CITY OF PLEASANT GROVE v. UNITED STATES
No. 85-1244
Supreme Court of the United States
Argued December 10, 1986—Decided January 21, 1987
479 U.S. 462
Thomas G. Corcoran, Jr., argued the cause for appellant. With him on the briefs were Donald J. Cronin and Thomas N. Crawford, Jr.
Jerrold J. Ganzfried argued the cause for the United States. With him on the brief were Solicitor General Fried, Assistant Attorney General Reynolds, Deputy Solicitor General Ayer, and Walter W. Barnett.*
*Daniel J. Popeo and George C. Smith filed a brief for the Washington Legal Foundation as amicus curiae urging reversal.
David Boies, Stephen D. Poss, Joaquin Avila, and Armand Derfner filed a brief for the Democratic National Committee as amicus curiae urging affirmance.
Appellant, Pleasant Grove, a city in Alabama that until recently had an all-white population, is covered by § 5 of the Voting Rights Act of 1965, 79 Stat. 439, as amended,
I
Appellant, whose population numbers approximately 7,000, was described by the District Court as “an all-white enclave in an otherwise racially mixed area of Alabama.”2 568 F. Supp. 1455, 1456 (DC 1983). The city has a long history of racial discrimination. The District Court‘s opinions chronicle the city‘s past discriminatory practices in some detail, and we will not repeat that history fully here. See 623 F. Supp. 782, 787-788 (DC 1985); 568 F. Supp., at 1456-1457. Suffice it to say that in housing, zoning, hiring, and school policies appellant‘s officials have shown unambiguous opposition to racial integration, both before and after the passage of the federal civil rights laws.
The two annexations at issue in this case are the Glasgow Addition, a 40-acre parcel added in 1969, App. 7, and the Western Addition, a 450-acre area added in 1979. The Glasgow Addition was added at the request of its inhabitants, an extended white family who wished their children to attend appellant‘s newly formed, all-white school district rather than the recently desegregated Jefferson County system.3
The Western Addition is uninhabited, but the District Court found that “its location and the City‘s plans [for relatively expensive housing] indicate that it is likely to be developed for use by white persons only.” 623 F. Supp., at 784, n. 5.
While approval of the Western Annexation was pending before the Alabama Legislature, appellant‘s City Council voted to withdraw fire and paramedic services that appellant was providing without charge to an adjacent black neighborhood known as Pleasant Grove Highlands (Highlands). In response, inhabitants of the Highlands, which has housing comparable to that in Pleasant Grove, petitioned for annexation to the city. The City Council restored free fire protection, but did not otherwise act on the petition.4 App. 18-19.
Appellant sought preclearance for the annexation of the Western Addition, but the Attorney General objected because he found the refusal to annex the Highlands indicative of an intent to annex only white areas.5 The city then filed this declaratory action in the District Court for the District
II
Before addressing appellant‘s arguments, we find it useful to review two fundamental principles of the Voting Rights Act.
First. An annexation of inhabited land constitutes a change in voting practice or procedure subject to preclearance under § 5. City of Richmond v. United States, 422 U. S. 358, 368 (1975); Perkins v. Matthews, 400 U. S. 379, 388 (1971). Even the annexation of vacant land on which residential development is anticipated must be precleared before those moving into the area may vote in the annexing jurisdiction. In City of Rome v. United States, 446 U. S. 156 (1980), this Court affirmed the denial of preclearance to 13 annexations, 9 of which were vacant land. See id., at 194, 196 (POWELL, J., dissenting); City of Rome, Ga. v. United States, 472 F. Supp. 221, 246 (DC 1979). This holding is consistent with the well-established teaching of Allen v. State Board of Elections, 393 U. S. 544 (1969), that Congress intended the preclearance provisions of the Voting Rights Act to be given “the broadest possible scope,” id., at 567, and to reach “any state enactment which alter[s] the election law of a covered State in even a minor way,” id., at 566. Allowing a State to circumvent the preclearance requirement for annexations by annexing vacant land intended for white developments would disserve Congress’ intent to reach “the subtle, as well as the obvious, state regulations which have the effect of denying citizens their right to vote because of their race.” id., at 565. Moreover, the Attorney General, whose interpretation of the Voting Rights Act is entitled to considerable deference, see, e. g., United States v. Sheffield Board of Comm‘rs, 435 U. S. 110, 131 (1978), has consistently interpreted § 5 to reach the annexation of vacant land intended for residential development.8 Finally, Congress was aware of the Attorney General‘s view in this regard, and implicitly approved it, when it reenacted the Voting Rights Act in 1982.9 Cf. id., at 131-135.
III
The city does not claim that either of the two annexations was not a change in voting practices subject to preclearance under § 5, even though the Western Addition was at the time uninhabited.10 Neither does it disagree that it must prove that the two annexations had neither the discriminatory purpose nor effect prohibited by § 5 of the Act. Its challenge is to the District Court‘s conclusion that the city had not carried its burden of showing that the annexations were untainted by a racially discriminatory purpose. In arriving at this judgment, the District Court relied on a variety of evidence, principally its finding that the refusal to annex the Highlands while annexing other areas was racially motivated. These findings, both as to the purpose of not annexing the Highlands and with respect to the weight of the evidence regarding the purpose of the two annexations at issue, are findings of fact that we must accept unless clearly erroneous. The city has not convinced us that they are.
Appellant argues that even if its decision not to annex the Highlands was racially motivated, that decision was not a change respecting voting and hence not subject to § 5. That point is correct but not dispositive; as the Solicitor General argues: “[T]he failure to annex [black] areas, while the city was simultaneously annexing non-black areas, is highly significant in demonstrating that the city‘s annexation here was purposefully designed to perpetuate Pleasant Grove as an enlarged enclave of white voters.” Brief for United States 21, n. 12.
Appellant also relies on the fact that there were no black voters in Pleasant Grove at the time the relevant annexation decisions were made, so that the annexations did not reduce the proportion of black voters or deny existing black voters
It is quite plausible to see appellant‘s annexation of the Glasgow and Western Additions as motivated, in part, by the impermissible purpose of minimizing future black voting
In light of the record before us, we are not left with the definite and firm conviction that the District Court was mistaken either in finding that the refusal to annex the Highlands was racially motivated or that there was insufficient proof that the annexation of the Glasgow and Western Additions did not have a purpose forbidden by § 5. Those findings are not, therefore, clearly erroneous. Anderson v. Bessemer City, 470 U. S. 564 (1985).
The judgment of the District Court is accordingly
Affirmed.
JUSTICE POWELL, with whom THE CHIEF JUSTICE and JUSTICE O‘CONNOR join, dissenting.
The Court today affirms the decision of the District Court, holding that a city can act with a purpose to “den[y] or abridg[e]” black voting rights,
I
Before examining the decision in this case, it is appropriate to restate the principles articulated in this Court‘s decisions under § 5 of the Voting Rights Act. We have consistently noted: “The language of § 5 clearly provides that it applies only to proposed changes in voting procedures.” Beer v. United States, 425 U. S. 130, 138 (1976) (emphasis added). See Allen v. State Board of Elections, 393 U. S. 544, 566 (1969). In Perkins v. Matthews, 400 U. S. 379 (1971), the Court first found that a proposed annexation could constitute a “change” in voting procedures covered by § 5. It explained the reason for this holding: “[Section] 5 was designed to cover changes having a potential for racial discrimination in voting, and such potential inheres in a change in the composition of the electorate affected by an annexation.” Id., at 388-389 (emphasis added). See Port Arthur v. United States, 459 U. S. 159, 161 (1982) (”Perkins ... held that changes in the boundary lines of a city by annexations that enlarge the number of eligible voters are events covered by § 5“) (emphasis added). Thus, this Court‘s decisions establish that preclearance under § 5 is required when—and only when—an annexation changes the previous “voting procedures” by altering the number or racial composition of the municipal voters.
We also have defined the type of change in voting procedures that violates the Voting Rights Act: “[T]he purpose of § 5 has always been to insure that no voting-procedure changes would be made that would lead to a retrogression in the position of racial minorities with respect to their effective exercise of the franchise.” Lockhart v. United States, 460 U. S. 125, 134 (1983) (quoting Beer v. United States, supra, at 141). An annexation can have such a retrogressive effect on the voting rights of blacks by “dilut[ing] the weight of the votes of the voters to whom the franchise was limited before the annexation.” Perkins v. Matthews, supra, at 388. But the Court‘s inquiry has not terminated with a finding that a
While this Court‘s decisions have made clear that a voting-procedure change must lack both discriminatory purpose and effect to survive § 5 scrutiny, City of Rome v. United States, 446 U. S. 156, 172 (1980), the Court has always recognized that a discriminatory purpose within the meaning of § 5 must relate to voting. This Court‘s broad statement respecting discriminatory purpose under § 5 must be read in context:
“An official action, whether an annexation or otherwise, taken for the purpose of discriminating against Negroes on account of their race has no legitimacy at all under our Constitution or under the statute. Section 5 forbids voting changes taken with the purpose of denying the vote on the grounds of race or color. Congress surely has the power to prevent such gross racial slurs, the only point of which is ‘to despoil colored citizens, and only colored citizens, of their theretofore enjoyed voting rights.’ Gomillion v. Lightfoot, 364 U. S. 339, 347 (1960).” City of Richmond v. United States, supra, at 378 (emphasis added).
Thus, the previous decisions of this Court make explicitly clear that for a city to have a discriminatory purpose within the meaning of the Voting Rights Act, it must intend its action to have a retrogressive effect on the voting rights of blacks. Lockhart v. United States, supra, at 134.
II
The Court today affirms a finding that in annexing the two parcels of land at issue, the city had the purpose, prohibited by the Voting Rights Act, “of denying or abridging the right
A
When the Glasgow Addition was annexed in 1969, it contained only one family of 12 white voters. Now, more than 15 years later, this 40-acre tract still contains only one family that currently numbers 20 white voters. Of course, one can say that the addition of a handful of white voters to a community of some 7,000 white residents “enlarge[d] the number of eligible voters.” Port Arthur v. United States, supra, at 161. The same could be said if an annexation added only one white voter. But a finding that either annexation was motivated by its anticipated effect on voting rights is out of touch with reality. The “dilution” of any resident‘s voting rights from an annexation such as the Glasgow Addition—20 votes in a city of 7,000 residents—could not constitute a retrogression in voting rights under the Act. No showing has been made—and indeed none could be made—that a change of this number of white voters over a 15-year period has had any effect on voting rights. Nor has the annexation in any way “change[d] ... the composition of the electorate.” Perkins v. Matthews, supra, at 389. The city was composed solely of white voters before and after the annexation of the Glasgow Addition. The annexation therefore could not have had any effect whatsoever on minority voting rights, and the city could not have acted with a purpose to dilute the voting rights of black municipal voters.
The Court attempts to avoid this conclusion by finding that a retrogression in voting rights, for the purpose of ascertaining discriminatory motivation, can be gauged by the effect of the annexation on some hypothetical future black munici-
B
The Western Addition, annexed in 1979, is a parcel of vacant land. Its annexation did not and could not in any way “change ... the composition of the electorate.” Perkins v. Matthews, supra, at 389. It did not even “enlarge the number of eligible voters.” Port Arthur v. United States, 459 U. S., at 161. Thus, it is difficult to see how the Court justifies applying § 5 preclearance procedures at all. But even if one assumes that the § 5 procedures apply, this annexation could not have been motivated by a discriminatory purpose proscribed by the Voting Rights Act. There is no basis for imputing an intent to deny or abridge the voting rights of blacks when a community of white citizens annexes completely vacant land. The annexation did not exclude or include a single voter in Pleasant Grove. Nor could the annexation have been intended to have a retrogressive effect on black voting rights when there were no black voters in the city and no voters, white or black, in the Western Addition.
The Court again relies on future hypothetical black voters to find that the city acted with a “purpose of denying the vote on the grounds of race or color.” City of Richmond v. United States, 422 U. S., at 378. Under the same reasoning employed to invalidate the annexation of the Glasgow Addition, the Court relies on its speculation that if the Western Addition became populated with whites and if black voters moved into the city at some time in the future, their vote would be less effective than it would have been had the annexation not occurred. But the Court‘s theory is even more speculative when applied to the annexation of the vacant Western Addition. There is no way for the city to ensure that black individuals do not move into the Western Addition. The Fourteenth Amendment and various civil rights laws prohibit racially discriminatory state action, and fair
C
The Court seeks support for its finding that the city acted with discriminatory motivation in the fact that it has declined in the past to annex three predominantly black communities.4 In his dissent from the decision of the District Court, Judge MacKinnon persuasively pointed out that the city‘s economic justification for its annexation policy is plausible. 623 F. Supp. 782, 793-795 (DC 1985). Even if one agreed with the District Court‘s view that the economic justification was flawed, this would not support the conclusion that the city acted in this case with a discriminatory motivation prohibited by the Voting Rights Act. The Government concedes that a failure to annex is not a voting-procedure “change” covered by § 5. See Brief for United States 21, n. 12. Nothing in the legislative history of § 5 or in any decision
III
As Judge MacKinnon noted in his dissent from the District Court‘s opinion: “There may, in fact, be actionable constitutional violations occurring in the City.” 568 F. Supp., at 1462. But the possible existence of discriminatory intent and conduct unrelated to voting does not justify finding the city liable under the Voting Rights Act. We normally presume that state actors respect the guarantees of the Constitution, and we require an individual who alleges otherwise to prove the existence of purposeful discrimination. See Arlington Heights v. Metropolitan Housing Development Corp., 429 U. S. 252, 265 (1977); Washington v. Davis, 426 U. S. 229, 240 (1976). The Voting Rights Act shifts the burden of proof to the state actor to prove the absence of discriminatory purpose. This Court upheld this unusual intrusion by the Act on state sovereignty specifically because its procedures were rationally related to the Fifteenth Amendment‘s guarantee respecting the right to vote. South Carolina v. Katzenbach, 383 U. S. 301, 325, 337 (1966). This shift in the burden of proof is justified only when the challenged conduct relates to voting. Here, the Court finds the city‘s conduct in fact related to voting when such a relationship cannot rationally exist.
