Clarian Health Partners, Inc. v. WaglerClarian Health Partners, Inc. v. Wagler
OPINION
Clarian Health Partners, Inc. f/k/a Methodist Hospital ("Clarian") appeals the trial court's denial of its motion for summary judgment. Clarian raises two issues, which we consolidate and restate as whether the trial court erred by denying Clari-an's motion for summary judgment. We reverse.
On March 3, 2004, Wagler filed a proposed complaint against Dr. Wozniak and Clarian 2 and pursued her claims against them with the Indiana Department of Insurance. On May 9, 2007, a medical review panel found:
A majority of the panel is of the opinion that the evidence supports the conclusion that [Clarian] failed to comply with the appropriate standard of care, but that it cannot be determined from the evidence whether its conduct was a factor of any resulting damage. Dr. Cefali[ 3 ] is of the opinion that the evidence does not support the conclusion that [Clarian] failed to meet the applicable standаrd of care, and that its conduct was not a factor of the resultant damages.
Appellant's Appendix at 44.
On June 5, 2007, Wagler filed a motion for leave to file her first amended complaint, which the trial court granted the next day. In Wagler's first amended complaint, she alleged that she complained of severe leg pain and neither Dr. Wozniak nor the Clarian staff appropriately monitored her after her complaints of leg pain. Wagler alleged that she had five additional surgeries to her leg and now suffers from a "permanent leg deformity" and "permanent left foot drop," and may have to undergo additional surgeries in the future. Id. at 80.
On June 19, 2007, Clarian filed a motion for summary judgment and designated the opinion of the medical review panel. Cla-rian argued that Wagler failed to provide any supportive evidence or expert opinion to support the claim of medical malpractice. In response, Wagler designated the opinion of the medical review panel and the affidavit of Tina Little, a licensed nurse in Illinois and Missouri. Little's affidavit indicated that Clarian's nursing staff breached the standard of care and that this breach was a substantial factor in causing injury and damage to Wagler.
On June 17, 2008, Clarian filed a Motion to Strike Plaintiff's Nurse's Testimony Regarding Causatiоn. Clarian also filed a Designation of Additional Evidence and designated portions of Dr. Wozniak's deposition. After a hearing, the trial court denied Clarian's motion for summary judgment. The trial court's order stated in part:
If medical expert opinion is not in conflict regarding whether the physician's conduct met the requisite standard of care, there are no genuine triable issues. Marquis v. Battersby [443 N.E.2d 1202 , 1203 (Ind.Ct.App.1982)]; Simms v. Schweikher [651 N.E.2d 348 , 350 (Ind.Ct.App.1995), trans. denied].
Moreover, where there is a unanimous medical review panel determination favoring the defendant and no countervailing expert opinion, the defendant is entitled to judgment as a matter of law. McGee v. Bonaventura [ 605 N.E.2d 792 , 794 (Ind.Ct.App.1993)]. Likewisе, a unanimous panel finding the doctor's conduct did not cause the harm may provide summary judgment for the doe-tor if a counter opinion is not submitted. Etienne v. Caputi [679 N.E.2d 922 , 923 (Ind.Ct.App.1997]); Marquis v. Battersby, supra. (as indicated in Randolph County Hosp. v. Livingston [650 N.E.2d 1215 , 1218 n. 2 (Ind.Ct.App.1995)), reh'g denied, trans. denied].
Other Indiana cases also suggest that summary judgment on medical causation is only allowed upon unanimous medical review panel opinions. Hoskins v. Sharp [,629 N.E.2d 1271 (Ind.Ct.App.1994)] (unanimous opinion for plaintiff on standard of care with crossed out other available opinions, including causation, is insufficient for summary judgment on causation); Bunch v. Tiwari [,711 N.E.2d 844 , 847 (Ind.Ct.App.1999)] (unanimous opinion for doctоr on causation, but finding issue of fact on standard of care, is sufficient for summary judgment on causation).
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Under Indiana law, Clarian has the affirmative burden to put forth a medical review panel opinion that finds for [Clarian] on causation. The Opinion here does not meet that burden. 4 First of all, the Opinion itself is not unanimous, and therefore is counter to the cases demonstrating a lack of dispute about the triable issue of causation. Etienne v. Caputi, supra.; Marquis v. Battersby, supra.; Simms v. Schweikher, supra.; McGee v. Bonaventura, supra. Secondly, Clarian seems to rely on a single panel member opinion by itself, instead of submitting a sepаrate affidavit, like Morton v. Moss, [694 N.E.2d 1148 (Ind.Ct.App.1998)]. Summary judgment is available only if Clarian can clearly show unequivocal expert medical testimony about causation. The record shows inconclusive expert testimony about causation in the Opinion, which is accordingly insufficient for summary judgment. The Opinion should be construed like Sawlani v. Mills, [830 N.E.2d 932 (Ind.Ct.App.2005), trans. denied], that is, finding a breach of the standard of care, but no determination whether Natalie was damaged as a result. Accordingly, Clarian fails to meet its burden, and summary judgment is precluded.
Further consideration of the nurse affidavit is moot, but the Court also finds Indiana law to be contradictory and inconclusive regarding expert testimony from nurses. Therefore, the policy and purpose of summary judgment also precludes summary judgment on this ground.
Id. at 19-21.
Upon Clarian's request, the trial court certified the order for interlocutory appeal. Thereafter, we accepted jurisdiction of the interlocutory appeal pursuant to Ind. Appellate Rule 14(B).
The elements of a claim for medical malpractice are the same as for any other claim for negligence. McSwane v. Bloomington Hosp. & Healthcare Sys.,
Clarian argues: (A) the opinion of the medical review panel negates the element of causation; and (B) Wagler failed to designate any expert testimony on causation. 5 We first address Clarian's arguments regarding whether the medical review panel's opinion created an issue of fact.
A. Medical Review Panel
Clarian relies upon Malooley v. McIntyre,
Dr. Shapiro, the third doctor on the mediсal review panel, concluded that "[tJhe evidence supports the conclusion that defendant, Dr. Cure, failed to meet the ap
Dr. Malooley and Dr. Cure each moved for summary judgment and argued that: (1) no member of the panel had found a causal link between Mclntyre's death and the actions of Dr. Malooley and Dr. Cure; and (2) in its civil suit the Estate presented no expert opinion, indeed presented no evidence of any kind which would indicate such a causal link. Id. Dr. Malooley and Dr. Cure supported their motions for summary judgment with the panel's opinion. Id. The trial court denied the motions for summary judgment. Id. at 315.
On appeal, this court noted that the panel's opinion was made admissible by
The Estate argued that expert opinion evidence did indeed plаce the issue of causation in controversy. Id. at 318. The Estate pointed out that only two of the doctors on the panel concluded that the actions of Dr. Cure and Dr. Malooley were not a proximate cause of Meclntyre's death. Id. This court held that Dr. Shapiro's conclusion that he was unable to determine whether causation existed was "not evidence which tends to support the Estate's allegation that there was a causative nexus between conduct and death." Id. This court also held that "Dr. Shapiro's conclusion in fact could be used to support the contention that the Estate could not find an affirmative proponent as to proximate cause," and that "the Panel's Opinion, including Dr. Shapiro's separate opinion, logically supports only two arguments: 1) that there was no causation, or 2) that causation could not be determined." Id. The court held that Dr. Shapiro's opinion lends no support whatsoever to the argument that there was causation and that "it was incumbent upon the Estate to bring forth facts as to the actual existence of causation." Id. The court concluded:
When, as here, a medical malpractice civil suit is filed after a medical review panel has issued an opiniоn which finds against the complainant upon the issue of causation, and no member of the panel opines that causation does exist, the complainant proceeds in considerable peril if he rests upon the factual allegations contained in his complaint. The complainant must do more than rest upon his complaint.
The record before us contains competent admissible expert opinion that there was no causation. The record is entirely devoid of evidence from which the trial court could reasonably infer a causal link between the appellants' actions and Mсintyre's death. Absent such evidence, the trial court erred in denying the appellants' motions for summary judgment.
Id. at 8319 (emphasis added).
Wagler argues that Malooley is distinguishable and points to the fact that the majority of the panel in Malooley "found that the health care provider breached the standard of care, but such breach was not a proximate cause of plaintiff's injuries," while here "the majority of the Panel found that Clarian breached the standard of care, but the evidence they reviewed did not allow them to rule out that Clarian's sub-standard care did not cause [Wagler's] injuries." Appellee's Brief at 12. We disagree.
Here, the majority of the panel was of the opinion that "it cannot be determined from the evidence whether [Clarian's] conduct was a factor of any resulting damage." Appellant's Appendix at 44. This language is strikingly similar to the language in Dr. Shapiro's opinion in Malooley that "it is not possible to determine from the evidence submitted, whether or not the conduct complained of with respect to Dr. Cure and Dr. Malooley was or was not a factor of the resultant damages." Malooley,
Wagler also argues that pursuant to
(b) After reviewing all evidence and after any examination of the panel by counsel representing either party, the panel shall, within thirty (830) days, give one (1) or more of the followingexpert opinions, which must be in writing and signed by the panelists:
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(4) The conduct complained of was or was not a factor of the resultant damages....
(Emphasis added). We cannot say that
Based upon Malooley, we conclude that Clarian presented sufficient evidence to meet its burden by designating Dr. Cefali's opinion that Clarian's conduct was not a factor of the resultant damages,
8
which shifted to Wagler the burden of demonstrating the existence of a genuine issue as to causation.
9
See Malooley,
B. Nurse's Affidavit
Clarian argues that Nurse Little's affidavit is inadmissible. Wagler argues that "(tlo disregard Nurse Little's affidavit in this case would be to contravene Indiana's statutory scheme set forth in the Medical Malpractice Act, as well as ignore the practical role that nurses play in modern day medicine." Appellee's Brief at 10. The trial court found:
On one hand, Long v. Methodist Hosp. of Indiana, Inc. [699 N.E.2d 1164 (Ind.Ct.App.1998), trans. denied ] finds that a nurse affidavit in response to аn adverse medical review panel opinion on causation is not sufficient to defeat summary judgment. The court wrote that "... there is a significant difference in the education, training, and authority to diagnose and treat diseases between physicians and nurses.... Thus, we now hold that nurses are not qualified to offer expert testimony as to the medical cause of injuries." Id. at 1169. On the other hand, Harlett v. St. Vincent Hospitals and Health Services [748 N.E.2d 921 (Ind.Ct.App.2001)] finds that nurses must be allowed to serve on medical review panels, and therefore would beable to offer expert opinions as to causation, and presumably required to testify at trial under 1.0. § 34-18-10-28 above. So, apparently a nurse can offer expert opinion on a panel (and must testify at trial if requested) but cannot offer expert opinion in opposition to a motion for summary judgment. This conflict is simply irreconcilable, and provides no functional common law rule about nurse testimony on causation. Moreover, Linton v. Davis [ 887 N.E.2d 960 (Ind.Ct.App.2008), trans. denied], adds to the confusion by finding that a registered nurse testifying in a medical malpractice case can testify both as a skilled lay witness and "... equally testify as an expert witness 'qualified by knowledge, skill, experience, training or education.' Ind. Evid. R. 702." Id. at 977 (note 6). Thеre is currently no clearly applicable Indiana law showing if, how, or when, nurses can testify as experts.
Appellant's Appendix at 20 (footnote omitted). The trial court also stated:
Further consideration of the nurse affidavit is moot, but the Court also finds Indiana law to be contradictory and inconclusive regarding expert testimony from nurses. Therefore, the policy and purpose of summary judgment also precludes summary judgment on this ground.
Id. at 19-21.
On appeal, Clarian relies upon Long v. Methodist Hosp. of Ind. Inc.,
In Long, Cheryl Long, as personal representative of the estate of Alma M. Furr, and Cash Furr (collectively "Chery1") filed a complaint against The Methodist Hospitals, Inc. ("Methodist").
On appeal, the court addressed "whether Nurse Parks may offer expert testimony as to the medical cause of Alma's injuries." Id. at 1168. The court citеd Stryczek v. Methodist Hosp., Inc.,
Physicians receive unlimited licenses as to the entire medical field; registered nurses receive licenses which limit the services they may perform. SeeInd.Code §§ 25-23-1-1.1 and 25-22.5-1-1.1. Specifically, physicians are authorized to engage in the "diagnosis, treatment, correction, or prevention of any disease...."I.C. § 25-22.5-1-1.1 . Under this statute, diagnosis is defined as the examination of "a patient, partsof a patient's body, substances taken or removed from a patient's body, or materials produced by a patient's body to determine the source or nature of a disease or other physical or mental condition...." 1.C. § 25-22.5-1-1.1(c) . Physicians are also authorized to engage in "the suggestion, recommendation or prescription or administration of any form of treatment, without limitation...."I.C. § 25-22.5-1-1.1(a)(1)(B) . In contrast, registered nurses are limited to make nursing diagnoses. These diagnoses must be amenable to a nursing regimen, defined as "preventive, restorative, maintenance, and promotion activities which include meeting or assisting with self-care needs, counseling and teaching." 1.0. § 25-28-1-1.1(d). In addition, registered nurses are limited to treatments which are amenаble to a nursing regimen. Thus, there is a significant difference in the scope of their respective diagnostic and treatment authority.
Id. (quoting Stryczek,
The Long court then addressed "whether a nurse may offer expert testimony as to the medical cause of injuries generally." Id. at 1169. The court noted that "physicians are authorized to engage in the 'diagnosis, treatment, correction, or prevention of any disease ..., whereas registered nurses are limited to make nursing diagnoses which must be amenable to a nursing regimen." Id. (quoting
In Harlett, the court addressed whether the trial court erred in ordering the medical review panel chairman to dismiss a registered nurse panelist and replace her with a plastic surgeon. The court observed that the Long cоurt "held that nurses are not qualified to offer expert testimony as to the medical cause of injuries or as to increased risk of harm" and "expressed no opinion as to a nurse's qualification to serve on a medical review panel."
We cannot say that Harleft is in conflict with Long. Rather, the court in Harlett held that Long could not be expanded to the issue of whether a nurse could be a member of a medical review panel. 11 Based upon Long, we conclude that Nurse Little's affidavit was inadmissible for the purpose of creating аn issue of fact regarding whether Clarian's actions were the proximate cause of Wagler's injuries. 12
In summary, we conclude that Clarian presented sufficient evidence to meet its burden by designating the opinion of the
For the foregoing reasons, we reverse the trial court's denial of Clarian's motion for summary judgment and remand with instructions to enter summary judgment in favor of Clarian.
Reversed and remanded.
Notes
. Some of the facts are taken from the complaint which was designated by Clarian and are not contested. See Lean v. Reed,
. Wagler identified the defendants as "DR. JOHN DOE" and "JOHN DOE HOSPITAL" in this cоmplaint. Appellant's Appendix at 27.
. The medical review panel consisted of Dr. Vicent Scavo, Jr., Dr. Douglas Gray, and Dr. Dominic Cefali.
. To the extent that Dr. Cefali's opinion can be culled out as some sort of independent affidavit, the Court must then find the other panel opinions cannot be disregarded either, and there are disputes about the efficacy of the evidence. Overall, with respect to this matter as a general negligence case, the Court relies on Hottinger v. Trugreen,
. Clarian does not argue on appeal that Dr. Wozrniak's deposition negates the element of causation.
.
Any report of the expert opinion reached by the medical review panel shall be admissible as evidence in any action subsequently brought by the claimant in a court of law, but such expert opinion shall not be conclusive and either party shall have the right to call, at his cost, any member of the medical review panel as a witness.
(Subsequently repealed by Pub. L. No. 2-1993, § 209 (eff. July 1, 1993)).
. The relevant statute at the time of Malooley was
After reviewing all evidence and after any examination of the panel by counsel representing either party, the panel shall, within thirty (30) days, render one or more of the following expert opinions which shall be in writing and signed by the panelists:
3 x # # # %
(d) The conduct complained of was or was not a factor of the resultant damages.
If so, whether the plaintiff suffered: (1) any disability and the extent and duration of the disability, and (2) any permanent impairment and the percentage of the impairment.
. We observe that
. Wagler argues that "the dissenting opinion from Dr. Cefali did not find that Clarian breached the standard of care, which rendered his opinion regarding сausation redundant," and "(olf course, Dr. Cefali could not opine that Clarian caused Natalie's injuries if he did not first opine that Clarian breached the standard of care." Appellee's Brief at 12. Wagler does not cite to authority for the proposition that a doctor on a medical review panel is prohibited from concluding both that a defendant did not fail to meet the applicable standard of care and also that the conduct complained of was not a factor of the resultant damages.
. The trial court stated that Hoskins v. Sharp,
. Further, we cannot say that Linton v. Davis,
Here, the record reflects that {the nurse] had not been disclosed as an expert witness. Accordingly, under the facts of this case, Dr. Linton attempted to qualify her as a skilled witness pursuant to Evid. R. 702. However, our opinion today should not be construed as a limitation on the qualification of nurses as expert witnesses under Ind. Evid. R. 702. A registered nurse holds a license issued by the State of Indiana and "bears primary responsibility and accountability for nursing practices based on specialized knowledge, judgment and skill derived from the principles of biological, physical, and behavioral sciences." LC.§ 25-23-1-1.1 . As such, a registered nurse testifying in a medical malpractice case could equally testify as an expert witness "qualified by knowledge, skill, experience, training or education." Ind. Evid. R. 702.
Id. at 976 n. 6. The court in Linton did not address whether a nurse may offer expert testimony as to the medical cause of injuries. Thus, we cannot say that the statements in Linton conflict with the holding in Long.
. Wagler cites Velazquez v. Commonwealth of Virginia,