City of Trotwood v. South Central Construction, L.L.C.City of Trotwood v. South Central Construction, L.L.C.
Lead Opinion
{¶ 1} This matter comes before the court upon two consolidated appeals filed by a number of residents of Trotwood, Ohio. The residents first appeal from the
{¶2} The Trotwood residents advance four assignments of error on appeal. First, they contend that the trial court erred in granting summary judgment to the city of Trotwood. Second, they claim that the trial court erred in granting summary judgment to TMCSD.
{¶ 3} The present appeal stems from flooding that occurred when a sewer line apparently was left uncapped during the demolition of an old high school. In its ruling, the trial court succinctly set forth the underlying facts as follows:
{¶ 4} “This case arises out of the demolition of TMCSD’s old high school located at 221 Trotwood Blvd., Trotwood, Ohio, 45426. TMCSD owns this property. The old high school was demolished as part of a larger overall scheme of construction throughout the district involving the construction of several new buildings including a new high school. In the fall of 2005, TMCSD contracted with South Central Construction, LLC (hereinafter ‘South Central’) for the demolition of the building. The City of Trotwood was not a party to the contract. Fanning/Howey Associates Inc. (hereinafter ‘Fanning’) was responsible for designing the demolition plan and specifications for the high school — i.e. architect for the project. With regard to the utility lines, including the laterals, the specifications provided:
{¶ 5} “ ‘2.1.1 The Contractor shall be responsible for and have control over all construction means, methods, techniques, sequences, procedures for all portions of the Contractor’s Work and shall be responsible for any injury or damage whichmay result from improper construction, installation, maintenance, or operation to the fullest exten[t] permitted by law.’
{¶ 6} “ ‘3.06 [B] Fill the open ends of abandoned sewers or drains encountered in excavation with concrete or masonry, as per Local and State Codes.’
{¶ 7} “ ‘1.02 SUMMARY’
{¶ 8} “ ‘A. Section includes the following: * * * ’
{¶ 9} “ ‘Disconnecting, capping, or sealing, and removing site utilities to property line.’
{¶ 10} “ ‘3.02 PREPARATION * * * ’
{¶ 11} “ ‘B. Existing Utilities: Locate, identify, disconnect, and seal or cap off utilities serving buildings and structures to be demolished. * * * ’
{¶ 12} “ ‘3. Cut off pipe or conduit a minimum of 24 inches below grade. Cap, value, or plug and seal remaining portion of pipe or conduit after bypassing according to requirements of authorities having jurisdiction.’
{¶ 13} “See Exhibit B attached to Fanning’s Motion for Summary Judgment. Fanning’s construction drawings were to be used in the actual performance of the contract by South Central. Menzer Depo. at 29. Locations of the sewer lines (and other utilities) were part of a survey that was conducted in the preparation of the construction drawings. Menzer Depo. at 26. The survey was conducted by Defendant Wyco Consulting, Inc. (hereinafter ‘Wyco’). Menzer Depo. at 25.
{¶ 14} “In January 2006, the demolition of the old high school began. On March 3, 2006, Trotwood employee Jerry Sever visited the demolition site and reminded South Central of the need to cap all sewer lateral lines. Hines Depo. at 52 & 60. Around March 12, 2006, Trotwood experienced substantial rain fall. At the same time, city residents living around Whispering Drive, near the area of the demolition, experienced high volumes of water in their basements. Flooding of this magnitude due to the sewer lines has never occurred on 'Whispering Drive. Hines Depo. at 20-21.
{¶ 15} “The City of Trotwood owns and operates the sewer system serving the community. In response to complaints from the property owners regarding flooding, Trotwood employees Dalton Hines and Jerry Sever responded to Whispering Drive to investigate. Hines and Sever opened the manholes on Whispering Drive and the surrounding areas. They found an unusually high volume of water on Whispering Drive. This unusually high volume continued southbound, and was eventually traced to the high school demolition site. When Hines and Sever inspected the manholes south of the demolition site, they discovered] these manholes contained a normal flow of water. At the demolition site, Hines saw a large depression in the ground with water pooling therein.Hines Depo. at 16-25, 54, 67. After this incident, Trotwood conducted a camera inspection of the sewer lines around Whispering Drive. The inspection did not uncover any blockage, obstruction, or breach of the sewer lines. Id. at 41-42. Moreover, sewage backup typically involves clear liquids with solids and a strong odor. On March 12, 2006, the sewer system and basements on Whispering Drive were filled with large amounts of dark brown liquid. Brown liquid is an indicator of ground water, not sewage. Hines Depo. at 22, 77,114.
{¶ 16} “On March 13, 2006, Thomas Odenigbo, the Public Works Director for the City of Trotwood, and representatives of TMCSD visited the demolition site. Odenigbo testified in his deposition that the excessive inflow of water in the sewer system occurred due to a hole created by the demolition site. Odenigbo Depo. at 94. According to Odenigbo, ‘this hole had an opening, which was the lateral from the school, that got into a manhole, and this manhole connected to — a sanitary sewer [lateral] connected to the manhole [# 5].’ Id. at 40. On the other hand, South Central Project Manager — Gary Jessie — testified that the open end of the lateral connected to manhole # 5 was not created until after the flooding. Jessie asserted this lateral was opened or cut during an exploratory dig conducted after the flood occurred. Jessie Depo. at 58, 59-60, and 64. In addition, Jamie Conn, part owner and supervisor for South Central, testified that he capped the lateral to manhole #5 from inside the crawl space beneath the building. Conn Depo. at 92, 94, 99, and 203. Conn testified that he capped the lateral inside the crawl space until Gary Jessie could provide South Central clarification regarding utilities outside the building area. According to Conn, ‘there was some discrepancy in what was on the drawings to what was on site. The drawings showed something different than what was actually out there on that site * * *. I wanted clarification from my construction manager.’ Id. at 94, 204.” September 2, 2009 decision.3
{¶ 17} On July 28, 2006, the city of Trotwood and TMCSD filed a declaratory-judgment action against South Central and a number of Trotwood residents who had been affected by the flooding. The city of Trotwood and TMCSD sought a determination of their liability, if any, to the affected residents. The complaint also included various tort and contract claims against South Central. The city of Trotwood and TMCSD later filed an amended complaint, adding claims against additional construction defendants including the Skillman Corporation, Megen Construction Company, Fanning/Howey Associates, Inc., Wyco Consulting, Inc., and more Trotwood residents. Thereafter, the residents asserted counterclaims against the city of Trotwood and TMCSD as well as cross-claims against the
{¶ 18} On September 2, 2009, the trial court entered summary judgment in favor of the city of Trotwood and TMCSD on all of the residents’ counterclaims against them. Specifically, the trial court found the city and the school district entitled to political-subdivision immunity under R.C. Chapter 2744. That same day, the trial court filed another entry granting summary judgment to Wyco on the residents’ cross-claim against it. The trial court filed a third entry on September 2, 2009, overruling a motion by the residents to amend their answer and to add various counterclaims, cross-claims, and third-party claims. Thereafter, on September 16, 2009, the trial court entered a declaratory judgment finding that the city and TMCSD were not liable for any losses related to the flooding based on political-subdivision immunity. The trial court’s declaratory judgment contained
{¶ 19} In their first assignment of error, the residents contend that the trial court erred in granting summary judgment to the city of Trotwood on their counterclaims.
{¶ 20} We review summary judgment de novo, which means that “we apply the standards used by the trial court.” Brinkman v. Doughty (2000),
{¶ 21} We begin our analysis with a review of R.C. Chapter 2744. “The Political Subdivision Tort Liability Act, contained in that chapter, prescribes a three-tier analysis to determine whether a political subdivision is immune from liability. The beginning point of the analysis is the general rule that a political subdivision is not liable in damages for loss to property allegedly caused by an act of the subdivision or one of its employees in connection with a governmental or proprietary function. The second tier of the analysis asks whether an exception to that general rule should apply, i.e., whether one of the exceptions contained in
{¶ 22} In the present case, the residents do not dispute that the city qualifies as a political subdivision for purposes of establishing immunity under
{¶ 23} With regard to the negligent-inspection argument,
{¶ 24} The residents concede that the decision whether to provide inspection services qualifies as a governmental function under
{¶ 25} As set forth above, the statute states that “the provision” of inspection services of all types is a governmental function. By its own terms,
{¶ 26} We are equally unpersuaded by the residents’ argument that the city may be held liable for negligently maintaining its sewer system. We do not dispute that the maintenance of a public sewer system is a proprietary function. Ezerski
{¶ 27} The residents contend that “the evidence shows that the sewer system failed — by backing up — because it was negligently maintained, through the combination of South Central’s failure to cap a lateral and the City’s failure to inspect the line to be sure it had been properly capped.” We addressed the inspection issue above, concluding that the city’s provision or nonprovision of inspection services was a governmental function to which immunity attached. As for South Central’s failure to cap the lateral in question, the city cannot be held liable for this shortcoming.
{¶ 28} Although the improperly capped line was a lateral rather than a main, the residents assert that the city had a duty to maintain it because it was put to public use. See, e.g., Doud v. Cincinnati (1949),
{¶29} The general rule that a principal is not responsible for the negligence of an independent contractor is embodied in
{¶ 30} The residents nevertheless invoke an exception to the general rule of a principal’s nonliability for an independent contractor’s work. In particular, they rely on the “nondelegable duty” doctrine. Under this doctrine, “the employer may delegate the work to an independent contractor, but he cannot delegate the duty. In other words, the employer is not insulated from liability if the independent contractor’s negligence results in a breach of the duty.” Pusey v. Bator (2002),
{¶ 31} “ ‘It is obvious that an employer of an independent contractor may always anticipate that if the contractor is in any way negligent toward third persons, some harm to such persons may result. Thus one who hires a trucker to transport his goods must, as a reasonable man, always realize that if the truck is driven at an excessive speed, or with defective brakes, some collision or other harm to persons on the highway is likely to occur.’ ” Id. at 261,
{¶ 32} On the other hand, when the work being performed is inherently dangerous, “the employer hiring the independent contractor has a duty to see that the work is done with reasonable care and cannot, by hiring an independent contractor, insulate himself or herself from liability for injuries resulting to others from the negligence of the independent contractor or its employees.” Pusey,
{¶ 33} Broadly speaking, the Ohio Supreme Court has recognized that “[a] construction site is inherently a dangerous setting.” Bond v. Howard Corp. (1995),
{¶ 34} In Amurri v. Columbus (Feb. 28, 1985), Franklin App. No. 84AP-597, a case cited by the residents, the Tenth District concluded that the demolition of a building constitutes an inherently dangerous activity. In that case, however, the activity at issue involved the actual demolition of a wall, which collapsed onto a nearby structure. In finding the demolition to be inherently dangerous, the Tenth District cited Covington & Cincinnati Bridge Co. v. Steinbrock (1899),
{¶ 35} We are equally unpersuaded by the residents’ reliance on a treatise to support their claim that the city breached a nondelegable duty. The residents cite 18A McQuillin, Municipal Corporations, Section 53.125, for the proposition that a municipality has a nondelegable duty to maintain its sewer lines. As set forth above, we are unpersuaded that the present case involves a maintenance issue. But even if it did, the cited portion of McQuillin’s treatise cites no Ohio case law. Instead, it relies on a handful of older cases from other jurisdictions, some of which, in circular fashion, cite nothing but McQuillin’s treatise and none of which resolves the issue before us.
{¶ 37} We fully addressed the inherently-dangerous-work issue above. To the extent that the residents might suggest that a nondelegable duty exists because the city is obligated by “statute, contract, franchise, charter, or common law” to maintain its sewer system, we are unpersuaded. In Pusey, the Ohio Supreme Court recognized that nondelegable duties arise from the foregoing sources. This does not mean, however, that all duties imposed by “statute, contract, franchise, charter, or common law” necessarily are nondelegable. If that were so, then no duties ever would be delegable because we are aware of no other sources from which a duty can arise. A review of Prosser and Keeton’s work makes clear that a duty must be created by “statute, contract, franchise, charter, or common law” and one of those sources must make the nondelegable nature of the duty apparent to the court. See Prosser & Keeton, The Law of Torts, at 511-512 (a nondelegable duty “may be imposed by statute, by contract, by franchise or charter, or by the common law. * * * It is difficult to suggest any criterion by which the non-delegable character of such duties may be determined, other than the conclusion of the courts that the responsibility is so important to the community that the employer should not be permitted to transfer it to another”).
{¶ 38} Even if we accept that the city has a duty to maintain its sewer system and that the present case involves a sewer-maintenance issue, the residents have failed to persuade us that responsibility for capping the lateral line could not be delegated to South Central. In support of their argument, the residents cite Amurri, Franklin App. No. 84AP-597. In that case, the Tenth District held that the city of Columbus could be held hable for the negligent demolition activities of an independent contractor. We find the residents’ rebanee on Amurri to be unconvincing for at least two reasons. First, the Tenth District held that Columbus could be held liable because the actual demolition of the building at issue was an inherently dangerous activity. Conversely, the act of capping a sewer pipe is not inherently dangerous. Second, Amurri was decided prior to the enactment of R.C. Chapter 2744, which grants broad statutory immunity to political subdivisions and their employees. The immunity provided
{¶ 39} Finally, we reject the residents’ argument that the city waived its ability to assert statutory immunity. The residents claim that the city waived “any immunity to which it might have been entitled” in three ways. First, the residents cite
{¶ 40} Upon review, we find the residents’ waiver arguments to be unpersuasive. Preliminarily, we note that the residents first addressed the waiver issue in their reply brief. It is well settled that a party cannot “use a reply brief to raise new issues.” Ostendorf v. Montgomery Cty. Bd. of Commrs., Montgomery App. Nos. 20257 and 20261,
{¶ 41} Nor are we persuaded that the city waived its immunity by commencing a declaratory-judgment action. The general rule of immunity, set forth in
{¶ 42} The residents apparently rely on
{¶ 43} In the present case, we need not decide whether the defenses provided by
{¶ 44} Finally, we are unpersuaded by the residents’ argument that the city waived immunity assuring them that it would “take care of their problem.” Assuming arguendo that the city failed to fulfill this ambiguous promise, the residents do not even attempt to explain how this would result in a loss of immunity under R.C. Chapter 2744. For the foregoing reasons, we conclude that the trial court properly entered summary judgment in favor of the city.
{¶ 46} In their third assignment of error, the residents assert that the trial court erred in granting summary judgment to Wyco. They argue that Wyco breached a duty by omitting certain sewer lines from a site survey it completed for Fanning-Howey, the architect of the school-demolition project. The residents further assert that Wyco’s breach of its duty led Fanning-Howey to produce inaccurate demolition plans, which in turn caused the general contractor, South Central, to improperly cap the sewer lateral within the footprint of the school building, which then led to the flooding at issue. The residents insist that any negligence by Fanning-Howey in using the inaccurate site survey, or by South Central employee Jamie Conn in capping the sewer lateral inside the building’s footprint, did not absolve Wyco of liability.
{¶ 47} The trial court held otherwise, finding “no evidence * * * that Wyco failed to perform its work according to the standards of the surveying community.” In support, the trial court cited evidence establishing that the survey with the missing sewer lines was a preliminary site survey. The trial court noted that Wyco subsequently produced a final site survey that included all sewer lines and manholes. Furthermore, the trial court cited testimony from Fanning-Howey representative Darrell Menzer, who admitted knowing that the first survey was only preliminary.
{¶ 48} On appeal, the residents contend that the trial court erred in finding Wyco entitled to summary judgment simply because its final survey was accurate. As set forth above, the residents contend that Fanning-Howey’s use of the wrong version of Wyco’s site survey to complete its architectural drawings and South Central’s alleged negligence in capping the sewer lateral at issue do not excuse Wyco’s failure to include all sewer lines on its preliminary site survey.
{¶ 50} Based on the uncontroverted evidence set forth above, the trial court did not err in finding no negligence by Wyco as a matter of law. Although the residents claim that Wyco negligently omitted certain sewer lines from its preliminary survey, they cite no evidence to support this claim. Instead, they maintain that they do not need expert testimony, or apparently any other evidence, to establish the applicable standard of care and a corresponding breach when a professional’s lack of skill or care is so apparent as to be within the comprehension of a layperson.
{¶ 51} In our view, however, it is not a matter of common knowledge that Wyco’s omission of certain sewer lines from its preliminary site survey, as opposed to its final survey, constituted a violation of the applicable standard of care. The most relevant testimony on this issue was provided by Menzer, who admitted that industry custom required Fanning-Howey to rely on Wyco’s final site survey, not the preliminary one. This testimony, combined with Ruth Campbell’s averment that Wyco’s work “complied with the standard of care applicable to engineers,” compelled the residents to come forward with some evidence to the contrary. In light of their failure to do so, the trial court properly entered summary judgment in favor of Wyco.
{¶ 53} The unsuccessful motion had sought “to add sixteen new parties * * * and assert numerous new claims against the city of Trotwood, the TrotwoodMadison School District, and numerous other defendants.” The trial court concluded that the motion was unduly prejudicial due to the timing of its filing and the advanced state of discovery. The trial court also found no prima facie showing to support the new claims alleged. Finally, the trial court determined that not all of the amended claims would relate back to the residents’ initial filing.
{¶ 54} Upon review, the city of Trotwood and TMCSD have persuaded us that the trial court’s entry denying the residents’ motion for leave to amend is not a final, appealable order. Absent
{¶ 55} The residents do not dispute that the trial court’s ruling initially was interlocutory. They contend that it became final and appealable, however, once the trial court included
{¶ 57} The issue before us, then, is whether a trial court’s inclusion of
{¶ 58} In the present case, the trial court’s denial of the residents’ leave to amend did not resolve all claims. Nor did it contain
{¶ 59} In reaching our conclusion, we note, too, that the residents’ motion for leave to amend did not pertain to just the city and TMCSD. In their reply brief, the residents suggest that the trial court’s denial of their leave to amend should merge into its summary judgment and declaratory judgment in favor of the city and TMCSD because no claims remain pending against either of those entities. We note, however, that the motion for leave to amend also sought to add claims against other defendants who still have claims pending against them. As to those defendants, the ruling on the residents’ motion for leave to amend undoubtedly remains interlocutory because no appealable judgment has been rendered for or against them. For the foregoing reasons, we conclude that the trial court’s ruling on the motion for leave to amend is interlocutory and unappealable at this time. The fourth assignment of error is overruled.
{¶ 60} The judgment of the Montgomery County Common Pleas Court is affirmed.
Judgment affirmed.
Notes
. Although the residents have appealed from a ruling entering declaratory judgment in favor of the city of Trotwood and TMCSD, that ruling incorporated by reference the reasoning in a separate ruling that entered summary judgment in favor of the city of Trotwood and TMCSD.
. Also pending before us is a collateral issue involving the residents’ August 25, 2010 submission of supplemental authority. Appellee TMCSD urges us not to consider the supplemental cases cited by the residents, because all but one of the cited cases were decided prior to briefing and oral argument and therefore were available to the residents earlier. After due consideration, we nevertheless have decided to allow the residents’ supplementation, as we have our own obligation to be aware of existing law and the supplementation assists us in that regard.
. Additional facts will be discussed below as they are relevant to a particular assignment of error.
. Although the residents' appellate brief challenges the trial court's entry of summary judgment in favor of the city and TMCSD on the residents’ counterclaims, the residents did not appeal from that summary-judgment ruling, which the trial court filed on September 2, 2009. Instead, they appealed from the trial court’s subsequent September 16, 2009 ruling in which it entered a judgment in favor of the city and TMCSD on the political subdivisions’ complaint for declaratory relief. We note, however, that the trial court's declaratory judgment merely incorporated by reference the analysis contained in its earlier summary judgment on the residents’ counterclaims. For present purposes, we will treat the appeal as being from the trial court’s entry of summary judgment against the residents on their counterclaims, particularly since neither the city nor TMCSD has objected to the issues raised in the residents’ appellate brief.
. Parenthetically, we note also that the present case appears to involve a noninspection rather than a negligent inspection. On appeal, the residents suggest that the city negligently "inspected” the sewer lines by reminding contractor Jamie Conn to cap them. But speaking to a contractor does not constitute conducting an inspection at all. Thus, instead of being viewed as a negligent-inspection case, the present case could be viewed as one involving the "nonprovision of inspection services,” which still is defined as a governmental function under
.
. The residents cite
. Having found the city entitled to summary judgment for the reasons set forth above, we need not address the residents’ argument about whether demolishing a school building is a
. Having found summary judgment proper for the reason relied on by the trial court, 'we need not address Wyco’s alternative arguments for summary judgment in its favor.
. On at least one occasion, this court has determined that an order denying leave to amend a pleading is not immediately appealable even when it does contain
. The residents actually argue that the trial court’s summary-judgment ruling in favor of the city and TMCSD contained
Concurrence Opinion
concurring.
{¶ 61} Although I concur in Judge Brogan’s opinion for this court in all other respects, I do not construe Ostendorf v. Montgomery Cty. Bd. of Commrs., Montgomery App. Nos. 20257 and 20261,
{¶ 62} In general, if an appellant argues a proposition of law — here, that the governmental entities were not entitled to summary judgment because they did not enjoy sovereign immunity with respect to the actions giving rise to liability— and the governmental entities respond by arguing the contrary proposition of law — here, that they did enjoy sovereign immunity from liability — I would find it an appropriate use of a reply brief to reply to the appellees’ answering argument
{¶ 63} Because I agree that the governmental entities did not waive their immunity, I concur in the overruling of the first two assignments of error. I also concur in the overruling of the third assignment of error, for all of the reasons set forth in Judge Brogan’s opinion. Therefore, I concur in the judgment of affirmance.