Lead Opinion
In this dirеct appeal, Derrick Clark appeals his conviction of murder and sentence to life without parole. We affirm the trial court. -
Factual and Procedural Background
Jeff Phillips lived with his fiancée, Kimberly Hester at the Courtyard Apartments in Anderson, Indiana. Between 10 and 11 p.m. on April 11, 2001, Hester reported to Phillips that two people were loitering in the parking lot near Phillips's car, and one of them was sitting on the car. Phillips went outside, and after a brief exchange one loiterer returned to a group about twenty to twenty-five feet away and the second drove off. Clark, who was among the group, then approached Phillips, and an argument broke out. After a brief exchange Phillips returned to his apartment, and Clark retrieved his hooded jacket from the woman who had been holding it and told the group to go inside the apartment building.
After Phillips had turned off most of the lights in the apartment, Phillips and Hester peeked out of their bedroom window. Phillips saw someone with a hood approach their apartment building and fire three shots into the apartment. Ore of the bul-: lets struck Hester and she died a short time later. 'Clark was identified as the shooter by one member of the group. Two other witnesses, an adult and a nine-year-old boy, also implicated Clark in the shooting, and Clark confessed to the shooting in police interviews under cireumstаnces set forth below.
Clark was charged with the Murder of Hester, Attempted Murder of Phillips, and handgun violations. The State requested that Clark be sentenced to life without parole based on the charge that he discharged a firearm into a residence. The jury found Clark guilty of Murder, Attempted Murder, and Carrying a Handgun
In this direct appeal, Clark contests the: admission of statements he made while in custody at the police station and other statements made during an encounter with a police officer in a parking lot. He also contests the admission of a witness's statement, arguing that the witness was incapable of making a statement at the time he made it, and that the admission of the witness's statement violated his constitutional Right to Confrontation. Finally, Clark challenges the sentence as inappropriate, based on an improper consideration of aggravating and mitigating cireum-stances, and based on an unconstitutional statute.
I. Witness' Statement
The State called Michael Watson as a witness. Before Clark was arrested, Watson had been interviewed under oath by the prosecutor about the events of the night of the shooting. In this interview, Watson testified that he was at the Courtyard apartments with Clark and others when Clark got into an argument with Phillips and told everyone. to go inside. Shortly after that, Watson heard shots. At trial, when asked about these facts, Watson asserted that he did not remember being at the scene and did not recall whether anyone else was there. The State then asked Watson to read the transcript from his interview, and Watson testified that nothing in it was true. The prosecutor then asked Watson if specific statements in his interview were lies, and Watson said they were. The prosecutor said, "And you're telling this jury under oath here today that everything in here that you've said about Derrick Clark was a lie?" Clark unsuccessfully objected to this line of questioning as an effort to get Watson's prior statements before the jury as impeachment without Watson's having made any inconsistent statements.
The State then offered the trangeript of Watson's statement into evidence and the court admitted it. Clark argues that Watson's statement was improperly admitted because, at trial, Watson claimed he was under the influence of medication at the time of the statement and denied having knowledge of the facts presented in the statement at the time he made it. The trial court ruled the transcript admissible under Evidence Rule 808(5), which provides:
(5) Recorded Recollection. A memorandum or record concerning a mаtter about which a witness onee had knowledge but now has insufficient recollection to enable the witness to testify fully and accurately, shown to have been made or adopted by the witness when the matter was fresh in the witness's memory and to reflect that knowledge correctly. If admitted, the memorandum or record may be read into evidence but may not itself be received as an exhibit unless offered by an adverse party.
The State concedes the statement was not properly admitted as an exhibit pursuant to Rule 803(5) because the Rule permits it to be read to the jury, but not admitted as an exhibit. However, the State points out that an apрellate court may affirm a trial court's judgment on any theory supported by the evidence. Ratliff v. State,
A statement is not hearsay if; <... [tlhe declarant testifies at the trial or hearing and is subject to cross-examination concerning the statement, and the statement is inconsistent with the declarant's testimony and was given under oath subject to the penalty of perjury at a trial, hearing or other proceeding, or in a deposition.
In order for a prior inconsistent statement to be admissible under this Rule: "(1) the statement must have been given under oath subject to penalty for perjury at a trial or other proceeding and (2) the declarant who made the prior statement must both testify and be subject to cross-examination concerning the statement at the trial where the statement is sought to be introduced." See United States v. DiCaro,
Clark also argues that admission of Watson's prior statement violated his right to confront witnesses under both the state and federal constitutions. For the same reésdn, this contention is unavailing. The federal right of confrontation has not been denied when the witness is available for cross-examination. United States v. Valdez-Soto,
II. Statements to Police While in Custody
Seven days after the shooting, Anderson police executed a warrant for the limited purpose of taking Clark's photographs and fingerprints. After Clark was brought to the police station, Detective Randy Tracy interrogated Clark and ultimately Clark confessed to the shooting. Clark argues that his Mirando rights were violated because Tracy ignored his request to end the questioning. He also contends that his confession was not voluntary, and that the custodial interrogation was improper because police did not have probabfe cause to arrest him and the interrogation exceeded the scope of the limited warrant used to bring Clark into custody.
Review of a trial court's denial of a motion to suppress is similar to other sufficiency matters. Goodner v. State,
A. Requests to End Questioning
Clark first argues that the statements made in police custody should have been excluded because they were taken in violation of his Miranda rights after four requests that the interview end. Clark argues each of the following statements constituted an assertion of his right to remain silent:
"This is crazy. Yall might as well send me across the street (referring to jail)."
. "Please, man, you might as well take me across the street."
"You already tryin' to charge me with this. So leave me alone and take me over here."
When the officer agreed to take Clark to jail, he said to Clark, "Okay. That's what we'll do. We're going to end the tape. Anything else you want to say?" and Clark responded "No."
An- assertion of Miranda rights must be clear and unequivocal, and in determining whether a person has asserted his or her rights, the defendant's statements are considered as a whole. Simmons v. Bowersox,
B. Involuntariness of Confession
Clark next argues that his confession made while in police custody was not given voluntarily and therefore
Voluntariness is determined in light of the totality of the cireumstances surrounding the interrogation. Miller v. State,
In this case, the record suрports the trial court's conclusion that Clark's confession was voluntary. Clark points to statements by Tracy that "there's a way you can work around this", Clark would not have a future unless he was honest about what happened, he believed Clark did not intend to kill anyone, and multiple people had identified him as the shooter. Clark argues that comments like these and others constituted promises of leniency, lies, and intimidation and overcame his will because, through these statements, Tracy conveyed to him that the only way to work out of his murder charge was to give a statement.
A confession is inadmissible if obtained by promises of mitigation or immunity; but, vague and indefinite statements by the police that it would be in a defendant's best interest if he cooperated do not render a subsequent confession inadmissible. Collins v. State,
Clark also argues that Detective Tracy's comments constituted deceptive practices that rendered his confession involuntary. Clark argues that Tracy's statements to Clark that multiple people had identified Clark as the shooter and that Tracy believed Clark did not intend to kill were intentional falsehoods meant to elicit a statement from Clark. Assuming Clark is correct that Tracy's statements were not factual, police deception does not automatically render a confession inadmissible. Rather, it is only one factor to consider in the totality of the cireum-stances. Miller,
C. Scope of Warrant
Clark argues that his detention was illegal and therefore the statements he made in custody should not have been admitted because he was taken into custody on the basis of a warrant executed for the limited "purpose of obtaining photos, fingerprints, and palm prints," but was detained at the police station and questioned beyond the permissible seope of the warrant. The State refers to this warrant as "a so-called Davis-Mississippi warrant." The United States Supreme Court in Davis v. Mississippi,
The warrant supported only fingerprinting and photographing Clark, and did not justify his interrogation. The State counters that Clark's detention was nevertheless lawful because the police had probable cause to arrest Clark at the time he was taken into custody. Because the warrant was limited Clark is correct that his arrest was warrantless, and the State must establish probable cause to arrest Clark. Probаble cause to arrest exists when, at the time of the arrest, the officer has knowledge of facts and cireumstances that would warrant a reasonable person to believe that the suspect has committed the criminal act in question. Berger v. New York,
The State points out that at the time Clark was detained Detective Tracy knew of the statement given under oath by Michael Watson in which he reported thаt
III. Statements to Police in Parking Lot
Five days after the shooting, Officer John Branson of the Anderson Police Department, who had been investigating the shooting in question and had learned that Clark was a possible suspeсt encountered Clark in the parking lot of the Village Pantry and told him to remove his hands from his pockets and questioned Clark about his whereabouts at the time of the shooting. Clark told Branson that he was with his girlfriend at the time. Clark argues that although the statement was not in itself prejudicial, the State made frequent use of it to paint Clark as a liar. Clark argues that this statement was inadmissible because he was "in custody" for purposes of the Fifth Amendment to the United States Constitution and was not given Miranda warnings. The trial court overruled Clark's objection on the ground that Clark was not in custody. That decision is reviewed as a question of sufficiency of the evidence. Goodner,
A person is in eustody for purposes of Miranda if a reasonable person under the same circumstances would have believed that he was under arrest or not free to resist the entreaties of the police. West v. State,
IV. Imposition of Sentence
Clark next challenges the imposition of the sentence of life without parole, arguing that the sentence was inappropriatе, the trial court failed to weigh aggravators and mitigators properly, and that the life without parole statute is facially unconstitutional. Clark was found guilty by a jury of Murder, Carrying a Handgun Without a License, and Attempted Murder. Following the presentation in the penalty phase, the jury found beyond a reasonable doubt that Clark intentionally discharged a firearm into an inhabited dwelling. The jury
In 2002, the statute was amended to require that, for sentences imposed on or after July 1, 2002, the jury is to "recommend" a sentence and the trial court is to sentence "accordingly." The original sentencing order and the amended sentencing order in this case were both issued based on thе earlier statute that gave a court the discretion to impose a sentence recommended by the jury or its own sentence. Neither Clark nor the State raises any contention based on the 2002 amendments to the statute.
A. Imnappropriateness
An appellate court may review a sentence if it is found to be "inappropriate in light of the nature of the offense and the character of the offender." Indiana Appellate Rule 7(B). Clark: argues that his sentence is inappropriate because maximum possible sentences are to be reserved for the "worst offenders." He argues that he does not fit into this category because he was nineteen years old at the time of the shooting, had no juvenile delinquency adjudications, and had only a misdemeanor handgun conviction. He points to his pastor's testimony that Clark was a respectful person who showed remorse for his actions. He also argues that the Court should consider that there was some inference of sudden heat from his actions because, although he was convicted of murder, the jury was instructed on reckless homicide and voluntary manslaughter. In the amended sentencing order, the trial court pointed out that in addition to the finding that Clark intended to kill and intended to discharge a firearm into an inhabited dwelling, the shooting was "premеditated, calculated, and utterly without provocation." The trial court also pointed to Clark's criminal history that included probation violations and the fact that Clark failed to show remorse after the shooting. Although, as discussed in Part IV.B, there are problems in the sentencing order Clark has not established on this record that the sentence is inappropriate.
B. Trial Court's Consideration of Aggravating and Mitigating Circumstances |
This Court's order remanding for a new sentencing order instructed the trial court to amend its sentencing order to comply with the requirements of Indiana Code section 35-50-2-9 (2002). Because both penalties are governed by the same statute, a sentence of life without parole is held to the same standards as a death sentence. Ajabu v. State,
The trial court's statement of reasons (1) must identify each mitigating and aggravating circumstance found, (i) must include the specific facts and reasons which lead the court to find the existence of each such cireumstance, (Hi) must articulate that the mitigating and aggravating circumstances have been evaluated and balanced in determination of the sentence, and (iv) must set forth the trial court's personal conclusion that the sentence is appropriate punishment for this offender and this crime.
The trial court's amended sentencing order did not conform to these requirements. First, the trial court cited the fact that the murder was intentional as an aggravating factor.
Clark further argues that the court should have considered as a mitigating circumstance that Clark had no significant criminal history as required by the life without parole statute. The finding of mitigating factors is within the trial court's discretion. Graham v. State,
A second aggravating factor, which could properly establish Clark's eligibility for life without parole, was that Clark fired a handgun into an inhabited dwelling. However, in its amended sentencing order the trial court found an improper aggravating factor, and the balance of aggravators and mitigators without the improper ag-gravator is unknown. Accordingly, the amended sentencing order failed to meet the requirements for a sentence of life
C. Constitutionality of Statute
At the time of the original sentencing, the life without parole statute provided that, "[the court shall make the final determination of the sentence, after considering the jury's recommendation...." ILC. § 85-50-2-9(e) (2002). Clark argues that under the United States Supreme Court decisions in Apprendi v. New Jersey,
Clark contends "ilf the jury knew the law was applied in such a way as to bind the trial court, the jury might feel more solemn in its deliberations." This is not a claim that the jury was incorrectly instructed as to its role, which is an error that violates the Eighth Amendment as interpreted in Caldwell v. Mississippi,
Conclusion
This case is remanded for entry of a corrected sentencing order consistent with this opinion.
Notes
. Clark was also charged with Carrying a Handgun Without a License with a prior handgun conviction. He waived his right to a jury trial on that charge and the court found him guilty after the jury returned its verdict.
. The very recent decision of the United States Supreme Court in Crawford v. Washington, - U.S. -,
. Clark argues that it was improper for the trial court to find as an aggravator the fact that the killing was intentional because a material element of a crime may not be used as an aggravating factor to support an enhanced sentence. See, e.g., Bradley v. State,
Concurrence Opinion
concurs except for the majority's resolution concerning the sentence. Rather than remand this cause for a second time to cure an inadequate sentencing order, he would impose the maximum terms of 65 years for the murder conviction. He would further order the sentence to be served consecutive to the sentences the trial court has already imposed for attempted murder and carrying a handgun without a license.
