Lead Opinion
This сase calls upon us to resolve whether the district court properly dismissed Clay Monroe’s wrongful discharge claims, which he brought pursuant to the Federal Employers Liability Act (“FELA”) and Illinois public policy. We agree with the district court that it lacked subject matter jurisdiction to adjudicate Monroe’s claims as they were preempted by the Railway Labor Act (“RLA”). Thus, we affirm the dismissal of Monroe’s action.
I. History
Clay Monroe worked for thirteen years аs a brakeman for the Missouri Pacific Railroad and the Union Pacific Railroad (collectively, “the Railroad”). Monroe was injured at work on July 20,1992, and his doctor advised him to take a medical leave of absence. In October of that year, the Railroad hired a private investigator to conduct surveillance on Monroe as he had not yet returned to work due to his alleged injuries and physical incapacity. The Railroad’s investigators discovered that Monroe was working at his father’s business, where he was selling and installing satellite television systems. At one point, the investigators ordered a satellite dish from Monroe while posing as homeowners and then videotaped Monroe while he helped install the dish. In December 1992, Monroe’s doctor permitted him to return to work for the Railroad.
The Railroad subsequently commenced a collective bargaining agreеment (“CBA”) hearing regarding the propriety of Monroe’s conduct while on medical leave. Evidence at the hearing included the videotape of Monroe installing the satellite system, as well as testimony from a doctor who opined that Monroe could do physical railroad work. This doctor, however, neither spoke with Monroe nor physically examined him. On December 17,1992, the Railroad discharged Monroe for misrepresenting his physical condition.
Monroe subsequently filed four separate legal proceedings against the Railroad challenging his dismissal: 1) he filed a CBA labor grievance based on his alleged wrongful termination
The Railroad removed the ease to the United States District Court for the Southern District of Illinois on April 26, 1996, and it filed a Motion to Dismiss based on the federal court’s lack of subjeсt matter jurisdiction (Fed.R.Civ.P. 12(b)(1)) and Monroe’s failure to state a claim upon which relief could be granted (Fed.R.Civ.P. 12(b)(6)). On July 9, 1996, the district court granted the Railroad’s motion to dismiss based on lack of subject matter jurisdiction, finding that the RLA preempted Monroe’s FELA and Illinois public policy claims.
II. Analysis
We must decide whether the district court correctly found that the RLA preempts Monroe’s wrongful discharge claims under the FELA and under Illinois public policy. We review de novo a district court’s grant of a motion to dismiss for subject matter jurisdiction. Underwood v. Venango River Corp.,
Whether a federal law preempts another law that establishes a cause of action is a question of congressional intent. Hawaiian Airlines, Inc. v. Norris,
Minor disputes grow “out of grievances or out of the interpretation or application of agreements covering rates of pay, rules, or working conditions,” 45 U.S.C. § 151a, and they “involve controversies over the meaning of an existing cоllective bargaining agreement in a particular fact situation,” Hawaiian Airlines, at 252-54,
In Hawaiian Airlines, the Supreme Court addressed the preemption of minor disputes under the RLA. The Cоurt held that not all grievances or employment-related disputes are considered “minor disputes” for RLA preemption purposes. Hawaiian Airlines, at 252-54,
We have had the opportunity to decide RLA preemption cases since Hawaiian Airlines adopted the Lingle standard. In Bielicke v. Terminal R.R. Ass’n,
More recently, we held that the RLA did not preempt a plaintiffs retaliatory discharge action filed under the Illinois Workers’ Compensation Act. See Westbrook v. Sky Chefs, Inc.,
In this case, the Railroad argues that Monroe’s claims are preempted because they are minor disputes that require interpretation of the CBA. Monroe, in contrast, maintains that his claims are not minor disputes beсause they are not based on the rights given by the CBA, but rather are “independently based” on rights conferred by the FELA and the State of Illinois. The gravamen of Monroe’s claim is that the Railroad terminated his employment in order to interfere with his potential FELA personal injury claim, and that both the FELA and Illinois public policy prohibit such action by the
Like the district court, we agree that an uncritical glance at Monroe’s claims seems to compel a finding of no preemption in light of the Supreme Court’s Hawaiian Airlines and our Sky Chefs decisions. We need not analyze any part of the CBA to determine that the Railroad actually terminated Monroe. Moreover, Monroe correctly asserts that the source of his claims is independent of the CBA because they are found in the FELA and in Illinois public policy.
Unlike the claims in Hawaiian Airlines and Lingle, Monroe’s claims do not involve purely factual questions, and they do require interpretation of the CBA. Any analysis of Monroe’s wrongful discharge claims necessarily requires interpretation of the CBA in order to determine the validity of his arguments regarding the Railroad’s retaliatory intent.
First of all, Monroe’s complaint alleges that the Railroad failed to avail itself of its right to compel him to undergo a physical examination if it contested his medical condition. The CBA provides the Railroad with its right to compel such an examination. Second, a court must apply and interpret the standards regarding an employee’s physical condition — which are implied terms of the CBA — when analyzing Monroe’s claim of pretextual discharge. See Fry v. Airline Pilots Ass’n, Int'l,
Monroe asserts that Hawaiian Airlines specifically rejected the notion that a CBA
Moreover, contrary to Monroe’s assertions, we can easily harmonize our decision today with our decision in Sky Chefs. Sky Chefs relied upon only one aspect of the RLA preemption standard set out in Hawaiian Airlines and Lingle — whether a CBA provided the only source for a plaintiffs wrongful discharge claim. Sky Chefs,
Our finding of preemption here also complies with the recent application of Hawaiian Airlines by two other circuits. In Kollar v. United Transportation Union,
Similarly, the Tenth Circuit in Fry found that several plaintiffs’ federal and state claims were preempted because they could not “be understood without reference to the various CBAs.” Fry,
Without question, the Supreme Court’s Hawaiian Airlines decision makes this a close case (or at least a much closer one than before Hawaiian Airlines was decided). Moreover, we recognize “that not all cases which tangentially touch collective bargaining agreements call for ... preemption.” Loewen Group Int'l, Inc. v. Haberichter,
Simply put, we believe that the district court correctly determined that what Monroe “attempts to do in this lawsuit is to litigate his labor-related claims under FELA,” and that such a “course of action is not permitted by Hawaiian Airlines.” Monroe v. Missouri Pacific R.R. and Union Pacific R.R., No. 96-CV-0351-PER, slip op. at 6 (S.D.Ill. July 9, 1996). We cannot allow Monroe to “artfully plead” himself around the preemptive effect of the RLA by framing his CBA claims as wrongful discharge causes of action under the FELA and Illinois public policy. See Hammond v. Terminal R.R. Ass’n,
Notes
. On November 22, 1996, an arbitration panel in the Public Law Board No. 5314 reached a cоnclusion regarding Monroe's CBA labor grievance. It ruled that the Railroad's disciplinary investigation against Monroe was not fair and impartial and ordered Monroe "reinstated to service with all rights unimpaired and with backpay."
. Monroe argues that we should not consider Bielicke because that decision did not discuss Hawaiian Airlines. In making this argument, Monroe suggests that the Bielicke court may not have considered Hawaiian Airlines because the Supreme Court decided Hawaiian Airlines only one month before we decided Bielicke, and apparently neither party in Bielicke requested that we reconsider our decision in light of the recent Hawaiian Airlines decision.
Plaintiff raises legitimate concerns, and we therefore tread lightly in discussing Bielicke. Nonetheless, we find the Bielicke decision to be valid and helpful here — it was decided after Hawaiian Airlines, it has not been overruled, and its facts are nearly identical to those before us. • Moreover, although Bielicke did not discuss Hawaiian Airlines, its holding comports with the Supreme Court’s reasoning in both Hawaiian Airlines and Lingle. In all three cases, a key component in the preemption analysis remains whether a plaintiff's claims require a court to interpret a CBA.
. This assumes, of course, that Monroe has stated claims upon which relief may be granted — a premise that the Railroad vigorously contests and of which we are highly skeptical. Nonetheless, we need not address whether Monroe has stated valid claims under Fed.R.Civ.P. 12(b)(6) due to our finding of preemption.
. While this reason alone would not compel a finding that Monroe's claims involve application or interpretation of a CBA, it does aid our analysis. Cf. Livadas v. Bradshaw,
. The Railroad asserts that Monroe should be judicially estopped from arguing that his wrongful discharge claim is not a minor dispute because of Monroe’s "blatant contradiction” in positions regarding whether his rights must be assessed under the CBA and the RLA. Because we find that the RLA preempts Monroe’s claims, we need not reach the Railroad's judicial estop-pel argument. We note, however, that Hawaiian Airlines apparently permits a plaintiff to maintain both an RLA action before a Public Law Board and a wrongful discharge action before a state or federal court so long as the state or federal court claim does not require interpretation or application of a CBA. Hawaiian Airlines, at 258-64,
Dissenting Opinion
dissenting in part.
With all respect I do not agree that Monroe’s asserted state law claim involves interpretation of the collective bargaining agreement to any significant extent. If the claim has any merit under Illinois law, it exists “indepеndent of the collective bargaining agreement.” Hawaiian Airlines, Inc. v. Norris,
That leads to other questions, not addressed by the majority.
I. Removal.
Monroe brought his action in an Illinois court. Defendant Railroad Companies removed it to federal district court. 28 U.S.C. § 1445(a) provides that a civil action in any state court against a railroad arising under the FELA may not be removed to any district court of the United States.
In Count I Monroe invoked only the FELA and claimed:
10. The sole reason for the hearing and termination of Plaintiffs employment was to defeat any claim Plaintiff might have for personal injury against the Defendants in an action under the FELA.
11. Such wrongful discharge was illegal in that it violated the 45 U.S.C. § 55 in that it is a device designed to prevent plaintiff from enforcing his rights under the FELA.
In Count II Monroe invoked both the public policy of the FELA and the State of Illinois, alleging that the “discharge violated the public policy of the FELA and the State of Illinois in that it attempted to prevent him from fully exercising his right to collect damages for injuries on the job.”
Monroe’s theory, sound or not, is that the discharge “arguably eliminates the railroad’s liability for Mr. Monroe’s lost wages in his injury claim, effectively eliminating much of his remedy under the FELA.” Appellant’s Brief, pp. 35-36.
There may be two reasons why 28 U.S.C. § 1445(a) does not require remand to state court. (1) Waiver. Years ago it was held that the antecedent of 28 U.S.C. § 1445(a) did not limit the jurisdiction of a district court over an FELA case removed to it, but conferred a personal privilege which may be waived. Carpenter v. Baltimore & O.R. Co.,
II. Claims are not predicated on breach of contract.
Both Counts I and II allege that the discharge was wrongful because of defendants’ purpose to defeat or impair plaintiffs rights under the FELA. There is no allegation that it was wrongful because defendants breached some term of the collective bargaining agreement. It is true that paragraph 9 of both counts alleged that defendants had a right to a physical examination of plaintiff, but failed to exercise it. Presumably the collective bargaining agreement was the source of the right. Whatever evidentiary bearing failure to exercise this right might have in proving that the discharge was motivated as alleged, and therefore wrongful, the defendants’ failure to exercise their contract right was not an element of the claim. The majority said (see supra p. 518) that “Monroe questions the propriety of his disciplinary hearing as well as the sufficiency оf the evidence,” but there is nothing in the complaint challenging the disciplinary hearing.
The majority cites Bielicke v. Terminal R.R. Ass’n,
One cannot determine whether Terminal Railroad conducted the investigations for legitimate purposes under the collective bargaining agreements or if they abused the investigation procedures allowed by the collective bargaining agreements ... without focusing the case on the collective bargaining agreements themselves.... [T]hese claims are directly connected with the collective bargaining agreements and thus the claim arises under the RLA, not the FELA.
In Hammond, a pre-Hawaiian decision, this court held that a claim which nominally invoked the FELA did not arise under the FELA, but under the RLA. The court said that the complaint as it stood at the time of removal “complained only about the rаilway’s having filed allegedly unmeritorious disciplinary charges; it was a pure breach of contract claim_”
Neither Bielicke nor Hammond supports the proposition that Monroe’s state-law claim is a breach of contract claim, governed by the RLA.
III. The validity of Monroe’s state-law claim.
Monroe’s state-law claim relies on Kelsay v. Motorola, Inc.,
There will be difficulties in deciding that issue, but I am convinced that that is the question this case presents to this court. As already indicated, I think there is no foundation for a holding that Monroe’s state law claim is preempted.
