CITY OF NEW ORLEANS
v.
BOARD OF COMMISSIONERS OF the ORLEANS LEVEE DISTRICT.
Supreme Court of Louisiana.
*240 Kathy Lee Torregano, City Atty., Nancy E. Graham, Philip C. Ciaccio, Jr., Bruce E. Naccari, New Orleans, for applicant.
Scott W. McQuaig, McQuaig & Solomon, Gary G. Benoit, Metairie, for respondent.
Joseph William Fritz, Jr., Joseph Michael Orlesh, Gerald O'Brien Gussoni, Jr., New Orleans, amicus curiae, for Bd. of Com'rs of The Orleans Levee Dist.
DENNIS, Justice.[*]
This controversy arose when the Orleans Levee District (OLD) began to build a marina and related developments for commercial profit on state owned land inside the City of New Orleans without complying with the municipal zoning and building ordinances. The City of New Orleans (CNO) brought this suit against the OLD for declaratory judgment and an injunction to restrain the OLD's violation of the ordinances. The *241 OLD filed a peremptory exception of no cause of action contending that as a state agency it cannot be enjoined from using state owned property to perform a governmental function. The trial and appeals courts decided that the CNO could not enforce its zoning and building laws against the OLD, observing that a state statute enabling OLD's land development activities constituted an exercise of the state police power that superseded the CNO's constitutional home rule powers of legislation and regulation. City of New Orleans v. Board of Com'rs,
The CNO's constitutionally granted home rule powers include the power to initiate and enforce local building and zoning ordinances consistent with the constitution within the city boundaries. The CNO's home rule powers also include the power of immunity from the legislature's authority to withdraw, preempt, or deny the city's power to initiate such legislation. The CNO's initiation of building and zoning ordinances to regulate the use of state land by the OLD for the purposes alleged does not constitute an abridgment of the police power of the state.
A. ALLEGATIONS OF PETITION
The purpose of an exception of no cause of action is to determine the sufficiency in law of the petition. The exception is triable on the face of the papers and for the purposes of determining the issues raised by the exception, the well pleaded facts in the petition must be accepted as true. La.Code Civ.Proc. arts. 927, 931; Owens v. Martin,
The petition of the plaintiff, the CNO, alleges that: In the early 1980's, defendant, the OLD, notified the city that it planned to develop a marina on land within the city that it had reclaimed from Lake Pontchartrain. The OLD is authorized by state law to reclaim, own, and develop certain parts of the lake bottom inside the city. CNO's zoning regulations require, however, that the developer of such a project as a marina obtain special approval as a conditional use from the city. OLD began construction of the marina in February, 1984 without obtaining such approval. OLD began construction of 26 covered boat slips in March, 1986 without applying for building permits as required by municipal building ordinances. After representing to the city that it would seek special approval for the conditional marina use in order to obtain building permits for its contractors in 1986 and 1987, the OLD in June of 1988 informed CNO that it would not comply because the municipal ordinances were not legally enforceable against the state agency. OLD began further construction on the land in May, 1990 without obtaining special approval or building permits. OLD's police officers in May, 1990 ordered a city building inspector to leave the property. OLD has never applied for special approval of the conditional marina use and has repeatedly failed to apply for building permits with regard to construction. CNO is empowered by the state constitution and its preexisting charter to exercise home rule powers to adopt and apply zoning and building ordinances within the city boundaries. The land development that OLD is pursuing consists of commercial or profit-making, non-governmental activities subject to the home rule legislative and executive powers of the CNO.
B. QUESTIONS PRESENTED
The questions of law presented by the CNO's petition are:
Question 1: Whether the constitutionally granted legislative power of the home rule government of the CNO includes the power to initiate, adopt, and enforce zoning and building ordinances within the city boundaries.
Question 2: Whether the CNO, whose home rule charter was in existence when the constitution was adopted, and which therefore retained the home rule powers, functions, and duties granted by its charter when *242 the constitution was adopted, except as inconsistent with the constitution, is constitutionally immune from the power of the legislature to withdraw, preempt, or deny the city's power to enact and enforce zoning and building ordinances within its boundaries.
Question 3: Whether the CNO's application and enforcement of its zoning and building ordinances to regulate the land development activities of the OLD, a state authorized agency, within the city boundaries, abridges the police power of the state in violation of the state constitution.
C. CONCLUSIONS AND REASONING
Conceptual and Experiential Background
Local governmental autonomy or home rule is not a self-sufficient or absolute virtue. In actuality, it may exist only to the extent that the state constitution endows a local governmental entity with two interactive powers, viz., the power to initiate local legislation and the power of immunity from control by the state legislature. Clark, Judges and the Cities, 60-81 (1985). In other words, these powers, initiation and immunity, are the yin and yang that combine to produce all of the autonomy that a home rule local government may come to have. By the period of January 1973 through April 1974, when the present Louisiana Constitution and its Local Government Article were drafted, debated, and ratified, these concepts and their history were well known to home rule scholars and advocates. See e.g., VII Records of the Louisiana Constitutional Convention of 1973: Convention Transcripts, Sept. 25, 1973, statements of Delegate Lanier at 1395-96 (1977) [hereinafter cited as Records]; Id. Statements of Delegate Stagg, at 1400; Id. Sept. 21 at 1363-64.
The first power, initiation, refers to a local government's ability to initiate legislation and regulation in the absence of express state legislative authorization. For example, if local governments have the power to regulate and legislate with respect to land use and zoning, then they are also able to initiate plans and designs for the formal spatial configuration of local economic activities. Clark, supra, at 60-75; Sato & Van Alstyne, State and Local Govt Law, 136-43 (1977). The power of immunity, on the other hand, is essentially the power of localities to act without fear of the supervisory authority of the state government. Immunity exists to the extent that the local entity is insulated from state legislative control. See Clark, supra, at 68. For example, a certain degree of immunity would result from a constitutional provision barring the legislature from changing local ordinances except by general law or by a supermajority vote. This basic distinction between the power of initiation and the power of immunity provides an interpretive key to comprehending diverse state constitutional home rule provisions. Sands & Libonati, Local Govt Law § 4.07 (supp, 1993).
Before the turn of the century, a concept known as Dillon's rule, so named after one of its leading exponents, came to be widely recognized. Under that rule, unless the state constitution provides otherwise, local governments have no independent power of initiation or immunity; they possess only those powers granted them by the state legislature. Dillon, Municipal Corporations, §§ 230, 233, 237 (5th ed. 1911). The subsequent development of home rule may be seen as a struggle to overcome the Dillon rule with constitutional grants of powers of initiation or immunity to local governments and the growing recognition that both are necessary to any genuine degree of local autonomy.
Early constitutional amendments attempted to provide a measure of home rule by enabling localities to legislate with respect to "municipal affairs." Ohio Const. art. XVIII, § 3 (adopted 1912) ("all powers of local self-government"); Cal. Const. art. XI, § 6 (adopted 1896) ("municipal affairs"); Wis. Const. art. XI, § 3 (adopted 1924) ("local affairs and government"). These constitutional provisions granted both the power of initiation in regard to "local affairs" and the power of immunity from state regulation in this sphere. Court decisions interpreting this type of state-local test were inconsistent, however, and generally reflected either hostility toward home rule or undue deference to legislative intervention. Bishop v. San Jose,
In 1953, the American Municipal Association (later, the National League of Cities (NLC)) sought to remedy the deficiency of the state-local test by proposing a model state constitutional provision under which all delegable legislative powers would be granted to the local government, subject to the legislature's power to deny local government's exercise of authority by state statute. American Municipal Ass'n, Model Constitutional Provisions for Municipal Home Rule, § 6 (1953). In 1968, the National Municipal League (NML) amended the NLC model to provide more immunity by providing that "[a] ... city may exercise any legislative power ... not denied ... by general law." National Municipal League, Model State Constitution § 8.02 (6th ed. 1963). Some states following the NML model required that the legislature must expressly deny or prohibit, in order to override, a local government's particular exercise of legislative power. Mont. Const. art. XI, § 6 (adopted 1972); N.M. Const. art X, § 6 D (adopted 1970); Alaska Const. art. X, § 11 (adopted 1956).
Judicial interpretation and application of these models, however, continued to reflect undue concessions to acts of the legislature that tended to deprive local governments of authentic home rule. Chugach Electric Ass'n v. City of Anchorage,
1.
The CNO home rule powers of initiation include the power to initiate and enforce zoning and building ordinances within the city boundaries.
Article VI, § 4 of the 1974 Louisiana Constitution, which grants the CNO both the power of initiation and the power of immunity, provides:
§ 4. Existing Home Rule Charters and Plans of Government
Section 4. Every home rule charter or plan of government existing or adopted when this constitution is adopted shall remain in effect and may be amended, modified, or repealed as provided therein. Except as inconsistent with this constitution, each local governmental subdivision which has adopted such a home rule charter or plan of government shall retain the powers, functions, and duties in effect when *244 this constitution is adopted. If its charter permits, each of them also shall have the right to powers and functions granted to other local governmental subdivisions.
Although the principles of initiative and immunity are related and interdependent, in answering and discussing question one we focus primarily on the CNO's power of initiation.
There are three primary, interrelated sources of the CNO's power to initiate legislation and regulation: Article VI, § 4 of the 1974 state constitution; the preexisting city home rule charter; and any amendments to the charter, subsequent to the adoption of the constitution, made pursuant to methods provided by the charter. Article VI, § 4 constitutionally maintains the preexisting CNO charter in effect, including the powers, functions, and duties provided for by that charter, except as inconsistent with the 1974 constitution. Section 4 further provides that subsequent to the adoption of the 1974 constitution the CNO charter may be amended, modified, or repealed pursuant to the methods set forth in the charter. In effect, Section 4 constitutionalizes the CNO charter, as amended by the local electorate according to methods provided by the charter, except insofar as the governmental powers, functions, and duties provided by the charter are inconsistent with provisions of the 1974 constitution.
Article VI, § 4 provides an additional or secondary source of initiative power for a preexisting home rule municipality, viz., that, if the city's charter permits, the municipality shall have the right to powers and functions granted to other local governmental subdivisions. We need not consider that source in the present case, however, because the CNO relies solely upon the broad grant of power set forth in its own charter.
Accordingly, Article VI, § 4 limits a preexisting home rule charter's grant of the power of initiation only by providing that the local government may not exercise that power inconsistently with the 1974 constitution. In contrast, a local governmental subdivision that acquires home rule powers subsequent to the adoption of the 1974 constitution is authorized to exercise such powers only when "necessary, requisite, or proper for the management of its affairs." La. Const. 1974, Art. VI, §§ 5(E), 7. In this respect, therefore, a preexisting home rule city or parish potentially enjoys the power to initiate legislation to a greater degree than other local governmental subdivisions.
The nature or content of the CNO's power to initiate legislation is determined by the provisions of the preexisting charter maintained in effect by the 1974 state constitution and amendments thereto, if any, adopted pursuant to the charter. Article II, section 2-101 of the CNO home rule charter of 1954, which was in existence when the 1974 Louisiana Constitution was adopted, contains a declaration of the municipality's home rule powers:
Section 2-101. Powers.
(1) The City shall retain, to the same extent as if herein repeated, all rights, powers, privileges and authority that it has or could claim under the law of this State at the time of the adoption hereof, except as herein expressly modified.
(2) In addition to the foregoing, the City shall have all rights, powers, privileges and authority herein conferred or herein enlarged, and all rights, powers, privileges and authority whether expressed or implied that may hereafter be granted to a similar corporation by any general law of the State, or that may be necessary or useful to enjoy a home rule charter.
(3) The rights, powers, privileges and authority heretofore enjoyed, herein retained or herein claimed shall subsist, notwithstanding the repeal of any law, until any such right, power, privilege or authority be altered or taken away by amendment to this Charter in the manner provided for by the Constitution.
(4) The City, in addition to the rights, powers, privileges and authority expressly conferred upon it by this Charter, shall have the right, power, privilege and authority to adopt and enforce local police, sanitary and similar regulations, and to do and perform all of the acts pertaining to its local affairs, property and government, which are necessary or proper in the legitimate *245 exercise of its corporate powers and municipal functions.
(5) No enumeration of any right, power, privilege or authority hereinafter made, and no repeal of any law under which the City derives any right, power, privilege or authority, shall be construed as limiting or abolishing any right, power, privilege or authority hereinabove set forth.
Section 2-101 of the charter has not been amended subsequent to the adoption of the 1974 constitution. Therefore, that provision continues to set forth the inherent character and basic composition of the CNO home rule power of initiation.
In essence, Section 2-101 of the charter stakes a continuing claim, without self-imposed limits, to the utmost powers of initiation available to the city under the constitution. The CNO has "the right, power, privilege and authority to adopt and enforce local police, sanitary and similar regulations, and to do and perform all of the acts pertaining to its local affairs, property and government, which are necessary or proper in the legitimate exercise of its corporate powers and municipal functions." Id. § 2-101(4). Additionally, Section 2-101 asserts for the city all powers that could be claimed under the law of the state at the time of the adoption of the charter, id. § 2-101(1), subsequent enlargements of those powers, id. § 2-101(2), any power granted to a similar corporation, id., and all powers "that may be necessary or useful to enjoy a home rule charter." Id. In sum, therefore, the CNO home rule charter asserts, and Article VI, § 4 of the constitution authorizes the city to exercise, any legislative power within its boundaries that is not inconsistent with the 1974 constitution.
The power to enact and enforce zoning and building laws plainly falls within the CNO's home rule power to initiate legislation and regulation. Zoning laws and related land use regulations are based on, and constitute an application or exercise of, legislative power, and in particular, police power to enact laws for the safety, health, morals, convenience, comfort, prosperity, and general welfare of the people. Village of Euclid v. Ambler Realty Co.
2.
The CNO is immune from the power of the legislature to withdraw, preempt, or deny the city's power to enact and enforce zoning and building ordinances consistent with the constitution within its boundaries.
The text of Section 4 of Article VI plainly indicates that the drafters and ratifiers intended to emancipate and continue in effect the preexisting home rule charters free of the conditions and restraints that had been placed upon them by the 1921 Constitution. Section 4 grants every preexisting home rule government, with respect to the constitutional exercise of its power of initiation, the power of immunity from the control of the legislature. Because Section 4 constitutionally maintains in effect each preexisting home rule charter and the powers, functions, and duties provided for by that charter, except as inconsistent with the 1974 Constitution, the legislature may not control, restrain, or override a preexisting home rule government's valid exercise of the power to initiate legislation that is consistent with the constitution. Accordingly, unless a legislative act by a preexisting home rule government exceeds some limit placed upon its power of *246 initiation by the 1974 Constitution, that government's power of immunity prevents the legislature from reversing, withdrawing, or denying an exercise by that city or parish of its power to enact and enforce that local law.
This meaning of Section 4 is confirmed by an examination of the context in which it occurs and the text of the local government article as a whole. Significantly, there is nothing in Section 4 that authorizes the legislature to deny by general law the exercise of a power by a preexisting home rule city or parish. Moreover, nothing in Section 4 limits the scope of the charter powers of a preexisting home rule city or parish, except the proviso that requires such powers to be exercised in conformity with the 1974 constitution. On the other hand, local governmental subdivisions that acquire home rule powers after the adoption of the constitution do not enjoy the same degree of immunity from control by the legislature. Article VI, § 5 authorizes any such local governmental subdivision to adopt a home rule charter providing for the exercise of any power "necessary, requisite, or proper for the management of its affairs, not denied by general law or inconsistent with this constitution." Subject to and not inconsistent with the 1974 constitution, Article VI, § 7 authorizes any local governmental subdivision which has no home rule charter to assume and exercise any power "necessary, requisite, or proper for the management of its affairs, not denied by its charter or by general law, if a majority of the electors approves the assumption of that power in an election held for that purpose." Accordingly, the exercise of the power to initiate local laws by a preexisting home rule city or parish, unlike that by other local governmental subdivisions, may not be reversed by the legislature on the ground that the exercise was not "necessary, requisite, or proper for the management of its affairs" or that it has been "denied by general law."
Likewise, the drafting history of the local government article as reflected by the transcripts of the constitutional convention debates clearly reflects that the delegates intended to confer a greater degree of immunity upon preexisting home rule cities and parishes than upon local governmental subdivisions that acquired home rule powers subsequent to the adoption of the 1974 constitution. The delegates polarized on the question of local autonomy, with a group on one extreme opposing any power of immunity for localities and a faction on the other advocating the substantial insulation of all municipalities from the legislature's exercise of the police power of the state. Bolstered by the votes of delegates representing preexisting home rule governments, the local government forces convinced the convention to adopt the provision that would later become Article VI, § 4. The convention understood that this provision would immunize the preexisting home rule governments from control by the legislature when they exercised their powers of initiation consistently with the constitution. Records, supra, Sept. 19, at 1319-40. Subsequently, however, a strenuous and protracted debate took place when the home rule progressives attempted to extend Section 4-type immunity to all localities. The Dillon rule advocates mounted a fierce counteroffensive in an attempt to make all remaining local government subdivisions completely subservient to the prerogative of the legislature. Records, supra, Sept. 21-22, at 1357-79, Sept. 25 at 1408-16. Ultimately, the convention adopted a compromise between the positions of the contending factions. The delegates agreed upon the provisions that became Sections 5 and 7 of Article VI, specifying that localities assuming home rule powers after the adoption of the constitution shall enjoy immunity from control by the legislature in the constitutional exercise of their powers of initiation, necessary for the management of their affairs, except when the local government's exercise of such power is denied by its charter or by general law. Records, supra, Sept. 20-26, at 1340-53, 1356-79, 1395-1415, 1427-32.
In any event, because the vote of the people was the political act that made the 1974 constitution binding, it is the understanding that can reasonably be ascribed to the electorate that controls. Succession of Lauga,
We reject the notion suggested by the lead opinion in The City of New Orleans v. State,
Article XIV, § 17 of the 1974 Louisiana Constitution provides that, "[e]xcept to the extent provided in this Article and except as retained in Articles I through XIII of this constitution, the provisions of the Constitution of 1921 are repealed." This Section indicates that the intention of the framers and the electorate to retain a prior constitutional provision must be explicit or clearly and unambiguously implicit in the new document itself in order to save the prior provision from repeal. In other words, a merely ambiguous suggestion of retention does not as a general rule justify further interpretation by a court in search of such an intention. The drafting history confirms this meaning. See, e.g., Records, supra Jan. 18, 1974, statements of Delegates Jenkins and Zervigon at Vol. IX, 3482.
Statement of Delegate Jenkins:
So, then your intention is that unless a provision has been particularly retained from the 1921 Constitution then it is repealed as a part of the constitution of this state although it may be retained as a statute. That is your intention, is that correct?
* * * * * *
Statement of Delegate Zervigon:
That's right, ... That's the intention of the committee.
The provision of Article XIV, § 22 of the 1921 Constitution that the CNO "shall ... not exercise any power or authority which is inconsistent or in conflict with any general law," was both a limitation on the City's home rule powers and a reservation of the power of the legislature to supersede the City's ordinances by any inconsistent general law. That prior constitutional provision was not expressly retained by the 1974 Constitution *248 in its first thirteen articles or in its Article XIV. The lead opinion in The City of New Orleans v. State, supra, seems to suggest that such a retention is implied by Article VI, § 4, which, in pertinent part, provides that "[e]xcept as inconsistent with this constitution, each local governmental subdivision which has adopted such a home rule charter or plan of government shall retain the powers, functions, and duties in effect when this constitution is adopted." If any such suggestion can be divined in Section 4, however, it certainly cannot be said that it is clearly and unambiguously implicit in the document itself.
Section 4 explicitly retains all local governmental powers in effect under the home rule charters at the time of the adoption of the 1974 Constitution, except as inconsistent with that constitution. On the other hand, Section 4 does not explicitly or by clear and unambiguous implication retain any 1921 Constitutional limitation on those powers or any prior constitutional reservation of the legislature's authority to override the exercise of those powers. If Section 4 hints that a prior constitutional provision is retained, it does so in such a vague, opaque, and ambivalent manner that it is also easily susceptible of an entirely different meaning. Obviously, therefore, Section 4 does not explicitly or by clear and unambiguous implication retain specifically Article XIV, § 22 of the 1921 Constitution that allowed the legislature to supersede the exercise of the CNO's home rule power simply by enacting an inconsistent general state law.
Additionally, Section 4 grants to all preexisting home rule cities and parishes the power to amend their charters by the methods provided for in each charter. This provision indicates that those local governments may add powers and delete limitations upon their powers, except as inconsistent with the 1974 Constitution. These grants of autonomous amendment powers clearly show that the framers of the 1974 Constitution and the people who voted for it did not intend for the preexisting home rule governments to be shackled by the 1921 Constitutional limitations and reservations that tended to give the legislature control over them. Accordingly, we conclude that Article XIV, § 22 of the 1921 Louisiana Constitution was not retained by any provision of the 1974 Constitution but was repealed in accordance with Article XIV, § 17 of that constitution. See, e.g., Records, supra, Sept. 19-20, at 1321-40.
Even though further interpretation in search of a contrary intention is not warranted, our confidence in the foregoing conclusion is bolstered by the drafting history of Section 4. The delegates clearly indicated their intention not to adopt the 1921 Constitutional limitations and reservations affecting the preexisting home rule powers. In fact, a floor amendment was adopted to make certain that Section 4 would not be interpreted as incorporating prior constitutional provisions by reference. That amendment deleted a provision that originally stated that each preexisting home rule charter "shall be subject to the duties imposed by the applicable constitutional provisions under which its plan or charter was adopted." Records, supra, Sept. 19, at 1319. The deletion of this provision clearly indicates that the drafters did not intend for the preexisting home rule charters to be controlled in any respect by the 1921 Constitution. See, e.g., Records, supra, Sept. 19-20, at 1321-40.
Furthermore, Section 4 of Article VI cannot be construed without absurdity to permit the legislature to supersede the ordinances of the CNO simply by enacting an inconsistent general state law; for this would reduce the immunity of the CNO to a level below that of the nonantecedent home rule governments whose valid ordinances are protected by Sections 5 and 7 of Article VI from reversal by the legislature except by general state laws that deny, rather than merely conflict with, their local laws. To interpret the Constitution as conferring on the CNO a power of immunity no greater [or weaker] than that attributed to the local governments which acquire home rule authority after the adoption of the 1974 Constitution would conflict with the clear intent of the drafters and rarifiers to grant all preexisting home rule governments a greater degree of autonomy.
*249 3.
The CNO's enactment and enforcement of zoning and building ordinances to regulate the OLD's development and use of land within the city does not abridge the police power of the state.
Article VI, § 9(B) provides that "[n]otwithstanding any provision of this Article, the police power of the state shall never be abridged." Without further interpretation, Section 9(B) on its face is ambiguous. Superficially, the section could be understood by many to be an articulation of the universal principle of constitutional law that a state cannot surrender the police power, a principle so well established that it requires no written expression, or it might be understood by others to be an oblique cancellation of the home rule powers of immunity granted local governmental subdivisions by other sections of the Article. When Section 9(B) is read in light of the constitutional convention debates and the text of the whole Local Government Article, however, it is clear that the provision was adopted as a principle of harmonizing the replete home rule powers granted local governments with a basic residuum of the state's power to initiate legislation and regulation necessary to protect and promote the vital interests of its people as a whole.
The principle of constitutional law that a state cannot surrender, abdicate, or abridge its police power has been recognized without exception by the state and federal courts. See, e.g., Home Bldg. & Loan Ass'n. v. Blaisdell,
Consequently, the principle that the exercise of the police power of the state shall never be abridged needs no constitutional reservation to support it. In re Slaughter-House Cases,
The inalienability of the police power, however, does not preclude its delegation to municipalities and other governmental subdivisions because these entities are part of the total government of the state. Board of Com'rs v. Dept. of Natural Resources,
Consequently, the constitutional grant of the home rule power to initiate legislation and the power of immunity from control of the legislature to a local government does not necessarily cause the state as a whole to sustain an abridgment of its police power. The total police power of the state is not diminished every time the legislature is constitutionally denied the right to substitute its legislative initiative for that of the home rule governments. A net loss in the exercise of the police power of the state would occur only when a local government's conflicting law or ordinance would prevent the state from initiating action through its legislative branch necessary to promote or protect the health, safety, welfare, or morality of the state as a whole. In other words, division and delegation of the police power within the state itself does not automatically cause its abridgment.
During the constitutional convention debates upon Article VI on local government, however, a number of delegates expressed concern that the grants of increased and replete home rule powers to localities that had been adopted in the provisions that became Sections 4, 5, and 7 might in effect cause an abridgment of the police power by preventing the legislature from enacting statewide laws necessary to promote the safety, health, morals, and welfare of the people of the state as a whole. In response, during the Fifty-Fourth Day's Proceedings, on September 26, 1973, while dealing with the provision that became Section 9, entitled "Limitations of Local Governmental Subdivisions," the convention adopted an amendment offered by Delegate Avant which stated:
(B) Notwithstanding any provision of any plan of local government or any home rule charter, or other provision of this article, the legislature may by general law applicable throughout the state or based on any reasonable classification exercise the police power of the state in the parishes, municipalities, and other local governmental subdivisions of the state.
Records, supra, Sept. 26, at 1445.
Delegate Avant explained that this amendment would "make it abundantly clear ... the legislature can exercise the police power of the state for the good of all of the citizens of the state irrespective of where they may live." Id.
The next day, however, the convention deleted Mr. Avant's amendment and replaced it with an amendment offered by Delegate Casey of the City of New Orleans that became Article VI, § 9(B), viz., "(B) Notwithstanding any provision of this Article, the police power of the state shall never be abridged." Mr. Casey and other delegates complained that the Avant amendment might cancel out grants of home rule powers contained in the sections of the Local Government Article previously approved by the convention. They expressed concern that under the Avant amendment home rule municipalities and parishes would have less autonomy than was afforded by the 1921 Constitution because, for example, the legislature could "preempt our local ordinances establishing our zoning laws," Records, supra, Statements *251 of Delegate Casey, Sept. 27, at 1454, and in many other ways "virtually take over local self-government." Id. Statements of Delegate Burson, at 1455.
Delegate Casey expressed the prevailing view of the delegates that the amendment which became Section 9(B) would represent a medium of compromise between the home rule provisions, which standing alone could be viewed as granting absolute and unqualified local autonomy, and the Avant provision, which had gone too far in the other direction and might be interpreted as annulling all local governmental powers of immunity. Mr. Casey indicated that the amendment was intended to "give to the state those things that are due rightfully for regulation by the state and give to municipalities those police powers which it rightfully should enjoy to conduct its own business." Records, supra, Sept. 27, Statements of Delegate Casey, at 1460.
However, later that day the convention by a vote of 52 to 68 rejected a proposed amendment that would have added the provision that "(C) This article shall not limit the power of the legislature to enact laws of statewide concern." Id. at 1461-65. The purpose of that proposal, as explained by its author, was "to give as much local home rule as possible, but yet to preserve to the state its interest to deal with statewide concern." Id. at 1462. Many delegates who successfully opposed the amendment favored strong home rule and acknowledged the need to reserve the power of the legislature to enact necessary general statewide laws. Id. Statements of Delegate Burson, at 1463-64. Nevertheless, they objected to a reservation of the power of the legislature to enact laws of "statewide concern." Id. Statements of Delegate Conroy, at 1464. They contended that this term was too open-ended and might be interpreted to allow the legislature to intrude into local government even when state laws were not necessary to protect the interest of the people as a whole. Id. Statements of Delegate Zervigon, at 1463.
From our reading of the foregoing passages within the context of the drafting history as a whole, we conclude that it was the aim of the constitutional convention by Section 9(B) of Article VI to vest in home rule municipalities and parishes the powers of immunity and initiation as provided for in Sections 4, 5, and 7 of Article VI, subject to a reservation to the state of that residuum of the police power required to enact and enforce laws necessary to protect and promote the lives, health, morals, comfort, and general welfare of its people as a whole. Undoubtedly, whatever is reserved of the legislature's authority to exercise the state's police power must be consistent with the fair intent of the constitutional limitation of that power. See New Orleans Firefighters Ass'n v. Civil Service Comm'n of New Orleans,
We believe that this also was the "public" intent as to the meaning of Section 9(B), that is, the intention and understanding of the ratifiers that could have been gathered by a knowledgeable but objective observer from the text of that section and the Local Government Article in which it occurs. See Succession of Lauga,
As this court has observed, Article VI of the 1974 Louisiana constitution adopts a new philosophy of the state-local government relationship and strikes a balance in favor of home rule that calls for a corresponding adjustment in judicial attitude. Francis v. Morial,
*253 4.
Application of Constitutional and Legal Precepts
The burden of demonstrating that no cause of action has been stated is upon the mover or exceptor. In deciding the exception of no cause of action, the court must presume all factual allegations of the petition to be true and all reasonable inferences are made in favor of the non-moving party. Owens v. Martin,
In appraising the sufficiency of the petition we follow the accepted rule that a petition should not be dismissed for failure to state a cause of action unless it appears beyond doubt that the plaintiff can prove no set of facts in support of any claim which would entitle him to relief. Haskins v. Clary,
As a practical matter, an exception of no cause of action is likely to be granted only in the unusual case in which the plaintiff includes allegations that show on the face of the petition that there is some insuperable bar to relief. In other words, dismissal is justified only when the allegations of the petition itself clearly demonstrate that the plaintiff does not have a cause of action, or when its allegations indicate the existence of an affirmative defense that appears clearly on the face of the pleading. Haskins v. Clary,
When any land or structure is used in violation of an ordinance, or when any structure is erected, altered, extended, moved or maintained in violation of an ordinance, the CNO may institute any appropriate action to prevent, restrain, correct, or abate the violation. City of New Orleans, Comprehensive Zoning Ordinances, Art. 15, § 2.13; La.R.S. 33:4728; City of New Orleans v. Leeco Inc.,
Applying the foregoing constitutional and legal precepts to the case at hand, we conclude that the petition of the CNO states a valid cause of action for declaratory and injunctive relief. The petition alleges that the OLD violated several valid CNO ordinances in connection with the construction, maintenance, and occupancy of a marina and related developments at South Shore Harbor. Specifically, the ordinances required OLD to obtain prior to construction a permit for use of the land for a marina and a permit for the particular buildings to be erected, and another ordinance required the OLD to allow inspections by city officials during construction. The petition further alleges that the OLD violated these regulations by beginning and continuing construction without the required permits and without allowing the required inspections. The petition seeks declaratory relief and a preliminary injunction to prevent the OLD from continuing present construction or commencing new construction at the marina without complying with all city ordinances relative to land use, zoning, building, and safety regulations. The petition does not include any allegation revealing that there is some insuperable bar to this relief. That is, the allegations fail to demonstrate that the CNO clearly does not have a cause of action or that the OLD has an affirmative defense that appears clearly on the face of the pleadings.
The enactment and enforcement of zoning and building ordinances by the CNO to regulate the OLD's use and development of land within the city does not appear to be inconsistent with the 1974 Constitution in any respect. For example, there is no indication on the face of the pleadings that the enforcement of the ordinances will cause an abridgement of the police power of the state under Article VI, § 9(B). First, there does not appear to be any conflict between the CNO ordinances and the enabling act under which the OLD is proceeding to develop land within the city. The enabling laws authorize the OLD to perform two different but related functions: (1) Construction of levees and seawalls; and reclamation of marshlands and lakebottom in connection with flood protection, La.R.S. 38:307(A)(1); and (2) Commercial, residential, and recreational development of the reclaimed land to financially assist levee and seawall construction. La. R.S. 38:307(C)(1), 38:336(A). Under the allegations of the petition in the present case, the CNO does not seek to enforce zoning and building ordinances to regulate the OLD's primary function of levee construction, flood protection, and marsh or lakebottom reclamation. Nor do the pleadings clearly show that enforcement of the zoning and building ordinances conflict with the state statute that authorizes the OLD to undertake commercial, residential, and recreational development of land within the city. The allegations of the petition fail to disclose any reason that the objects of the statute and the ordinances cannot be harmoniously brought about. Second, assuming arguendo that the city zoning and building ordinances could be said to conflict in some way with the state statute, it does not clearly appear on the face of the pleadings that: (1) the law authorizing the OLD to conduct commercial and recreational land development operations within the CNO is necessary to the protection or promotion of the vital interests of the state as a whole; or that (2) there are no means significantly less detrimental to home rule autonomy by which the state objective could be accomplished. Therefore, the OLD's exception of no cause of action regarding the enforcement of the CNO's zoning and building ordinances should have been overruled.
When this case is remanded for further proceedings in the trial court, however, the OLD will be afforded the opportunity to plead and prove any good faith defense on the merits. This may include a non-frivolous defense, based on additional facts not urged in the petition, showing that the CNO has exercised home rule or police power so as to cause an abridgement of the police power of the state or other conflict with the constitution according to the precepts set forth in *255 this opinion; has violated well settled principles governing the exercise of the police power, See e.g., Francis v. Morial,
D. DISTINCTION AND REFUTATION OF OTHER OPINIONS AND ARGUMENTS
The Court of Appeal in the present case decided that the CNO has no authority to require the OLD to comply with its zoning and building ordinances. That court concluded that Article VI, § 9(B) of the 1974 state constitution reserves to the legislature the authority to enact laws on any "matter of legitimate state concern" and, in effect, limits the CNO's home rule powers of initiation and immunity to "affairs of local concern" or "purely local affair[s]." City of New Orleans v. Board of Com'rs,
The Court of Appeal was influenced by City of New Orleans v. State,
As has been observed, the text of the constitutional provisions and their drafting history clearly indicate that the drafters and ratifiers intended to emancipate home rule governments as fully as possible, not to return them to subjugation under the Dillon rule. Subsequent to City of New Orleans v. State,
Relying primarily on City of New Orleans v. State,
The holdings of all other prior decisions of this court are consistent with our rationale and conclusions in the present case. The dicta and minority opinions in some of our prior cases contain statements that are to varying degrees inconsistent with the present opinion or that fail to recognize fully the *257 principles articulated herein. In Francis v. Morial,
CONCLUSION
For the reasons assigned the judgment of the trial court sustaining the exception of no cause of action, and the judgment of the Court of Appeal affirming the trial court's judgment, are reversed. The exception is overruled. The case is remanded to the trial court for further proceedings according to law and consistent with this opinion.
REVERSED AND REMANDED TO THE TRIAL COURT.
WATSON, J., dissents and assigns reasons.
WATSON, Justice, dissenting.
The Orleans Levee District is a constitutionally authorized entity. It is a political subdivision of the State. LSA-R.S. 38:281(6). As a local governmental subdivision of the State, the Orleans Levee District is subject to general legislation enacted under the State's police power. The State's plenary authority precludes Orleans Levee District zoning regulation by the City of New Orleans. City of New Orleans v. State,
I respectfully dissent.
NOTES
Notes
[*] LEMMON, J. not on panel. Rule IV, part 2, § 3.
