Clean Air Implementation Project v. Environmental Protection AgencyClean Air Implementation Project v. Environmental Protection Agency
Pеtitioners Clean Air Implementation Project and other trade associations
1
brought this action for judicial review of the Environmental Protection Agency’s rule permitting the use of “credible evidence” to prove or disprove violations of the Clean Air Act,
I
The Clean Air Act directs the EPA Administrator to develop and promulgate three types of air pollution standards. National ambient air quality standards (“NAAQS”), issued under § 109,
Before EPA adopted its credible evidence rule in February 1997, 62 Fed.Reg. 8314, the agency’s air pollution standards specified not only the maximum permissible level of emissions, but also the performance or reference test that should be used as а means of sampling and analyzing air pollutants for the particular standard.
See, e.g.,
In the rulemaking challenged here, EPA added nearly identical language to five sections of its regulations, providing that nothing in them “shall preclude the use, including the exclusive use, of any credible evidence informаtion, relevant to whether a source would have been in compliance with applicable requirements if the appropriate performance or compliance test or procedure had been performed.”
Nothing in the rule itself defines or limits the possible kinds of evidence encompassed within the phrase “credible evidence.” EPA explained in the preamble to its final rule: “today’s rule will make it clear that various kinds of information other than reference test data, much of which is already available and utilized for other purposes, may be used to determine compliance or noncompliance with emission standards.” 62 Fed.Reg. at
Petitioners argue that EPA promulgated the rule without statutory authority, that the revisions are unlawful because EPA failed to comply with proper rulemaking procedures, and that EPA violated the Clean Air Act by forcing states to rewrite their implementation plans. The heart of the argument is that the credible evidence rule, by altering the means of determining compliance for the new source performance standards and the hazardous air pollutant standards, increases the stringency of the underlying standards. Since EPA admittedly did not conduct a rule-making for each of the standards to which the credible evidence rule may be applied, petitioners charge that it violated the procedures required by the Act.
See
II
Petitioners’ theory of the relationship between tests and standards is this: the test method is an integral part of the standard itself and the test method should not be changed without a full evaluation of the impact such a change might have on the standard. The theory prоceeds from the fact that in developing its standards, EPA relied on tests showing the standards to be consistently achievable using the best current technology.
See
Brief of Petitioners at 9-10. EPA then used these same test methods to determine compliance with the numerical standards it promulgated. Citing
Portland Cement Ass’n v. Ruckelshaus,
Petitioners’ view of the interaction between tests and standards leads them to two contentions. First, they assert that any change in compliance method or test is substantive because “use of a different test method or procedure can lead to fundamental diffеrences in results, due to differences in analytical method, data reduction, or measurement location.” Brief of Petitioners at 13-14. For example, a newer and more sensitive test might detect emissions in excess of the numerical limit at times when the original reference test would show that emissions were below the regulatory ceiling. Second, they claim that the credible evidence rule converts “periodic” standards to “continuous” ones.
See id.
at 35-42. That is, sources previously subject to standards based on
In 1967, three Supreme Court eases, decided in tandem, revolutionized judicial review of agency rulemaking. The
cases
— Abbott
Laboratories v. Gardner,
In the three decades since
Abbott Laboratories,
“preenforcement review of agency rules and regulations has become the norm, not the exception,” Breyer & Stewart,
supra,
at 1137, a trend accelerated by Congress’ enactment of a host of regulatory statutes specifically providing for this. The review provision of the Clean Air Act,
As to petitioners’ first contention, neither element of the
Abbott Laboratories
inquiry — fitness for judicial decision and hardship of denying relief — has been satisfied. In determining the fitness of an issue for judicial review we look to see whether the issue, “is purely legal, whether consideration of the issue would benefit from a more concrete setting, and whether the agency’s action is sufficiently final.”
Natural Resources
As matters now stand, there are too many imponderables. EPA insists that using credible evidence will not “change any of the numeric emission limits with which sources must comply” and that reference tests remain the benchmark against which credible evidence is measured. Brief of Respondent at 3, 11. In promulgating the rule, EPA stated that credible evidence was “not intended to and will not serve to affect the stringency of underlying emission standards by amending the nature of the compliance obligation.” 62 Fed.Reg. at 8315. It explained:
Typically, reference test methods ... quantify the presence of particular physical attributes — for example, mass or concentration of a chemical or group of chemicals — over a specified period of time. As long as these two еlements, quantification and specified time period — are retained and the data from the alternate method is related to the reference test, information generated by alternate methods yield data bearing on what the results of a reference test would have been, and the use of such information to establish compliance or noncompliance in an enforcement action will not affect the stringency of the standard.
62 Fed.Reg. at 8319. Petitioners dismiss EPA’s assertions, claiming that the agency “is in denial” about the consequences of its own actions. Brief of Petitioners at 34.
Will each of the 130 or so reference tests truly be maintained as benchmarks against which credible evidence will be measured? The tests themselves are described in “painstaking technical detail in various appendices throughout Title 40 C.F.R. chapter I.” Ho-burg,
supra,
at 785. For all we know, application of EPA’s credible evidence rule in the place of a reference test may potentially affect some standards but not others. Moreover, сredible evidence is not a closed set. Given the universe of all possible evidence that might be considered “credible,” it is impossible for us to decide now what impact the rule will have. EPA’s representation that credible evidence must be “related” to the results a reference test would have shown is highly abstruse.
See
62 Fed.Reg. 8314 (promulgation of credible evidence rule). An enforcement action brought on the basis of credible evidence would, we believe, provide the factual development necessary to determine whether the new rule has affected whatever existing standard is involved. Until then, we have the “classic institutional reason to postpone review: we need to wait for a rule to be applied to see what its effect will be.”
Louisiana Environmental Action Network,
Petitioners cannot point to any great hardship they would suffer by our deferring judicial review. EPA’s rule does not require them “to engage in, or to refrain from, any conduct.”
Texas v. United States,
— U.S. -, -,
This brings us to petitioners’ contention that the credible evidence rule illegally converts “periodic” standards to “continuous” ones. Owners and operators of emission sources are required, according to petitioners, to meet emission limits only when intermittent tests are conducted; at all other times they are subject to no more than a “general duty” requirement to maintain good operating procedures. Brief of Petitioners at 18.
Again, we find that it would be premature for us to decide this issue now. EPA points to provisions of the Clean Air Act and implementing regulations seeming to support its view that compliance is required continuously, not periodically. Still, the effect of the credible evidence rule on compliance obligations is difficult to assess without any information or experience showing how the rule operates in particular settings. For some standards, measuring emission levels at each and every instant — i.e., on a continuous basis — might affect stringency in ways that are impossible at this moment to foretell. We therefore find this issue unripe for review as well.
Because the merits of petitioners’ first set of contentions are not justiciable, we do not reach their related assertion, also raised by Battery Council International as intervenor, that the Clean Air Act Amendments provide no basis for promulgating the credible evidence rule. Petitioners argue that § 113(a) of the Act addresses only the initiation of an enforcement action.
4
Although this is a purely legal question, and thus presumably ripe, the need for statutоry authority depends in the first instance on what it is that the credible evidence rule actually accomplishes.
See Toilet, Goods,
Ill
Petitioners also challenge EPA’s credible evidence additions to 40 C.F.R. Part 51 (requirements for the preparation, adoption, and submission of state implementation plans) and Part 52 (requirements for the approval and promulgation of implementation plans), claiming that EPA has “violate[d] the Federal-State division of authority established by [§ 110 of the Act] by requiring States to revise SIPs that EPA has found are already adequаte to implement the Act.” Brief of Petitioners at 28. EPA’s revisions inserted language to the effect that the state plans “must not preclude the use, including the exclusive use, of any credible evidence or information_”
During the credible evidencé rulemaking, the EPA responded to comments that these amendments werе unauthorized by asserting that
EPA is not by this rulemaking revising any SIP; rather, EPA is amending the rules governing SIPs. Such rules are promulgated under EPA’s authority to (1) require SIPs to provide adequate enforeement authority (see sections 110(a)(2)(A), (C), and (E)); (2) call for SIP revisions to correct inadequacies (see section 110(k)(5)); and (3) “prescribe such regulations as are necessary to carry.out [the Administrator’s] functions under this chapter.” 42 U.S.C. § 7601 .
Response to Comments at 103. EPA’s brief explains that it derived its authority for the rule from § 110(a)(2)(H)(ii), under which state plans shall “provide for revision” whenеver EPA finds that the plan is “substantially inadequate to ... comply with any additional requirements established under this chapter,”
Regardless whether a state might be able to challenge directly the revised regulations (no state has), petitioners cannot do so. Nothing in the amended regulations requires states to change their implementation plans. That can only occur through an independent procedure known as a “SIP call.” Under § 110(k)(5), the EPA must notify a state of inadequacies in its plan and requеst the submission of a revised plan.
This process was set in motion before the promulgation of the rule challenged here. See 62 Fed.Reg. at 8327. SIP calls to various states were issued as early as 1994. EPA’s notice to states included draft credible evidence language that, “if adоpted by the State and submitted to EPA for approval in the SIP, would satisfy the requirements of this SIP call.” 60 Fed.Reg. 46,222, 46,225 (1995) (approving South Dakota’s plan); see also 60 Fed.Reg. 36,361 (1995) (Kansas); 62 Fed.Reg. 17,081, 17,082 (1997) (Minnesota). When EPA published the credible evidence rule, it noted that fifteen states had submitted new plans and several had already been approved. Thus, the request that state plans be revised and the submission and approval of revised plans were not triggered by the amendments to Parts 51 and 52. In this case, petitioners have challenged neither the SIP calls nor any of the newly-approved state'plans.
Even if we were to assume that revising the regulations forced the states to submit new plans—something not suggested by the record—we would find petitioners’ challenge unripe. It is not at all apparent that use of credible evidence alters the emissions standards governing petitioners’ activities. Although the question whether EPA had statutory authority is a purely legal one, the effect of the. credible evidence rule on petitioners—that is, the effect of language- in state plans speсifying that use of credible evidence is not precluded&emdash;is highly uncertain for reasons already mentioned. In addition, an amicus brief submitted by state air pollution authorities indicates that states have historically used credible evidence and that some state and local air agencies have relied on credible evidence as the exclusive basis for enforcement actions.
See
Brief of Amici Curiae at 4-5. Like the Supreme Court in
Toilet Goods,
IV
Battery Council International, as interve-nor, claims that EPA has “attempted unlawfully to revise” its permit shield regulations in promulgating the credible evidence rule. Brief of Intervenor at 27.
In the 1990 Amendments, Congress established an operating permit program for cer
Battery Council thinks the following language in EPA’s preamble to the credible evidence rule “would undermine the principal purpose” of the permits:
[although permits] can include a “permit shield” protecting [a source] from allegations that it has failed to satisfy CAA monitoring requirements, such shield does not relieve the source of its obligation to comply with the underlying emission limits or other aрplicable requirements being monitored_ In other words, ... the source would not be shielded from allegations of noncompliance with the underlying substantive requirements (e.g., emission limits) being monitored even if the source’s required monitoring failed to detect the violation.
62 Fed.Reg. at 8320. Battery Council argues that, contrary to EPA’s interpretation, “permit shields also protect sources from enforcement of ‘underlying emission limits,’ as long as sources comply with their permits.” Brief of Intervenor at 30.
We will not reach the merits of this argument. The credible evidence rule did not change any language in Part 70. It is doubtful that the preamble alone is definite and specific enough to be a binding statement of agency policy. For one thing, the statements concerning the permit shield were not published in the Code of Federal Regulations.
See Florida Power & Light,
Petitioners and intervenor raise a number of other subsidiary issues which, while we have considered fully, рresent no need for discussion. For the reasons stated above, we dismiss the petition for review.
So ordered.
Notes
. The trade associations represent various industry groups, including car manufacturers, lumber companies, steel producers, petroleum companies, and mining companies.
. In the Clean Air Act Amendments of 1990, Congress rewrote § 112 to include a list of 189 toxic air pollutants that EPA was required to regulate. However,! 112(q) provides that standards in effect before the date of enactment "shall remain in force and effect after such date.”
. The purpose of withholding judicial review "is to prevent the courts, through avoidance of premature adjudication, from entangling themselves in abstract disagreements over administrative policies, and also to protect the agencies from judicial interference until an administrative decision has been formalized and it§ effects felt in a concrete way by the challenging parties.”
Abbott Labs.,
. Section 113(a) provides that an action to enforce compliance may be brought "[wjhenever, on thе basis of any information available to the Administrator, the Administrator finds that any person has violated or is in violation of” an applicable standard. Although § 113(a) is written in terms of
finding
a violation, the procedure followed is that the Administrator issues a notice of violation and then may either issue an administrative order, § 113(d), or commence a civil action, § 113(b);
See
. If, as EPA maintains, the rule really does not change the standards, then it might be seen as a permissible exercise of the agency’s general rule-making authority under § 301 of .the Act,