270 N.E.2d 353 | Ohio Ct. App. | 1971
Lead Opinion
In this opinion Harvey L. Mechanic will be referred to as "defendant" or "defendant Mechanic" and the city of Cleveland as the "city," the "state" or "Cleveland."
The defendant was dressed in a way to attract attention (R 46) and was attempting to hand out leaflets on the Vietnam War "to talk to pedestrians about the war" following a "guerilla theater" performance in front of the Terminal Tower. (R 38-39)
There was conflict in the testimony about (1) the tone and manner of the defendant's conversations with passersby *140 (R 21, 35, 43, 45-46), (2) the question whether he physically placed or attempted to place leaflets in the pockets of persons who would not take them (R 7, 21, 35, 39), (3) whether he literally pushed persons off the sidewalk (R 10-11, 13, 16, 22, cf. 43, 47), (4) whether he attempted to place the literature "on" a pedestrian forcing him into the street (R 10-11, 44-45), and (5) if he blocked passage so that it was necessary to get into the street to get around him (R 22, 39, 44) or whether the crowd, including spectators and demonstrators was so large that it was necessary for pedestrians to go into the street (R 17, 10-11). A complaining pedestrian said defendant desisted from any effort to place literature in his pockets when the pedestrian "* * * told him to keep his hands off me." (R 10-11, 16)2
After watching the defendant's conduct for about 20 minutes (R 21, 23-24), the arresting officer was still uncertain whether the defendant's conduct justified his arrest3 *141 until after defendant jerked his draft card out of the officer's hands several times during an identification procedure at the scene (R 9, 23). The officer was uncertain also whether the charge should be "interfering with a *142 police officer" or "disorderly conduct" until he had checked with the prosecutor. (R 23)
Defendant was convicted in a bench trial5 and brings this appeal assigning five errors. The bases for these assignments as claimed are:
1. The ordinance is an overbroad regulation in the
2. The ordinance is void for vagueness.
3. The conviction, for all that appears, may rest on either a constitutional or an unconstitutional basis and cannot survive that condition.
4. The record raised the suspicion that the defendant was convicted not for what his actions or words may have been before his arrest but for what he is alleged to have *143 done afterwards. This amounts to a conviction on an uncharged crime in violation of Due Process of Law.
5. The evidence of the government alone and in conjunction with the defendant's evidence, both taken at their strongest, fails to show wilful misconduct — an essential element of the crime charged. Conviction in the face of such failure violated due process.
"If * * * appellant seeks for freedom of conscience a broader protection than for freedom of the mind, it may be doubted that any of the great liberties insured by the First Article can be given higher place than the others. All have preferred positionin our basic scheme. [Citing cases.] All are interwoven there together. Differences there are, in them and in the modes appropriate for their exercise. But they have unity in thecharter's prime place because they have unity in their human sources and functionings * * *." Prince v. Commonwealth ofMassachusetts (1944),
"These freedoms are delicate and vulnerable, as well assupremely precious in our society. * * * Because
The reasons for broadening and especially safeguarding these rights are clear. Apart from a concern for individual dignity basic to the
"* * * Freedom of discussion, if it would fulfill its historic function in this nation, must embrace all issues about which information is needed or appropriate to enable the members of society to cope with the exigencies of their period."Thornhill v. Alabama (1940),
It follows that society has an interest in the extension to the states of protection for
Implicit, but not often expressed, are cognate rights essential to the right of expression:
"It was not by accident or coincidence that the rights to freedom in speech and press were coupled in a single guaranty with the rights of the people peaceably to assemble and to petition for redress of grievances. All these, though not identical, are inseparable. They are cognate9 rights, * * * and therefore are united in the First Article's assurance."Thomas v. Collins, supra, at 530,
The right to assemble implies right to speak, De Jonge v.Oregon, supra, at 364,
"Freedom to distribute information to every citizen whereverhe desires to receive it is so clearly vital to the preservation of a free society that, putting aside reasonable police and health regulations of time and manner of distribution, it must be fully preserved. The dangers of distribution can so easily be controlled by traditional legal methods, leaving to eachhouseholder the full right to decide whether he will receivestrangers as visitors * * *." (Emphasis added.)
In consequence, the role of the state in matters of expression is not to compel either dissemination or acceptation of viewpoints. Neither participation in a particular expression nor abstinence is its concern. Its role is complete when it induces and protects a political climate10 in which a reasonably courageous person feels no chill either in participating or abjuring expression or in exercising such concomitant rights as listening or not. The limitations on the state have never been better stated than in West Virginia StateBd. of Education v. Barnette (1943),
"If there is any fixed star in our constitutional constellation, it is that no official high or petty, can prescribe what shall be orthodox in politics, nationalism, religion, *147 or other matters of opinion or force citizens to confess by word or act their faith therein." (Emphasis supplied.)
Inroads may be made on these concepts only in the presence of a "clear and present danger"11 (Schenck v. United States
(1919),
"The vehemence of the language used is not alone the measure of the power to punish * * *. The fires which it kindles must constitute an imminent, not merely a likely threat * * *. `The danger must not be remote or even probable; it must immediately imperil.'" Craig v. Harney,
In addition to these principles we are constrained by others activated by the constitutional claims in this case. *148
We must, if we can, avoid the constitutional issues and especially a constitutional decision overriding a legislative act. These latter considerations require that we "* * * resist the pulls to decide the constitutional issues involved * * * on a broader basis than the record before us imperatively requires." Street v. New York (1969),
It is evident that grave issues were under discussion by the defendant in this case. Equally evident is the proposition that there is no doubt that all or part of his auditors did not want to listen to him or to read the literature proffered them. There is also credible evidence upon which the trial court could support a finding that defendant was guilty of forcing persons off the sidewalk. We turn aside briefly only to say that were the single issue the defendant's right to press his views on members of the public by stuffing the pockets of unwilling recipients with literature he could not prevail. Nor can there be any legal justification for forcing persons off the public sidewalk.
However, the point of decision here is not this. Rather, it is that on the record of the bench finding that defendant was guilty "as charged in the affidavit," it is clear that, among other things, defendant was found culpable for "attempting to engage * * * in emotional argumentation concerning his draft law views and the war in Vietnam so as to disturb the quiet and good order" of the city. (See Affidavit set out in III above andcf. Footnote 5.) This is but a way of saying that the defendant was *149 convicted, at least in part, of attempting to express his views on obviously important subjects. Put another way, he was convicted of speaking out on a controversial issue.
By any standard, a condition giving rise to an allowable exception to free expression principles must be more than slight to be a danger at all and more than remote to be clear. By such tests, the words in this case certainly did not provide the provocation for an arrest ending speech.
While the bounds of permissible speech may be hazy at the edges, there is clearly room for a wide range of modes of expressions. This case provides a classic example plainly within the permissible category. The expression in issue involved at most a vehement speech and a positive leaflet on a controversial subject delivered and distributed, respectively, on the public streets under circumstances well under the control of legitimate policing authority. There was, on this record, no danger either by the "clear and present" or any other standard. The officers' uncertainty about whether to arrest supports this conclusion. (See Footnote 3.) The expression, then, was protected. It was only the evidence of conduct ancillary to the distribution of the leaflet that constituted action outside the bounds of protected expression. For reasons adduced hereafter, this excess, even if fully credited, did not legitimize the conviction of the defendant.12
We have said that the right of expression does not provide the condonation for the laying on of unwanted hands to make a point. That the state can prohibit such action is an evident proposition. Equally evident is the principle that the exercise of the vital right to speak is not *150
to be confined to effete or mild expression13 nor limited by whether the listeners approve the content.14 Under the Constitution, commitment may be expressed with conviction. Overly nice calculations of tone and emotion could have no other than that chilling effect on speech which is anathema to our processes of government. Not to overdo a figure of speech, neither heat nor cold can be allowed to stultify the high purposes of the
"The vitality of civil and political institutions in our society depends on free discussion. As Chief Justice Hughes wrote in DeJonge v. Oregon, * * * it is only through free debate and free exchange of ideas that government remains responsive to the will of the people and peaceful change is effected. The right to speak freely and to promote diversity of ideas and programs is therefore one of the chief distinctions that sets us apart from totalitarian regimes.
"Accordingly a function of free speech under our system of government is to invite dispute. It may indeed best serve its high purpose when it induces a condition of unrest, creates dissatisfaction with conditions as they are, or even stirs people to anger. Speech is often provocative and challenging. It may strike at prejudices and preconceptions and have profound unsettling effects as it presses for acceptance of an idea. That is why freedom of speech, though not absolute, * * * is neverthless protected against censorship or punishment, unless shown likely to produce a clear and present danger of a serious substantive evil that rises far above public inconvenience, annoyance, or unrest. * * * There is no room under our Constitution for a more restrictive view. For the alternative *151
would lead to standardization of ideas either by legislatures, courts, or dominant political or community groups."Terminiello v. Chicago, supra, at 4-5,
Here it is reasonably clear that speech is part of the proscription which the finding of guilt effects. And where a finding of guilt is based on an undifferentiated mix partially for what is said and partially what is illegally done, a conviction cannot stand. So vital is free expression that even decisional ambiguity will taint the finding. This is the clear teaching of Stromberg v. California (1931),
Judgment reversed.
WASSERMAN, J., concurs.
"Q It wasn't the defendant who forced you into the street, was it?
"A He was part of the group that was in my way.
"Q He was just part of a group, isn't that so?
"A Yes. He was part of the group.
"Q And it is a fact that there was congestion on the sidewalk that forced you to walk into the street?
"A It was also Mr. Mechanic that forced me off into the street, with the literature that he was trying to put on me. I told him to keep his hands off me.
"Q He did, didn't he?
"A After I told him, yes, sir. (R 10-11)
"* * *
"Q How full was he sidewalk, if you remember?
"A It was jammed.
"Q It was jammed from the doors to the street?
"A Yes, sir." (R-16)
"Q What, if anything, did you observe Harvey Lee Mechanic do that day?
"A He was quite outstanding because he was dressed in a mock World War I uniform, and carrying a realistic toy machine gun.
"Q What was he doing?
"A He was acting kind of wild.
"Q What do you mean?
"A He was moving his arms around, and saying, `Get out of Viet Nam.'
"Q What was the tone of his voice?
"A Very harsh, and I'd say loud.
"Q What else did he do, if anything?
"A I spotted a couple of old ladies. I think that he scared them a little bit with that gun. I observed him, as the people were going by, he would be trying to force literature on them, and they won't want it. He tried to practically stick it in their coat.
"Q How long did you observe him to do this?
"A We were watching him for about, I'd say, 20 minutes, anyhow.
"Q While you were observing him, what else happened, if anything?
"A Well, on this particular occasion I spotted him forcing Mr. Sawchik off the sidewalk and into the street.
"Q How did the Defendant do this?
"A I wouldn't say that he used his hands. He more or less used body force, just blocking the sidewalk in general instead of moving over and letting the man through.
"Q What did you do at that juncture?
"A Woll, shortly after that, I was approached by this man — I learned to be Mr. Saw hik — and he approached me and told me about this. Well, of course, I observed it. I don't know who he was at the time.
"I went over to Mr. Mechanic with my partner after one of the captains said, `Well, why don't you check these men out?'
"And so we went over to check Mr. Mechanic out and asked him for his draft card.
"At that point I wasn't quite sure whether I was going to make an arrest or not. I asked him for his draft card. I have asked thousands of young men for their draft cards. He handed it to me, but as soon as I got it in my hand and trying to write down the information, he snatched it out of my hand. It was obvious to me, in my opinion, if I can express it, he seemed to me that he wanted to be arrested.
"Q So what did you do?
"A He did this three or four times, snatching it out of my hands. I placed him under arrest.
"Q What happened after that?
"A I consulted with the prosecutor. At the time I wasn't sure whether I was going to arrest him for disorderly conduct or not, because I am not too familiar with the laws as the prosecutor was. I was thinking in terms of `Interfering with the police officer.' I felt that when he was pulling the draft card out of my hands, I thought that he was interfering with my duties. The prosecutor felt that the affidavit issued for disorderly conduct would be best." (R 21-23)
"Penalty.
"If any person shall wilfully conduct himself in a noisy, boisterous, rade, insulting, or other disorderly manner, by either words or acts, toward any other person, with intent to abuse or annoy such person, or disturb the good order and quiet of the same, the person so offending shall, on conviction thereof, be fined in any sum not exceeding fifty dollars, or imprisoned at hard labor in the House of Correction, or both, at the discretion of the court; such imprisonment for the first offense not to exceed thirty days; for the second offense, ninety day [sic]; for third and each subsequent offense, six months."
"Moreover, even assuming that the record precludes the inference that appellant's conviction might have been basedsolely on his words, we are still bound to reverse if the conviction could have been based upon both his words and his act." Street v. New York,
Cf. "* * * It follows that instead of its being permissible to hold, with the state court, that the verdict could be sustained if any one of the clauses of the statute were found to be valid, the necessary conclusion from the manner in which the case was sent to the jury is that, if any of the clauses inquestion is invalid under the federal constitution, the conviction cannot be upheld." Stromberg v. California, supra, at 368,
Dissenting Opinion
The
The affidavit charging defendant with violating Section 13.1126, Codified Ordinances of the city of Cleveland, is not ambiguous and does not charge Mechanic with "attempting to engage in emotional argumentation." The affidavit charges defendant with "blocking pedestrians on the sidewalk" while engaging simultaneously in "emotional argumentation." The latter statement was inserted only to show the atmosphere in which the illegal acts occurred. It does not state a separate offense.
The majority opinion relies heavily on Street v. New York
(1969),
The testimony elicited from the three prosecution witnesses was directed only to the acts performed by the defendant and not to the context of his speech. Any reference to appellant's dress or speech was brought into the case only to prove that defendant was the individual who committed the illegal acts. Even the defense counsel recognized *153 that the thrust of the prosecution had no relationship to the words spoken by Mechanic. At the close of the prosecution's case (R 26), the defense moved to dismiss the charges. In arguing the motion, counsel stated: "There is, indeed, a great conflict in the evidence between the three witnesses as to what transpired.There is absolutely no evidence as to what the defendant said toanyone." (R 27). (Emphasis added.)
Any further references in the defendant's testimony to the context of his speech was brought out only to show Mechanic's aggressiveness and, therefore, his likelihood of committing the illegal acts. The testimony conclusively establishes that defendant was convicted only because of his conduct, which was consistent with the charge in the affidavit. Therefore, I dissent.