Governing Board has refused to review or consider the evidence of the fraud.
Finally, in January 1998 Mr. Ciernes filed a complaint with the Office of Civil Rights, United States Department of Education, alleging discrimination by the District against Native Americans, minorities and females in educational programs.
From August 31, 1992 through November 4,1992, the District, through the Commission on Professional Competence, held adversary administrative hearings before a three-person panel to consider whether to terminate Mr. Ciernes’ employment. Mr. Ciernes maintains that the hearings failed to provide him with due process. On April 23, 1993 Mr. Ciernes was terminated from employment with the District.
Mr. Ciernes alleges that some or all of the defendants improperly attempted to influence the investigations conducted by the above administrative and judicial bodies. Briefly, Mr. Ciernes alleges that the District concealed evidence from the State Controller’s office during an audit of the District and the Independent Studies Program; that defendant McCarthy improperly met in private with members of the grand jury; that defendant Edinger instructed or advised the members of the District’s Governing Board not to review Mr. Ciernes’ evidence and to destroy the documents he provided; that agents of the District had ex parte communications with the chair of the Commission panel; and that the assistant to the chair of the Commission panel had improper conversations with the Office of Civil Rights and the investigator in charge of the investigation concerning Mr. Ciernes’ allegations. Mr. Ciernes also alleges that certain defendants improperly attempted to influence him to remain silent about the
As a result of Mr. Ciernes’ actions, some or all of the defendants allegedly subjected Mr. Ciernes to discrimination and retaliation. These acts included: three charges of unprofessional conduct, pursuant to section 44938 of the California Education Code; placement on administrative leave, beginning January 1992; termination from employment; insertion of additional language on Mr. Ciernes’ application for house refinancing to the effect that his termination was “likely,” thus resulting in denial of the loan; alteration of employment verification documents such that Mr. Ciernes is unable to obtain a teaching credential in another state; and physical and verbal assaults. In addition, Mr. Ciernes maintains that defendants caused the wrongful denial of ninety-six days of disability; caused injury to his property; interfered with the delivery of his mail; monitored his activities, mail and communications; encouraged others to make baseless complaints against him; and warned students that contact with Mr. Ciernes would jeopardize receipt of their degrees.
As a consequence of the various acts allegedly taken against him, Mr. Ciernes seeks damages to remedy the loss of wages and benefits, both past and future, and to remedy the damage to his reputation and standing in the community. He also seeks recompense for the humiliation, anxiety, mental suffering and distress that he has suffered; for his inability to refinance his home; and to cover the cost of litigation. In addition to damages, Mr. Ciernes seeks the following equitable relief: 1) restoration of his employment as a teacher and restoration of any certificates or licenses lost as result of the defendants’ action; 2) preliminary and permanent injunctions enjoining defendants from taking retaliatory or discriminatory actions against him; 3) other and further equitable relief to restore his reputation and to undo the harm and damage to his career, reputation and standing.
LEGAL STANDARD
A motion to dismiss for failure to state a claim will be denied unless it appears that the plaintiff can prove no set of facts which would entitle him or her to relief.
Conley v. Gibson,
On any other motion to dismiss under
DISCUSSION
I. Standing
Defendants launch a generalized attack on Mr. Ciernes’ ability to sue for injuries incurred for seeking to vindicate the rights of female and minority students. Specifically, defendants challenge Mr. Ciernes’ standing to bring claims under Title VI and Title IX, arguing that because he is not himself the target of personal discrimination, he cannot sue under these provisions. In a related argument, defendants argue that Mr. Ciernes has failed to state a claim under
In order to have standing to assert statutory rights, a plaintiff must first meet the constitutional requirement of Article III that he have suffered injury-in-fact as a result of the allegedly illegal action.
See Havens Realty Corp. v. Coleman,
A. Title VI and Title IX
Mr. Ciernes is apparently claiming a violation of Title VI on the ground that his injuries stem from his attempts to vindicate the rights of students who are primarily Native Americans. 4 His Title IX claim apparently rests on the basis that the students are also primarily female. 5 Mr. Ciernes does not allege that he was directly discriminated against because of his race or his sex. Although caselaw concerning standing under Titles VI and IX for those who are not themselves direct targets of discrimination is sparse, an analysis of available precedent under those provisions and under analogous provisions of the Civil Rights Act of 1964 reveals that Title VI and Title IX should properly be interpreted broadly with respect to standing.
In
Hudson Valley Freedom Theater, Inc. v. Heimbach,
The provisions of Title IX are similarly broad, directing that “no person” may be discriminated against or denied benefits “on the basis of sex.”
Other decisions interpreting the analogous provisions of Title VII of the Civil Rights Act of 1964,
In
Gladstone Realtors v. Village of Bellwood,
Circuit courts, including the Ninth Circuit, have made similar holdings for cases brought under Title VII. For instance, in
Waters v. Heublein, Inc.,
As the above eases indicate, courts have consistently found that Congress, in enacting the above civil rights provisions intended to extend standing under those provisions to a broad class of plaintiffs. There is no doubt that Mr. Ciernes satisfies the absolute minimum requirement of Article III — that the plaintiff have suffered an injury-in-faet. Mr. Ciernes has certainly alleged an injury; in
■ B.
k
Mr. Ciernes’ claims under these provisions of Title 42 are similar to his claims under Title VI and Title IX, in that he does not allege that he is himself a member of a class directly protected by these provisions, but instead alleges that he suffered injuries that stemmed from discrimination against the students, who, as Native Americans, do belong to a protected class. The issue before this court is, again, whether such a relationship is sufficient to confer standing on Mr. Ciernes under
In
Sullivan v. Little Hunting Park,
Sullivan sued under
If that sanction, backed by a state court judgment, can be imposed, then Sullivan is punished for trying to vindicate the rights of minorities protected by § 1902. Such a sanction would give impetus to the perpetuation of racial restrictions on property. That is why we said in Barrows v. Jackson,346 U.S. 249 , 259,73 S.Ct. 1031 , 1036,97 L.Ed. 1586 , that the white owner is at times “the only effective adversary” of the unlawful restrictive covenant. Under the terms of our decision in Barrows, there can be no question but that Sullivan has standing to maintain this action.
Sullivan,
Although the
Sullivan
Court did not explicitly extend its holding that non-minorities
The Ninth Circuit has not addressed this issue at length. In
Halet v. Wend Investment Co.,
Although
Halet
appears to interpret
Sullivan
somewhat more restrictively than other circuits, it is still clear that Mr. Ciernes has standing to bring the instant action under
On the other hand, the Ninth Circuit has clearly held that in order to bring an action under the conspiracy provision of
The law of this circuit is clear: the plaintiff must be a member of the class discriminated against to claim the benefits of§ 1985(3) .
Id. at 721.
Therefore, Mr. Ciernes has no standing to bring suit under
Defendants did not specifically challenge Mr. Ciernes’ standing to sue under
Defendants next argue that plaintiffs claim under
A. The Eleventh Amendment
The Eleventh Amendment bars federal court suits that seek retrospective money damages against state agencies.
See Edelman v. Jordan,
The school district is clearly a state agency. In
Belanger v. Madera Unified School Dist.,
The individual defendants also clearly fall within the scope of the Eleventh Amendment. State officials sued in their official capacity enjoy the same eleventh amendment protection as is afforded to states. Although literally persons, “a suit against a state official is not a suit against the official but rather is a suit against the official’s office.”
Will v. Mich. Dept. State Police,
Mr. Ciernes argues that, even if the Eleventh Amendment does apply to these defendants, Congress has waived this immunity for actions under
A State shall not be immune under the Eleventh Amendment of the constitution of the United States from suit in Federal court for a violation of section 504 of the Rehabilitation Act of 1973, title IX of the Education Amendments of 1972 ... title VI of the Civil Rights Act of 1964, or the provisions of any other Federal statute prohibiting discrimination by recipients of Federal financial assistance.
The circuits which have considered whether this amendment abrogates immunity for suits under
Defendants are therefore correct that all of the defendants fall under the Eleventh Amendment. This fact alone is insufficient, however, to dismiss plaintiffs claims. The Eleventh Amendment bar extends only to suits for retrospective relief; injunctive relief is permissible since “official-capacity actions for prospective relief are not treated as actions against the State.”
Kentucky v. Graham,
Accordingly, Mr. Ciernes’ claim under
B. Statute of Limitations
Defendants have also moved this court to dismiss Mr. Ciernes’
While it is true that certain of the alleged discriminatory acts in Mr. Ciernes’ complaint occurred in January 1992, more than a year before the filing of the complaint on May 21, 1993, under California’s equitable tolling doctrine the statute may be tolled pending the pursuit of a formal legal remedy.
Donoghue v. Orange Co.,
As
there is no dispute by the defendants that these criteria have not been met in the instant case, and as the administrative hearings took place from August 31, 1992 to November 4, 1992, less than a year from filing the complaint on May 23, 1993, this court declines to dismiss Mr. Ciernes’
III. False Claims Act
Mr. Ciernes also seeks relief under
Defendants argue that because Mr. Clemes has not met any of the procedural requirements set forth in
Furthermore, such a narrow reading would be inconsistent with the purposes of the False Claims Act. Congress enacted the False Claims Act in order to discourage fraud against the government and to encourage persons with knowledge of fraud to come forward.
See
H.R.Rep. No. 660, 99th Cong., 2d Sess., 22 (1986). It would be inconsistent with these dual goals to impose upon
For purposes of this motion, it is unnecessary to delineate the exact reach of
IV. Writ of Mandamus
Mr. Ciernes seeks in his complaint a writ of mandamus to review the administrative decision of the Commission on Professional Competence. California Code of Civil Procedure § 1094.5 unquestionably provides for the right to judicial review of a statutorily mandated administrative order or decision.
Boren v. State Personnel Board,
V. Supplemental Jurisdiction
Apparently realizing that many of his claims are untenable in federal court, Mr. Ciernes attempts to persuade this court to exercise its supplemental jurisdiction pursuant to
(1) the claim raises a novel or complex issue of State law,
(2) the claim substantially predominates over the claim or claims over which the district court has original jurisdiction,
(3) the district court has dismissed all claims over which it has original jurisdiction, or
(4) in exceptional circumstances, there are other compelling reasons for declining jurisdiction.
Mr. Ciernes first argues that this court should exercise supplemental jurisdiction to hear his claim for a writ of mandamus. Subsections (1) and (4) of
At the hearing on this motion, plaintiff appeared to make an even more astonishing argument with regard to supplemental jurisdiction and the eleventh amendment bar to plaintiffs
This argument is so frivolous it is hard to know where to attack it first. To begin with, “the State and arms of the State, which have traditionally enjoyed Eleventh Amendment
Therefore, this court refuses Mr. Ciernes’ invitation to make an end-run around the eleventh amendment by twisting the supplemental jurisdiction statute to bring his claim under
CONCLUSION
For the foregoing reasons, IT IS HEREBY ORDERED:
1) that defendants’ motion to dismiss plaintiffs claims arising under
2) that defendants’ motion to dismiss plaintiff’s claims arising under
3) that defendants’ motion to dismiss plaintiffs claim under
4) that defendants’ motion to dismiss plaintiffs claim arising under the False Claims Act is DENIED;
5) that defendants’ motion to dismiss plaintiffs motion for a writ of mandamus is GRANTED.
Plaintiff is granted leave to amend his claim under
IS SO ORDERED.
Notes
. The following facts are undisputed by the parties, except as otherwise noted.
. Plaintiff also alleges that defendant Balzarini was conducting a private business, known as the "Diet Center," with the tacit approval of the District and defendants McCarthy and Edinger.
. Defendants in their moving papers did not make the latter argument with respect to
. Title VI provides in relevant part:
No person in the United States shall, on the ground of race, color, or national origin, be excluded from participation, be denied the benefits of, or be subjected to discrimination under any program or activity receiving Federal assistance.
. Title IX of the Education Amendments of 1972 provides in relevant part:
No person in the United States shall, on the basis of sex, be excluded from participation in, be denied the benefits of, or be subjected to discrimination under any education program or activity receiving Federal financial assistance.
.
"All persons within the jurisdiction of the United States shall have the same right in every State and Territory to make and enforce contracts, to sue, be parties, give evidence, and to the full and equal benefit of all laws and proceedings for the security of persons and property as is enjoyed by white citizens....”
.
All citizens of the United States shall have the same right, in every State and Territory, as is enjoyed by white citizens thereof to inherit, purchase, lease, sell, hold, and convey real and personal property.
.
(2) If two or more persons in any State or Territory conspire to deter, by force, intimidation, or threat, any party or witness in any court of the United States from attending such court, or from testifying to any matter pending therein ... or to injure such party ... in his person or property on account of his having so attended or testified, or to influence the verdict, presentment, or indictment of any grand or petit juror in any such court ...; or if two or more persons conspire for the putpose of impeding, hindering, obstructing, or defeating, in any manner, the due course of justice in any State or Territory ...
(3) If two or more persons in any State or Territory conspire or go in disguise ... on the premises of another, for the purpose of depriving, either directly or indirectly, any person or class of persons of the equal protection of the laws, or of equal privileges and immunities under the laws ... the party so injured or deprived may have an action for the recovery of damages occasioned by such injury or deprivation, against any one or more of the conspirators.
. Defendants are thus incorrect in asserting that the plaintiffs standing in
Sullivan
was premised on the his own right to convey property. The Court specifically stated that it was Sullivan’s
. The Second Circuit noted that although the Supreme Court in
Sullivan
rested its holding on
. Courts considering analogous situations under
. It is unclear whether
Halet
should in fact be interpreted so restrictively. In a later case involving standing under Title VII and under
Moreover,
Sullivan
itself does not appear to support a restrictive interpretation of standing under
. Defendants seek to dismiss Mr. Ciernes' claim under
.
Every person who, having knowledge that any of the wrongs conspired to be done, and mentioned insection 1985 of this title, are about to be committed, and having power to prevent or aid in preventing the commission of the same, neglects or refuses to do so, if such wrongful act be committed, shall be liable to the parly injured ... for all damages caused by such wrongful act, which such person by reasonable diligence could have prevented.
.
Any person who, under color [of law causes] any citizen of the United States ... to [be] depriv[ed] of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress.
. The Ninth Circuit applied the
“Mitchell
test” in making its determination as to whether an entity is a state agency for eleventh amendment purposes.
See Mitchell v. Los Angeles Community College Dist.,
whether a money judgment would be satisfied out of state funds, [2] whether the entity performs central governmental functions, [3] whether the entity may sue or be sued, [4] whether the entity has the power to take property in its own name or only the name of the state, and [5] the corporate status of the entity.
Mitchell,
. Prior to the enactment of this provision, the Supreme Court had ruled that the Eleventh Amendment bar applies to suits against the state
. Mr. Ciernes also seeks attorneys’ fees. To the extent that these fees are related to his seeking of injunctive relief, he is not categorically barred from recovery.
See Hutto v. Finney,
. The False Claims Act,
Any employee who is discharged, demoted, suspended, threatened, harassed, or in any other manner discriminated against in the terms and conditions of employment by his or her employer because of lawful acts done by the employee on behalf of the employee or others in furtherance of an action under this section, including investigation for initiation of, testimony for, or assistance in an action filed or to be filed under this section, shall be entitled to all relief necessary to make the employee whole. Such relief shall include reinstatement with the same seniority status such employee would have had but for the discrimination, two times the amount of back pay, interest on the back pay, and compensation for any special damages sustained as a result of the discrimination, including litigation costs and reasonable attorneys' fees. An employee may bring an action in the appropriate district court of the United States for the relief provided in this subsection.
.
in any civil action of which the district courts have original jurisdiction, the district courts shall have supplemental jurisdiction over all other claims that are so related to claims in the action within such original jurisdiction that they form part of the same case or controversy under Article III of the United States Constitution.