CLARK et al. v. DEAL et al.; and vice versa.
S16A0559, S16X0560
Supreme Court of Georgia
APRIL 26, 2016
785 SE2d 524
893
Oliver J. Browning, Jr., District Attorney, Robert W. Smith, Jr.; Samuel S. Olens, Attorney General, Patricia B. Attaway Burton, Deputy Attorney General, Paula K. Smith, Senior Assistant Attorney General, Scott O. Teague, Assistant Attorney General, for appellee.
In this action, John Clark, Ivory Kenneth Dious, Francys Johnson, Jr., Henry C. Ficklin, and Darryl A. Momon (collectively referred to as “Clark“) contend that Amanda H. Mercier, Nels S.D. Peterson, and Brian M. Rickman have no right to hold office as judges on our Court of Appeals.1 Specifically, Clark contends that these new judges were improperly appointed by Governor Nathan Deal. For the reasons set forth below, we affirm the trial court‘s denial of Clark‘s petition for a writ of quo warranto.
1. The underlying facts of this case are not disputed. Effective on January 1, 2016, Act No. 138 (House Bill 279 or the “Act“) established three new seats on the Court of Appeals, amending
The trial court denied Clark‘s petition on the merits. After considering the Georgia Constitution, related statutory authority, and the history of judicial appointments to the Court of Appeals, the trial court held that the 1983 Georgia Constitution permits the Governor to fill newly created seats on the Court of Appeals by appointment. Clark then appealed, and, in addition, filed an emergency motion for supersedeas, again to prevent the Governor from administering the oath of office to the appointees. This Court denied the emergency motion on December 18, 2015. The Governor also filed a cross-appeal, contending that the trial court erred in its determination that sovereign immunity did not protect him from the injunction and declaratory judgment action brought against him. The new Court of Appeals judges took office on January 1, 2016.
2. Initially, we must determine what part, if any, of Clark‘s action remains viable. Because the new judges have already taken office, those portions of Clark‘s action relating to the issuance of a declaratory judgment, injunctive relief, and a temporary restraining order against the Governor are now moot, as the very action which Clark sought to stop has already occurred. “[I]f the thing sought to be enjoined in fact takes place, the grant or denial of the injunction becomes moot.” (Citations and punctuation omitted.) Board of Commrs. of Richmond County v. Cooper, 259 Ga. 785 (387 SE2d 138) (1990). A case is moot when its resolution would amount to the determination of an abstract question not arising upon existing facts or rights. See Chastain v. Baker, 255 Ga. 432 (339 SE2d 241) (1986). Based on this same reasoning, the Governor‘s cross-appeal is moot as well. The Governor was never prevented from swearing in and commissioning the new judges, and, therefore, there is no longer any reason to consider whether Clark‘s unsuccessful attempt to enjoin and obtain a declaratory judgment against the Governor was barred by sovereign immunity. So, the only remaining part of this action which remains viable is Clark‘s petition for a writ of quo warranto, which became ripe at the time that the new judges assumed office. Accordingly, this opinion addresses only that portion of the underlying suit.
3. Throughout this litigation, Clark has contended that
[a]ll superior court and state court judges shall be elected on a nonpartisan basis for a term of four years. All Justices of the Supreme Court and the Judges of the Court of Appeals shall be elected on a nonpartisan basis for a term of six years. The terms of all judges thus elected shall begin the next January 1 after their election. All other judges shall continue to be selected in the manner and for the term they were selected on June 30, 1983, until otherwise provided by local law.
Likewise,
(a) In reviewing the propriety of
At the time that the Governor was given the power to appoint appellate judges to fill vacancies in the 1983 Constitution, Black‘s Law Dictionary stated that “vacancy,” when applied to official positions, meant, “in its ordinary and popular sense, that an office is unoccupied, and that there is no incumbent who has a lawful right to continue therein until the happening of a future event, though the word is sometimes used with reference to an office temporarily filled.” Black‘s Law Dictionary 1388 (5th ed. 1979). As noted by the trial court, a standard dictionary likewise defined “vacancy” as follows: “1. The condition of being vacant or unoccupied. 2. An empty or unoccupied space. 3. A position, an
Therefore, the ordinary meaning of the term vacancy is, in essence, a public office without an incumbent. The newly created positions on the Court of Appeals certainly fit this definition. See also 63C AmJur2d Public Officers & Employees § 111 (“[A] newly created office, which is not filled by the tribunal which created it, becomes vacant on the instant of its creation, and remains so until it is filled by an incumbent. The term ‘vacancy’ thus applies to an existing office without an incumbent, though it has never been filled.“); Throop, A Treatise on the Law Relating to Public Officers and Sureties in Official Bonds § 431 (1892) (“An existing office without an incumbent is vacant, whether it be a new or an old office.“). Accordingly, the constitutionality of
Nonetheless, Clark contends that we should look to
limited number of situations listed in that statute may be properly considered a vacancy, and a newly created position is not contained in this list. Clark‘s argument is misplaced for several reasons. First, it rests on the false premise that the list contained in
Therefore, for all of the reasons discussed above, the broadly used meaning of “vacancy” includes a newly created position on the Court of Appeals.
- By the death of the incumbent;
- By resignation, when accepted;
- By decision of a competent tribunal declaring the office vacant;
- By voluntary act or misfortune of the incumbent whereby he is placed in any of the specified conditions of ineligibility to office;
- By the incumbent ceasing to be a resident of the state or of the county, circuit, or district for which he was elected;
- By failing to apply for and obtain commissions or certificates or by failing to qualify or give bond, or both, within the time prescribed by the laws and Constitution of Georgia; or
- By abandoning the office or ceasing to perform its duties, or both.
(b) The history of gubernatorial appointments also gives support to a finding that
The historical practice is clear. Although Clark and the dissent rely on the use of elections to fill the first six seats on the Court of Appeals, those seats were established under the 1906 constitutional amendment, which explicitly required elections to fill the newly created seats. Although much of the 1906 amendment was carried forward into later Constitutions, the provision for new seats to be filled initially by election was omitted from the 1945 Constitution, the 1976 Constitution, and most importantly, the 1983 Constitution. Since 1945, whenever the General Assembly has exercised its constitutional authority to create new seats on the Court of Appeals by statute, it has authorized (explicitly or implicitly) the acting Governor to fill those seats initially by appointment, and the Governor has done so. “[T]hough that legislative precedent might not be dispositive, it is entitled to some respect.”5 (Citation omitted.) DeKalb County School Dist. v. Ga. State Board of Ed., 294 Ga. 349, 357 (751 SE2d 827) (2013). Moreover, at the time that the 1983 Constitution was enacted, this practice was well under way. Therefore, we must assume that the drafters of the 1983 Constitution were well aware of this practice and saw no need to change it. Instead, they intended for the Governor‘s authority to fill vacancies under
4. Although Clark and the dissent contend otherwise,
[t]his case is not resolved by a subjective opinion of how extensive the power of the governor should be in regard to appointments to elective office. It is determined by the unambiguous mandate of the constitution as ratified by the voters of Georgia. It is about implementing the last expression of the sovereign will of the people, in this case, [the Governor‘s power to fill vacancies under
Article VI, Section VII, Paragraph III of the 1983 Georgia Constitution ].
That power enables the Governor to appoint Court of Appeals judges to newly created seats.7 The dissent‘s analysis, which focuses on
language only contained in the 1945 Georgia Constitution, has no bearing on this result, as it is the 1983 Constitution which must inform our opinion. As such, the trial court properly denied Clark‘s petition for a writ of quo warranto. In addition, for the reasons set forth above, the Governor‘s cross-appeal must be dismissed as moot.
Judgment affirmed in Case No. S16A0559. Appeal dismissed as moot in Case No. S16X0560. All the Justices concur, except Benham, J., who dissents.
BENHAM, Justice, dissenting.
I have not been able to bring my mind to concur with my associates in the judgment rendered in this cause. This is to me a source of sincere regret. I esteem it a personal misfortune. I have labored to see this question in the light in which they view it, but have been unable to attain to the same conviction. With profound respect for them, and sincere distrust of the justness of my own conclusions, I am constrained to dissent.
Tuttle v. Walton, 1 Ga. 43, 56 (1846) (Nisbet, J., dissenting).8
The Georgia Constitution of 1983 unequivocally states that Justices of the Supreme Court of Georgia and Judges of the Court of Appeals of Georgia “shall be elected.” Ga. Const. of 1983, Art. VI, Sec. VII, Par. I. The Georgia Constitution also provides that “vacancies” can be filled by the Governor. Ga. Const. of 1983, Art. VI, Sec. VII, Par. III. Although the word “vacancies” is not defined in Article VI of the 1983 Constitution, historically, in this state, a vacancy is an event “which causes an unexpired term.” See, e.g., Ga. Const. of 1976, Art. VI, Sec. II, Pars. III and VIII; Ga. Const. of 1945, Art. VI, Sec. II, Pars. III and VIII. See also, e.g., Hooper v. Almand, 196 Ga. 52, 59 (25 SE2d 778) (1943) (the Governor‘s right to appoint contemplates vacancies that occur within the term; an unexpired term);9 Stephens v. Reid,
189 Ga. 372, 377-379 (6 SE2d 728) (1939) (by 1896, it was the goal of the legislature to have judges elected by the people; only vacancies which caused an unexpired term were filled by executive appointment); Pittman v. Ingram, 184 Ga. 255 (190 SE 794) (1937) (a vacancy caused “by death or resignation or otherwise” does not refer to a position where no one has been elected). Such “legislative precedent... is entitled to some respect.” DeKalb County School Dist. v. Ga. State Board of Ed., 294 Ga. 349, 357 (751 SE2d 827) (2013).
Indeed, the above-described understanding of vacancy is consistent with the ordinary meaning of vacancy at the time the 1983 Georgia Constitution was drafted and enacted. For example, the full definition of “vacancy” contained in Black‘s Law Dictionary (5th ed. 1979) provides:
Vacancy. A place or position which is empty, unfilled, or unoccupied. An unoccupied or unfilled post, position or office. An existing office, etc., without an incumbent. The state of being destitute of an incumbent, or a proper or a legally qualified officer. The term is principally applied to an interruption in the incumbency of an office, or to cases where the office is not occupied by one who has a legal right to hold it and to exercise the rights and perform the duties pertaining thereto. The word “vacancy,” when applied to official positions, means in its ordinary and popular sense, that an office is unoccupied, and that there is no incumbent who has a lawful right to continue therein until the happening of a future event, though the word is sometimes used with reference to an office temporarily filled.
(Emphasis supplied.) The above-referenced definition coincides with Georgia‘s historical understanding that a vacancy, for the purposes of gubernatorial appointment, is when an existing incumbency has been interrupted and there is no incumbent who can legally continue to serve. Furthermore, Article V, Section II, Paragraph VIII (a) of the 1983 Georgia Constitution, which describes the Governor‘s appointment powers regarding “any public office,” provides that a gubernatorial appointee is to serve “for the unexpired term.” (Emphasis supplied.) The situation at bar is not an existing incumbency that has been interrupted; but rather is a newly created position that has
never been occupied for any period of time. A newly created position cannot logically have an unexpired term that would need to be filled by appointment.10
Given the extensive history showing that the Governor appoints when the vacancy in question has caused an unexpired term, it is hard to fathom the executive, legislative, and now the judicial branches’ departure from the letter and spirit of our Constitution. It seems this devolution began in the 1960s when Governor Vandiver issued executive orders filling newly created judgeships on the Court of Appeals with his appointees. It is clear that Governor Vandiver had no constitutional authority for these actions. The Georgia Constitution of 1945, which was in effect at that time, provided as follows:
In case of any vacancy which causes an unexpired term [of a Justice of the Georgia Supreme Court], the same shall be filled by executive appointment, and the person appointed by the Governor shall hold his office until the next regular election, and until his successor for the balance of the unexpired term shall have been elected and qualified.
...
The times and manner of electing Judges [of the Court of Appeals], and the mode of filling a vacancy which causes an unexpired term, shall be the same as are or may be provided for by the laws relating
to the election and appointment of Justices of the Supreme Court.
Ga. Const. of 1945, Art. VI, Sec. II, Pars. III and VIII (emphasis supplied). The new judgeships in 196011 and 196112 were not vacancies causing unexpired terms and so Governor Vandiver was not constitutionally authorized to fill those positions by executive order or otherwise. Moreover, the legislation which created the seventh, eighth and ninth judgeships did not grant Governor Vandiver any explicit authority to appoint judges for the new positions.13 Yet, it
appears no one challenged the constitutionality of Governor Vandiver‘s actions in 1960 and 1961 and no one challenged the constitutionality of any of the subsequent gubernatorial appointments to newly created Court of Appeals judgeships in 199614 and 1999.15 The fact that these gubernatorial appointments went unchallenged, however, does not cure the constitutional problem at stake in the present controversy. The majority opinion has failed to explain how executive and legislative action cloaked as tradition, or what the majority terms as a “standard practice,” which was not in fact the standard, can trump the Constitution of our state. See, e.g., Youngstown Sheet & Tube Co. v. Sawyer, 343 U.S. 579, 610 (72 SCt 863, 96 LE 1153) (1952) (Frankfurter, J., concurring) (“The Constitution is a framework for government. Therefore the way the framework has consistently operated fairly establishes that it has operated according to its true nature. Deeply embedded traditional ways of conducting government cannot supplant the Constitution or legislation, but they give meaning to the words of a text or supply them.“). Here, both the history and the constitutional language adopted over the years show that the Governor is only authorized to appoint appellate judges when a vacancy causes an unexpired term.16
Furthermore, no reason has been put forward as to why the General Assembly did not, could not, or would not create and time the fulfillment of these new judgeships with a general election in compliance with Ga. Const. of 1983, Article VI, Section VII, Paragraph I. Over a hundred years ago, when the Georgia Court of Appeals was created in 1906, the initial three judgeships were filled by election. Ga. L. 1906, p. 24, § 3. Then, in 1916, when the legislature first expanded the number of seats on the Court of Appeals, it did so in a manner that allowed the seats to be filled by election. See Ga. L. 1916, p. 56, § 2.17 I do not understand why the same cannot be done in 2016. At the time of my writing this dissent, a general election for nonpartisan positions, including judgeships, is scheduled to take place in May 2016.
Since the appellate judgeships at issue were created on May 6, 2015, the date when Governor Deal signed HB 279 into law, any potential candidates for these judgeships would have had ten months to file a notice of candidacy by March 11, 2016,18 in time for the May 2016 election and those elected would be on track to take office by January 2017. The Court of Appeals has been managing
While I cannot change the past, I can be vigilant in the present and sound the alarm for the future. I believe that the legislation allowing these gubernatorial appointments is unconstitutional and I believe the people of Georgia have been deprived of their constitutional right to elect the appellate judges who ultimately have the last say over their issues and disputes. As such, I respectfully decline to join today‘s majority opinion.
DECIDED APRIL 26, 2016.
Wayne B. Kendall, for appellants.
Samuel S. Olens, Attorney General, Dennis R. Dunn, Deputy Attorney General, Russell D. Willard, Senior Assistant Attorney General, Susan R. Haynes, Assistant Attorney General, for appellees.
