City of El Paso, Texas v. Greg Abbott, Attorney General of Texas and Stephanie Townsend AllalaCity of El Paso, Texas v. Greg Abbott, Attorney General of Texas and Stephanie Townsend Allala
Kimberly L. Fuchs, for Appellees.
Bill Aleshire, for Stephanie Townsend Allala.
Before Chief Justice JONES, Justices PEMBERTON and ROSE.
OPINION
JEFF ROSE, Justice.
We withdraw our opinion and judgment of August 1, 2014, and substitute the following opinion and judgment in their place.
In this interlocutory appeal, appellant the City of El Paso challenges the district court‘s denial of the City‘s plea to the jurisdiction in a case brought under the Texas Public Information Act (PIA).1 The City filed the suit seeking declaratory relief from compliance with an attorney general decision ordering the City to disclose certain information requested by appellee Stephanie Townsend Allala. See
Background
In September and October 2012, Allala made two public-information requests to the City of El Paso for various communications regarding public business of the City between the mayor, council representatives,
In response to the attorney general‘s decision, the City filed suit in Travis County seeking declarations that private emails are not “public information” under the PIA, private emails are excepted from disclosure under the PIA, the City “has compelling reasons to keep the documents at issue except[ed] from public disclosure,” and the City is not required to release private emails. See
During the pendency of the City‘s declaratory-judgment action, the legislature amended the PIA‘s definition of “public information” to codify, the parties contend, the attorney general‘s long-held position that public information includes documents or other items created “by an individual officer or employee of a governmental body in the officer‘s or employee‘s official capacity and the information pertains to official business of the governmental body,” regardless of where that information is located. See Act of May 24, 2013, 83d Leg., R.S., ch. 1204, § 1, sec. 552.002, 2013 Tex. Gen. Laws 3011, 3011-12 (codified
After releasing the documents, the City filed a plea to the jurisdiction, arguing that its release of the requested documents in its possession had mooted all claims, thus depriving the district court of jurisdiction, and that its case should be dismissed accordingly. In support of its plea to the jurisdiction, the City attached the affidavit of its city manager, Joyce Wilson, who testified that after conducting “a diligent search for information,” the City had gathered and turned over “all [responsive] information accessible to the city or within the city‘s control,” including information voluntarily disclosed by current and former city officials in response to Wilson‘s request for such information.
The attorney general did not oppose the City‘s plea. Allala, however, filed a response to the City‘s plea objecting to Wilson‘s affidavit and requesting a continuance to allow Allala to conduct discovery related to both the City‘s plea and to the merits of Allala‘s mandamus request. Specifically, Allala argued that before dismissing her petition as moot based solely on the City‘s assertion that it has provided all the information in its possession, she should be allowed to depose certain of the individuals identified in her information request to determine whether those named individuals have records responsive to her request—i.e., emails relating to public business located on private email accounts—that were not provided to the City or disclosed pursuant to the attorney general‘s decision. Allala pointed out, supported by her own affidavit, that the City had failed to produce certain attachments for the emails that it had produced and that, as shown by the City‘s responses to requests for admission, the City had redacted personal email addresses from certain emails. Allala also attached an email, provided to Allala by the City, from city councilman Steve Ortega to Wilson, in which Ortega stated that he would “not be turning over any of [his] private emails.” Finally, Allala asserted that, regardless, the City‘s evidence in support of its plea to the jurisdiction was not sufficient to prove mootness as a matter of law.
At the first hearing on the City‘s plea to the jurisdiction, the district court sustained Allala‘s objection to Wilson‘s affidavit,4 but decided to postpone a decision on the City‘s plea to allow Allala time to conduct “limited discovery.” A few weeks later, the City filed a supplemental plea to the jurisdiction, which in addition to addressing Allala‘s contentions regarding missing attachments, included three affidavits detailing the City‘s efforts in response to Allala‘s request for information and asserting that all responsive information possessed by or accessible to the City had been produced to Allala. At the second hearing on the City‘s plea, the parties resolved the issue relating to the missing email attachments, but Allala maintained her position regarding the redacted email addresses and the need for additional discovery to determine whether any responsive
Standard of review
A plea to the jurisdiction challenges a trial court‘s authority to decide the subject matter of a specific cause of action. See Texas Dep‘t of Parks & Wildlife v. Miranda, 133 S.W.3d 217, 225-26 (Tex. 2004). Where, as here, the plea to the jurisdiction challenges the existence of jurisdictional facts—i.e., whether the City “refuses to supply public information or information that the attorney general has determined is public information,”
Resolution of jurisdictional questions frequently entails, as it does here, construction of statutes, which itself presents a question of law. See Texas W. Oaks Hosp., LP v. Williams, 371 S.W.3d 171, 177 (Tex. 2012). When construing a statute, our primary objective is to ascertain and give effect to the legislature‘s intent. TGS-NOPEC Geophysical Co. v. Combs, 340 S.W.3d 432, 439 (Tex. 2011). To discern that intent, we begin with the statute‘s words. Id. “Where text is clear, text is determinative of that intent.” Entergy Gulf States, Inc. v. Summers, 282 S.W.3d 433, 437 (Tex. 2009). The words cannot be examined in isolation, but must be informed
Discussion
The City challenges the district court‘s denial of its plea to the jurisdiction in three issues: (1) whether the City‘s voluntary production of all responsive information that it had access to when Allala‘s request was made, including private emails voluntarily turned over to the City in response to official requests for such documents from relevant individuals, mooted all claims related to the underlying PIA action; (2) whether the doctrine of sovereign immunity deprived the trial court of jurisdiction once the City “establishe[d] by jurisdictional evidence that [the City] ha[d] complied, to the extent of its ability,” with the attorney general‘s decision; and (3) whether a requestor may continue to prosecute a mandamus action brought under the PIA when evidence establishes that the circumstances listed in PIA sections 552.321 and 552.324 do not exist. Because the City‘s uncontroverted jurisdictional evidence conclusively negated that it was “refusing to supply public information or information that the attorney general has determined is public information,” see
Sovereign Immunity
The doctrine of sovereign immunity, which shields governmental entities’ “improvident acts” against the litigation and judicial remedies that would be available if the same acts were committed by private persons, is well known and settled in Texas. See Tooke v. City of Mexia, 197 S.W.3d 325, 331-32 (Tex. 2006). Sovereign immunity deprives a trial court of subject-matter jurisdiction for lawsuits in which the state or certain governmental units have been sued unless the state consents to suit. See Texas Dep‘t of Transp. v. Sefzik, 355 S.W.3d 618, 620-21 (Tex. 2011); Miranda, 133 S.W.3d at 224. Sovereign immunity compels Texas courts to defer to the legislature as the gatekeeper controlling when and how citizens can sue their state government or its officers for their official acts. See Wichita Falls State Hosp. v. Taylor, 106 S.W.3d 692, 695 (Tex. 2003) (noting that “the Legislature is better suited to balance the conflicting policy issues associated with waiving immunity“) (citing, among other cases, Texas Natural Res. Conservation Comm‘n v. IT-Davy, 74 S.W.3d 849, 854 (Tex. 2002)). The legislature may consent to suits against the State by statute or resolution, but “legislative consent to sue the State must be expressed in ‘clear and unambiguous language.‘” IT-Davy, 74 S.W.3d at 853-54 (citing General Servs. Comm‘n v. Little-Tex Insulation Co., 39 S.W.3d 591, 594 (Tex. 2001) and (quoting
Allala‘s intervention in the underlying suit asserted a claim under PIA section 552.321, which waives sovereign immunity for requestors seeking a writ of mandamus to compel a governmental body to make information available for public inspection under certain circumstances:
A requestor or the attorney general may file suit for a writ of mandamus compelling a governmental body to make information available for public inspection if the governmental body refuses to request an attorney general‘s decision as provided by Subchapter G or refuses to supply public information or information that the attorney general has determined is public information that is not excepted from disclosure under Subchapter C.
The City, however, after deciding to disclose and then disclosing the responsive information that it had been previously withholding, including various emails from private accounts that it had received from private individuals, filed a plea to the jurisdiction and submitted evidence to controvert the jurisdictional facts supporting Allala‘s mandamus claim. See Miranda, 133 S.W.3d at 227-28 (movant in plea to jurisdiction, like movant in summary judgment, must assert and support with evidence that the trial court lacks subject-matter jurisdiction). The City argued that its voluntary disclosure of all responsive public information in its possession deprived the district court of jurisdiction over Allala‘s section 552.321 mandamus action. In support of its argument, the City attached the attorney general‘s opinion and three affidavits showing how it had fully complied with the PIA and the attorney general‘s opinion by making available to Allala all of the public information to which it had access.7
The City‘s first affidavit in support of its plea to the jurisdiction was from El Paso Assistant City Attorney Kristen Lynn Hamilton, who testified regarding the City‘s efforts to comply with Allala‘s information request. Relevant here, Hamilton testified that:
- Between receipt of Allala‘s request and September 17, 2012, the City searched for all responsive documents that “were held on the City‘s server” or that were “within the
physical control of city employees and officials,” including “all responsive documents that were held on the City‘s server ... in the Microsoft Outlook file of each of the relevant persons from whom the requestor was seeking emails; - On September 11, 2012, Hamilton “instructed each of the persons named in the request to gather all responsive documentation that was not held on the City‘s server“;
- In response to the City‘s request to turn over responsive documents, certain individuals provided “e-mails that they retrieved voluntarily from their personal e-mail accounts,” and those private emails “were included in the [City‘s] request to the Attorney General“;
- After receiving Allala‘s second request, the City gathered “all responsive documents, including personal e-mails that were, at the time of the second request, in the possession of the City“;
- The City included in its request for an attorney general opinion the private emails it had received from various individuals;
- During the pendency of the City‘s suit against the attorney general, the City “passed a resolution” requiring its officers, employees, and volunteers to use “City e-mail addresses to conduct all City business and to forward “any correspondence regarding City business that was stored on personal e-mail accounts” to the employees’ City email account;
- Also during the pendency of the City‘s suit, the El Paso City Council “instructed that all documentation previously withheld, and subject to the lawsuit, was to be released to the public“;
- In response to that directive, the City released “every document, electronic or tangible, that had been located in any City server[] or in the possession of any employee or official [that] had previously been withheld contrary to the determination of the Attorney General“;
- On August 29, 2013, the El Paso City Manager sent a letter “requesting that each of the relevant persons provide any additional [responsive] personal e-mails that had not previously been turned over to the City“;
- On September 16, 2013, the City produced the documents it received in response to the August 29 letter, including emails and statements from the targeted individuals that no responsive personal emails existed; and
- By September 17, 2013, the City had released to Allala all the information that was in the City‘s “possession,” “custody or control,” or that it had received from the named individuals.
The second affidavit, from the City‘s system administrator, described in detail the internal search for documents on the City‘s servers, including the Outlook mailboxes of the named individuals. The City‘s third affidavit in support of its plea to the jurisdiction was from its outside counsel Erin Higginbotham, who testified that she assisted Hamilton with Allala‘s request, including the release of all responsive documents that the City had previously sought to withhold. She also reiterated Hamilton‘s assertions regarding the City‘s requests to the named individuals to turn over to the City any responsive documents that exist on those individuals’ private email accounts.
In sum, the City‘s jurisdictional evidence established that the City searched extensively for responsive documents, officially
Our review of the PIA reveals no methods by which the City could compel the disclosure of public-information emails located on private email accounts, other than what the City did here—i.e., request the documents from the targeted individuals and change the City‘s policy regarding public business on private emails. In fact, other than requiring that the governmental body “promptly”8 produce public information for inspection, duplication, or
Once the City established that it was not “refusing to supply public information,” the burden shifted to Allala “to show that there is a disputed material fact regarding the jurisdictional issue.” See id. Allala, however, did not controvert or object to the City‘s jurisdictional evidence discussed above;9 instead she responded that her claim was that the City “did not disclose all of the public information she requested as required” and, therefore, she should be allowed to take “targeted” depositions to determine whether the individuals named in her request had turned over responsive private emails to the City. She also emphasized that, under Local Government Code sections 201.005 and 201.006, any documents responsive to her request are the property of the City and must be turned over to the City. See
“I guess they can ask me for anything they want, but I‘m not going to turn over anything unless there is a valid court order,” Ortega said. “There is the Fourth Amendment that protects my personal effects. Certain standards have to be met in order for me to turn over my personal effects. When that standard is met I will turn them over.”
Finally, Allala attached copies of emails from individuals named in her request that, she contends, show that those individuals had not turned over all responsive documents and, thus, the City‘s production of responsive documents was incomplete. In sum, Allala‘s response established that certain individuals may be in possession of emails that are responsive to her PIA request, that those individuals may be unwilling to turn over those emails, and that the City has not made those possibly-existing emails available to her. Therefore, Allala continued, she should be allowed to conduct discovery on the issue before the City‘s plea to the jurisdiction is granted.
Even assuming, as we must in this circumstance, see Miranda, 133 S.W.3d at 226 (requiring reviewing court to “indulge every reasonable inference and resolve any doubts in the nonmovant‘s favor“), that the City has not disclosed all responsive documents that exist—i.e., that private individuals continue to hold public information on their private email accounts—the bottom line for purposes of our appellate review of the City‘s plea to the jurisdiction is that Allala did not offer any evidence, or even argument, to controvert or question the City‘s conclusive evidence that it searched
Allala argues that section 202.005 of the Local Government Code gives the City a judicial means to obtain or recover the private emails at issue here:
(a) The governing body may demand and receive from any person any local government record in private possession created or received by the local government the removal of which was not authorized by law.
(b) If the person in possession of a local government record refuses to deliver the record on demand, the governing body may petition the district court of the county in which the person resides for the return of the record. If the court finds that the record is a local government record, the court shall order the return of the record.
Having determined that the district court lacked jurisdiction under principles of sovereign immunity, we need not address the City‘s remaining challenges to the district court‘s denial of its plea to the jurisdiction.
Allala‘s cross-point
In a cross-point, Allala urges that the district court‘s denial of the City‘s plea to the jurisdiction was proper because the City withheld and continues to withhold certain email addresses from public disclosure. But, without addressing or expressing an opinion regarding whether the email addresses at issue here fall under the PIA, we note that the attorney general‘s opinion directed the City to withhold the email addresses:
Section 552.137 of the Government Code excepts from disclosure “an e-mail address of a member of the public that is provided for the purpose of communicating electronically with a governmental body,” unless the member of the public consents to its release or the e-mail address is a type specifically excluded by subsection (c).
Gov‘t Code § 552.137(a)-(c) . The e-mail addresses you have marked, and the additional e-mail addresses we have marked, are not a type specifically excluded by section 552.137(c). Therefore, the city must withhold the marked e-mail addresses under section 552.137, unless the owners affirmatively consent to their release.
(Emphasis added.) Given this directive, the City cannot be said to be “refusing to supply public information that the attorney general has determined is public information.” Accordingly, we overrule Allala‘s cross-point.
Conclusion
Having determined that the trial court erred by denying the City‘s plea to the jurisdiction and having overruled Allala‘s cross-point, we reverse the district court‘s order denying the City‘s plea to the jurisdiction and render judgment granting the plea and dismissing Allala‘s claims.
JEFF ROSE
JUSTICE