Lead Opinion
HOLDAWAY, Judge, filed the opinion of the Court. IVERS, Judge, filed a concurring opinion. STEINBERG, Judge, filed an opinion concurring in part and dissenting in part.
This case is before the Court on the appellant’s application for an award of attorney fees and expenses under the Equal Access to Justice Act (EAJA), 28 U.S.C. § 2412. In the underlying case on the merits, the appellant sought an increased rating for post-traumatic stress disorder (PTSD),-then rated at 50% disabling. In its August 21, 1991, decision, the Board of Veterans’ Appeals (BVA or Board) denied an increased rating, and the appellant filed a timely appeal with this Court. The appellant filed his brief in April 1992, and the Secretary filed a motion for summary remand in June 1992, citing the BVA’s inadequate explanation for its August 1991 decision. On November 24, 1992, the Court issued a memorandum decision reversing the BVA decision and remanding for assignment of a 70% disability rating for PTSD and adjudication of the appellant’s claim for total disability due to individual unemployability. See Cleary v. Principi,
A final decision by the Board following the remand herein ordered will constitute a new decision which may be appealed to this Court only upon the filing of a new Notice of Appeal with the Court not later than 120 days after the date on which notice of the new Board final decision is mailed to the appellant. The Court retains jurisdiction. The Secretary shall file with the Clerk (as well as serve upon the appellant) a copy of any Board decision on remand. Within 14 days after the filing of any such final decision, the appellant shall notify the Clerk whether he desires to seek further review by the Court.
Id. at 499.
While the appeal was pending before the Court, on September 8, 1992, the regional office awarded the appellant a 100% rating effective November 1991. On remand, the
The appellant filed his EAJA fee application on December 2, 1993. He sought an award for 120.75 hours of work at a rate of $121.50 per hour, including 20 hours for representation before the Board on remand, for a total of $14,671.13. The Secretary did not contest that the appellant met the statutory requirements for entitlement to EAJA fees nor did he contest entitlement to fees for “preremand” work, but argued that the appellant could not recover attorney fees for his postremand work. At oral argument, the Court issued a bench order for the parties to brief issues regarding the Court’s authority to retain jurisdiction over cases remanded to the BVA. The Secretary filed a brief on January 30, 1995, and the appellant filed a brief on May 1, 1995.
I.
The appellant seeks EAJA fees, inter alia, for 20 hours of time expended by counsel representing him before the Board following the Court’s November 24, 1992, remand. He relies on Shalala v. Schaefer,
In its 1992 memorandum decision the Court plainly said that the BVA decision on remand was a new decision (as it manifestly was) and that a notice of appeal (NOA), to be filed within 120 days after notice of the BVA decision on remand was mailed, was required to appeal that decision to the Court. However, the Court purported to retain jurisdiction and gave the appellant 14 days to seek further review following the new BVA adjudication. This instruction apparently shortened the appeal period to 14 days, which clearly conflicts with the 120-day time period established earlier in the opinion. The Court’s instructions regarding the 120-day NOA time period closely parallel the NOA provision established by Congress in 38 U.S.C. § 7266(a). That section provides:
In order to obtain review by the Court of Veterans Appeals of a final decision of the Board of Veterans’ Appeals, a person adversely affected by that action must file a notice of appeal with the Court. Any such notice must be filed within 120 days after the date on which notice of the decision is mailed pursuant to section 7104(e) of this title.
38 U.S.C. § 7266(a). Section 7266(a) is mandatory; an NOA must be filed within 120 days after a final BVA decision in order for jurisdiction to lie in this Court. See Mayer v. Brown,
A new decision of the BVA following a remand from this Court, although perhaps related to the previous decision, is nevertheless just that, a new and separate decision, one which can only be appealed if an NOA is filed within 120 days. Here, after reversing the initial BVA decision and remanding the matter to the BVA for reajudieation, the Court had completed its appellate review of that initial decision. Legally and factually, there was nothing left to “review” of the remanded decision; there was nothing left to which our “jurisdiction to review decisions of the [BVA]” could attach. 38 U.S.C. § 7252(a). Therefore, notwithstanding its language purporting to retain jurisdiction, the Court properly could not have retained jurisdiction over the reversed BVA decision while the matter was being readjudicated. The veteran’s claim was exclusively before the BVA at the time of the postremand proceedings, not this Court. “[Cjoncurrent or dual plenary jurisdiction is impermissible. Once an appellate body takes jurisdiction over a claim, the lower tribunal may not consider the same issues.” See Cerullo v. Derwinski,
Because the Court’s jurisdiction ended when it remanded the BVA decision, this case is analogous to sentence four of 42 U.S.C. § 405(g) rather than sentence six. Under Sullivan v. Finkelstein,
If, under the statute governing the jurisdiction and practice of the Court of Veterans Appeals, its order in this case “reversing the decision of the Secretary,” and deciding “that the Secretary could not follow his own regulations” “terminated the [ ] action challenging the Secretary’s final determination,” then it is final and appeal-able under Finkelstein.
Travelstead,
We conclude that since the Court did not retain continuing jurisdiction, the appellant is not entitled to fees for 20 hours for his counsel’s representation in the postremand proceedings.
II.
Although the appellant is not entitled to fees for postremand work, he is entitled to fees for representation before this Court in 1991 and 1992. The appellant has submitted an itemized statement of services rendered showing that 120.75 hours were expended from 1991 through 1993. The appellant is entitled to fees for services rendered through December 1992, a total of 93.75 hours. Of the remaining 27 hours, 20 hours were spent on postremand matters (February through October 1993), for which fees are not awarded, and 7 hours were spent preparing the EAJA application in November 1993. In addition to the 7 hours for preparation of the EAJA fee application, the appellant in his Reply Brief has requested fees for 38.5 hours for litigation over the EAJA application itself (“fees for fees”), which includes 14.5 hours preparing the fee application in November and December 1993. Based on the description of services rendered, it appears that the 7 hours the appellant’s counsel expended in November 1993 were included in the 14.5 hour total given in the appellant’s Reply Brief. The appellant also noted in his Reply Brief that additional sums would be submitted at the completion of these proceedings.
In Cook v. Brown,
The Court also notes that the appellant briefed a second issue in his EAJA application and Reply Brief — entitlement to an increased hourly rate based on a cost of living adjustment (COLA). Since EAJA fees are adjustable due to a cost of living increase, see Elcyzyn v. Brown,
The appellant is entitled to $75.00 per hour plus a COLA calculated by applying the United States Department of Labor’s Consumer Price Index for All Urban Consumers
III.
The appellant’s application for EAJA fees is granted for 106.5 hours at $114.75 per hour, for a total fee award of $12,220.88. The appellant may, within 30 days of the date of this decision, file a revised accounting indicating the work performed from April 6, 1994, the date of his Reply Brief, to November 17, 1994. The appellant is entitled to fees for one-third of the hours specified in the revised accounting at $114.75 per hour. Once the appellant files and serves a revised accounting, the Secretary shall have 20 days to file objections, not inconsistent with this decision, to that accounting; if objections are not filed within 20 days, or if the Secretary indicates that he will interpose no objections, the Clerk of the Court is directed to enter an order awarding one-third of the appellant’s claimed attorney fees in the revised accounting. If the Secretary files objections, a conference pursuant to Rule 33 of this Court’s Rules of Practice and Procedure would be available to assist the parties in resolving any differences. See Uttieri v. Brown,
It is so ORDERED.
Concurrence Opinion
concurring:
I concur in the reasoning and the result of the Court’s opinion, and I certainly agree that there was no jurisdiction here to be retained. I write separately, however, to point out that the appellant’s counsel here has potentially placed in question this Court’s jurisdiction by permitting a parallel action to progress below during the pendency of the appeal without advising the Court of the existence of that action. Not only that, but the appellant and his counsel have potentially placed in jeopardy their ability to recover attorney fees in this Court.
The Court issued a memorandum decision in the appeal on November 24, 1992, Cleary v. Principi,
Even though the proceedings at the RO level which awarded a 100% schedular disability rating for PTSD could be viewed as a new, separate claim, see Proscelle v. Derwinski,
While I concur in the result reached here, I do so without a great deal of enthusiasm because I feel that the failure of the appellant and his counsel to inform the Court of the action below has caused the Court to unnecessarily expend judicial resources and quite possibly could have affected the appellant’s ability to recover any attorney fees whatsoever. See 28 U.S.C. § 2412(d)(1)(A) (party is not eligible for award of fees and expenses under Equal Access to Justice Act if court determines that “special circumstances make an award unjust”); H.R.Rep. No. 1418, 96th Cong., 2d Sess. 11 (1980), reprinted in 1980 U.S.C.C.A.N. 4953, 4984, 4990 (“special circumstances” include “equitable considerations [that] dictate an award should not be made”); Doria v. Brown, 8 Vet.App. 157, 161-63 (1995); see also Brinker v. Guiffrida,
Concurrence in Part
concurring in part and dissenting in part:
I concur in the majority’s decision to the extent that the appellant’s application under the Equal Access to Justice Act (EAJA), 28 U.S.C. § 2412(d) is granted. I dissent from the majority’s holding that the Court did not have the power to retain jurisdiction in its November 1992 memorandum decision in the underlying appeal, and I would award EAJA fees for the postremand representation before the Board of Veterans’ Appeals (BVA or Board).
The majority’s holding is wrong because it does not explain (nor could it) how jurisdiction returned to the BVA from this Court at the time of its memorandum decision even though the Court never entered judgment until after postremand proceedings were complete. As the following analysis in part I demonstrates, entry (or, in this case, nonen-try) of judgment is not just a formality that may be overlooked at the convenience of the Court. Because I believe that the Court did retain jurisdiction over the underlying appeal, I reach the issue of the Court’s power to retain jurisdiction, and conclude in part II.C. that the Court does have such power. Finally, I conclude in part II.D. that the appellant was entitled to postremand fees under either of his alternative theories.
I. Retention of Jurisdiction in Cleary
The appellant seeks EAJA fees for time expended by counsel representing him before
The Court’s November 24, 1992, memorandum decision contained the following language:
A final decision by the Board following the remand herein ordered will constitute a new decision which may be appealed to this Court only upon the filing of a new [NOA] with the Court not later than 120 days after the date on which notice of the new Board final decision is mailed to the appellant. The Court retains jurisdiction. The Secretary shall file with the Clerk (as well as serve upon the appellant) a copy of any Board decision on remand. Within 14 days after the filing of any such final decision, the appellant shall notify the Clerk whether he desires to seek further review by the Court.
Cleary v. Principi,
In United States v. Indrelunas,
Here, the District Court clearly evidenced its intent that the opinion and order from which an appeal was taken would represent the final decision in the case. A judgment of dismissal was recorded in the clerk’s docket. And petitioner did not object to the taking of the appeal in the absence of a separate judgment. Under these circumstances, the parties should be deemed to have waived the separate-judgment requirement of Rule 58 and the Court of Appeals properly assumed appellate jurisdiction under [28 U.S.C.] § 1291.
Bankers Trust,
In this Court, Rule 36 is the functional equivalent of FRCP Rule 58. Rule 36 specifically advises the following as to when a decision of this Court becomes appealable: “Entry of the judgment begins the 60-day time period for any appeal to the United States Court of Appeals for the Federal Circuit” (Federal Circuit). U.S.Vet.App.R. 36. Indrelunas and Bankers Trust stand for the proposition that a rule as to finality of judgment should be applied “mechanically” except in the narrow circumstances where the court has clearly indicated its intent to enter a final decision, such as by recording a judgment in the court’s docket, or the parties have waived or implicitly waived the finality rule. The instant case does not meet either of the Bankers Trust requirements for finding an exception. Despite some ambiguous language contained in the Cleary memorandum decision, the following facts demonstrate clearly that the Court retained general juris
In light of all these facts and applying the Supreme Court’s analysis in Bankers Trust, the Court should hold that the instant case did not become appealable to the Federal Circuit until the postremand entry of judgment by the Court pursuant to Court Rule 36. Because the case did not become appeal-able until the time of the postremand entry of judgment, jurisdiction remained with this Court. See Cerullo v. Derwinski,
The majority admits that the “EAJA’s 30-day time limit runs from the end of the period of appeal, and that that period does not begin until a judgment is entered in compliance with the formalities of [FRCP] 58.” Ante at 309 (emphasis added) (citing Schaefer, 509 U.S. at-n. 6,
The majority seems to be driven to this logical absurdity,by its incorrect conclusion that the Court’s instruction that the appellant, within 14 days after the postremand BVA decision, notify the Clerk whether he sought further review “conflict[ed] with” 38 U.S.C. § 7266(a) because it “shortened the [120-day] appeal period to 14 days”. Ante at 307. To the contrary, the Court’s instruction did not shorten the appeal period for the September 1993 BVA decision. If the appellant had not advised the Court, within 14 days (or an extended period routinely provided by the Court when it has not received notice from such an appellant within 14 days), of his desire to seek review of the September 1993 BVA decision and the Court had then dismissed the appeal and entered judgment as to the claim over which jurisdic
II. “Civil Action” Pursuant to Section 2412(d)
Under 28 U.S.C. § 2412(d)(1)(A), EAJA fees and expenses are recoverable in “any civil action (other than cases sounding in tort), including proceedings for judicial review of agency action”. The term “civil action” is not defined in the EAJA. In support of an award of postremand fees, the appellant argues that the BVA proceedings on remand formed part of the “civil action” brought in this Court pursuant to the EAJA. (He also argues, in the alternative, that if the Court finds against him on the first theory, nevertheless under Schaefer, supra, and Sullivan v. Hudson,
A. “Civil Action” in Social Security Act Cases
There is considerable federal caselaw, including a series of Supreme Court cases, on the EAJA issues of definition of a civil action, prevailing-party status, and final judgment. Much of this caselaw has arisen in connection with district-court remands to the Department of Health and Human Services (HHS) under the Social Security Act (SSA) and implementing regulations prescribed thereunder. The statutory provision establishing the availability of judicial review of Social Security benefits decisions by the HHS Secretary is 42 U.S.C. § 405. Sentence four of 42 U.S.C. § 405(g) provides that district courts may “enter, upon the pleadings and transcript of the record, a judgment affirming, modifying, or reversing the decision of the Secretary, with or without remanding the cause for a rehearing.” Sentence six provides that a case may be remanded on motion of the Secretary for good cause before the Secretary has filed an answer, or the district court may remand to HHS for additional evidence to be taken, “but only upon a showing that there is new evidence which is material and that there is good cause for the failure to incorporate such evidence into the record in a prior proceeding”. As to a sentence-six remand, section 405(g) provides that the Secretary “shall file with the court any ... additional and modified findings of fact and decision”. Sentence eight provides that the “judgment of the court shall be final except that it shall be subject to review in the same manner as a judgment in other civil actions”. See generally Schaefer, supra, and Stillwell v. Brown,
In 1989, the Supreme Court held in Hudson, supra, that EAJA fees were awardable for a postremand adjudication in an SSA case where the court had retained jurisdiction:
Our past decisions interpreting other fee-shifting provisions make clear that where*315 administrative proceedings are intimately tied to the resolution of the judicial action and necessary to the attainment of the results Congress sought to promote by providing for fees, they should be considered part and parcel of the action for which fees may be awarded.
Hudson,
In 1990, the Supreme Court called the Hudson holding into question in a non-EAJA SSA case where it held that a sentence-four remand was a final order that marked the end of the “civil action” for purposes of section 405(g). The Supreme Court stated:
The use of the term “a civil action” [in the first sentence of § 405(g) ] suggests that at least in the context of § 405(g), each final decision of the Secretary will be reviewable by a separate piece of litigation. The fourth and eighth sentences of § 405(g) buttress this conclusion. The fourth sentence states that in such a civil action, the district court shall have the power to enter “a judgment affirming, modifying, or reversing the decision of the Secretary, with or without remanding the cause for a rehearing.” (Emphasis added.)_ [Sjhould the Secretary on remand undertake the inquiry mandated by the District Court and award benefits, there would be grave doubt ... whether he could appeal his own order. Thus it is that the eighth sentence of § 405(g) provides that “[t]he judgment of the court shall be final except that it shall be subject to review in the same manner as a judgment in other civil actions.” (Emphasis added.)
Sullivan v. Finkelstein,
In 1991, the Supreme Court extended the Finkelstein holding to EAJA cases. The Court stated, in indicating that postremand attorney fees would be available in Social Security benefits cases only in sentence-six remands:
In sentence four cases, the filing period begins after the final judgment (“affirming, modifying, or reversing”) is entered by the court and the appeal period has run, so that the judgment is no longer appealable. In sentence six cases, the filing period does not begin until after the postremand proceedings are completed, the Secretary returns to court, the court enters a final judgment, and the appeal period runs.
Melkonyan, supra (citation omitted).
The decisions in Hudson and Melkonyan created a quandary for courts adjudicating EAJA applications in SSA cases, because Hudson had held that when a remand to HHS “does not necessarily dictate the receipt of benefits, the claimant will not normally attain ‘prevailing party’ status ... until after the result of the administrative proceedings is known” (
In Schaefer, swpra, the Supreme Court sought to resolve the “confusion”
That argument ... is inconsistent with the plain language of sentence four, which authorizes a district court to enter a judgment “with or without” a remand order, not a remand order “with or without” a judgment. Immediate entry of judgment (as opposed to entry of judgment after postremand agency proceedings have been completed and their results filed with the court) is in fact the principal feature that distinguishes a sentence-four remand from a sentence-six remand.
Schaefer, 509 U.S. at-,
We have ... made clear, in Finkelstein, that that retention of jurisdiction [in a sentence-four remand], that failure to terminate the case, was error.... We therefore do not consider the holding of Hudson binding as to sentence-four remands that are ordered (as they should be) without retention of jurisdiction, or that are ordered with retention of jurisdiction that is challenged.
Schaefer, 509 U.S. at -,
The Supreme Court’s holdings in the line of section 405(g) cases from Hudson to Schaefer make clear that the civil action ends in a sentence-four case when judgment is entered remanding the case, and that the civil action ends in a sentence-six case when the postremand judgment is entered.
B. Analogy Between 42 U.S.C. § 405(g) and This Court’s Jurisdictional Statutory Provisions
The majority opinion takes the position that “this case is analogous to sentence four of 42 U.S.C. § 405(g) rather than sentence six.” Ante at 308 (citing Finkelstein,
For the reasons that follow, the Court should hold that its jurisdictional statutory provisions do not require the Court to enter judgment in every remanded case.
1. This Court’s jurisdictional statutory provisions. The statutory provisions governing this Court’s jurisdiction and the finality of its decisions are found in 38 U.S.C. §§ 7252(a) and 7267(a) and (b).
(a) The [Court] shall have exclusive jurisdiction to review decisions of the [BVA], The Secretary may not seek review of any such decision. The Court shall have power to affirm, modify, or reverse a decision of the Board or to remand the matter, as appropriate.
38 U.S.C. § 7252(a) (emphasis added).
(a) A decision upon a proceeding before the [Court] shall be made as quickly as practicable. In a case heard by a panel of*317 the Court, the decision shall be made by a majority vote of the panel in accordance with the rules of the Court. The decision of the judge or panel hearing the case so made shall be the decision of the Court.
(b) A judge or panel shall make a determination upon any proceeding before the Court, and any motion in connection with such a proceeding, that is assigned to the judge or panel. The judge or panel shall make a report of any such determination which constitutes the judge or panel’s fínal disposition of the proceeding.
38 U.S.C. § 7267(a), (b) (emphasis added).
As can be seen from the above provisions, there is nothing in the statutory provisions governing the jurisdiction of this Court that is directly analogous to the 42 U.S.C. § 405(g) sentence-four requirement that a judgment must be entered in every case where a remand order is issued. In Still-well,
It is notable that in Stillwell general jurisdiction over the remand was not retained, and that the Court took some pains to state that it was not dealing with EAJA fees where judgment was not entered and the Court had retained jurisdiction over a remand it had ordered. Ibid.
Not only do the Court’s jurisdictional statutory provisions not require that every action by the Court be followed by entry of judgment, but they imply otherwise. First, section 7252(a) affords the Court broad authority to “remand the matter, as appropriate” and is silent as to the entry of judgment. Second, section 7267(b) of title 38 requires the Court “to make a determination upon any proceeding ... and any motion in connection” therewith and then to make a report of any such determination (which, obviously, includes interim matters and final as well as nonfinal determinations) only when it “constitutes the ... final disposition of the proceeding”. The term “final disposition of the proceeding” implies that there are dispositions (that is, actions on other than procedural issues) which contemplate merits dispositions that are not yet final, that is, merits dispositions where the Court retains jurisdiction over the appeal.
Moreover, the legislative history of the Federal Courts Administration Act (FCAA)
The majority states that “this Court has no more jurisdiction to intervene in the adjudication of the ‘new’ decision of the BVA than it did to intervene in the adjudication process which led to the initial decision which precipitated the initial appeal”. Ante at 308. This narrow reading of the Court’s jurisdictional statutes would cast doubt on this Court’s authority to exercise jurisdiction under the All Writs Act, 28 U.S.C. § 1651(a). This is a jurisdiction which this Court has previously held it possesses even in the absence of a final BVA decision where action is needed in aid of the Court’s jurisdiction. See Moore (Robert) v. Derwinski,
2. Federal Circuit precedent. The majority places great, but misplaced, reliance on Travelstead, supra. Ante at 308. However, the holding of the Federal Circuit in Travel-stead was only that this Court’s opinion reversing and remanding to the BVA under the circumstances present there was a final, ap-pealable decision. The Federal Circuit did not address the question confronting the Court in the instant case. First, jurisdiction was not retained in Travelstead.
Second, this Court in Travelstead had reversed a Board decision on the basis that it had misconstrued the law regarding determinations of creditworthiness for purposes of granting a retroactive release of liability on a home-loan-guaranty default.
C. Court’s Authority to Retain Jurisdiction
In response to the November 17, 1994, bench order, the Secretary argues that the Court did not have the power to retain jurisdiction in the instant case because the Court does not have the power to retain jurisdiction in any case. The majority opinion agrees with the Secretary and holds, erroneously in my judgment, that the Court did not have the authority to retain jurisdiction over this case.
It is a well-settled rule of law that where a court has interpreted a statute and the legislature has not subsequently spoken, the court should not lightly overturn its interpretation.
The Secretary cites Matter of Wick,
In addition, as discussed in parts II.C.2. and 3., below, the Court also has the authority to retain general jurisdiction over remands to the BVA under a general jurisdictional statute, 28 U.S.C. § 2106, as well as pursuant to the inherent powers of the Court. Cf. Jones (Joseph) v. Derwinski,
2. Authority pursuant to 28 U.S.C. § 2106. Congress has conferred on federal appellate courts the following express statutory authority:
The Supreme Court or any other court of appellate jurisdiction may affirm, modify, vacate, set aside or reverse any judgment, decree, or order of a court lawfully brought before it for review, and may remand the cause and direct the entry of such appropriate judgment, decree, or order, or require such further proceedings to be had as may be just under the circumstances.
28 U.S.C. § 2106 (emphasis added). Section 2106 has been construed by federal courts as including the authority to retain jurisdiction over a remanded case.
There can be no doubt that the Court of Veterans Appeals is an appellate tribunal and that 28 U.S.C. § 2106 is not on its face written as applicable only to Article III appellate courts.
3. Inherent authority. It is also clear in federal caselaw that Article III courts have inherent power to manage their caseloads.
In Freytag, the Supreme Court rejected the idea that the judicial power of Article I courts is somehow different from that of Article III courts, and stated: “In both [American Ins. Co. v. Canter,
The Secretary argues, however, that retaining jurisdiction over a remanded case does not “fit into the kinds of actions that the Supreme Court has applied to [a court’s] inherent authority” (Br. at 20). He cites Northern Pipeline Construction Co. v. Marathon Pipe Line Co.,
D. Postremand Fees
1. Under situation where Court properly retained jurisdiction. In view of the analysis and conclusion in part II.C., above, the Court should hold that it has authority to retain jurisdiction over a case remanded to the BVA and that the ensuing administrative agency proceedings on remand are part of a single “civil action” for EAJA purposes. Because, in view of that analysis and conclusion, the “civil action” in the instant case continued until the postremand entry of judgment, I do not believe the Court has discretion under Hiidson and Schaefer, both supra, to deny EAJA fees for postremand representation before the BVA.
The Supreme Court in Schaefer clearly stated that Hudson was still good law in sentence-six (retention-of-jurisdiction) cases in the SSA context, and FCAA legislative history and the Federal Circuit’s analysis in Jones (McArthur), supra, have indicated that the principles of Hudson should be fully applicable to this Court (see part II.B.l., above). Although it seems clear that not all of Hudson remains operative,
The Supreme Court in Hudson stated that “we find it difficult to ascribe to Congress an intent to throw the Social Security claimant a lifeline that it knew was a foot short” because “the incentive which such a system would create for attorneys to abandon claimants after judicial remand runs directly counter to long established ethical canons of the legal profession.” Hudson,
A fair reading of the principles of Hudson, applied to EAJA applications before this Court as instructed by legislative history and the Federal Circuit in Jones (McArthur),
2. Under situation where jurisdiction was improperly retained. The majority
As the Supreme Court stated in Schaefer: Schaefer argues that, even if the District Court should have entered judgment in connection with its April 4, 1989[,] order remanding the case to the Secretary, the fact remains that it did not. ■ And since no judgment was entered, he contends, the 30-day time period for filing an application for EAJA fees cannot have run. We agree.
Schaefer, 509 U.S. at-,
The Ninth and Seventh Circuits are split on the question whether Hudson’s definition of a “civil action” continues to apply after Schaefer to sentence-four remands where jurisdiction was improperly retained. The U.S. Court of Appeals for the Ninth Circuit held in Flores, supra, that when a district court improperly retains jurisdiction over a sentence-four remand and does not enter judgment until after the remand adjudication, the EAJA civil action does not end until the postremand entry of judgment. Flores,
The reasoning of the Ninth and District of Columbia Circuits seems by far the more consistent with Schaefer. First, the Supreme Court in Schaefer affirmed a district court decision that had awarded EAJA fees where jurisdiction had been improperly retained over a sentence-four remand. Schae-fer, 509 U.S. at -,
The appellant argues that even if the Court’s retention of jurisdiction in the instant ease was improper, he may still recover EAJA fees and expenses pursuant to the holdings in Hudson and Schaefer, both supra. For the reasons stated in Part II.C., above, I believe the retention of jurisdiction was proper. However, even if the Court had not had the power to retain jurisdiction, the appellant would nevertheless be entitled to postremand fees under Schaefer, supra. Judgment was never entered until postre-mand proceedings were completed, both parties acted as though jurisdiction had been retained, and retention of jurisdiction was not challenged at the time the Court issued its November 1992 decision.
3. Court’s exercise of discretion to deny postremand fees: Even though the Secretary’s position was not substantially justified, there is some language in the Hudson opinion that could be read as suggesting that a court might have discretion to deny EAJA fees if the court does not conclude “that representation on remand was necessary to the effectuation of its mandate and to the ultimate vindication of the claimant’s rights, and that an award of fees for work performed in the administrative proceedings is therefore proper.” Hudson,
Given this background and Congress’ contemplation in enacting the VJRA of attorney representation once an initial final BVA decision had been rendered
The Court would clearly have discretion to deny fees for some or all of the fees sought by the appellant for postremand representation if the Court were to find that the representation in those proceedings secured “only
On remand, the appellant did receive an award of an earlier effective date. Given the appellant’s success on the remanded issue, and given that no other basis exists for finding that the 21.5 attorney hours expended before the Board were not “reasonable”, the Court should hold that the hours requested in the instant case for postremand representation before the Board were reasonable and thus include those fees and all “fees for fees” (see part U.D.4., below) in the award.
4. “Fees for fees”. The Secretary does not contest “fees for fees” in his response. In his reply, the appellant requests “fees for fees” in the amount of $4,677.75 for 38.5 hours of work at $121.50 per hour. The appellant also stated that “additional sums for ‘fees for fees’ ” will be submitted “at the completion of these proceedings”. Br. at 10. This Court established in Cook v. Brown,
III. Conclusion
I must admit that awarding EAJA fees for postremand representation in eases where
Accordingly, under current law and its legislative history, binding Supreme Court authority, and the persuasive authority of the post-Schaefer federal caselaw, I would hold as follows: (1) The Court retained general jurisdiction over the appeal until November 2, 1993; (2) the Court had the power to so retain jurisdiction; (3) EAJA fees are award-able for postremand representation before the BVA and/or RO where the Court’s remand decision retained general jurisdiction over the appeal; (4) even if the Court did not have authority to retain jurisdiction over this appeal, it purported to do so and thus under Schaefer and Stillwell, both supra, fees are awardable for the postremand representation just as though the Court had properly retained jurisdiction (in the absence of the Court’s retention of jurisdiction having been challenged when it was done); and (5) the Court has no discretion to deny or reduce the postremand fees applied' for in this ease.
For the foregoing reasons, I respectfully dissent.
Notes
. Curtis v. Shalala,
. The same reasoning fully rebuts the majority's following tautology: "[Ajfter reversing the initial [Board of Veterans’ Appeals (BVA or Board)] decision and remanding the matter to the BVA for readjudication, the Court had completed its appellate review of that initial decision. Legally and factually, there was nothing left to 'review' of the remanded decision; there was nothing left to which our jurisdiction to review decisions of the [BVA]' could attach.” Ante at 308.
. Flores v. Shalala,
. See Matter of Wick,
. Pub.L. No. 102-572, § 506, 106 Stat. 4506, 4513 (1992) (making the EAJA applicable to this Court).
. See Jones (McArthur) v. Brown,
. See Center for Science in the Public Interest v. Regan,
. See Travelstead v. Derwinski,
. Shedrick v. Brown, No. 92-231 (Dec. 22, 1992) (mot. granted Dec. 4, 1992); Lynch v. Brown, No. 91-1795 (Feb. 18, 1993) (mot. granted Mar. 4, 1993); Ramsey v. Brown, No. 91-1658 (Dec. 27, 1993) (mot. granted Dec. 14, 1993); Street v. Brown, No. 91-215 (Mar. 12, 1992) (mot. granted Jan. 31, 1992).
. See, e.g., Lasovick v. Brown,
. See, e.g., supra note 9.
. See, e.g., Illinois Brick Co. v. Illinois,
. Indeed, as noted in part II.B.l., above, the legislative history of the FCAA affirmatively shows a congressional contemplation of this Court's retaining jurisdiction over an appeal remanded to the BVA in a manner analogous to the 'remand/retention of jurisdiction involved in Sullivan v. Hudson,
. See supra note 13.
. See Super X Drugs Corp. v. FDIC,
. Cf. 28 U.S.C. § 2201 (Declaratory Judgments Act); Nagler v. Derwinski,
. See 38 U.S.C. §§ 7252(a) (authority to "affirm, modify, or reverse” BVA decisions), 7261(a)(1) ("decide all relevant questions of law, interpret constitutional, statutory, and regulatory provisions"), 7261(a)(3) ("hold unlawful and set aside ... conclusions, rules, and regulations” of the Secretary and BVA Chairman), 7264(a) (prescribe rules of practice and procedure), 7265(a), (b) (punish contempt by fine or imprisonment and have such assistance in "carrying out ... its lawful writ, process, order, rule, decree or command as is available to a court of the United States”).
. See 38 U.S.C. §§ 7252(a), (b), 7263(c), 7266.
. See Gardner v. Derwinski,
. We have no reason to decide whether the first reference to "court” in section 2106 is similarly broad because this Court is, without doubt, included within the most clearcut meaning of the first use of "court”.
. E.g., Jewelers Vigilance Committee, Inc. v. Ullenberg Corp.,
. Greater Boston Television Corp. v. FCC,
. E.g., Roadway Express, Inc. v. Piper,
. Clapp v. Commissioner,
. See Citizens Bank & Trust Company v. Case,
.See Dacoron v. Brown,
. Merely because Article I courts are courts of limited jurisdiction does not mean that they cannot have inherent powers. The Article III United States courts of appeals and district courts, which unquestionably do have inherent powers, are also courts of limited jurisdiction that owe their creation to Congress. See Chambers,
. United States v. Williams,
. Pub.L. No. 100-687, Div. A., § 301(a), 102 Stat. 4105, 4113 (1988).
. Shalala v. Schaefer,
. In reference to the section of the VJRA now codified at 38 U.S.C. § 5904(c)(1), which permits attorneys to charge and be paid attorney fees for services performed on or after the date the BVA "first makes a final decision in the case”, the legislative history indicates that attorney services were contemplated for post-BVA decision adjudication at the BVA or regional office, such as on BVA reconsideration, reopening, and remand. See 134 Cong.Rec. 31461-62, 31469 (1988) (statements of Sen. Cranston); 135 CongRec. 31770 (1988) (statement of Rep. Montgomery).
. See Flores,
. Accord Raines v. Shalala,
. See discussion of Bankers Trust in part I., above.
. See supra note 31.
. See supra note 13 and discussion in part II. B.I., above.
. Judge Ivers admits in his concurring opinion that the September 1992 award of a 100% service-connected schedular rating for PTSD was part of a "separate claim” from the one that was before this Court, but nevertheless concludes that this case became moot when the appellant received the RO award while the case was here on appeal. Ante at 310-11. It is difficult to understand how a determination on a "separate claim" could moot the claim before this Court. Judge Ivers also concludes, without supporting citation or analysis, that the appellant’s counsel bore "the lion’s share of the responsibility for keeping the Court and VA advised under the facts in this case" as to the September 1992 RO award. I fail to see how the appellant’s counsel is responsible for advising the Secretary what his own agents have done. I also fail to see how the Secretary and his counsel are somehow less responsible than the appellant for keeping the Court properly advised about adjudication actions by their own Department that may have a bearing on a pending appeal. See MacWhorter v. Derwinski,
