Lead Opinion
¶1 — Wayne Anthony Evans contends that Seattle Municipal Code (SMC) 12A.14.080
¶2 We affirm the Court of Appeals but on different grounds. We hold that Evans’s paring knife is not an arm entitled to constitutional protection and that Evans therefore
FACTS
¶3 Seattle Police Officer Michael Conners stopped a vehicle driven by Wayne Anthony Evans for speeding in the Central District of Seattle. As Conners approached Evans’s vehicle, he observed furtive movements from Evans and his passenger, and he smelled marijuana. Conners directed Evans to exit the vehicle and asked him whether he had any weapons. Evans responded that there was a knife in his pocket. Conners instructed Evans not to reach for the knife; Conners then reached into Evans’s front right pocket, retrieved a fixed-blade knife with a black handle, and placed Evans under arrest for possession of a fixed-blade knife.
¶4 The city of Seattle (City) charged Evans with the unlawful use of weapons in violation of SMC 12A. 14.080(B).
Jury Instruction 3: A person commits the crime of Unlawful Use of Weapons when he or she knowingly carries a dangerous knife on his or her person.
Jury Instruction 4: Dangerous knife means a knife, regardless of blade length, with a blade which is permanently open and does not fold, retract, or slide into the handle of the knife and includes a dagger, sword, bayonet, bolo knife, hatchet, ax, straight-edged razor or razor blade not in a package, dispenser, or shaving appliance.[4 ]
The jury returned a general verdict of guilty, and Evans’s conviction was affirmed by the superior court and the Court of Appeals. See City of Seattle v. Evans,
¶6 We granted review and now affirm.
ANALYSIS
¶7 Evans brings an as-applied challenge to SMC 12A. 14.080, arguing that the statute’s prohibition on carrying fixed-blade knives^ unconstitutionally infringes on his right to bear arms. In answering this challenge, the threshold question is whether Evans demonstrates that his fixed-blade knife is a protected arm under the Washington or federal constitution. Though we previously held that small, fixed-blade paring knives are not arms under the Washington Constitution, City of Seattle v. Montana,
¶8 In considering whether paring knives are entitled to constitutional protection following Heller, we conduct a thorough survey of cases considering the protections
I. Standard of Review
¶9 We review constitutional issues de novo. State v. Gresham,
¶10 “ ‘[A]n as-applied challenge to the constitutional validity of a statute is characterized by a party’s allegation that application of the statute in the specific context of the party’s actions or intended actions is unconstitutional.’ ” State v. Hunley,
II. Article I, Section 24 and City of Seattle v. Montana
¶11 We first consider Evans’s argument that his paring knife is an arm under article I, section 24 of the Washington Constitution. Accord State v. Coe,
The right of the individual citizen to bear arms in defense of himself, or the state, shall not be impaired, but nothing in this section shall be construed as authorizing individuals or corporations to organize, maintain or employ an armed body of men.
This “right to bear arms” is an individual right that exists in the context of that individual’s defense of himself or the state. State v. Sieyes,
¶12 In Montana, this court considered a challenge to former SMC 12A.14.080 (1987), substantively the same ordinance at issue here. Alberto Montana was convicted of the unlawful use of a weapon for possessing a small, fixed-blade paring knife approximately three inches long. On appeal, he argued that former SMC 12A.14.080 violated his right to bear arms under article I, section 24 and that the ordinance was unconstitutionally vague or overbroad.
¶14 Nonetheless, five justices held that fixed-blade paring knives and small kitchen knives—such as the knife at issue in this case—are not protected arms under the Washington State Constitution. See id. at 599 (Durham, C.J., concurring, joined by Guy, J.), 601 (Alexander, J., concurring, joined by Johnson and Madsen, JJ.) (Montana’s small paring knife is not an arm as it is neither a traditional nor a modern arm of self-defense). The four justices in the lead opinion declined to decide the issue but stated that “the term ‘arms’ extends only to weapons designed as such, and not to every utensil, instrument, or thing which might be used to strike or injure another person.” Id. at 590-91 (quoting State v. Nelson,
III. The Parameters of the Right To Bear Arms
¶15 Evans urges us to reconsider Montana and hold that the term “arms” includes fixed-blade knives such as his paring knife. Evans also asserts that even if his knife is not protected under article I, section 24, Montana is abrogated and his knife is protected by the Second Amendment following the United States Supreme Court’s holding in Heller. In order for us to reconsider our holding, Evans must demonstrate either that the decision is incorrect or harmful or that the legal underpinnings of the decision have changed or disappeared altogether. W.G. Clark Constr. Co. v. Pac. Nw. Reg’l Council of Carpenters,
A. Survey of the term “arms”
¶16 The Second Amendment to the United States Constitution reads, “A well regulated militia being necessary to the security of a free state, the right of the people to
¶17 The United States Supreme Court discussed the parameters of the right protected by the Second Amendment in Heller. Though Heller specifically held that the right to bear arms extended to handguns, the Supreme Court defined the term “arms” to encompass all bearable arms that were common at the time of the founding and that could be used for self-defense.
The term [arms] was applied, then as now, to weapons that were not specifically designed for military use and were not employed in a military capacity. For instance, Cunningham’s legal dictionary gave as an example of usage: “Servants and labourers shall use bows and arrows on Sundays, &c. and not bear other arms.”
Id. at 581 (quoting 1 A New and Complete Law Dictionary (1771)). This definition is designed to protect an individual’s right to carry a weapon for the particular purpose of confrontation. Id. at 592. However, this definition of “arms” still contemplates that an arm is a weapon. Id. at 581 (“the term [arms] was applied, then as now, to weapons . . . ”); see also id. (noting that Samuel Johnson’s 1773 dictionary defined “arms” as “ ‘[w] eapons of offense, or armour of defence’ ” (alteration in original) (quoting 1 Dictionary of the English Language 106 (4th ed.) (reprint 1978))).
¶18 This definition of “arms” under the federal constitution is not unlimited: “the Second Amendment right, whatever its nature, extends only to certain types of weapons.” Id. at 623 (citing United States v. Miller,
¶19 Evans’s reliance on Heller is misplaced—an analysis of the term “arms” under the Second Amendment does not require a different result than noted above. Heller addressed a local ordinance that completely banned handguns in the home and is simply too different to provide useful guidance here. See id. at 636 (Second Amendment bars “the absolute prohibition of handguns held and used for self-defense in the home”). Heller does not address the use of knives carried for self-defense. See Wooden v. United States,
¶20 To the extent Heller might be applied here, it supports the notion that the small fixed-blade knife found in Evans’s front pocket does not qualify as an arm under the Second Amendment. As noted above, Heller unremarkably observes that “firearms constitute [ ] arms,” but further defines “arms” in part as “ ‘[w] eapons of offence.’ ” Heller,
¶21 Several state courts have applied Helled & analysis of handguns as “arms” in considering whether the right to bear arms extends to other objects ostensibly used for self-defense.
¶22 Oregon considered the text and history of its own state constitution’s article I, section 27 in order to determine the meaning of the term “arms.” See State v. Kessler,
¶23 The Oregon Supreme Court has interpreted article I, section 27 of the Oregon Constitution to protect objects as “arms” when the object is “a kind of weapon, as modified by its modern design and function, [which] is of the sort commonly used by individuals for personal defense during either the revolutionary and post-revolutionary era, or in 1859 when Oregon’s constitution was adopted.” Delgado,
¶24 In Delgado, Oregon specifically applied the definition of “arms” discussed above in considering whether switchblade knives—a type of jackknife with a blade between four and seven inches that folds into the handle and is released by a spring mechanism—are arms under article I, section 27.
B. Defining “arms”
¶25 We have never decided the parameters of the right to bear arms. See Rupe,
¶26 We hold that the right to bear arms protects instruments that are designed as weapons traditionally or commonly used by law-abiding citizens for the lawful purpose of self-defense. In considering whether a weapon is an arm, we look to the historical origins and use of that weapon, noting that a weapon does not need to be designed for military use to be traditionally or commonly used for self-defense. We will also consider the weapon’s purpose and intended function.
¶27 Contrary to Evans’s assertions, this approach— which is rooted in the United States Supreme Court’s decision in Heller and the Oregon Supreme Court’s interpretation of its state constitution’s article I, section 27—is fully consistent with our opinion in Montana. In particular, Oregon’s focus on historical use and function supports the idea, expressed by the lead opinion in Montana and relied on by the concurring opinions thereto, that not all knives are “arms.” Montana,
Notwithstanding my disagreement with the majority, I concur in the result it reaches here because I am satisfied that the knives possessed by McCullough and Montana are not arms. Although certain objects that could fall into the generic definition of a dangerous knife may well be considered arms, the knives possessed by McCullough and Montana (a small paring knife and a filleting knife) are not, in my opinion, either traditional or modern arms of self-defense. Therefore, they are not afforded protected status by article I, section 24 of the state constitution.
Id. at 601 & n.9 (Alexander, J., concurring) (citing Delgado,
¶28 Evans does not demonstrate that our opinión in Montana is incorrect or harmful or that the legal underpinnings of the decision have changed. A survey of the relevant case law suggests instead that Montana provides an appropriate framework for analyzing the right to bear arms that is both useful and true to the purpose of that right. Further, the opinion is consistent with Heller and the decisions of other courts post -Heller. We therefore reject Evans’s invitation to reconsider Montana.
IV. Evans’s Knife Is Not a Protected “Arm”
¶29 With this framework in mind, we turn to Evans’s as-applied challenge to SMC 12A. 14.080. Evans asserts that his knife is a constitutionally protected arm and that the ordinance’s prohibition against carrying fixed-blade knives is unconstitutional as applied to him. We hold that Evans cannot establish that SMC 12A. 14.080 is unconstitutional as applied to him because his paring knife is not a constitutionally protected arm.
¶30 Evans does not attempt to establish that his paring knife is a weapon designed and traditionally used for self-defense. Indeed, he offers no meaningful distinction between his paring knife and the paring knife at issue in Montana. He instead argues that all fixed-blade knives are constitutionally protected arms following Heller and that his paring knife is thus protected because it is a fixed-blade knife. To make this argument, Evans relies on language
¶31 Evans also relies on DeCiccio and Delgado to reinforce his argument that all fixed-blade knives are arms.
|32 Evans compounds this error by setting up a false equivalence between the dirk knife at issue in DeCiccio and the paring knife at issue in his own case. Highlighting the DeCiccio court’s holding that dirk knives are constitutionally protected arms because they are weapons designed for and historically used in battle, Evans points out a passage in American Knives suggesting that dirk knives are “equally useful for meals.” See Harold L. Peterson, American Knives: The First History and Collectors’ Guide 19 (1958). Evans then points out that kitchen knives are useful for meals—they are inarguably designed and generally used for culinary purposes. However, he also asserts that kitchen knives may be and have been used for self-defense. Thus, he reasons that both dirk knives and paring knives are constitutionally protected arms because both may be used for multiple purposes, including self-defense.
¶33 This reasoning ignores the origins, use, purpose, and function of both knives. It is true that some weapons may be used for culinary purposes, as it is also true that many culinary utensils may be used when necessary for self-defense; but it does not follow that all weapons are culinary utensils or that all culinary utensils are weapons. Were we to adopt Evans’s analysis and hold that a kitchen knife was a protected arm because it could be used for self-defense, there would be no end to the extent of utensils arguably constitutionally protected as arms. If a kitchen knife is a protected arm, what about a rolling pin, which might be effectively wielded for protection or attack? Or a frying pan? Or a heavy candlestick? “Admittedly, any hard object can be used as a weapon, but it would be absurd to give every knife, pitchfork, rake, brick or other object conceivably employable for personal defense constitutional protection as ‘arms.’ ” Montana,
¶34 Both the federal and state constitutions require us to give protection to certain weapons that have been designed and commonly used for self-defense. Heller,
CONCLUSION
¶35 We affirm the Court of Appeals but on different grounds, holding that Evans’s paring knife is not an arm entitled to constitutional protection. Therefore, Evans cannot establish that SMC 12A. 14.080 is unconstitutional as applied to him and we affirm the decision of the Court of Appeals.
Notes
Evans was charged under former SMC 12A.14.080 (1994). Since the changes do not affect our analysis, we cite to the current statute.
SMC 12A.14.080(B) provides in part, “It is unlawful for a person knowingly to .. . carry concealed or unconcealed on his or her person any dangerous knife.” A “dangerous knife” is defined as “any fixed-blade knife and any other knife having a blade more than 3 ½ inches in length.” SMC 12A.14.010CC).
A “paring knife” is a common small, fixed-blade knife with a short handle and a blade of three to four inches; a 3 ½ inch blade is the most common size. Norman Weinstein, Mastering Knife Sells: The Essential Guide to the Most Important Tools in Your Kitchen 30 (2008). Paring knives are often described as being appropriate for cutting fruits and vegetables. Id.
This instruction follows the language of chapter 12A.14 SMC but substitutes the definition of “fixed-blade knife” for that term as found in SMC 12A.14.010.
This result stems from the limited scope of Evans’s appeal. Evans argues only that the Seattle ordinance in question violates his right to bear arms. Amicus curiae Washington Association of Criminal Defense Lawyers newly raises the contention that the ordinance is unconstitutionally vague and thus violates the due process clause of the Fourteenth Amendment to the federal constitution and Washington Constitution, article I, section 3. But Evans never argued that the ordinance was vague, too broad, or improperly sweeps within its prohibitions innocuous objects like tools. This court “will not address arguments raised only by amicus.” Citizens for Responsible Wildlife Mgmt. v. State,
We are mindful of—and expressly renew—the concern expressed in Justice Alexander’s concurring opinion in Montana: many knives banned under the Seattle ordinance may be arms deserving constitutional protection. See
We are aware of four states that have considered the parameters of the term “arms” following Heller. See Commonwealth v. Caetano,
DeCiccio also considered the history, traditional use, and function of a police baton in holding that it is “the kind of weapon traditionally used by the state for public safety purposes” and therefore protected under the Second Amendment.
Notably, Heller also cites favorably to the Oregon Supreme Court’s discussion of lawful arms in Kessler. See
We are aware of no decision holding that all knives are constitutionally protected arms, regardless of historical use, origin, purpose, or function. Even advocates of the position that knives should broadly be considered bearable arms following Heller also acknowledge that some knives are designed as tools or utensils and are therefore not entitled to constitutional protection. See, e.g., David B. Kopel, Clayton E. Cramer & Joseph Edward Olson, Knives and the Second Amendment, 47 U. Mich. J.L. Reform 167, 194 n.146 (2013).
Dissenting Opinion
¶36 (dissenting) — I dissent because I believe that as applied to Wayne Anthony Evans, a law-abiding citizen carrying a fixed-blade knife for self-defense, former
¶37 The SMC makes it unlawful for a person to knowingly “[cjarry concealed or unconcealed on his or her person any dangerous knife, or carry concealed on his or her person any deadly weapon other than a firearm.” Former SMC 12A.14.080(B). The term “dangerous knife” is defined as “any fixed-blade knife and any other knife having a blade more than three and one-half inches (3 1/2") in length.” Former SMC 12A.14.010(A) (emphasis added). A “fixed-blade knife” is
any knife, regardless of blade length, with a blade which is permanently open and does not fold, retract or slide into the handle of the knife, and includes any dagger, sword, bayonet, bolo knife, hatchet, axe, straight- edged razor, or razor blade not in a package, dispenser or shaving appliance.
Former SMC 12A. 14.010(B) (emphasis added). The SMC has three exemptions, none of which are applicable here.
¶38 From the facts established at the trial court, Evans was carrying, for personal protection, a fixed-blade knife with a black handle and a metal colored blade. The fact that Evans carried the knife for self-defense is undisputed. Therefore, in order to be entitled to relief under an as-applied challenge, Evans must prove beyond a reasonable doubt that his conviction under the SMC
¶39 The state and federal rights to bear arms are different and mandate separate interpretation. State v. Jorgenson,
A. Right to bear arms under article I, section 24 of the Washington Constitution
¶40 According to the majority, this court’s precedent interpreting article I, section 24 dictates that the fixed-blade knife that Evans carried is not a protected arm under the Washington Constitution. However, therein lies the problem.
¶41 This court issued a divided opinion in Montana, where it considered a similar challenge to former SMC 12A. 14.080 (1987), but did so exclusively under article I, section 24. The four justices who signed the lead opinion found that the SMC did not violate the state constitution because it was a reasonable regulation under the state’s police powers. Montana,
¶42 Between the two concurrences in Montana, five justices of this court agreed that the knives—a filleting knife and a small paring knife—did not qualify as arms for purposes of article I, section 24. Two justices concurred in the result of the lead opinion, but on the limited basis that the knives were not arms for purposes of article I, section 24. Id. at 599 (Durham, C.J., concurring). Three justices also agreed that the knives at issue were not arms, but expressed concern that in a different case the SMC could unreasonably restrict a citizen’s right to carry arms for self-defense. Id. at 600-01 (Alexander, J., concurring). Justice Alexander also expressed concern that the SMC lacked, as it continues to lack, an exemption for carrying arms “for the purpose recognized in the state constitution, self-defense.” Id. at 601 (Alexander, J., concurring). Nevertheless, the five concurring justices reasoned that while certain knives covered by the SMC could be considered arms, the knives possessed by the petitioners in Montana were not arms. Id. Because five justices agreed that the knives in question were not arms under article I, section 24, this court’s holding in Montana is that the ordinary knives possessed by the petitioners in that case are not arms under article I, section 24. See State v. Valdez,
¶43 I disagree with the majority’s conclusion that the Montana court’s holding provides “an appropriate framework . .. that is both useful and true to the purpose of that right.” Majority at 870. As noted above, the only prece-dential holding in Montana was that the knives in that case were not arms under article I, section 24. Given the splintered decision in Montana, it offers little analysis for evaluating what constitutes an arm under article I, section 24 of the Washington Constitution. In my view, especially following Heller, this court must provide a clear model for evaluating whether an object can be considered an arm. This model must satisfy the requirements of the Washington Constitution and must also be • consistent with the Second Amendment. The Montana decision provides no such guidance. The majority’s attempt to reconcile its decision with Montana serves only to complicate the analysis, particularly in light of Montana’s, exceedingly narrow holding.
¶44 The record here presents differing descriptions of the knife Evans carried, casting
¶45 Based on the facts established at trial, I cannot so easily classify Evans’ knife as a paring knife. I think it unwise to base an analysis on an uncertain fact, but because Evans’ Second Amendment claim is determinative, resolution of the exact type of knife is unnecessary. Without resolving whether Evans’ knife fits into the category of unprotected knives defined in Montana, the fact that Evans possessed a fixed-blade knife for self-defense is sufficient for this inquiry. This is especially true in light of the Heller Court’s recognition that the Second Amendment protects an individual’s right to keep and bear arms for the purpose of self-defense.
¶46 The federal constitution operates as a floor that the state constitutional protections cannot fall beneath. State v. Sieyes,
B. Right to bear arms under the Second Amendment
¶47 Evans’ federal challenge controls the outcome of this case. In matters of federal law, this court is bound by the decisions of the United States Supreme Court. W.G. Clark Constr. Co. v. Pac. Nw. Reg’l Council of Carpenters,
¶48 In Heller, the Supreme Court held that the District of Columbia ordinance completely prohibiting citizens from carrying handguns in their homes violated the Second Amendment.
¶49 “Heller aptly has been characterized as having adopted a ‘two-pronged approach to [s]econd [a]mendment challenges.’ ” State v. DeCiccio,
1. Scope of the Second Amendment
¶50 To examine the scope of the Second Amendment, the proper inquiry asks if the restricted activity—here, the carrying of a fixed-blade knife in public by a law-abiding citizen for self-defense—falls within the scope of Second Amendment protections. Although the holding in Heller leaves open the questions of whether a knife is considered an arm under the Second Amendment and whether the right to defend oneself extends beyond the home, other pre- and post -Heller courts have considered these issues.
a) A fixed-blade knife is an arm under the Second Amendment
¶51 The Court in Heller found that the Second Amendment protections extend to only certain types of weapons.
¶52 In Heller, the Court not only held that the Second Amendment protects an individual right but also set forth definitions for the amendment’s terms. Id. at 581. Heller clarified that the term “arm” is defined broadly to encompass all bearable arms that were common at the time of the founding and could be used for self-defense. Id. at 582, 627. The Court stated that the term “arm” has the same meaning today as it did in the 18th century. Id. According to 18th century dictionaries, “arms” were defined as “ ‘[w]eapons of offence, or armour of defence.’ ” Id. at 581 (alteration in original) (quoting 1 Dictionary op the English Language 106 (4th ed.) (reprint 1978)). In addition, the term “arm” is defined as “ ‘any thing that a man wears for his defence, or takes into his hands, or useth in wrath to cast at or strike another.’ ” Id. (quoting 1A New and Complete Law Dictionary (1771)). Further, the Court found the term “arms” was not limited to weapons that were specifically designed for military use, and the phrase “ ‘keep and bear arms’ ” does not have a special military meaning. Id. at 592 (quoting 49 The London Magazine or Gentlemen’s Monthly Intelligencer 467 (1780)). To “keep arms” means to have or possess a weapon. Id. at 582. To “bear arms” means to carry a weapon for the particular purpose of confrontation. Id. at 583. The Court noted that the protections of the Second Amendment extend to all instruments that constitute bearable arms. Id. at 582.
¶53 As explained above, Washington case law does not resolve the question of whether a fixed-blade knife is an arm under the Second Amendment, nor did the Supreme Court specifically address this question in Heller. However, sister states have considered the issue.
¶54 In an as-applied challenge, the Connecticut Supreme Court in DeCiccio recently held that a fixed-blade dirk knife
¶55 The DeCiccio court completed a similar historical inquiry and found that knives were important for American soldiers and that dirk knives in particular were used by soldiers in the American military.
¶56 I would apply a similar framework to the one used by the court in DeCiccio to determine whether a particular weapon is an arm under the Second Amendment. My approach would ask two questions: First, does the weapon at issue satisfy the broad definition of an “arm” as set forth in Heller? In other words, is the weapon a bearable arm according to the 18th century definition? If not, the inquiry ends. If yes, then the second question asks, is the weapon of the type protected by the Second Amendment? This involves assessing whether people used an analogous weapon for self-defense at the time of the founding. As part of this assessment, the evaluating court must determine whether the weapon was “typically possessed by law-abiding citizens for lawful purposes.” Heller,
¶57 I would find that a fixed-blade knife carried for self-defense falls within the scope of Second Amendment protections. A fixed-blade knife is a bearable arm according to the Court’s definition in Heller. Knives can be carried by an individual and used as a weapon. See David B. Kopel, Clayton E. Cramer & Joseph Edward Olson, Knives and the Second Amendment, 47 U. Mich. J.L. Reform 167, 191-92 (2013). Furthermore, although militia use is not necessary to show that an item is a Second Amendment arm,
¶58 A fixed-blade knife satisfies the second part of the inquiry because citizens commonly used knives at the time of the founding. See Delgado,
b) The scope of the Second Amendment protection extends beyond the home
¶59 In Heller, the Supreme Court held that the core of the Second Amendment is the protection of the right to defend oneself inside the home. Id. at 630. Evans asserts that the right extends to protect one’s right to bear arms outside of the home for self-defense. The Supreme Court has yet to address the issue. See Moore v. Madigan,
¶60 In Peruta, the Ninth Circuit Court of Appeals addressed a challenge to the San Diego County policy that required an applicant to demonstrate good cause for a permit to carry a concealed weapon.
¶61 Acknowledging that the Heller decision was not dispositive, the Peruta court followed the framework established in Heller to determine the constitutionality of the restrictions on carrying a firearm outside the home. Id. at 1150-52. The court began by examining the terms of the Second Amendment in their historical context. Id. The Peruta court stated that the definition of “bear” in the Second Amendment was to “ ‘wear, bear, or carry . . . upon the person or in the clothing or pocket, for the purpose . . . of being armed and ready for offensive or defensive action in.a case of conflict with another person.’” Id. at 1152 (alterations in original) (internal quotation marks omitted) (quoting Heller,
¶62 In addition to a textual analysis of the Second Amendment, the Peruta court undertook a historical analysis to determine the
¶63 The court in Peruta was correct that the Second Amendment’s language may imply that right. Id. at 1152; see also Drake v. Filko,
¶64 However, not all courts have found that the right to carry an arm outside the home for self-defense is a part of the core right of the Second Amendment, as the Peruta court did. See Drake,
¶65 While most courts have found that the right applies outside the home, courts have differed in the level of protection that should be afforded to one’s right to bear arms outside of the home for self-defense. Compare Ka-chalsky,
¶66 In my view, the scope of the Second Amendment has some application outside the home. However, whether the law actually infringes the Second Amendment right will depend on the extent of regulation and the type of activity regulated. See United States v. Chovan,
¶67 I would find that Evans’ activity was within the scope of the Second Amendment because he was carrying his fixed-blade knife for self-defense, a fact that remained unchallenged by the city of Seattle (City), and seemingly ignored by the majority. However, because the Second Amendment right is not absolute, the inquiry is not complete. See Heller,
2. Means-end scrutiny
¶68 Evans makes three arguments regarding the level of scrutiny that this court should apply to the SMC. He first asserts that, like the law in Heller, the SMC destroys his Second Amendment right to self-defense and thus is unconstitutional under any level of scrutiny. In the alternative, he argues that strict scrutiny should apply.
¶69 The first step is to ascertain the appropriate level of scrutiny. In Heller, the Court did not establish a level of scrutiny that should be applied to laws burdening the right to bear arms, holding instead that the law in that case would fail under any level.
¶70 Adding a layer of complexity to the scrutiny determination is the Supreme Court’s holding in McDonald v. City of Chicago,
¶71 Although outcomes have varied, courts have agreed as a general matter that “ ‘the level of scrutiny applied to gun control regulations depends on the regulation’s burden on the Second Amendment right.’ ” Peruta,
¶72 To analyze the first prong—that is, to determine how close the law comes to the core of the Second Amendment—courts rely on Heller’s holding that the amendment’s core is “ ‘the right of law-abiding, responsible
¶73 To analyze the second prong—that is, to determine the burden placed on the Second Amendment right—the Ninth Circuit explained that laws regulating only the manner in which persons may exercise their Second Amendment right are less burdensome than laws that bar the exercise of the right completely. See Peruta,
¶74 Severe restrictions on the core right of the Second Amendment trigger strict scrutiny, while less severe burdens have been reviewed under some lesser form of heightened scrutiny, such as intermediate scrutiny. See id. at 1167-68. In cases where the law completely destroys the right protected under the Second Amendment, rather than just burdening it, the courts have found that no level of heightened scrutiny is necessary because the law would fail under all levels. Id. (citing Heller,
¶75 This court has undertaken a similar analysis as those taken by the federal courts to determine what level of scrutiny should apply to laws burdening the Second Amendment right to bear arms. See Jorgenson,
¶76 Evans contends that, like the laws in Peruta and Heller, the SMC fails under any level of scrutiny because it infringes the core
a) Applying the first prong: core of the Second Amendment
¶77 First, I would examine whether the SMC implicates the core of the Second Amendment. The court in Peruta recognized that the core of the Second Amendment protections extend outside the home.
¶78 SMC 12A. 14.100(C) exempts the proscription of carrying a fixed-blade knife while one is in his or her place of abode or place of business. Because the SMC does not prevent Evans from having a knife in his home for the purpose of self-defense, this law does not implicate, as strongly, the core protections of the Second Amendment as the law did in Heller. However, because the law prohibits all citizens from carrying a knife for self-protection or self-defense, the law is similar to the county’s law examined in Peruta and, at least partially, implicates the core protections of the Second Amendment.
b) Applying the second prong: burden on the Second Amendment right
¶79 Second, I would determine the extent of the burden the SMC places on one’s Second Amendment right.
¶80 The Peruta court found that the county’s law severely burdened a citizen’s Second Amendment right, such that it was presumptively unconstitutional.
¶81 Like the law in Heller, the SMC prohibits the carrying of an entire class of arms used for self-defense and does more than merely regulate the manner in which one may carry an arm for self-defense. There is no permit option available to carry either a concealed or an unconcealed fixed-blade knife. Evans contends that a fixed-blade knife has many qualities that make it superior for self-defense and presented evidence that a knife is a very popular weapon for self-defense. Analogous to the law in Peruta, the SMC prohibits typical law-abiding citizens from carrying an arm of their choice in public for self-defense. Indeed, the SMC may place a more severe burden on the Second Amendment than did the law in Peruta. The law evaluated by the Peruta court theoretically allowed some people to receive a permit under the county’s law. In contrast, the SMC prohibits everyone, with limited exceptions, from carrying a fixed-blade knife for self-defense. Moreover, the SMC regulation extends
¶82 The SMC implicates the core of the Second Amendment by prohibiting law-abiding citizens from possessing protected arms for self-defense and thereby severely burdens the right to bear arms. Thus, like the laws in Peruta and Heller, the SMC is presumptively unconstitutional.
¶83 Although some courts have noted that where the law leaves open alternative channels for self-defense, the burden placed on the Second Amendment is lessened, the Peruta and Heller courts did not accept this argument.
¶84 Evans has presented evidence that knives are popular and appealing for self-defense. Thus, given Heller’s reasoning, my conclusion—that the SMC is presumptively unconstitutional—is not altered by the fact that Washington’s firearm laws
¶85 However, even if we accept, as some courts have, that alternative channels for self-defense lessen the burden on the Second Amendment, the SMC must still be subjected to the application of a means-end scrutiny test, which it cannot survive. As noted above, strict scrutiny is presumed when a law burdens a fundamental right. The SMC also places a substantial burden on the right to bear arms and does more than simply regulate the manner in which an arm may be carried. Therefore, the law must be subjected to some form of heightened scrutiny. See Chovan,
c) Application of strict scrutiny
¶86 To survive strict scrutiny, a law must be narrowly tailored to a compelling governmental purpose. Sieyes,
¶87 For a law to be narrowly tailored, it must be the least restrictive means available to achieve the governmental interest. See Kachalsky,
¶88 I would hold that the SMC, as applied to Evans—a law-abiding citizen possessing a fixed-blade knife for self-defense—is presumptively unconstitutional under the Second Amendment. I would hold that a fixed-blade knife is an arm under the Second Amendment and that the Second Amendment’s protections extend beyond the home. Alternatively, I would hold that in similar factual scenarios to Evans’, the SMC fails under strict scrutiny because it places too severe of a burden on one’s Second Amendment right to bear arms. Evans’ appeal is controlled by his federal challenge. Given that the Second Amendment provides greater protection, this court must reevaluate its holding in Montana, and that decision should be abrogated.
¶89 I also note that this decision would not prohibit or deter the regulation of knives or other arms. As the Heller Court explained, the Second Amendment right is not absolute. Here, however, the SMC’s restriction on fixed-blade knives is too broad and too harsh. Additionally, strict scrutiny should not be applied to every law that implicates the Second Amendment. A court analyzing such laws must go through the analytical approach described above to determine what level of scrutiny is appropriate.
¶90 I respectfully dissent.
Reconsideration denied March 3, 2016.
The Seattle Municipal Code (SMC) was amended in September 2010 and recently in November 2014. Because Evans violated the SMC in February 2010, he was charged under the SMC in effect at that time, which was enacted in 1994. The changes made to the SMC since 1994 were primarily to the format of the ordinance and did not change it substantively.
Former SMC 12A.14.080(B) sets forth the general prohibition on carrying dangerous knives but relies on former SMC 12A. 14.010(A) and (B) (1994) to provide definitions for “dangerous knife” and “fixed-blade knife.” Given the interdependence of these provisions, I refer to them in the text collectively as the “SMC.”
The SMC’s prohibition on carrying dangerous knives does not apply to the following:
A. A licensed hunter or licensed fisherman actively engaged in hunting and fishing activity including education and travel related thereto; or
B. Any person immediately engaged in an activity related to a lawful occupation which commonly requires the use of such knife, provided such knife is carried unconcealed; provided further that a dangerous knife carried openly in a sheath suspended from the waist of the person is not concealed within the meaning of this subsection;
C. Any person carrying such knife in a secure wrapper or in a tool box while traveling from the place of purchase, from or to a place of repair, or from or to such person’s home or place of business, or in moving from one (1) place of abode or business to another, or while in such person’s place of abode or fixed place of business.
SMC 12A.14.100.
“A well regulated militia being necessary to the security of a free state.” U.S. Const, amend. II.
“[Tjhe right of the people to keep and bear arms, shall not be infringed.” Id.
“ ‘A dirk is a long straight-bladed dagger or short sword usually defined by comparison [to] the ceremonial weapons carried by Scottish highlanders and naval officers in the [eighteenth and [nineteenth [c]enturies.’ ” DeCiccio,
Relevant here, DeCiccio claimed that the statute violated his Second Amendment right by prohibiting him from using a vehicle to transport weapons for the purpose of moving to a new residence. DeCiccio,
Article I, section 27 of the Oregon Constitution states that “[t]he people shall have the right to bear arms for the defence of themselves, and the State, but the Military shall be kept in strict subordination to the civil power.”
Both Delgado and DeCiccio provide a detailed historical inquiry and examination of the use of knives, which we do not find necessary to repeat. See Delgado,
«['pjkg term ‘arms’ extends only to weapons designed as such, and not to every utensil, instrument, or thing which might be used to strike or injure another person.” Montana,
Consistent with this analysis but reaching the opposite holding, the Massachusetts Supreme Court recently held that a stun gun was not within the scope of the Second Amendment protections because it was not in common use at the time of the enactment of the amendment and was considered per se dangerous at common law. Commonwealth v. Caetano,
Amicus Washington Association of Criminal Defense Lawyers (WACDL) also argues that strict scrutiny should be applied to the SMC. Br. of Amicus Curiae WACDL at 11-19. WACDL performs a State v. Gunwall,
In addition, the Court in Heller noted that the Second Amendment right is not absolute and identified a nonexclusive list of “longstanding prohibitions on the possession of firearms by felons and the mentally ill, or laws forbidding the carrying of firearms in sensitive places such as schools and government buildings, or laws imposing conditions and qualifications on the commercial sale of arms.”
The extent of the burden depends on whether the class of arms here is fixed-blade knives or knives generally. Heller considered handguns as an entire class of arms. Like Heller, I examine the SMC by considering fixed-blade knives as a class of arms.
Compare DeCiccio,
Washington firearm laws preempt the SMC. See, e.g., RCW 9.41.050 (permitting Washington residents to carry a concealed pistol on their person so long as they have a license), .270(1) (allowing firearms to be openly carried provided such carriage does not “warrant! ] alarm for the safety of other persons”).
See former SMC 12A.14.010(C) (allowing the possession of a knife with a blade less than three and one-half inches so long as the blade folds into the handle).
