History
  • No items yet
midpage
Clayton v. State
493 S.W.2d 176
Tex. Crim. App.
1973
Check Treatment

James Edward CLAYTON, Appellant, v. The STATE of Texas, Appellee.

No. 46599, 46600

Court of Criminal Appeals of Texas.

April 25, 1973.

493 S.W.2d 176

cause the record failed to reflect that the trial court made a determination of whether any persuasion or delusive hope of pardon prompted petitioner to confess his guilt before accepting the plea of guilty. There, no question was asked by the court concerning threats or promises. There was nothing in the record to show the plea was voluntarily entered.

The record in the present case shows that it appeared to the court that the appellant did not enter the plea because of fear, persuasion or threats. The appellant had retained counsel. After his plea, four months elapsed before the sentence was pronounced. New retained counsel was obtained in the meantime. No issue was made at the time the plea was entered or at the time the appellant was sentenced that he did not voluntarily enter his plea. In fact, the matter was not timely briefed in the trial court.

Again, trial courts should see that the records reflect that the court ascertained that the plea was voluntarily made according to the terms of the statute, Article 26.13, supra, and that the court should explain the provisions of such statute.

However, it appears that in the present case the court was in a better position to determine that appellant was not pleading guilty because of “some delusive hope of pardon” by ascertaining that he had not been promised anything or had not been threatened. More defendants would understand the question asked than one framed in the words of the statute.

Boykin v. Alabama, 395 U.S. 238, 89 S. Ct. 1709, 23 L.Ed.2d 274 (1969), requires that the record reflect that the plea was voluntarily made. This was done in the present case. Also, that the courts could very well follow the American Bar Association project on Minimum Standards for Criminal Justice, the Standards Relating to Pleas of Guilty, Section 1.4, approved draft, 1968. See
Espinosa v. State, Tex.Cr.App., 493 S.W.2d 172 (this day decided)
, and
Stinson v. Turner, 473 F.2d 913 (Ct. of Appeals, 10th Cir. 1973)
.

No reversible error being shown, the judgment is affirmed.

ROBERTS, Judge (dissenting).

I must again dissent on this question, and reiterate my feelings as expressed in the dissenting opinion in

Espinosa v. State, Tex.Cr.App., 493 S.W.2d 172, decided today also. The instant case represents an even clearer violation of Article 26.13, V.A.C.C.P.

I would reverse the judgment and remand the cause.

I respectfully dissent.

ONION, P. J., joins in this dissent.

Melvyn Carson Bruder, Dallas, for appellant.

Henry Wade, Dist. Att., Robert T. Baskett, Asst. Dist. Atty., Dallas, Jim D. Vollers, State‘s Atty., and Robert A. Huttash, Asst. State‘s Atty., Austin, for the State.

OPINION

DOUGLAS, Judge.

Appellant was convicted upon his pleas of guilty in two cases of robbery by assault. His punishment was assessed at twenty (20) years in each case.

The records reflect that appellant was taken from the Texas Department of Corrections to stand trial in these cases. Appellant waived a jury trial and entered a plea of guilty of robbery in each case. The two cases were tried together. Appellant‘s sole contention is that the court accepted appellant‘s pleas of guilty without determining that such pleas complied with Article 26.13, Vernon‘s Ann.C.C.P.

The record reflects that before the pleas were accepted, the following colloquy took place between the court and appellant:

“THE COURT: For robbery by assault you can still get life or any term of years not less than five. Now you wish at this time for the Court to hear both cases and you want to waive a jury, plead guilty in both cases before the Court, is that correct?

“DEFENDANT: Yes, sir.

“THE COURT: Now you do this freely and voluntarily, nobody has forced you or threatened you or scared you or beat you up or made you plead guilty, have they?

“DEFENDANT: No, sir.

“THE COURT: You are doing it of your own free will and accord? It is your decision?

“DEFENDANT: Yes, sir.

“THE COURT: All right, sir. And you are pleading guilty now in each case because you are guilty and for no other reason?

“DEFENDANT: Yes, sir.

“THE COURT: And your attorney, Mr. Bruder, has explained all of your rights to you and you have gone over these time and again and you know what you are doing and you understand what we are doing?

“DEFENDANT: Yes, sir, I understand.

“THE COURT: The Court will accept the plea in both cases and the cases will proceed.”

The appellant made judicial confessions in each case. He testified that he and his counsel had discussed his cases on numerous occasions, and after such discussions, he decided to enter pleas of guilty, and that his pleas were not the result of anybody having threatened him or offered any hope of probation or parole or anything like that.

Appellant in his brief contends that the court, although admonishing appellant regarding the voluntariness of his plea by speaking of force, threats, fright and bodily harm, made no inquiry of persuasion or delusive hope of pardon, under Article 26.13, supra. He relies on our holding in

Rogers v. State, Tex.Cr.App., 479 S.W.2d 42, and cases there cited.

The Rogers case was reversed on the basis of

Ex parte Battenfield, Tex.Cr.App., 466 S.W.2d 569, where the conviction was set aside because the mandatory provision of Article 26.13, supra, concerning the range of punishment was not followed. The Court also noted there that the court did not adequately determine the plea of guilty was “uninfluenced by any consideration of fear, or by any persuasion or delusive hope of pardon. . . .”

The problem of complying with Article 26.13, supra, has been before the Court many times and the Court has been divided as to what constitutes compliance with Article 26.13, supra. In the present cases, the court determined from the appellant that he was entering the pleas freely and voluntarily, that he was not forced or threatened to do so. A majority of the Court has decided in cases such as these that the Article was complied with. See

Mitchell v. State, Tex.Cr.App., 493 S.W.2d 174 (1973), and the cases cited. See also
Espinosa v. State, Tex.Cr.App., 493 S.W.2d 172 (1973)
.

In addition, the record in these cases shows that the court ascertained from the attorney of appellant that his rights had been explained to him. The attorney during the trial asked the appellant if he had been offered any hope of probation, parole or anything like that and the appellant replied no. This is additional evidence that the pleas were voluntarily made. We hold that there was a sufficient compliance with Article 26.13, supra.

No reversible error being shown, the judgments are affirmed.

ROBERTS, J., not participating.

ONION, Presiding Judge (concurring).

I would make clear that the admonishment by the court is defective in that the court did not admonish the appellant relative to whether the pleas of guilty were prompted by “a delusive hope of pardon” as required by the mandatory provisions of Article 26.13, Vernon‘s Ann.C.C.P. See

Crocker v. State, 485 S.W.2d 566 (Tex.Cr.App. 1972);
Jefferson v. State, 486 S.W.2d 782 (Tex.Cr.App. 1972)
;
Ex parte Chavez, 482 S.W.2d 175 (Tex.Cr.App. 1972)
;
Rogers v. State, 479 S.W.2d 4 (Tex.Cr.App. 1972)
, and
Ex parte Battenfield, 466 S.W.2d 569 (Tex.Cr.App. 1971)
.

I concur in the result only because the appellant on direct examination by his own counsel was asked and answered the following question:

“Q Okay, but you are pleading guilty not because anybody threatened you or offered out any hope of probation or parole or anything like that?

“A No.”

This testimony was given prior to the entry of the judgment of guilty and the assessment of punishment. The written judgment entered on the same date as the plea of guilty reflects, in part, that appellant was duly admonished of the consequences of his plea and that it appeared to the court that the appellant was sane and not influenced in making his plea by any consideration of fear, or by any persuasion or delusive hope of pardon prompting him to confess his guilt, etc. I cannot say, under the circumstances of the case, that the record is contrary to the recital in the judgment.

I do agree with the State that the best practice would have been for the admonishment to have included a determination of whether the plea was prompted by a delusive hope of pardon.

I concur.

Case Details

Case Name: Clayton v. State
Court Name: Court of Criminal Appeals of Texas
Date Published: Apr 25, 1973
Citation: 493 S.W.2d 176
Docket Number: 46599, 46600
Court Abbreviation: Tex. Crim. App.
AI-generated responses must be verified and are not legal advice.