Opinion of the Court by
Appellant Ondrá Leon Clay was convicted of wanton murder and first-degree sodomy, and was sentenced to life without parole for twenty-five years on the murder and twenty years on the sodomy, to run concurrently. On appeal, Appellant raises a Batson challenge, a failure to grant a defense motion to strike a juror for cause, a failure to properly qualify expert testimony, and an invalid use of judicial notice. Because these issues were either not objected to or were improperly objected to and do not rise to the level of palpable error or are without merit, Appellant’s conviction is affirmed.
I. Background
E. S.’s body was found in her Lexington apartment on May 7, 2005. The medical examiner, Dr. John Hunsaker III, found the cause of death to be suffocation by strangulation. The marks on the victim’s neck were indicative of both ligature strangulation (by a rope, cord, or necklace) and manual strangulation (by the hands), but Dr. Hunsaker thought that manual strangulation was the most likely cause of death. There were also marks from injuries to the victim’s head and there was some damage to the victim’s anus. No semen wаs found on or in the victim, though semen from someone else was found inside the toilet at her apartment. Though neither Appellant’s hair nor his fingerprints were found at the scene, his DNA was found on the victim’s necklace and her fingertips.
Appellant did not testify at trial. Instead, a recording of his phone call with the homicide detective was played multiple times, and it served as his entire statement before the jury about what happened that night. In the phone call, Appellant admitted he had known the victim for four or five years. He claimed that on the night of the murder she bought him a treat at an ice cream truck about 8 p.m., and that she rubbed his bald head. One witness, Barry
Appellant presented an expert, Dr. Ronald Acton, who testified that the Kentucky State Police (KSP) crime lab had relatively low standards for analyzing DNA evidence. Basically, Dr. Acton supported the defense’s theory that Appellant’s DNA could have been on the victim’s hands from earlier in the evening and later secondarily transferred to her necklace. Dr. Acton testified that the “mix” of DNA found on the victim’s necklace and fingertips could actually be partly from an entirely different person, and thus the KSP crime lab’s conclusions were overly simplified. This contention was significantly undercut when the trial court took judicial notice that Dr. Acton could have had access to the “raw data” even though he did not take advantage of this option. This, however, was not the sole basis of the Commonwealth’s case. Two fellow inmates also testified that while in custody Appellant confessed to them that the victim had consented to sexual intercourse with him, and that he had killed her accidentally while trying to keep her quiet during sex.
Alter a jury trial, Appellant was convicted and sentenced to a life sentence without parole for twenty-five years. He appeals to this Court as a matter of right. Ky. Const. § 110(2)(b).
II. Analysis
A. Batson Challenge
Appellant’s first claim of error is that the Commonwealth made a race-based peremptory strike of one African-American juror, Juror 3487, leaving an all-white jury in a case where Appellant is African-American, in violation of
Batson v. Kentucky,
During individual voir dire, the trial court initially asked Juror 3487 some broad questions, followed by the Commonwealth, and finally by the defense. Both the trial court and the Commonwealth asked questions concerning the penalty phase and whether Juror 3487 could apply mitigating and aggravating factors. The defendant then asked Juror 3487 hypothetically, “[If you were] on a jury on a case and you and your fellow jurors had decided to find a defendant guilty of murder, with an aggravating circumstance, such as has been explained to you today, no matter what the facts of that case were, would you still be interested in hearing something about the defendant’s life?” Juror 3487 responded that she would. The defense attorney then asked Juror 3487, “Do you think it would be important enough to perhaps, I mean, could it possibly change your opinion about what a recommended verdict should be? Do you think it’s that important?” (Emphasis added.) Juror 3487 responded, “Yes.”
Here, the Commonwealth concedes that the other major topic discussed during the individual voir dire of Juror 3487, specifically her position on the death penalty, was not the reason for peremptorily strik
The U.S. Supreme Court has approved of the Ninth Circuit Court of Appeals’ conclusion in
United States v. Vasquez-Lopez,
22 F.Bd 900, 902 (9th Cir. 1994), that “the Constitution forbids striking even a single prospective juror for a discriminatory purpose.”
Snyder,
First, a defendant must make a prima facie showing that a peremptory challenge has been exercised on the basis of race[; sjecond, if that showing has been made, the prosecutiоn must offer a race-neutral basis for striking the juror in question[; and t]hird, in light of the parties’ submissions, the trial court must determine whether the defendant has shown purposeful discrimination.
Id.
at 1207 (quoting
Miller-El v. Dretke,
Since the crux of the Commonwealth’s race-neutral argument for striking Juror 3487 was that it thought she was talking about the guilt phase and not a later penalty recommendation, the prosecutor explained, “[Jurоr 3487] stated when talking about mitigation evidence, mitigation evidence could change her mind about what a verdict should be. So, we took that about she thinks whether you’re guilty or not; not as just opposed to mitigation. I felt this was a very strong statement.” Additionally, Juror 3487 admitted this was enough to “possibly change [her] opinion about what a recommended verdict should be.” Further, on appeal, the Commonwealth elaborated that Juror 3487’s answer was the only answer which it could interpret to mean mitigation evidence could actually change her verdict in the guilt phase.
Because no mitigation evidence would be offered until there had been a finding of guilt, the Commonwealth was mistaken in its belief that the juror was saying that mitigation evidence would affect a finding of guilt. However, a mere mistake by the Commonwealth about what Juror 3487’s statements meant does not require this Court to conclude that the trial court erred in finding this to be a race-neutral reason, especially since the trial court knew the Commonwealth did not strike three other African-American jurors. “[A] trial court’s denial of a
Bat-son
challenge will not be reversed unless clearly erroneous.”
Chestnut v. Commonwealth,
After the Commonwealth offered its race-neutral explanation, the
Batson
challenge then moved to step three where Appellant needed to produce evidence of intentional discrimination.
Gray v. Commonwealth,
Even though Appellant did not attempt to make these juror comparisons to the trial court, he now claims on appeal that there were four white jurors who gave similar answer to Juror 3487, but who were not peremptorily struck by the Commonwealth. The United States Supreme Court has warned appellate courts that “a retrospective comparison of jurors based on a cold appellate record may be very misleading when alleged similarities were not raised at trial.”
Snyder,
Having reviewed the responses of the white jurors, however, this Court is not convinced that the Commonwealth’s race-neutral reason it provided for striking Juror 3487 was a pretext or that it was based on racial discrimination. Although the four white jurors stated that they would want to hear all the mitigation evidence before deciding on a penalty, none indicated that mitigation evidence would change their opinion about what the verdict should be. Further, the white jurors’ responses indicated that they were discussing how mitigation evidence would affect the penalty phase and not the guilt phase. In addition, the trial court made this ruling knowing that the Commonwealth had not moved to strike the three remaining African-American jurors. Therefore, the trial court did not abuse its discretion in accepting the Commonwealth’s explanation for striking Juror 3487 and in concluding that the Commonwealth did not act with a discriminatory intent.
B. Failure to Strike Juror for Cause
Appellant’s second claim of error is the trial court’s failure to strike Juror 3049 for cause. Juror 3049 was a secretary in
“The decision whether to excuse a juror for bias lies within the sound discretion of the trial court.”
Cook v. Commonwealth,
Appellant argues Juror 3049’s bias should be implied because of her previous employment three decades ago, her serving as a witness for the current Fayette County Commonwealth’s Attorney (who did not try this case) before he was elected to the position, and her continuing friendship with an administrative staff member in the current Commonwealth’s Attorney’s Office. These connections, however, are far too tenuous to constitute the “close relationship” required to presume bias or prejudice.
Montgomery v. Commonwealth,
C. Expert Testimony
Appellant’s third claim of error is the testimony of Sexual Assault Nurse Examiner (SANE) program manager Anita Capillo regarding the pre-death behavior of strangulation victims. Capillo testified that because they try to free their necks in order to get a breath, DNA can be expected to be found on victims’ fingertips from scratching thе hands that are
Since Appellant did not object and request a hearing under
Daubert v. Merrell Dow Pharmaceuticals, Inc.,
D. Judicial Notice
Appellant’s fourth claim of error is the trial court’s judicial notice of the law regarding discovery of underlying test data. Contrary to what counsel for Appellant claims in her brief, the record reveals that no objection was made contemporaneously with the trial court’s taking of judicial notice as required by RCr 9.22. Thus, this Court must review this claimed error under the palpable error rule.
First, the trial court should not have taken judicial notice of debatable law. KRE 201(a) allows fоr a court to take “judicial notice of adjudicative facts.” “A judicially noticed fact must be one not subject to reasonable dispute” because it concerns a matter “[g]enerally known” or a matter “[c]apable of accurate and ready determination by resort to sources whose accuracy cannot reasonably be questioned.” KRE 201(b). Only the latter is at issue in this case under what has been deemed the “authoritative sources” test. Robert G. Lawson, The Kentucky Evidence Law Handbook § 1.00[3][c], 10 (4th ed., 2003) [hereinafter Lawson, Kentucky Evidence ] (quoting Evidence Rules Study Committee, Kentucky Rules of Evidence— Final Draft, p. 16 (Nov.1989)). Under this test, “[a]nything which can be looked up’ in an authoritative source is a candidate for this type of judicial notice. The judge should ask two questions: (1) Does the source provide the precise fact to be noticed; and (2) Is the source accurate?” Id. (quoting Evidence Rules Study Committee, Kentucky Rules of Evidence — Final Draft, p. 16 (Nov.1989)) (emphasis added).
In this case, the trial court took judicial notice of a defendant’s right to obtain the “raw data” used to draw a conclusion by the state lab. However, the law regarding availability of raw data to a testifying expert was not a fact to be determined, and thus it could not be judicially noticed as it was here.
During direct examination, defense expert Dr. Ronald Acton testified about the
On cross-examination, the Commonwealth sought to impeach Dr. Acton’s credibility by getting him to admit he would not sign off on a DNA report in his own lab if he had not looked at the raw dаta. The Commonwealth asked him if it was “important to look at the raw data.” Dr. Acton responded that he could still examine the “veracity of the [KSP crime lab’s] interpretation” without raw data because he was critiquing the way the KSP lab analyzes its results once they’ve been obtained, not its handling of the DNA.
In a somewhat combative tone, the Commonwealth responded, “You’re aware, under the law, that the defense is entitled to get the raw data?” Dr. Acton responded that he was not aware of the laws in Kentucky. The Commonwealth then asked, “You could havе all the data you needed, couldn’t you?” Dr. Acton once again responded that he was unsure. The Commonwealth continued, “So you could even go look at the data” and “under Kentucky law you could even do your own independent testing if there’s any reason to challenge it, couldn’t you?” Once again, Dr. Acton responded that he did not know the law in Kentucky. At this point, the Commonwealth asked the trial court to take judicial notice “that that is the law in Kentucky.” Immediately, the trial court replied by taking discretionary judicial notice under KRE 201(c): 3 “The court takes judicial notice of the fact that that is the law in Kentucky; that defendants do have the opportunity and ability to receive, obtain, and analyze any raw data that is received by the Commonwealth.”
In so doing, the trial court failed to analyze whether the law it was being asked to give judicial notice to was an “adjudicative fact.” KRE 201(a) only allows a court to take “judicial notice of adjudicative facts.” Though the Kentucky Rules of Evidence do not define “adjudicative fact,” Federal Rule of Evidence 201 is nearly identical to KRE 201 and its drafters providе the following definition: “When a court or an agency finds facts concerning the immediate parties — who did what, where, when, how, and with what motive or intent- — -the court or agency is performing an adjudicative function, and the facts are conveniently called adjudicative facts.... ” Lawson, Kentucky Evidence § 1.00[2][b], at 6 (quoting Fed. R.Evid. 201, Advisory Committee’s Note to Subdivision (a)). Here, the trial court explicitly said that it was taking judicial notice of what “is the law in Kentucky.” It did not take judicial notice of a fact at all. When the Commonwealth asked the question about whether Dr. Acton knew he was entitled to “rаw data,” it was not trying to prove that the doctor could access the raw data, but rather was attempting to attack his credibility by suggesting that his criticisms of the state lab report weren’t valid because he had not seen the underlying data. The doctor responded that he did not need the data itself to criticize the methods used by the lab, which he did know. WTiether he was entitled to see the raw data was not a fact at issue in the case, and thus was not an adjudicative fact subject to judicial notice.
Further, since it is debatable whether defendants even have a right to receive, obtain and analyze “raw data” in Kentucky, the danger of taking judicial notice of “the law” is demonstrated. The Commonwealth points to KRE 705, which allows an expert to testify “without prior disclosure of the underlying facts or data,” but which allows the expert to “be required to disclose the underlying facts or data on cross-examination.” The Commonwealth claims that Appellant, on cross-examination of Marcie Atkins (a KSP crime lab forensic specialist) the day before Dr. Acton testified, could have asked for the underlying data upon which she based her conclusions, and that therefore Dr. Acton could have reviewed the data. The possibility of obtaining data upon which сonclusions are based is not, however, the same as obtaining “raw data.” There is not a simple rule regarding “raw data” and the parties rightly dispute its meaning at great length in their briefs.
In addition, RCr 7.24 does not explicitly provide for independent testing.
5
In fact,
Green v. Commonwealth,
Generally, the Kentucky Rules of Evidence contain no provision for judicial notice of the law. Lawson,
Kentucky Evidence
§ 1.00[6] at 22. Previous statutes on judicial notice of the law were repealed upon adoption of the evidence rules, with the Rules’ specific emphasis only on “adjudicative facts.” Obviously, a court could still take judicial notice of a law, if that law constituted an adjudicative fact in a partic
Nonetheless, though the trial court’s taking of judicial notice was improper, Appellant did not object to the trial court. Appellant argues on appeal that since judicial notice was taken immediately, there was no time for an objection. Perhaps therе was not enough time to object before judicial notice was taken, but this fact does not affect the contemporaneous objection requirement of RCr 9.22. 6 Appellant still could have — and was required to — object after judicial notice was taken in order to preserve this error for appeal. This Court cautions counsel for Appellant to be certain of the record when claiming that an error is preserved. Because this alleged error was not preserved for appellate review, this Court can reverse only if the error constitutes palpable error under RCr 10.26.
A palpable error is one that “affects the substantial rights of a party” and will result in “manifest injustice” if not considered by the court.
Schoenbachler v. Commonwealth,
III. Conclusion
In conclusion, Appellant has not pointed to any preserved errors that require reversal. First, Appellant did not carry his burden on his Batson claim because defense counsel failed to make a showing of purposeful discrimination at trial; a bare observation that all of the selected jurors were white was insufficient. Second, the trial court did not err in failing to strike another juror for cause because she was too far removed, both temporally and in terms of her remaining contacts, from the Fayette County Commonwealth’s Attorney’s Office and the Fayette County Commonwealth’s Attorney. Third, Appellant did not request a Daubert hearing regarding the qualifications of the SANE program director; the objection to speculation was insufficient. Fourth, the trial court’s taking judicial notice of the law governing raw data was error, but it was unpre-served and does not constitute palpable error.
Notes
. The trial court noted that one African-American juror had been struck by the defense, and two others simply did not make the random draw.
. The trial court did not have to determine step one of the
Batson
inquiry — whether títere was a
prima facie
case of discrimination— because the prosecutor offered a racially neutral reason for the strike without prompting.
Hernandez v. New York,
500 U.S.
352,
359,
. The notice is discretionary because the moving party, the Commonweаlth, did not supply the trial court with any necessary information as required for mandatory judicial notice under KRE 201(d).
. It should be noted that "[t]he [Kentucky] Supreme Court has rendered few decisions under KRE 201.” Lawson, Kentucky Evidence § 1.00[3][b], at 9 n. 24.
. RCr 7.24(l)(b) provides, "Upon written request by the defense, the attorney for the Commonwealth shall ... permit the defendant to inspect and copy or photograph any relevant results or reports of physical or mental examinations, and of scientific tests or experiments made in connection with the particular case, or copies thereof, that arе known by the attorney for the Commonwealth to be in the possession, custody or control of the Commonwealth.”
. Even though RCr 9.22 does not require an objection to be made "if a party has no opportunity to object to a ruling or order at the time it is made,” Appellant could have objected after the trial court took judicial notice before the Commonwealth’s cross-examination of Dr. Acton continued. KRE 201(e) provides, "A party is entitled to be heard as to the propriety of taking judicial notice and the tenor of the matter noticed. In the absence of prior notification, the request may be made after judicial notice has been taken.”
