Lead Opinion
delivered the opinion of the court, in which
We granted this appeal to determine the constitutionality of a Knoxville city ordinance regulating the location of adult businesses. The chancery court upheld the ordinance and enjoined operation of the defendant’s video store after finding that it fit the definition of an adult bookstore and was located within 1,000 feet of prohibited areas and therefore was operating in violation of the ordinance. The Court of Appeals reversed on the grounds that the ordinance’s definition of adult bookstores is unconstitutionally vague. Because we have also determined that the ordinance is unconstitutionally vague under the United States and Tennessee Constitutions, we affirm the decision of the Court of Appeals but on the separate grounds set forth herein. We remand to the trial court for an assessment of the amount of damages incurred by the defendant as a result of the chancery court’s injunction.
In 1979, the Knoxville City Council adopted an ordinance regulating, among other things, the location of “adult businesses.” At all times relevant to this appeal, Knoxville City Code section 16-468 (“the ordinance”) provided that adult businesses could not be located within 1,000 feet of: a residentially-zoned district; an area devoted to recreational activity; or an establishment selling alcoholic beverages. The ordinance included adult bookstores in its definition of adult businesses. An adult bookstore was defined as:
an establishment having as a substantial or significant portion of its stock and trade books, magazines and other periodicals, videotapes or other electronic media which are distinguished or characterized by their emphasis. on matter depicting, describing or relating to specified sexual activities or specified anatomical areas, or an establishment with a segment or a section devoted to the sale or display of such material.
Knoxville City Code § 16-468(a) (emphasis added). The parties dispute whether the phrase “substantial or significant portion of its stock and trade” is impermissibly vague under the United States and Tennessee Constitutions.
Background
The City of Knoxville filed a complaint in Knox County Chancery Court seeking to enjoin the defendant, Entertainment Resources, from operating its store in alleged violation of the ordinance. The following facts were developed before the chancery court and stipulated by the parties.
On August 3, 1998, Entertainment Resources opened a store called Fantasy Video at 6422 Papermill Road in Knoxville, Tennessee. Entertainment Resources also operated two stores in Nashville and one in Columbia, Tennessee. It planned to open two Knoxville stores in addition to Fantasy Video.
Fantasy Video, like Entertainment Resources’ other stores, rented and sold videotapes for off-site viewing. When Fantasy Video opened, its inventory consisted of 80% adult or sexually explicit, “X-rated” videos and 20% family or general videos. General videos were displayed in the store’s “front room.” Adult videos were displayed in the store’s “back room,” which was restricted to patrons 18 years of age and older.
Under the spacing provisions of the Knoxville ordinance, an “adult business” could not legally locate at the site of the
Shortly after Fantasy Video opened in August 1998, the Knoxville Police Department began inspecting the store and issuing citations for violation of the ordinance on an almost daily basis. The citations alleged that Fantasy Video was an adult bookstore within the meaning of the ordinance because a substantial or significant portion of its stock and trade constituted videotapes containing material within the ambit of the ordinance.
In response to the citations, Entertainment Resources attempted to gain clarification from the police and from the City’s law director as to what constituted a “substantial or significant” portion of stock and trade under the ordinance, but no guidance was provided.
At a hearing on some of the citations in Knoxville City Court, three of the officers involved in the inspections of Fantasy Video testified that they had received no guidance or training in interpreting the ordinance. When asked to define the terms in the ordinance, Sergeant Ferguson testified that he could not define “substantial” other than, “substantial means substantial as red means red; I know red when I see it, but I can’t describe red.” He further testified that “significant to me means a quantity of something that, compared to something else [sic].” Officer Major testified that “substantial is substantial. I don’t really have an opinion on the definition of substantial, it is self-explanatory.” He further explained, “significant is just like substantial, I mean, significant is significant, just as substantial is substantial.” Officer Shelton similarly testified that “substantial means substantial just like the color blue means the color blue. I can’t provide any other [sic].” He also testified that “significant means significant.” It was stipulated that if called to testify further, the officers would testify that in making the evaluation of “substantial” and “significant” they would look to what appeared to them to be the “important part of the business.”
By November 1998, Entertainment Resources had altered the composition of Fantasy Video’s inventory. A police inventory on November 17, 1998, revealed that approximately 57% of the stock was general feature videos and approximately 43% of the stock was adult-oriented videos. The balance was later adjusted again; the tally from a count on December 8, 1998, was 70% general feature and 30% adult feature. Despite these alterations, the City police continued to issue citations up until the date that the preliminary injunction was entered. As of November 1998, Entertainment Resources had been cited and found guilty of fifty-three separate violations of the ordinance. As of November 16, 1998, at least 75% of Fantasy Video’s revenues were generated by the “back room” videos.
The record indicates that at least one other business in Knoxville rents and sells videos that fall within the purview of the ordinance. It was stipulated that Gem
In spite of the repeated citations, Entertainment Resources continued to operate Fantasy Video. Therefore, on November 4, 1998, the City of Knoxville filed a complaint for injunctive relief seeking to enjoin Entertainment Resources from operating in violation of the ■ ordinance. In its answer, Entertainment Resources averred numerous defenses, including the claim that the ordinance is impermissibly vague under the United States and Tennessee Constitutions.
On December 10, 1998, the chancery court granted the City’s motion for a temporary injunction restraining Entertainment Resources from operating an adult bookstore at the Papermill Road location. The chancery court reasoned that a temporary injunction was appropriate because Entertainment Resources had opened the Fantasy Video store on Papermill Road with full knowledge of the ordinance, and it was not disputed that the adult videos offered for sale and rental at Fantasy Video were within the purview of the ordinance. The chancery court further noted that over 75% of the store’s revenue and at least 85% of its customers were attributable to the adult videos. The court opined that the general video inventory was, “despite its number ... insignificant and insubstantial to this business’s stock in trade.”
For two years after the entry of the temporary injunction there was little movement on the merits of the case. Fantasy Video’s general video business eventually dwindled to the point that it was only open two hours per week. In January 2001, Entertainment Resources lost its lease on the Papermill Road location and the City moved to dismiss the suit as moot. The chancery court granted that motion on July 9, 2001, except with respect to Entertainment Resources’ claim for damages. Entertainment Resources argued that it was entitled to damages not only as to the Fantasy Video store, which had only operated for four months on Papermill Road prior to entry of the injunction, but also as to the two additional stores it had planned to open in Knoxville.
Nine months later, on April 15, 2002, the chancery court entered an order upholding the injunction and denying damages. The court held that because Entertainment Resources was in “direct violation” of the ordinance, it was not entitled to challenge it as vague. The court also held that the ordinance was a constitutional time, place and manner restriction aimed at combating the secondary effects of adult businesses.
Entertainment Resources appealed. The Court of Appeals reversed the chancery court, reasoning that because neither the City nor the enforcing officers could define the terms “substantial” or “significant,” and because the imprecision of the terms prevented “ ‘men of common intelligence’ ” from understanding the ordinance, the ordinance was “unconstitutionally vague and, therefore, unenforceable.” The Court of Appeals remanded to the trial court for a determination of damages and attorney’s fees. The appellate court rejected the City’s argument that Entertainment Resources’ damages as to the Fantasy Video store were too speculative for recovery. The court declined, however, to instruct the trial court to award damages for the second and third planned, but un
Analysis
Standard of Review
Interpretation of statutes and ordinances is a question of law which we review de novo. See State ex rel. Pope v. U.S. Fire Ins. Co.,
The Vagueness Doctrine
The Fourteenth Amendment to the United States Constitution prohibits states from “depriv[ing] any person of life, liberty, or property, without due process of law.” Article I, section 8 of the Tennessee Constitution provides an identical protection; as we have often observed, “the ‘law of the land’ proviso of our constitution is synonymous with the ‘due process of law* provisions of the federal constitution.” State ex rel. Anglin v. Mitchell,
Due process of law requires, among other things, notice of what the law prohibits. Laws must “give the person of ordinary intelligence a reasonable opportunity to know what is prohibited, so that he may act accordingly.” Grayned v. City of Rockford,
In addition to the requirement of notice, the vagueness doctrine requires that statutes provide “minimal guidelines to govern law enforcement.” Davis-Kidd,
Vague laws implicating the First Amendment to the United States Constitution and Article I, section 19 of the Tennessee Constitution are subject to a more stringent standard than laws in other contexts because of the danger of chilling protected speech. Davis-Kidd,
Validity of the Ordinance
The City argues that the terms “substantial” and “significant” are familiar terms capable of ready understanding by persons of ordinary intelligence. Moreover, argues the City, we must construe “substantial” and “significant” in the context of the statute as a whole. Entertainment Resources argues that “substantial” and “significant” are unconstitutionally vague because the terms have no fixed meaning.
In evaluating a law, such as the Knoxville ordinance, that “affects communication protected by the First Amendment,” we may consider a challenge to its facial validity regardless of whether or not the law is vague as applied to the defendant if “the statute’s deterrent effect on legitimate expression is ... both real and substantial and if the statute is [not] readily subject to a narrowing construction by the state courts.” Young v. American Mini Theatres,
First, the inability of the officers charged with enforcing the ordinance to define-its key terms weighs heavily against the ordinance’s constitutionality. Knoxville Police Officers Ferguson, Major, and Shelton all testified that they were unable to define “substantial.” The officers testified that the City had not instructed them as to what constituted a substantial portion of sexually-explicit material but that they, personally, knew what “substantial” meant. As Entertainment Resources points out, however, “I know it when I see it” is not a constitutionally-sound standard. Particularly when speech is being regulated, the Constitution demands that government bodies make a greater attempt to define what conduct is prohibited to avoid chilling protected speech.
As written, the determination of what constitutes a “substantial or significant portion” of a business’s “stock and trade” under the ordinance is an entirely subjective one. The ordinance gives no objective
We note that the City objects to using the testimony of Officers Ferguson, Major, and Shelton to demonstrate that the ordinance is unconstitutionally vague. The City points out that the content, meaning and application of the ordinance is not a matter of fact to be proven by witness testimony but is rather a matter of law to be construed by the Court. State ex rel. Pope,
Second, the terms as used in the context of the ordinance cannot be defined with any degree of precision. In our view, the fact that the terms “substantial” and “significant” are common and familiar terms does not support the argument that they are constitutional as used in the ordinance. The words “big” and “small” are certainly common and familiar as well, but if used to describe prohibited conduct, they would no more pass constitutional muster than do the terms in this ordinance. For it is not the words themselves that must be capable of ready understanding by persons of ordinary intelligence, but the conduct that is prohibited that must be readily understood.
To bolster its argument that “substantial” and “significant” are constitutional when used in statutes, the City points out that the terms appear hundreds of times in state and federal statutes. See 15192 Thirteen Mile Rd., Inc. v. City of Warren,
The concurring opinion states that we failed to “consider whether the ordinance is readily susceptible to a narrowing construction which would alleviate any perceived unconstitutional vagueness.” But in the absence of any hint from the City, we are at a loss as to how to impart meaning to the terms “substantial” and “significant” without rewriting the ordinance. The concurring opinion points out that a similar Nashville ordinance defines an adult video store as an “establishment having a majority of its stock or a majority of its floor space dedicated to” adult material, A previous version of that ordinance, invalidated as unconstitutionally vague in Ellwest Stereo Theater, Inc. v. Boner,
It is difficult to understand the City’s reluctance to further clarify the ordinance. “Although due process does not require impossible standards of clarity, this is not a ease where further precision in the statutory language is either impossible or impractical.” Kolender,
In the absence of any articulable standards from the City, we must conclude that the ordinance is vague “not in the sense that it requires a person to conform his conduct to an imprecise but comprehensible normative standard, but rather in the sense that no standard of conduct is specified at all.” Coates v. City of Cincin
Finally, the City argues that Entertainment Resources may not challenge the ordinance as facially vague because the Fantasy Video store was clearly within the purview of the ordinance: Burkhart,
Remaining Issues
Having determined that the definition of “adult bookstores” in Knoxville City Code section 16-468 is void for vagueness, we need not reach the parties’ arguments as to the validity of the injunction entered by the trial court. We also decline to reach Entertainment Resources’ arguments that such an ordinance is not a valid time, place and manner regulation, that it failed to provide reasonable alternative avenues of communication, that such an ordinance may never be justified using the “secondary effects” doctrine under Article 1, section 19 of the Tennessee Constitution, and that the injunction was an unconstitutional prior restraint.
Damages
Because the chancery court held that Entertainment Resources had been properly enjoined from operating Fantasy Video pursuant to the ordinance, it did not address Entertainment Resources’ damages. We agree with the Court of Appeals that Entertainment Resources is entitled to a determination of damages as to the Fantasy Video Store on Papermill Road, but that it is not entitled to damages as to the planned, but unopened, second and third Knoxville stores. We remand to the chancery court to assess the amount of Entertainment Resources’ damages and to determine the propriety of awarding attorney’s fees.
Conclusion
Having considered the record and applicable authority, we hold that Knoxville City Code section 16-468 is vague and unenforceable under the United States and Tennessee Constitutions. We remand to the chancery court for a determination of Entertainment Resources’ damages flowing from that court’s injunction. Costs of the appeal are taxed to the appellant, City of Knoxville, and its surety, for which execution may issue if necessary.
FRANK F. DROWOTA, III, C.J., filed a concurring opinion.
Notes
. The concurring opinion suggests that this is a case involving an overbreadth analysis. The issue before this Court, however, is not whether the ordinance reaches both protected
. The concurring opinion notes that the Court in Young refused to consider the defendants' vagueness challenge because the challenged ordinances "unquestionably” applied to the defendants. The Court so held, however, only after first concluding that the ordinances at issue did not create a significant deterrent effect and were "readily subject to a narrowing construction by the state courts.” Young,
. The concurring opinion asserts that "substantial" is capable of definition, noting that this Court defined "substantial” in In re Valentine,
. Why the City failed to provide guidelines to businesses affected by the Ordinance is unclear, particularly when the United States Supreme Court has considered such guidelines relevant in rejecting a vagueness challenge to an ordinance. See, e.g., Village of Hoffman Estates v. Flipside, Hoffman Estates, Inc,,
Concurrence Opinion
concurring in results.
I concur with the result reached by the majority. However, I am unable to join the majority’s analysis and conclusion that Knoxville Code section 16-468 (“the Ordinance”) is unconstitutionally vague on its face. In my view, we need not and should not consider whether the Ordinance is unconstitutionally vague on its face because this appeal may be resolved on the basis
I. Vague As Applied
When Fantasy Video opened on August 3, 1998, its inventory consisted of 80% adult or sexually explicit, x-rated videos and 20% family or general videos. After police officers for the City of Knoxville (“City”) began inspecting the store and issuing citations on an almost daily basis, Entertainment Resources changed the inventory and layout of Fantasy Video in an attempt to avoid continued classification as an adult bookstore under the Ordinance. A November 17, 1998, police inventory revealed that Fantasy Video’s stock consisted of 57% general feature videos and 43% sexually explicit adult-oriented videos. The tally from a December 8, 1998, count revealed that Fantasy Video’s stock consisted of 70% general feature videos and 30% sexually explicit adult-oriented videos. Thus, Entertainment Resources attempted to alter the balance of its inventory to avoid the reach of the Ordinance.
Entertainment Resources also- sought guidance from -various officials of the City of Knoxville as to what specific additional changes would be necessary for Fantasy Video to avoid the adult bookstore classification so that it could lawfully operate at the Papermill Road location without being subject to the Ordinance’s restrictions. Neither the police who conducted inspections and issued citations to Fantasy Video nor the City’s Law Department or the City Court judge assigned to hear the citations provided the guidance that Entertainment Resources sought.
II. Facial Vagueness Challenge
Having concluded that this appeal may be resolved on the basis of how the Ordinance has been applied, I cannot agree with-the majority decision holding the Ordinance vague on its face and thus unconstitutional in all its applications. This Court has recognized that “ ‘[a] facial challenge to a legislative Act is ... the most difficult challenge to mount successfully since the challenger must establish that no set of circumstances exist under which the Act would be valid.’ ” Davis-Kidd Booksellers, Inc. v. McWherter,
Nonetheless, the majority states: “In evaluating a law, such as the Knoxville ordinance, that is capable of reaching protected expression, we inquire only whether the law is vague on its face. We need not consider whether it is vague as applied to the defendant. NAACP v. Button,
It is clear, therefore, that any element of vagueness in these ordinances has not affected these respondents. To the extent that their challenge is predicated on inadequate notice resulting in a denial of procedural due process under the Fourteenth Amendment, it must be rejected.
Young,
We are not persuaded that the Detroit zoning ordinances will have a significant deterrent effect on the exhibition of films protected by the First Amendment. As already noted, the only vagueness in the ordinances relates to the amount of sexually explicit activity that may be portrayed before the material can be said to be “characterized by an emphasis” on such matter. For most films the question will be readily answerable; to the extent that an area of doubt exists, we see no reason why the ordinances are not “readily subject to a narrowing construction by the state courts.” Since there is surely a less vital interest in the uninhibited exhibition of material that is on the borderline between pornography and artistic expression than in the free dissemination of ideas of social and political significance, and since the limited amount of uncertainty in the ordinances is easily susceptible of a narrowing construction,we think this is an inappropriate case in which to adjudicate the hypothetical claims of persons not before the Court.
Young,
Furthermore, I do not believe the cited authority supports the .proposition for which it has been cited. The Court in Button stated:
We have no doubt that the opinion of the [Virginia Supreme Court] in the instant case was intended as a full and authoritative construction of Chapter 33 as applied in a detailed factual context. That construction binds us. For us, the words of Virginia’s highest court are the words of the statute, [citation omitted] We are not left to speculate at large upon the possible implications of bare statutory language.
Moreover, the majority’s willingness to hold the Ordinance facially unconstitutional cannot be justified as a proper application of the overbreadth doctrine.
Even assuming it were necessary to evaluate Entertainment Resources’ facial vagueness challenge to the constitutionality of the Ordinance, I would be unable to agree with the analysis which the majority employs and the result which the majority reaches. Before a statute is held unconsti
A statute is not vague which by orderly processes of litigation can be rendered sufficiently definite and certain for purposes of judicial decision. Courts should consider any limiting instructions of the challenged statute that state authorities have proffered. In fact, it is the duty of the courts to adopt a construction which will sustain a statute and avoid constitutional conflict if its recitation permits such a construction.
State v. Burkhart
Rather than proffering a limiting instruction, the City has maintained that the Ordinance is constitutional without a limiting instruction because the terms “substantial” and “significant” are words ordinarily used and easily understood by “men of common intelligence.” The City has argued that when the challenged phrase is considered “in the context of the Ordinance as a whole, and in light of other cases construing the phrase, the phrase cannot be said to be devoid of meaningful legislative standards.” In support of its assertions, the City has pointed to other cases which have rejected vagueness challenges to language identical or nearly identical to the language at issue in this appeal. See, e.g. Golden Triangle News, Inc. v. Corbett,
The City is correct in its assertion’that the terms used in the Ordinance are commonly used in many statutes and ordinances. As a result, courts have often applied context-appropriate definitions to these terms. See 38 Tenn. Digest 2d. Substantial (West 1999 & Supp 2004) (citing cases which defined the terms “substantial,” “substantial abuse,” “substantial and material evidence,” “substantial and material change in circumstances,” “significant part,” and “significant state involvement”).
Indeed, this Court recently defined the word “substantial” by referencing Black’s Law Dictionary. See In re Valentine,
Substantial noncompliance is not defined in the termination statute. The statute is clear, however, that noncompliance is not enough to justify termination of parental rights; the noncompliance must be substantial. Black’s Law Dictionary defines “substantial” as “[o]f real worth and importance.” Black’s Law Dictionary 1428 (6th ed.1990). In the context of the requirements of a permanency plan, the real worth and importance of noneompliance should be measured by both the degree of noncompliance and the weight assigned to that requirement. Terms which are not reasonable and related are irrelevant, and substantial noncompliance with such terms is irrelevant.
Id. I agree with the majority that this definition of “substantial” makes little sense in the context of the Ordinance. That is true because “[t]he background, purpose, and general circumstances under which words are used in a statute must be considered, and it is improper to take a word or a few words from its context and, with them isolated, attempt to determine their meaning.” Eastman Chemical Co. v. Johnson,
Indeed, even Entertainment Resources recognizes that any perceived vagueness problem in the Ordinance could have been cured. As an example of “constitutionally sufficient” specificity, Entertainment Resources points to a Nashville zoning ordi
III. Conclusion
Although I agree with the majority that “this is not a case where further precision in the statutory language is either impossible or impractical,” Kolender v. Lawson,
. Notably, the Ordinance Entertainment Resources challenges as unconstitutionally vague in this appeal uses language identical to that in the Detroit ordinance at issue in Young, which defined "adult bookstore” as “[a]n establishment having as a substantial or significant portion of its stock in trade, books, magazines, and other periodicals which are distinguished or characterized by their emphasis on matter depicting, describing or relating to ‘Specified Sexual Activities’ or 'Specified Anatomical Areas’ (as defined below), or an establishment with a segment or section devoted to the sale or display of such material.” Young,
. Although the majority expressly disavows reliance upon the overbreadth doctrine, at page thirteen, the majority, quoting Young, sets out the standard that it later applies to strike down the Ordinance, and this is the same standard applied by courts to evaluate overbreadth challenges. See Young,
. See, e.g., Webster’s Third New Int’l Dictionary of the English Language Unabridged, 1768, 2116, 2280 (Philip Babcock Gove ed.1971) (defining "substantial” as "considerable in amount, value, or worth”; defining "significant” as "important, weighty, notable”; and defining "portion” as "a part of a whole”).
