*1 stated, it is For the reasons government’s (1)
Ordered same
mоtion to dismiss should be hereby further denied. It is (2) is remanded that the case Ordered Education, Secretary Health, to the pro- the evidence so
and Welfare be considered
vided the claimant only if re- to determine
studied judicata
quirements of res 404.937(a) met, but also wheth- CFR are reopen- they
er meet standards
ing of cases under 20 CFR 404.957 spe- should make
404.958. examiner findings fur- on issues. It is
cific both
ther sought if
Orde^od review is appropriate ad- and the
after remand ex- remedies have been
ministrative
hausted, government should raise including appeal,
whole record
transcripts hearings, of all the record claims, pre- prior and the evidence claim,
sented the new so that the Court
may properly review. VIRGINIA, RICHMOND,
CITY OF
Plaintiff America,
UNITED STATES Kleindienst, Richard Defendants Holt, Sr., al. and
Curtis et Crusade al., et Voters
Defendant Intervenors No.
Civ. A. 1718-72. Court,
United States District of Columbia.
May 29, 1974. *2 Rhyne Dixon,
Charles S. and David M. Washington, D.C., and Daniel T. Bal- four, Richmond, Va., plaintiff. Sidney Bixler, Gerald W. Jones R. Dept, Justice, Attys., for defendants. H.W. C. Venable and M. Mc- John Carthy, Richmond, Va., for defendant Holt, intervenors Curtis and others. Sr. Derfner, James P. Parker and Armand Washington, C.,D. for defendant inter- venors Crusade for Voters of Richmond and others. WRIGHT, Judge,
Before
Circuit
Judges.
GREEN,
JONES and
WRIGHT,
Judge:
J. SKELLY
Circuit
Virginia
City Richmond,
insti-
seeking
tuted this action
pursuant
judgment,
5 of the
Voting Rights
Act of
42 U.S.C. ap-
1973c
that its annexation of
proximately
square
adjacent
miles of
county
land does not have the
denying
and will not
have the effect
abridging
right
to vote on ac-
compelled
ous,”2
by the
record
of race or color.1
sub-
count
change
adopted
de-
meth-
Master. We therefore
sequently
before the
grant
electing
from its
cline to
declarato-
od
at-large system
nine-ward,
ry judgment
рrevious
to a
it seeks.
single-member
plan. The
district
I
requests
approve under
now
that we
Sec-
*3
by
as modified
tion 5 the annexation
discussing the
find-
Before
plan.
53(c) of
Rule
this ward
Under
ings
case,
in this
we
and
record
Procedure, we
the Federal Rules of Civil
appropriate
to delineate
and
think
the case to a Master
to hold a
referred
heavy responsibility placed on
stress
hearing
testimony
take
on
and to
Voting
by
5 of
this court
Section
annexa-
“whether
of Richmond
origin
Rights
of 1965. The
and
Act
purpose
oi
tion
as amended has the
eloquently
meaning
were
of Section 5
diluting
vote in
the effect of
the black
Judge
thoroughly
by
forth
Rob-
and
set
City.”
The Master
found that
States, D.D.C.,
in Beer v.
inson
United
carry
im-
had failed to
the burden
Judge
(1974).
Rob-
374
363
by
posed
proving
on it
5 of
Section
pre-
exposition, as well as several
inson’s
annexation,
modified,
even as
did
opinions
Court,3
Supreme
vious
discriminatory
purpose
not have such a
responsibility
no
our
make clear that
or
find-
effect. We conclude
this
less
to
realization
of
than
ensure
equal
ing,
being “clearly
promise
errone-
Fifteenth Amendment’s
of
far
right
5,
person
pro
vote
42
shall be dеnied the
1. Section
1973c
§
U.S.C.
to
qualifica-
comply with such
vides :
for failure to
prerequisite,
standard,
practice,
voting qualifications
tion,
or
1973c. Alteration of
qualifica-
by
politi-
procedure: Provided,
procedures;
such
action
state or
That
declaratory judgment
tion,
practice,
prerequisite,
standard,
or
cal subdivision for
of
abridgement
voting rights;
procedure may
such
enforced without
no denial or
three-judge
prerequi-
court;
proceeding
qualification,
appeal
district
to Su-
if
procedure
preme
standard, practice,
site,
or
Court.
legal
political
officer
Whenever a
subdivision
been submitted
the chief
State or
respect
prohibitions
appropriate
with
set
of such State
to which the
or other
official
upon
Attorney
(a)
in
forth
based
de-
General
section 1973b
or subdivision to
interposed
not
terminations made under
the first
sen-
General has
(b)
objection
sixty days after such
tence of section
of this title are
an
submission, except
1973b
in
Attor-
effect shall
neither
enact or seek to administer
object
voting
prerequisite
ney
qualification
nor a de-
or
General’s failure to
voting,
procedure
claratory judgment
standard, practice,
under this sec-
or
or
entered
respect
subsequent
with
en-
different
from that
tion shall bar a
action to
join
qualification,
1, 1964,
or
enforcement of
such
force
effect on November
or
proce-
prerequisite,
standard, practice,
whenever a
or
State or
subdivision
respect
prohibitions
Any
with
shall
to which the
set
dure.
action under this section
1973b(a)
forth in
court of
section
this
title
be heard and determined
judges
provi-
based
determinations
made under the
three
accordance with the
1973b(b)
second sentence
of section
sions of section 2284 of Title 28
appeal
title are
effect shall enact or seek
shall lie to the
Court.
any voting qualification
to administer
prerequisite
or
prac-
voting,
standard,
53(e)(2), Fed.R.Civ.P.,
“In
or
Rule
states:
tice,
procedure
respect
jury
or
action to be tried without
accept
findings
different
from that
effect
force or
shall
the master’s
1, 1968,
clearly
November
such
subdivi-
fact unless
State or
erroneous.”
may
sion
institute an action in the United
Georgia
526,
States
District Court
for the District of
v.
411
93
United
declaratory judgment
1702,
(1973) ;
Columbia fоr a
L.Ed.2d
Perkins
S.Ct.
36
472
qualification,
standard,
prerequisite,
Matthews,
such
27
400 U.S.
S.Ct.
procedure
practice,
(1971) ;
or
does not have the
L.Ed.2d
Elections,
Allen v.
Board of
State
L.
and will
the effect of
393 U.S.
89 S.Ct.
denying
abridging
right
(1969) ;
Katzen
Ed.2d 1
bach,
vote on
South Carolina
color,
account of race or
and unless and
15 L.Ed.2d
until
the court enters such
no
process.4
participation
grounds.6
persistent
legis-
our electoral
But the
state
Although
need not
retrace all
latures seemed able to avert even this
Judge
comprehensive analy-
power by delaying litigation
Robinson’s
turning
evolution of
sis
the historical
Section
devices not
gain
appreciation
injunctions
order to
full
covered
obtained.7
necessary
responsibility
Though Congress
our
it is
to con-
made further efforts
significance,
briefly
sider
the section’s
in 1960 and
accessible
make
especially
expansion
process
as relevant to the
electoral
to all Americans
re-
gardless
race,
impact
urban boundaries in those states covered
on black
registration
the section.
voter
still
Congress
In
substantial.8
acted
language
tracked
Sec-
again,
this time with a “firm intention
pro-
tion
of the Fifteenth Amendment
country
to rid the
racial
discrimina-
right
of citizens
“[t]he
claims
voting” by
complex
tion in
scheme of
“a
States to vote shall not be de-
*4
9
stringent
remedies.”
abridged by
nied or
the United
or
States
n
color,
by any
race,
working
Act,
on account of
Section 5 of the
State
1965
previous
4,
part
or
condition of
tandem with
servitude.”
Section
is a central
post-Civil
suspended
the
of
enactment of
that scheme.
Since
War
Section 4
use
amendment,
language
any
determining
of
has been
test or
device10
eligibility
invoked to invalidate a host of devices
to vote in states which were
designed by
procedures
using
and
a
certain
test or device in 1964 and where
deny
participation
states to
Southern
franchise to
voter
was below a mini
However,
year.11
our nation’s black citizens.5
mum 50
cent level in that
legislatures
abridging
protects
state
of
desirous
Section 5
the effectiveness of
voting rights
proved
of blacks
them-
4. To
Section
ensure that
covered
ingenious
erecting
selves resilient and
states
not resort
to the “strata
12
voting.
gem contriving
new obstructions
to black
Of
new rules”
to evade
Congress, employing
rights
efforts to secure
to
blacks their
equal
proc
vested in it
participation
Section 2
the Fif-
of
in the electoral
ess,
effectively
teenth Amendment
“to enforce this
this section
“freezes
legisla-
by appropriate
election
[amendment]
laws”13 of states covered
tion,”
Attorney
authorized the
General
4. Before one of
states
Section
these
injunctions against
any
“voting
to seek
qualifi
interference
can administer
new
right
voting,
prerequisite
vote on racial
or
or
cation
Elections,
subject,
(3) possess good
character,
4. See Allen v. State
Board
su-
moral
pra
3,
(4) prove
qualifications
note
1349 by compromise resulting m of Pe- 1969 past discrimination.” in the racial D.D.C., tersburg, approximately annexation in v. United suit of Va. 23 (1972), F.Supp. originally sought square 1027 51 af- firmed, period 93 S.Ct. miles.26 The of the suit’s dor mancy significant growth L.Ed.2d 698 witnessed a voting strength in Richmond.
II
rapidly becoming majority
Blacks were
population,
“[wjhile
of the
proof
in 1968
Richmond’s burden
With
Negroes
there
more
were
whites
than
of the
mind,
examination
turn to an
registered
vote,
about
report
of the
the facts of
Master’s
50%
registered Negroes
against ap
voted
parties
stipulated
as
to the
The
case.
proximately
registered
the white
E.D.
record in Holt
30%
reversed,
voters.”27
(1971),
Racial bloc
Va.,
was evi
organization
dent and a black
denied,
U.
civic
Cir.,
cert.
459 F.2d
—in
tervenor
Crusade
L.Ed.2d 343
Voters —had
S.
gained
power,
substantial
previous
electoral
Amend
rival
Fifteenth
ing
counterpart
against
brought
ment
suit
—Richmond
at-large City
Forward.
In the
annexation,22
his
the Master based
elections,
Council
findings
as on
Crusade-endorsed can
on this record as well
testimony
didates won
him.
three of the nine
days
before
three
seats
primary findings
of fact
of the
Forward
Most
findings
endorsees.28
ulti
indi
derived his
from which
Master
developments
cate that
finding
these
caused the
Richmond had failed
mate
leadership
Richmond white
proving
carry
the an
its burden
great
concern that
amended,
nexation,
without dis
bloc
able,
majority
criminatory purpose
elect
were not
to the
and effect
City Council in
challenged
parties.23
1970 elections. The
We
*6
mayor,
city
Richmond
white incumbent
to set forth most of
are thus able
councilmen,
city attorney,
history
and other
for which
of
the annexation
representatives
City
of the
approval
direct
and its
without
white
Richmond seeks
leadership expressed their senti
to the record.
reference
County
ments
officials,
to Chesterfield
history began
in 1962 when
This
studying
to a state commission
Rich
against
City
suit
filed an annexation
expansion,
mond’s
and to residents of
seeking
County
contiguous Chesterfield
City.
expressions
These
reflected a
territory24
square
miles of
obtain
part
conviction that annexation
of
of
years,
lay dormant
for several
This suit
County
necessary
Chesterfield
was
during
unsuccess
which time Richmond
keep
population
gaining
the black
from
fully attempted
land from an
to annex
аdjacent county.25
city
It was
control of the
other
settled
in the 1970 elections.29
22.
25.
24.
26.
23.
for Voters were allowed to
F.Supp. 228, 231
community.
this action as
Defendants’ Exhibit
Holt
Master’s
See note 43
Holt
Intervenors Curtis
City
Findings
Findings
City
infra.
representatives
Richmond,
of
Holt,
Facts,
Facts,
Sr.
No. 3.
No. 2.
participate
E.D.Va.,
of the
Crusade
29.
Finding of Fact No. 6:
Executive
ber
City Councilman
proceedings
ership-type
6.
officials made
City
tion as follows:
The Master
(b)
(a)
[*]
During
12, 1968,
City
Manager,
About
Between
of Richmond needed
[*]
white affluent
Secretary
the course of
set forth
Alan F.
statements
July 16,
and Melvin W.
James Wheat
thereafter,
[*]
at
Farmville,
Kiepper,
1968 and
people.
his
[*]
on the annexa-
the Board
the annexation
various
unchallenged
44,000
stated that
Richmond
Virginia,
Burnett,
[*]
Septem-
lead-
City
unchallenged findings
mayor required
from
of the The
assurances
Further
strong-
County
him
Chesterfield
officials that at
the record
Master on
ly suggest
before
44,000
citizens
motivated
least
additional white
that this conviction
City
negotiation
acceptance
be obtained
before he
would
Richmond’s
agree upon
settlement of
an-
suit settlement
of the 1969 annexation
mayor
agreement
And
and one
nexation suit.32
it now seeks Sec-
for which
city
final
aрproval.
of the
councilmen conditioned
annexation
tion 5
agreement
County
negotiations
acceptance
settlement
with Chesterfield
going
into effect
on the annexation
for Richmond
were conducted
mayor-city councilman,
in the
Phil J.
sufficient
time to make citizens
white
eligible
City
During
Bagley.
in the
of these ne-
annexed area
to vote
the course
meetings
Mayor Bagley
gotiations,
elections of 1970.33 The annexa-
held
Council
concerning
prog-
tion suit settlement
to which
six
and conferences
their
Richmond Forward-backed members of
ress with the other five members
agreed
election the
obtained
Council whose
per
popu-
For- Richmond 60
cent of the total
had been endorsed
school-age
per
ward,
predominantly
citizens
lation and 59
of the
white
cent
children,
only
per
group;
val-
the three
of the
but
cent of the
members
Coun-
property
ue
cil who had been
Crusade
of tax assessable
and 46
endorsed
origi-
Voters,
predominantly
area,
black citi-
cent
total land
organization,
County
portion
zens
were excluded
nal
of Chesterfield
meetings.30
sought.34
all of these
which annexation was
negotiations
in the
Richmond’s focus
The annexation seemed to have the
sup
impact
white vot-
was
the number of new
the Richmond officials who
ported it
census re
by annexation;
desired. The
it could
it ex-
ers
obtain
population
geo-
within
pressed
vealed that
no interest
economic
old
of Richmond was
graphic
boundaries
as tax reve-
considerations such
per cent,
expanded
nues,
utilities,
bound
land,
but
vacant
or schools.31
Ed
At
J.
Chesterfield
ginia,
stated
study
dleton, member of
sion
the
annex a
Conrad B.
Chairman of the Board of
races
*7
to be annexed.
City
Supervisors
(c)
(d)
the black
íí
[*]
negotiate
Bagley
the 1970
those
City
Willey
the
going all
(created by
At a
At a
the
about March of
people
of Richmond
City
part
Mr.
meetings,
City’s expansion)
[*]
[*]
Mattox,
meeting
indicated
population.
meeting
and others
County,
of Chesterfield
and black
black.
was concerned about
City
Kiepper
of Chesterfield
pending
the State
the
:1:
[*]
said to
of the
Mayor Crowe,
the.
in
that
would be taken over
House of
Williamsburg,
Richmond Council
people
Irvin G.
Aldhiser
representing
[*]
Donald G.
[*]
the
the number
Supervisors
Legislature
in
City
County,
consideration
in the
'
July, 1968,
County
City
Delegates,
Attorney
and Phil
Commis-
M:
[*]
Horner,
results
must
Pеn-
suit.
area
Vir-
met
the
or
32.
31.
30.
niggers
of the
with Leland Bassett
long
Bagley
D. C.
man Nathan
Oaks
pose
Richmond
Richmond the
City
town.”
Virginia,
Id.,
Id.,
Id.,
Id.
(f)
(e)
(g)
[*]
[*]
No. 9.
4.No.
No. 7.
as I am the
In the fall of
On
Country
Virginia Municipal
stated
are not
the annexation
Findings
September
February
Mayor Bagley
Mi
Forward,
[*]
going
becoming
to James
Forb was concerned about
niggers
Club,
qualified
all black.
[*]
[*]
Mayor
Facts,
stated
another
Henry
won’t
G.
was to
stated
Mi
Mi
at
League,
No.
Carpenter
Charlottesville,
that
take over this
at
City
run
Valentine
at a
Washington,
the
5.
keep
the
the
Council-
[*]
Mi
meeting
meeting
Willow
Mayor
city.
pur-
“As
the
only
per
cent.35 The
the
annexation. On December
aries it was
Sr.,
Holt,
living
citizenry
Curtis
a black citizen
increased
the annexa
was
citizenry
by 45,705,
within the old Richmond boundaries and
the black
tion
while
bar,
an intervenor in
1,557.36
the
filed an
only
case
increased
was
action
on an
elections were held
councilmanic
Virginia seeking
Eastern District of
at-large
Chester
with the annexed
basis
judgment
that the annexation
with-
was
County
participating. Can
field
citizens
prior approval by
out effect for lack of
by the white citizens
didates endorsed
Attorney
General or this court.40
organization
mа
maintained their 6-3
August 25, 1972,
days prior
On
five
to a
City
only
jority on
one
Council and
hearing
Virginia
scheduled
in this
Dis-
councilman
elected. None
was
year
trict Court case more than a
aft-
en
the six
eouncilmen who were
elected
Attorney
objected
er
General
to the
organization
dorsed
the white citizens
5;
annexation under Section
and almost
received
cent
more than
years
two
had
after
conducted its
black vote.37
1970 councilmanic
in violation
elections
It
is conceded here
City
finally
of Section
filed the
illegally in vio
conducted these elections
instant
suit
this court.
not, prior to
lation of
-5. It did
Section
diluting by
originally filed,
annexation the votes of the
As
suit
residing
nondiscriminatory
the old Rich
citizens
asked us to declare
iri
boundaries,
approval
purpose
mond
obtain the
and effect
Attorney
changes
practices
or a
concomitant
General
election
hardly
from this court that this dilu
instituted
It
could
tion did not háve the
and would
clearer
on the Master’s unchal
abridging
lenged
fully supported
not have
effect of
find
factual
right
ings
to vote on account of race
we could not have issued such a
City apparently
color.38 Richmond has held no council- declaration. The
was
39;
ille
manic elections since 1970
moved
1962 to file its annexation suit
against
gally
legiti
County by
elected
Council continues
Chesterfield
goals
expansion.42
serve to this time.
It was
after the mate
of urban
How
supra,
Matthews,
again
ever, Richmond,
empha
decision in
Perkins
which we
Attorney
carry
in
and after the
had
General
size must
under Section 5
heavy
proving
formed Richmond that
it was
viola
burden of
the absence
Voting Rights Act,
discriminatory purpose
tion
as well as the
attempts
discriminatory effect,
made its belated
to con
absence of a
of
why
explain
form to the commands of
5. On
fered no
evidence to
by negotiations
March
1971 Richmond submitted
suit
settled in
changes
focusing
annexation and the concomitant
on the number of white citizens
Attorney
practices
in its election
to the
would obtain and after
May
City’s controlling
General. On
1971 the
white officials had
interposed
objection
necessary
General
stated
the annexation was
changes resulting
practice
election
from in 1969 to
avert a
take-
*8
Id.,
standing
bring
35.
10 & ll.
40.
Nos.
Holt’s
such an action
Suprеme
had been affirmed
in
the
Court
Id.,
36.
11.
No.
Elections,
Allen v. State Board of
37.
9.
Defendants’ Exhibit
3,
the
City
that
fect. The
thus directs its
on
attack
finding
report
there was uncontroverted evidence of
in
that
ra-
the
the Master’s
cial
plan
bloc
in Richmond and the
the ward
does not remove the dis-
fact
criminatory
that almost
all
the annexed citi-
taint
from the annexation.
white,
say
zens were
we cannot
that
the
develop
Richmond undertook to
a ward
expansion of Richmond’s boundaries and
City
plan after
in
of Peters
the decision
changes
the concomitant
in its election
burg,
States, supra,
Va. v.
it
practices
instituted in the
council-
1970
argue
Petersburg
now relies on
that
effect,
manic elections did not have the
the annexation was made lawful
the
purpose,
diluting
as well as the
the
adoption
single-member
of its
district
black vote.
plan.
Petersburg
court
asked to
approve under
an annexation
Section 5
conclude,
then,
We
that Rich
population
which
ma
eliminated a black
changes
prac
mond’s 1970
in its election
jority
Petersburg.
light
of evi
following upon
tices
the annexation were
along
history
dence of
racial
discriminatory
purpose
and effect and
Petersburg,
lines in
the court held that
thus violative of Section 5’s substantive
prove
the
could not
submit
its
proce
standards
as well as the section’s
plan
the
ted annexation
prior
dural
approval
command that
be
However,
diluting
effect of
black votes.
obtained from
General or
emphasizing
legitimate
financial and
primary
this court. The
thrust of Rich
Petersburg
geographic
interests
present
arguments
mond’s
before this
the annexation and the absence of
court, however,
evidence that
the annexation was accom
is that
discrimina
tory
plished
purpose
purpose
diluting
and effect
annexa
purged by
voting power,44
suggested
City’s
tion was
adoption,
court
April 25, 1973,
single-member
City changed
at-large
if the
of a
from an
district,
system
electing
plan
city
nine-ward
for future
its
council to
coun
system
cilmanic elections.
ward
“calculated
Richmond amended
to neutralize
complaint
possible any
its
this action and
adverse effect
now asks
extent^
changes
us
to declare
participation
its elec
practices resulting
voters,”45
tion
pass
from
annexation
could
the annex
scrutiny.
ation
as modified
5
ward
do
not, contrary
City’s argu
(1968) ;
We are
to the
jurisdiction the direct com- “to enforce enjoining the an-
mand councilmanic elec- in order that
nexation old boundaries within Richmond’s
tions ** immediately held can
BEN O'CALLAGHAN COMPANY al., Defendants
Helen et SCHMINCKE Plaintiffs, Third-Party Acquisitions, Arlen
Bruce R. DAVIS and Third-Party corporation, Inc., a
Defendants. A. No. 18811.
Civ. Court, States District Georgia, D.N.
Atlanta Division.
June
