CITY OF PORTLAND, an Oregon municipal corporation, Petitioner on Review, v. Mark BARTLETT, Respondent on Review.
(CC 16CV01529) (CA A164469) (SC S067940)
Supreme Court of Oregon
April 28, 2022
369 Or 606 | 509 P.3d 99
Argued and submitted November 3, 2021; decision of Court of Appeals affirmed, judgment of circuit court reversed, and case remanded to circuit court for further proceedings April 28, 2022
The decision of the Court of Appeals is affirmed. The judgment of the circuit court is reversed, and the case is remanded to the circuit court for further proceedings.
On review from the Court of Appeals.*
Chris Swift, Davis Wright Tremaine LLP, Portland, argued the cause for respondent on review. Duane A. Bosworth filed the brief for respondent on review.
Carolyn H. Connelly, Local Government Law Group PC, Eugene, filed the brief for amicus curiae League of Oregon Cities.
Before Walters, Chief Justice, and Balmer, Flynn, Duncan, Nelson, and Garrett, Justices.**
BALMER, J.
The decision of the Court of Appeals is affirmed. The judgment of the circuit court is reversed, and the case is remanded to the circuit court for further proceedings.
BALMER, J.
This case requires us to consider the relationship between two statutes that both protect important interests: the public records law, which provides that “[e]very person has a right to inspect any public record of a public body in this state, except as otherwise expressly provided by [specific statutes],”
I. BACKGROUND
Defendant requested the City of Portland to release three city attorney opinions and one legal memorandum. The parties agree that the documents are public records, are within the scope of the attorney-client privilege, and are more than 25 years old. The city declined to release the documents, arguing that they are exempt from the public records law because of the attorney-client privilege. Pursuant to the statutory procedure for review of the city’s decision,
The Court of Appeals reversed in an en banc, split decision. City of Portland v. Bartlett, 304 Or App 580, 468 P3d 980 (2020). The majority recognized that “the issue is close because of the confusing intersection among the various statutes,” including the competing policies of the broad privilege protecting attorney-client communications and “a public records law that promotes disclosure and a sunset on exemptions to public disclosure.” Id. at 591. But it concluded that “the text of
Judge Powers dissented, joined by Judges DeVore and James, asserting that the “[n]otwithstanding” clause in
II. THE STATUTORY FRAMEWORK
We turn to the critical statutes, utilizing the approach set out in State v. Gaines, 346 Or 160, 171-72, 206 P3d 1042 (2009). As we summarized Gaines in Kinzua Resources v. DEQ, 366 Or 674, 680, 468 P3d 410 (2020), when interpreting statutes, “the paramount goal is to discern the intention of the legislature,” which we do by “giv[ing] primary weight to the text and context of the disputed statutory terms,” because “there is no more persuasive evidence of the intent of the legislature than the words by which the legislature undertook to give expression to its wishes.” (Internal quotation marks omitted.) We also consider legislative history for what it may be worth in a particular case. Id.
We first discuss in general terms the statutes whose intersection creates the issue before us. Examining more closely the text and context of those statutes, we then evaluate the parties’ arguments about how those statutes should be interpreted. We also consider whether any aspects of the legislative history offered by the parties assist us in our interpretative effort.
A. The Public Records Law and the Attorney-Client Privilege: Text and Context
The statutory right of Oregonians to inspect public documents goes back at least to 1862: “Every citizen of this state has a right to inspect any public writing of this state, except as otherwise expressly provided by this code or some other statute.” General Laws of Oregon, Civ Code, ch VIII, title V, § 707, p 326 (Deady 1845-1864). The public records law took its current form in 1973, see Or Laws 1973, ch 794, § 3, but the statutory policy of disclosure, in the absence of a specific exception, remains as it was in 1862: “Every person has a right to inspect any public record of a public body in this state, except as otherwise provided by
As set out above,
It is undisputed that the documents at issue here were exempt from disclosure at the time they were prepared. The controversy arises because of
“Notwithstanding
ORS 192.338 ,192.345 and192.355 and except as otherwise provided inORS 192.398 , public records that are more than 25 years old shall be available for inspection.”
That text mandates the disclosure of such public records “[n]otwithstanding” the exemptions set out in
The city challenges that reading of the public records law on textual, contextual, and legislative intent grounds, and we consider those arguments below. But many of the city’s contentions are founded on the importance of the attorney-client privilege, and we begin there.
We agree, of course, that the attorney-client privilege “promote[s] broader public interests in the observance of law and administration of justice,” State ex rel OHSU v. Haas, 325 Or 492, 500, 942 P2d 261 (1997), and that it is a foundational principle of our legal system. But, like the public records law, the attorney-client privilege is subject to various exceptions and limitations, and it must be read and applied consistently with other sources of law. The attorney-client privilege is rooted in the common law, see State v. Jancsek, 302 Or 270, 274, 730 P2d 14 (1986), but it has been the subject of Oregon statutes since 1862, see General Laws of Oregon, Civ Code, ch VIII, title III, § 702(2), p 325 (Deady 1845-1864). And with the enactment of the Oregon Evidence Code in 1981, Or Laws 1981, ch 892, the definitions of “[c]lient,” “[l]awyer,” and “[c]onfidential communication,” as well as the scope of communications subject to the privilege, waiver, and related issues of application, were codified in
“A client has a privilege to refuse to disclose and to prevent any other person from disclosing confidential communications made for the purpose of facilitating the rendition of professional legal services to the client.”
Although the attorney-client privilege is a key aspect of the dispute here, the details of the application vel non of the privilege are not in play in this case. Everyone agrees that the records are privileged. The question is whether the public records law requires the disclosure of the records notwithstanding the fact that they are privileged. As explained above, the text of
The city responds to that textual argument by asserting that the legislature cannot have intended the “[n]otwithstanding” clause to sweep so broadly as to require the disclosure after 25 years of the “confidential or privileged” records referred to in
“[F]or the dissent’s position to hold, it has to entirely rewrite the ‘notwithstanding clause’ by inserting substantial additional text. Under the dissent’s position, the sunset provision in
ORS 192.390 would apply ‘notwithstanding the expressly stated exemptions inORS 192.338 ,192.345 , and192.355 but excepting those exemptions incorporated byORS 192.355(9)(a) .’ That would entirely redraft the text ofORS 192.390 , which we cannot do.”
Bartlett, 304 Or App at 591 (underscoring in original).
The textual analysis of
The city first argues that the disclosure of records more than 25 years old does not apply to records that are subject to the attorney-client privilege because that privilege “is not a creation of, and it is not codified in, any of the statutes enumerated in
That conclusion from the statutory text and context is further supported by the statutes that preceded the 1987 enactment of the catchall exception that now appears in
The city’s argument that records over 25 years old that are subject to the attorney-client privilege should be exempt from disclosure is further undercut by the context of
The legislature’s enactment of
The city also offers a number of arguments based on the independent significance of
That difference was recognized by the legislature and is highlighted in
The city is correct that the attorney-client privilege in
The city also argues that
The question is not whether the records are “exempt” from
For the reasons discussed above, the text of
B. Legislative Intent and Legislative History
The city marshals a series of other arguments that the legislature could not have intended the public records law to require the city’s attorney-client communications, even communications more than 25 years old, to be disclosed. Most of those arguments are unsupported by, or contrary to the intent reflected in, the words the legislature used. The city contends that the legislature would not have wanted to “create a second-class [attorney-client] privilege for public bodies,
The city also claims that if
Underlying some of the city’s arguments discussed above and explicit in other aspects of its briefing is its basic contention that the legislature did not intend the disclosure requirement for public records over 25 years old to apply to communications subject to the attorney-client privilege. The city notes that the 1979 amendment to the public records law was proposed by the state archivist to “simplify use of certain case file type records for longitudinal research, * * * genealogical research.” Tape Recording, Senate Committee on the Judiciary, SB 2011, May 16, 1979, Tape 43, Side 1 (statement of State Archivist J. D. Porter). And, although potentially confidential records involving physical and mental health reports, corrections and criminal justice matters, and some court documents were discussed, the city explains, “the record does not show that any discussion of the attorney-client privilege occurred.” Similarly, the city argues that the legislative history of
The city is correct that the legislative history of
III. LOCAL GOVERNMENT HOME-RULE AUTHORITY
The city and amicus curiae League of Oregon Cities argue that
As we recently summarized in City of Damascus v. State of Oregon, 367 Or 41, 54, 472 P3d 741 (2020), the first home-rule provision, Article XI, section 2, “grants the voters of every city and town the authority to enact and amend their own municipal charter, and bars the legislature from enacting, amending or repealing any city charter.”4 367 Or at 54. The second, Article IV, subsection 1(5), by its text, reserves the initiative and referendum powers to the voters of each municipality “as to all local, special and municipal legislation of every character in or for their municipality or district.”5 Relying on this court’s foundational decision in LaGrande/Astoria v. PERB, 281 Or 137, 576 P2d 1204, aff’d on reh’g, 284 Or 173, 142-45, 586 P2d 765 (1978), we observed:
“[T]he primary concern of those who advocated for the measures was that the voters of municipalities be permitted to determine the structure and organization of their own municipal governments, but that they did not intend to oust the state legislature from making substantive law affecting cities and towns.”
City of Damascus, 367 Or at 55; see also LaGrande, 281 Or at 156 (statutes may not interfere with “the structure and procedures” of local government unless needed “to safeguard the interests of persons affected by” those procedures). We explained, however, that, although local governments had the authority to enact and amend their own charters and municipal legislation, the home-rule provisions
“did not impose limits on the legislature with respect to making substantive law that affects municipalities. And because the municipal government and the state legislature will at times quite lawfully pursue substantive objectives regarding the same subjects, * * * there will be occasions when state and local substantive laws overlap or conflict. In such cases, * * * the state and local law must be allowed to operate concurrently, if possible, but if that is not
possible, the state law will displace the local law.”
City of Damascus, 367 Or at 55-56 (citation omitted; emphases in original).
The city cites provisions in the Portland City Charter that confer on the city “all governmental powers” permissible under state law and vest those powers in the mayor and four commissioners. Portland City Charter §§ 1-102, 2-102. And the city refers to sections of the Portland City Code that establish “an attorney-client relationship” between the city attorney and the city and that provide that “opinions and advice” from the city attorney “are privileged attorney-client communications.” Portland City Code 3.10.060(A), (B). Based on those sources of law, the city argues that the “privilege [is] part of its governmental structures and procedures” and that requiring the disclosure of public records subject to the privilege—even 25 years after the documents are created—would be an unconstitutional interference with those “structures and procedures.”
The city’s argument touches on both aspects of home-rule authority: local voters’ authority “to determine the structure and organization of their own municipal governments” without state interference, City of Damascus, 367 Or at 55, and local governments’ authority to make substantive laws for their residents, unless such laws conflict with state legislation, id. at 55-56. As to the first aspect of home-rule authority, the public records law, including
As to the second aspect of home rule, the legislature enacted the public records law to establish uniform rules with respect to such records for state and local government entities conducting government operations. See
IV. CONCLUSION
To summarize, we conclude that the communications between the city attorney and city officials at issue here are not exempt from disclosure under
We recognize the city’s argument that the legislature may not have intended the 25-year disclosure requirement for public records to sweep as broadly as it does. The city identifies a number of legitimate concerns about potentially adverse consequences for public bodies if they are required to disclose privileged attorney-client communications over 25 years old.6 Perhaps, as the city suggests, if the legislature had considered the specific question of whether
For the reasons discussed above, the trial court erred in granting the city’s motion for summary judgment and denying defendant’s motion for summary judgment. We agree with the Court of Appeals decision reversing the trial court’s judgment and remanding for the trial court to enter a declaratory judgment in favor of defendant, consistent with this opinion.
The decision of the Court of Appeals is affirmed. The judgment of the circuit court is reversed, and the case is remanded to the circuit court for further proceedings.
Nevertheless, it is apparent that, given the potential scope of the conclusion we reach here, the legislature may wish to revisit aspects of the public records law or confidentiality statutes for particular records to ensure that the statutes align with its policy choices and that uncertainty regarding public agency obligations and important privacy and confidentiality interests is minimized. We note that exemptions from disclosure may be found both within the public records law, e.g.,
Notes
“The following public records are exempt from disclosure:
“(1) Records less than 75 years old which contain information about the physical or mental health or psychiatric care or treatment of a living individual, if the public disclosure thereof would constitute an unreasonable invasion of privacy. The party seeking disclosure shall have the burden of showing by clear and convincing evidence that the public interest requires disclosure in the particular instance and that public disclosure would not constitute an unreasonable invasion of privacy.
“(2) Records less than 75 years old which were sealed in compliance with statute or by court order. Such records may be disclosed upon order of a court of competent jurisdiction or as otherwise provided by law.
“(3) Records of a person who is or has been in the custody or under the lawful supervision of a state agency, a court or a unit of local government, are exempt from disclosure for a period of 25 years after termination of such custody or supervision to the extent that disclosure thereof would interfere with the rehabilitation of the person if the public interest in confidentiality clearly outweighs the public interest in disclosure. Nothing in this subsection, however, shall be construed as prohibiting disclosure of the fact that a person is in custody.
“(4) Student records required by state or federal law to be exempt from disclosure.”
“The Legislative Assembly shall not enact, amend or repeal any charter or act of incorporation for any municipality, city or town. The legal voters of every city and town are hereby granted power to enact and amend their municipal charter, subject to the Constitution and criminal laws of the State of Oregon.”
“The initiative and referendum powers reserved to the people by subsections (2) and (3) of this section are further reserved to the qualified voters of each municipality and district as to all local, special and municipal legislation of every character in or for their municipality or district. The manner of exercising those powers shall be provided by general laws, but cities may provide the manner of exercising those powers as to their municipal legislation. In a city, not more than 15 percent of the qualified voters may be required to propose legislation by the initiative, and not more than 10 percent of the qualified voters may be required to order a referendum on legislation.”
