Lead Opinion
Scott Fern appeals from a county court judgment, entered upon a jury verdict, finding him guilty of driving while under the influence of alcohol. We hold that the question of whether the prosecution violated the equal protection clause of the fourteenth amendment of the United States Constitution in the exercise of its peremptory challenges during jury selection must be answered by the trial court and we remand for that purpose.
On December 5, 1991, Fern was arrested in Mandan and charged with driving while under the influence of alcohol. On the day of trial, the jury panel consisted of 15 men and six women. Of the 12 persons called to the jury box for voir dire, seven were men and five were women. During selection of the six-person jury, the prosecution struck three men from the jury panel through its use of peremptory challenges. Fern objected to the prosecution’s use of its peremptory challenges as being based solely on gender and, therefore, unconstitutional under Batson v. Kentucky,
Fern asserts that the prosecution’s use of gender-based peremptory challenges in this case violated his equal protection rights under Batson.
Purposeful or deliberate exclusion of blacks from the jury on account of race through a prosecutor’s use of peremptory challenges was first held to violate the equal protection clause in Swain v. Alabama,
In Batson, the Court overruled Swain’s unforgiving evidentiary burden because it was “inconsistent with standards that have been developed since Swain for assessing a prima facie case under the Equal Protection Clause.” Batson, supra,
“[T]he defendant first must show that he is a member of a cognizable racial group, Castaneda v. Partida, [430 U.S. 482 , 494,97 S.Ct. 1272 , 1280,51 L.Ed.2d 498 (1977) ], and that the prosecutor has exercised peremptory challenges to remove from the venire members of the defendant’s race. Second, the defendant is entitled to rely on the fact, as to which there can be no dispute, that peremptory challenges constitute a jury selection practice that permits ‘those to discriminate who are of a mind to discriminate.’ Avery v. Georgia, [345 U.S. 559 , 562,73 S.Ct. 891 , 892,97 L.Ed. 1244 (1953)]. Finally, the defendant must show that these facts and any other relevant circumstances raise an inference that the prosecutor used that practice to exclude the veniremen from the petit jury on account of their race. This combination of factors in the empaneling of the petit jury, as in the selection of the venire, raises the necessary inference of purposeful discrimination.” Batson, supra,476 U.S. at 96 ,106 S.Ct. at 1723 .
Once the defendant makes a prima facie showing, the burden shifts to the prosecution to come forward and articulate a race-neutral explanation for the challenges related to the particular case to be tried. Batson, supra,
The United States Supreme Court has not ruled whether Batson principles extend to peremptory challenges based on gender discrimination.
There is a split in authority over whether Batson principles should apply to gender-based peremptory challenges. It appears that seven jurisdictions say they should. United States v. De Gross,
We find enlightened and enlightening the reasoning of the Ninth Circuit Court of Appeals in De Gross. Gender discrimination, like racial discrimination, stimulates community prejudice which impedes equal justice for men and women. De Gross, supra,
We review alleged sex discrimination under an intermediate standard of scrutiny. Craig v. Boren,
The De Gross court nicely explains the difference between the legitimate peremptory strike based upon the “impression” of the lawyer and the tainted peremptory challenge based upon gender:
“But challenges explained solely by a venireperson’s gender are not based on a party’s sudden impression of a particular venireperson’s ability to be impartial. Rather, like racial challenges, they are based either on the false assumption that members of a certain group are unqualified to serve as jurors, Batson,476 U.S. at 86 ,106 S.Ct. at 1717 (citing Norris v.*745 Alabama,294 U.S. 587 , 599,55 S.Ct. 579 , 584,79 L.Ed. 1074 (1935)), or on the false assumption that members of certain groups are unable to consider impartially the case against a member or a nonmember of their group. Cf. Batson,476 U.S. at 89 ,106 S.Ct. at 1719 (assumption that members of a certain group are unable to consider a case against a member of their group is false). If the decision to exclude a juror is based solely on the sex of the juror, the decision to exclude must necessarily be based on these false assumptions and does not aid in achieving an impartial jury. See id. at 98-99,106 S.Ct. at 1724 (prohibiting discriminatory peremptory challenges will not undermine the contribution of peremptory challenges to the administration of justice).” Id.
Because gender-based challenges do not aid in achieving fair and impartial juries, they are not substantially related to the governmental objective of achieving a fair and impartial jury.
Batson’s abandonment of Swain in race discrimination cases was undoubtedly a response to the persistence of race discrimination despite “over a century of jurisprudence dedicated to the elimination of race prejudice within the jury selection process.” Edmonson v. Leesville Concrete Co., Inc., — U.S. -, -,
On the other hand, recognition of gender discrimination is of much more recent vintage. Gender bias in the courtroom has only lately been acknowledged and addressed. See The Preliminary Report of the Ninth Circuit Gender Bias Task Force, Discussion Draft (July 1992); Gender, Justice and the Courts, Report of the Connecticut Task Force (1991); Gender and Justice in the Courts: A Report to the Supreme Court of Georgia by the Commission on Gender Bias in the Judicial System (August 1991); Report of the Select Committee on Gender Equality of the Maryland Judiciary and the Maryland State Bar Association (October 1992); Gender Bias Study of the Court System in Massachusetts (1989); Report of the New York Task Force on Worn-
“These manuals are riddled with crude stereotypes and categorical assumptions about the influence of gender. They claim, for example, that women make sympathetic jurors when children are involved, that male jurors are preferable when ‘clearly demonstrated blackboard figures’ are involved, and that men are ‘hardboiled’ and women ‘emotional.’ These maxims are the sort of ‘role-typing’ and ‘archaic and overbroad' stereotypes that the Court has previously struck down when relied upon by state actors in allocating rights, benefits or burdens. In addition, the advice or ‘folklore’ offered by various manuals is so contradictory that its reliability is dubious.” Note, Beyond Batson: Eliminating Gender-Based Peremptory Challenges, 105 Harv.L.Rev. 1920,1932 (1992) (footnotes omitted).
These stereotypes remain because we do not confront their fallacy. So, women are excluded from rape-trial juries because women are harder on women, so the myth goes. Perhaps, there are women who are so inclined — because of their particularized experience, background or education. It is the role of the skilled attorney and the purpose of voir dire to search for the individual, “good” juror and eliminate the individual, “bad” one. Hunches are a legitimate tool in that pursuit — but bias, prejudice and bigotry are not. They should be subjected to wholesale deportation from our judicial system and in particular, in this case, from juror selection. Compare David Everett Marko, The Case Against Gender-Based Peremptory Challenges, 4:1 Hastings Law J. 109, 128-130 (Winter 1993). (Discrimination is intolerable. Rather than brook gender-based peremptory strikes, we should abolish peremptory challenges). Gender-based peremptory challenges are a bad remnant of the historic denial of women’s rights. Sex discrimination, like race discrimination, “has no place in the courtroom.”
We will not indulge in the fruitless endeavor of comparing the egregiousness and tragedy of race discrimination with those of gender discrimination. We are convinced, however, that there is both need and justification, similar to those that prompted the Supreme Court to step-up from Swain to Batson, to extend Batson principles to gender discrimination. See Georgia v. McCollum, — U.S. -,-,
In following De Gross, we reject the view espoused by the Fifth Circuit Court of Appeals in United States v. Broussard,
“Full participation can only mean random selection because all cannot serve. Peremptory challenges in the absence of ties across cases is part of that process of randomness. In equal protection terms, the contributions to a perception of fairness in the petit jury of peremptory challenges is an important governmental interest. See Batson,476 U.S. at 98 ,106 S.Ct. at 1724 (recognizing ‘that the peremptory challenge occupies an important position in our trial procedures’). That interest would be frustrated by extending Batson to gender because it would require, on demand of counsel, an explanation for every strike. It is true that the explanation would need to be only a non-gender rooted reason. In the real world of trials, facing an explanation for every challenge is a practical frustration of peremptories.” Broussard, supra,987 F.2d at 219 . [Footnote omitted].
The court found no reason for the step-up from Swain to Batson in gender discrimination cases:
“That women are not numerical minorities looms large because the focus of Batson is upon selecting a petit jury from a randomly chosen venire. This means that striking women, or men, for the sole reason of their sex is nigh pointless because it cannot succeed except in isolated cases.... If the bias is sex alone, its implementation is chilled by the numbers, by the reality that not only will women nonetheless be on the jury, albeit perhaps in lesser number, so also will there be jurors not wanted for other reasons left on the jury because the strikes were spent in a sexist way. Suffering the other unwanted jurors might be a payable price if determined counsel could either eliminate all women or cut their number to one or two. It is a foolish price for the bigot when the result, as in this case, would be a jury that nonetheless had a substantial number of female jurors.” Broussard, supra,987 F.2d at 220 .
We are skeptical of the holding of the Broussard court, resting as it does on a fling-the-gauntlet rationale. That court says, essentially, that sex discrimination in jury selection, unlike race discrimination, will not succeed because it will not prevent members of the discriminated-against class from serving on most juries, because there are too many in that class to be totally excluded, and so, there is no justification or
We do not share the Broussard court’s belief that there is no need to extend Bat-son because there is “full community participation” regardless of sex discrimination because, in effect, the discriminator, ordinarily, cannot exclude every male or female venireperson. The most obvious answer to that argument is simple. Process, not product, is the key. When the process is riddled with unfair, unseemly and unacceptable gender discrimination, it is of small moment that the process did not entirely contaminate the product. What it does contaminate is public confidence in a judicial process that condones systematic, blatant gender discrimination in the selection of juries. And rejecting Batson would make that conduct not only systematic, but also systemic. Institutionalizing gender bias is something we should not do until the Supreme Court of the United States clearly directs us to.
In this case, the trial court did not determine whether Fern established a pri-ma facie case of gender discrimination and, if Fern did, the trial court did not give the prosecutor an opportunity to offer a gender-neutral explanation for the exercise of the peremptory challenges. We believe that these issues must be decided by the trial court in the first instance. See Batson, supra,
Under Batson, the defendant establishes a prima facie case of race discrimination by first showing that the peremptory challenge was exercised against a member of a constitutionally cognizable group. Next, the defendant must demonstrate that this fact “and any other relevant circumstances raise an inference” that the prosecutor’s use of the peremptory challenges was based on group membership. Batson, supra,
In deciding whether a prima facie case of purposeful discrimination has been established, the trial court “should consider
We reject the notion, expressed by the Fifth Circuit Court of Appeals in Broussard, that the use of a single peremptory challenge against a man or a woman automatically establishes a prima facie case of gender discrimination. Absent an admission of purposeful gender discrimination by the prosecution, a trial court, in determining whether the defendant has established a prima facie case, must consider all of the circumstances. We make no attempt to list all ways in which the defendant may establish a prima facie case. Instead, the trial court should consider the composition of the jury panel in relation to the composition of the jury ultimately selected; the number of peremptory challenges exercised against a particular group; the questions, statements and conduct of the prosecutor while examining the prospective jurors during voir dire; whether membership in the excluded group is the only characteristic shared by the challenged jurors; whether a pattern exists of peremptory challenges exercised against members of the group in similar cases;
If the defendant establishes a prima facie case of purposeful discrimination, the burden shifts to the prosecutor to “articulate a neutral explanation related to the particular case to be tried.” Batson, supra,
We recognize that our decision will require trial judges to make difficult and close judgments. But we endorse the California Supreme Court’s response to this concern in People v. Wheeler,
“ ‘[Trial judges] are in good position to make such determinations, however, on the basis of their knowledge of local conditions and of local prosecutors.’ They are also well situated to bring to bear on this question their powers of observation, their understanding of trial techniques, and their broad judicial experience. We are confident of their ability to distinguish a true case of group discrimination by peremptory challenges from a spurious claim interposed simply for purposes of harassment or delay.” [Citation omitted].
Because the trial court’s findings “largely will turn on evaluation of credibility,” Batson, supra,
It is unnecessary to address the other issues raised by the parties.
We remand this case for proceedings consistent with our opinion.
Notes
. When Fern challenged the prosecution's use of its peremptories, the following colloquy occurred at the bench:
"MR. DICKSON: Under the Supreme Court case of Batson versus Kentucky and all the cases that have followed, the peremptory strikes exercised by the prosecution based solely upon gender are unconstitutional. At this time I’m objecting to the three strikes made by Mr. Pulkrabek. He struck Mr. Vo-gel, he struck Mr. Christianson and he struck Mr. Kinnischtzke.
“THE COURT: Mr. Pulkrabek.
"MR. PULKRABEK: My God. Usually I’m a chauvinist pig. If I knock the women off the jury, Vinje always says that prosecutors don’t like any good-looking women. So if we knock the women off, then they get mad. There is no reason that I can’t knock off whoever I want and it just happened to be three males in this case. If the Court is going to make a ruling we have to knock off at least one female, that’s fine. I’ll go on the record that I am a chauvinist pig. I would rather have an all male jury.
"MR. DICKSON: I just wanted to make a record, Your Honor.”
The prosecution asserts that Fern waived his Batson objection because he did not demand a ruling by the trial court. See, e.g., State v. Johnson,
. The United States Supreme Court recently granted certiorari in J.E.B. v. State ex rel. T.B.,
. Fern hints that we should decide this issue on the basis of the equal protection provisions of our state constitution. The extent of his argument, however, is to cite Article I, Sections 21 and 22 of the North Dakota Constitution and to remind us that we may, as a matter of state constitutional law, construe our constitution to provide greater protection than that provided by the federal constitution. See State v. Orr,
. Some courts have ruled that the use of peremptory challenges by prosecutors to eliminate jurors on the basis of bias against a particular group, including gender classes, violates clauses of their respective state constitutions that guarantee a defendant the right to a trial by a jury drawn from a representative cross section of the community. See, e.g., People v. Wheeler, 22 Cal.3d 258,
. One Note writer has persuasively argued:
"Although many, studies have shown no correlation between gender and jury verdicts, there is a sizeable literature, stemming from the work of Carol Gilligan, [C. Gilligan, In A Different Voice, Harvard University Press (1982) ] that portrays differences in male and female approaches toward moral reasoning and problem-solving. Under this theory, women’s decisionmaking is relational and contextual in contrast to men’s rational approach. This suggests that women and men would behave differently as jurors. Even early proponents of women’s inclusion on juries relied on perceived differences in female character to argue that women would make especially valuable jurors.
"This sharp division over the impact of gender on juries demonstrates that gender-based peremptories do not survive intermediate scrutiny under the Equal Protection Clause. At a minimum, this divergence raises serious questions about the practical wisdom of using gender as a proxy for impartiality. More importantly, if gender-based peremptories only might affect impartiality and this impact is questionable, they fail to meet the requirement of substantial advancement of an important state interest. Inherent in intermediate scrutiny is the notion that if state actors choose to rely on gender classifications, they must bear the burden of establishing their accuracy and validity. Given the strongly conflicting evidence surrounding this issue, the government cannot carry this burden.” Note, Beyond Batson: Eliminating Gender-Based Peremptory Challenges, 105 Harv.L.Rev. 1920, 1933 (1992) (footnotes omitted) (emphasis in original).
. A stereotype is "a fixed or conventional notion or conception, as of a person, group, idea, etc., held by a number of people, and allowing for no individuality_” G. Gunther, Forward: In Search of Evolving Doctrine on a Changing Court: A Model for a Newer Equal Protection, 86 Harv.L.Rev. 1 (1972).
. Neither does any other kind of gender bias, particularly, the prosecutor’s expression of gender bias. See Footnote 1, supra. Canon 3B(6) of the Proposed Code of Judicial Conduct, now under consideration by this court, requires lawyers in proceedings before a judge, to refrain from manifesting any bias or prejudice.
. Nine jurisdictions reject application of Batson to gender-based peremptory challenges. See, e.g., United States v. Broussard,
. However, Justice O’Connor has refused to accept “a reading of the guarantee of equal protection under which the level of scrutiny varies according to the ability of different groups to defend their interests in the representative process.” City of Richmond v. J.A. Croson Co.,
One Note author has suggested that the reason strict scrutiny was not ultimately applied by the Supreme Court to gender (after a plurality in Frontiero v. Richardson, supra, did apply it) was because it could not "accommodate uniformly accepted gender classifications such as single-sex bathrooms.” John Galotto, Note, Strict Scrutiny for Gender, 93 Colum.L.Rev. 508, 521 (1993). That was so because strict scrutiny, foreordaining the result of judicial review, was " 'strict in theory and fatal in fact’". Id., quoting G. Gunther, The Supreme Court, 1971 Term, Foreword: In Search of Evolving Doctrine on a Changing Court: A Model for a Newer Equal Protection, 86 Harv.L.Rev. 1, 18-19 (1972).
. On appeal, Fern presented statistical evidence showing the percentage of persons arrested in Morton County during 1990 and 1991 for driving while under the influence or in actual physical control who were male. He also presented statistics on peremptory challenges in Morton County during 1992 from 19 jury trials in prosecutions for driving while under the influence. This statistical data may be considered by the trial court in determining whether Fern has established a prima facie case of purposeful discrimination.
. Fern also asserts that the trial court's admission in evidence of a videotape containing his refusal to submit to an intoxilyzer test violated his due process rights under the North Dakota Constitution. We decline to address the state constitutional issue because it was not raised below.
Concurrence Opinion
concurring specially.
I agree with Justice Levine that we should not condone gender discrimination in jury selection or elsewhere. Having said that, I am not convinced that the combination of factors in Batson v. Kentucky,
The Swain v. Alabama,
I am not sure what the appropriate procedure is. However, I join in remanding for a hearing on the question of whether Fern has made a prima facie showing of gender discrimination and, if so, to permit the prosecution to give, if the prosecution can, a gender-neutral' explanation for the peremptory strikes exercised in this case.
