Lead Opinion
In this appeal, we consider whether allegedly defamatory statements made elsewhere but which caused damage to the plaintiff in the forum state are sufficient to confer personal jurisdiction over the defendant when the content and context of the statements lack any connection with the forum state. For the following reasons, we agree with the district court that the plaintiff failed to establish personal jurisdiction over the defendant and affirm.
The plaintiff, Roger Clemens, moved to Texas in 1977 at the age of fifteen. In 1983, after playing college baseball for the University of Texas, he was drafted by the Boston Red Sox, a Major League Baseball team. Clemens played for the Red Sox until 1996, when he signed with the Toronto Blue Jays. As a member of the Blue Jays, Clemens met the defendant Brian McNamee, an athletic trainer for the Toronto organization. In 1999, Clemens joined the New York Yankees, and one year later, the Yankees hired McNamee as an assistant trainer. Clemens trained with McNamee until some point in 2007.
In the summer of 2007, federal authorities contаcted McNamee in New York City in connection with the Government’s criminal investigation of BALCO, a Bay Area laboratory allegedly involved in the development and sale of performance-enhancing drugs. At the interview, authorities told McNamee that the Government had sufficient evidence to secure a conviction against McNamee for delivering illegal performance-enhancing drugs to athletes. In lieu of prosecution, the United States Attorney’s Office for the Northern District of California gave McNamee use immunity for any statements he gave in relation to the Government’s investigation. McNamee was interviewed by the Government for two days during which he told investigators that he had injected Clemens with performance-enhancing drugs in 1998, 2000, and 2001. These injections, according to McNamee, took place in Toronto and New York.
A short time after his interview with the Government, federal authorities contacted McNamee again, this time requesting that he cooperate with a Major League Baseball investigation being conducted by former United States Senator George Mitchell into the use of performance-enhancing drugs in the game (“Mitchell Commission”). Federal investigators arranged and participated in McNamee’s meeting with Mitchell in New York. On December 12, 2007, the Mitchell Commission released the findings of its investigation in its Report to the Commissioner of Baseball of an Independent Investigation Into the Illegal Use of Steroids and Other Performance Enhancing Substances By Players In Major League Baseball (“Mitchell Report”). The Mitchell Report included McNamee’s statements concerning Clemens’ use of performance-enhancing drugs. Every national news service, as well as every major newspaper in Texas, republished McNamee’s statements. Following the Mitchell Report’s release, McNamee spoke with John Heyman, a senior writer for the internet site SI.com. During this interview at McNamee’s house in Queens, New York, McNamee repeated the statements that had been published in the Mitchell Report. Heyman posted an article containing these statements to the website SI.com on January 7, 2008.
In January 2008, Clemens filed suit for defamation against McNamee in Texas state court. McNamee removed the action to the United States District Court and moved to dismiss Clemens’ complaint for
II.
A.
Whether the district court can properly exercise personal jurisdiction over the defendant is an issue of law we rеview de novo. Felch v. Tranportes LarMex SA DE CV,
B.
A federal district court sitting in diversity may exercise personal jurisdiction over a foreign defendant if (1) the long-arm statute of the forum state creates personal jurisdiction over the defendant; and (2) the exercise of personal jurisdiction is consistent with the due process guarantees of the United States Constitution. Latshaw v. Johnston,
The Due Process Clause of the Fourteenth Amendment permits a court to exercise personal jurisdiction over a foreign defendant when (1) that defendant has purposefully availed himself of the benefits and protections of the forum state by establishing minimum contacts with the forum state and (2) the exercise of jurisdiction over that defendant does not offend traditional notions of fair play and substantial justice. Revell,
We first address whether McNamee had sufficient minimum contacts with the forum to support specific personal jurisdiction. It is essential that there be some act by which the defendant purposefully avails himself of the privilege of conducting activities with the forum state, thus invoking the benefits and protections of its laws. Hanson v. Denckla, 357 U.S. 235, 253,
The most instructive case on this issue from the Supreme Court is Calder v. Jones,
The allegedly libelous story concerned the California activities of a California resident. It impugned the professionalism of an entertainer whose television career was centered in California. The article was drawn from California sources, and the brunt of the harm, in terms both of respondent’s emotional distress and the injury to her professional reputation, was suffered in California. In sum, California is the focal point both of the story and the harm.
Id. at 788-89,
To support personal jurisdiction against the defaming defendant, this court has emphasized Colder*s requirement that the forum “be the focal point of the story.” Id. For example, in Revell v. Lidov, the plaintiff sued a non-resident defendant in Texas after the defendant alleged on a Columbia University website that the plaintiff had advance knowledge of the bombing of Pan Am Flight 103. Revell,
First, the article written by [plaintiff] about [defendant] contains no reference to Texas, nor does it refer to the Texas activities of [plaintiff] and it was not directed at Texas readers as distinguished from readers in other states. Texas was not the focal point of the article or the harm suffered, unlike Calder, in which the article contained descriptions of the California activities of the plaintiff, drew upon California sources, and found its largest audience in California.
Id.
In Fielding v. Hubert Burda Media, Inc.,
We read Calder as requiring the plaintiff seeking tо assert specific personal jurisdiction over a defendant in a defamation case to show “(1) the subject matter of and (2) the sources relied upon for the article were in the forum state.” Id. (citing Revell,
In support of jurisdiction, Clemens points to the harm he suffered in Texas and to McNamee’s knowledge of the likelihood of such damage in the forum. Yet under Calder, Revell, and Fielding, Clemеns has not made a prima facie showing that McNamee made statements in which Texas was the focal point: the statements did not concern activity in Texas; nor were they made in Texas or directed to Texas residents any more than residents of any state. As such, the district court did not err in dismissing Clemens’ suit for lack of personal jurisdiction over McNamee.
III.
For the foregoing reasons, the district court’s judgment is affirmed.
AFFIRMED.
Notes
. Clemens retired from the Yankees in 2003. In 2004, he joined the Houston Astros and played with the team for three seasons. In 2007, he signed a one-year contract with the Yankees. At present, he is not a member of any professional baseball team.
. See also Mullins v. TestAmerica, Inc.,
Dissenting Opinion
dissenting:
Because I conclude that specific jurisdiction exists here, I respectfully dissent. McNamee had sufficient minimum contacts with Texas, and the exercise of personal jurisdiction does not offend traditional notions of fair play and substantial justice. Accordingly, the district court should not have dismissed this case on that ground.
The Due Process Clause of the Fourteenth Amendment requires that, before a
In construing Supreme Court precedents in this area, we have held that specific jurisdiction may be asserted over a defendant where that defendant has “ ‘purposefully directed [his] activities at the forum state and the litigation results from alleged injuries that arise out of or relate to those activities.’ ” Id. (emphasis added) (quoting Burger King Corp. v. Rudzewicz,
A. McNamee Established Minimum Contacts with Texas
In this case, there are two independent grounds upon which the minimum contacts inquiry is satisfied. First, McNamee made numerous business trips to Texas to train Clemens, and these trips “relate to” and form an integral part of the instant cause of action. Second, under the Calder
1. McNamee’s Business Contacts with Texas Satisfy the Minimum Contacts Test
Unlike the cases upon which the majority opinion relies, McNamee had repeated business contacts with Clemens in Texas. As the majority opinion acknowledges, McNamee visited Texas approximately thirty-five times over the course of his paid, professional relationship with Clemens, each time to train Clemens and other professional athletes. The fact that these training sessions occurred in Texas is not fortuitous: McNamee traveled to Texas because that is where Clemens continuously resided during the off-season and because, for at least part of his career, Clemens played professional baseball in Texas.
Further, McNamee’s business trips to Texas form a part of and “relate to” the training relationship from which the alleged steroid regimen either arose (McNamee’s version) or did not arise (Clemens’s version). See Trinity Indus., Inc. v. Myers & Assocs., Ltd.,
Similarly, the litigation in question here clearly “relates to” McNamee’s business trips to Texas because the allegedly defamatory statements relate to McNamee’s training relationship with Clemens. See Helicopteros Nacionales de Colombia, S.A. v. Hall,
The fact that McNamee’s training relationship with Clemens extended beyond Texas’s borders does not deprive the district court of specific jurisdiction. Neither the Supreme Court nor this court has ever required the tortious conduct to occur exclusively in or be exсlusively related to the forum state. See Keeton v. Hustler Magazine, Inc.,
2. The Calder “Effects” Test Is Not a Limitation on the Ordinary Minimum Contacts Analysis
In contrast, the majority opinion treats the thirty-five business trips discussed above as irrelevant and focuses entirely on the location of the alleged steroid injections in New York. Of course, Clemens denies that any such injections occurred— in Texas, New York, or anywhere else. Given the fact that we must assume for purposes of this analysis that Clemens’s version of the facts is the true one, the “New York” situs of this case is based entirely upon a lie. McNamee could just as easily have named any other state as far as Clemens’s position in this ease is concerned. In relying entirely on the alleged libelant to fix the situs of suit, the majority opinion greatly limits specific jurisdiction jurisprudence in general and its application to libel cases in particular.
The majority opinion’s formulation of the Calder effects test — requiring a plaintiff to show that (1) the subject matter of the defamatory statements concerned the forum; and (2) the sources relied upon by the author were in the forum — results in a mechanical personal jurisdiction test for defamation and libel cases that is both over- and under-inclusive. Two examples demonstrate this point.
In the first example, assume the same underlying facts present in this case, except that McNamee falsely stated that he injected Clemens with performance-enhancing drugs while at a truck stop in Montana. The majority’s test would compel a conclusion that McNamee had purposefully availed himself of the laws of Montana because his defamatory statements concerned Montana and the focus of McNamee’s story was on events that allegedly occurred in Montana. This conclusion would perhaps follow even if Clemens denied ever visiting Montana, and McNamee had no other contacts with Montana. In such a scenario, the setting of the false statement — and thus the defendant’s relationship to the forum state — is fortuitous, see Burger King,
In the second example, assume that Clemens played his entire professional career with the Houston Astros and that McNamee trained Clemens on a weekly basis in Texas.
These two contrasting examples demonstrate how the majority opinion misconstrues the Calder effects test as some sort of restriction in defamation or libel cases on the ordinary minimum contacts analysis. In truth, Calder was an expansion of specific jurisdiction and the minimum contacts inquiry. The Calder “effects test” was an outgrowth of the recognition that a defendant need not ever have been physically present in the forum state to be subject to personal jurisdiction there. See Calder,
To understand this point, we must detour briefly back to the seminal case of International Shoe v. Washington,
Understood against this backdrop, the Calder effects test is simply an additional, but not exclusive, vehicle for establishing personal jurisdiction over a nonresident defendant who may never have been to the forum state. See Allred v. Moore & Peterson,
In this case, unlike Calder, Revell, and Fielding
3. McNamee Has Minimum Contacts with Texas Under the Calder Effects Test
However, even if Clemens must meet the Calder requirements, he has done so. It is undisputed that Clemens is a resident of Texas with many civic and business activities in that state. In addition to his residency in Texas, Clemens played baseball for the Houston Astros for three years shortly before the events in question. Taking Clemens’s allegations in the complaint as true, McNamee intended to cause particular harm to Clemens in Texas because he was aware that Clemens resided in Texas and that the brunt of the impact of his statements would be felt by Clemens in Texas. This conduct constitutes the kind of “deliberate targeting” that the Calder Court found dispositive in analyzing personal jurisdiction.
In Calder, the National Enquirer published an article alleging that Shirley Jones, a nationally-known actress, drank alcohol so heavily as to interfere with her professional obligations as an actress.
Thus, under Calder, personal jurisdiction is appropriate over McNamee because McNamee knew that Clemens resided and worked in Texas and that Clemens would feel the brunt of the impact of his allegedly defamatory statements in Texas. See Southmark Corp. v. Life Investors, Inc.,
For his part, McNamee does not dispute that Clemens suffered particular injury in Texas as a result of McNamee’s allegations. Instead, McNamee cоntends, and the majority opinion apparently agrees, that because he said the steroid injections occurred only in New York, this case has no connection to Texas, citing Revell and Fielding.
However, unlike Revell, where the defendant was unaware of the plaintiffs residence, here McNamee was acutely aware of Clemens’s relationship to Texas from his visits there and from his overall training relationship with Clemens. Further, the defendant in Revell had no relevant contacts with Texas and no other facts demonstrated that the defendant had intentionally directed his allegedly tortious conduct toward the plaintiff in Texas. In this case, McNamee’s training relationship with Clemens in Texas and his knowledge that Clemens resided and had recently played professional baseball in his home state of Texas demonstrate that McNamee purposefully directed his allegedly defamatory statements at Clemens’s personal and professional reputation in Texas. See Revell,
Similarly, Fielding is inapposite. In Fielding, the plaintiffs were living overseas in the Swiss embassy in Germany. The court observed that it was unclear if and when the appellants ever lived in Texas because “during virtually the entire time relevant to this lawsuit, [the appellants] appear to have been residents of Germany.”
By focusing exclusively on the setting of McNamee’s allegedly defamatory statements, the majority opinion unduly narrows the minimum contacts and specific jurisdiction inquiry to a mechanical or technical formulation, rather than the “highly realistic” approach urged by the Supreme Court. Burger King,
Thus, I would conclude that McNamee had sufficient minimum contacts with Texas under the Colder effects test because McNamee was aware that Clemens resided and worked in Texas and that the brunt of the impact of his defamatory statements would be felt by Clemens in Texas.
k McNamee Had Minimum Contacts with Texas Sufficient to Support Specific Jurisdiction Here
Either considering only the business contacts by McNamee in Texas or considering the “effects test” of Colder under the facts alleged here, McNamee had sufficient minimum contacts with Texas. When both are combined, this conclusion becomes even more clear. See Walk Haydel,
B. Exercising Personal Jurisdiction Over McNamee in Texas Does Not Offend Traditional Notions of Fair Play and Substantial Justice
Finally, I would conclude that McNamee has failed to show that the exercise of personal jurisdiction over him in this action would be unfair or unreasonable. In assessing the reasonableness of a court’s exercise of personal jurisdiction, we examine five factors: (1) the burden upon the nonresident defendant to litigate in that forum; (2) the interests of the forum state; (3) the plaintiffs interest in obtaining relief; (4) the interstate judicial system’s interest in obtaining the most efficient resolution of controversies; and (5) the several states’ shared interest in furthering substantive social policies. Asahi Metal Indus. Co. v. Superior Court of Cal.,
In this case, the burden upon McNamee to litigate the case in Texas would not be unfair. McNamee has repeatedly traveled to Texas, deliberately targeted his conduct toward Texas, and profited from his work in Texas. Further, we have repeatedly recognized that the forum state has a compelling interest in protecting its residents from tortious injuries by nonresidents. See Walk Haydel,
Because I conclude that McNamee had established minimum contacts with Texas and that the exercise of personal jurisdiction would not violate traditional notions of fair play and substantial justice, I conclude that the district court should have exercised specific personal jurisdiction over McNamee. I respectfully dissent from the majority opinion’s contrary decision.
. The majority opinion does not reach the questiоn of the district court’s alternative holding on the immunity question for the Mitchell Commission statements, so I will not address that question here.
. Calder v. Jones,
. Notably, McNamee served as Clemens’s personal trainer during the three years that Clemens played for the Houston Astros. Clemens asserts that this time period was the height of his professional career. He left the Astros only a year before the allegedly libelous statements were made.
. This hypothetical scenario also presumes that general jurisdiction over McNamee is unavailable.
. The "research” prong of Calder, Revell, and Fielding is irrelevant in this case because McNamee is not a journalist relying on external sources. He is the very person who claims to have committed the act which is the subject of the alleged libel. Unlike a journalist, such an alleged eyewitness would never be conducting "research” in Texas or anywhere else on whether he himself is telling the truth.
. Fielding v. Hubert Burda Media, Inc.,
