34 Misc. 2d 304 | N.Y. Sup. Ct. | 1962
The complaint herein sets forth two causes of action. In the first, plaintiff demands judgment against defendant MeMorran, individually and as Superintendent of the New York State Department of Public Works, decreeing certain acts of the said defendant to be illegal, void and in violation of the rights of the plaintiff under the law, statutes and Constitutions of the State and the United States, that certain maps filed on March 27, 1962 in the office of the Albany County Clerk and the office of the Secretary of State are void and should be can-celled of record, that plaintiff’s title in-the premises described be recognized and confirmed and that said defendant be excluded from said premises and enjoined from taking any further action or proceedings in regard thereto, and that, pending the hearing and determination of the action, an injunction issue excluding said defendant from the premises and enjoining him from
We are concerned at the moment with two motions, one by the defendants and the other by the plaintiff. Defendants move to dismiss the summons and complaint (1) under subdivision 4 of rule 106 of the Rules of Civil Practice, on the ground that the complaint does not state facts sufficient to constitute a cause of action, and (2) under subdivision 2 of rule 106 of the Rules of Civil Practice on the ground that, insofar as the plaintiff has brought the action in a representative capacity on behalf of other owners in the area shown on the sketch annexed to the complaint, the plaintiff has not legal capacity to sue. The plaintiff moves for an order enjoining and restraining the defendants during the pendency of this action, excluding the defendants from the lands and premises in question and enjoining them from interfering with any portion of the property herein and from taking further action or proceedings.
Plaintiff also has brought a proceeding under article 78 of the Civil Practice Act seeking to review the determination of the respondent therein, J. Burch McMorran, as Superintendent of the New York State Department of Public Works, regarding the purported acquisition by the State of New York of the land in question and to annul and set aside said determination and to declare the filing of certain maps in connection therewith to be null and void. At the time of the argument of the said motions made by defendants and plaintiff herein there was also heard the application of the said respondent in said article 78 proceeding to dismiss the petition therein on the grounds that the petition therein fails to state facts which entitle petitioner to the relief sought or to any relief and that under subdivision 4 of section 1285 of the Civil Practice Act relief pursuant to article 78 is not available where there is another adequate remedy.
In connection with the application herein by defendants to dismiss the complaint, it is not the function of a court at this time to determine one way or another the worthiness of the project in question or to determine the ultimate merits of the legal controversy but rather to test the attacked pleading, that
At the outset, there are certain basic and elementary rules in regard to motions to dismiss a complaint for legal insufficiency. A pleading attacked for insufficiency must be construed liberally and broadly and is entitled to every fair inference and intendment (Civ. Prac. Act, § 275; Wainwright & Page v. Burr & McAuley, 272 N. Y. 130, 132; Condon v. Associated Hosp. Serv., 287 N. Y. 411, 414; First Nat. Bank of Morrisville v. International Radiant Corp., supra; Kronenberg v. Sullivan County Steam Laundry Co., 91 N. Y. S. 2d 144, 147, affd. 277 App. Div. 916; Butler v. Foster, 246 App. Div. 680; Stark v. Howe Sound Co., 148 Misc. 686, 690, affd. 241 App. Div. 637; Leary v. City of New York, 240 App. Div. 911; Glenmark, Inc. v. Carity, 30 Misc 2d 1065, 1071; Allen v. Thousand Is. Park Corp., 18 Misc 2d 1079, 1081, affd. 11 A D 2d 623; Case v. New York Cent. R. R. Co., 16 Misc 2d 568, 572). Furthermore, upon such a motion, the court accepts as true the material allegations of fact contained in the complaint and the reasonable inferences that may be drawn therefrom (St. Regis Tribe v. State of New York, 5 N Y 2d 24, 36; Garvin v. Garvin, 306 N. Y. 118, 120; Schwartz v. Heffernan, 304 N. Y. 474, 482; Denihan Enterprises v. O’Dwyer, 302 N. Y. 451, 458; Locke v. Pembroke, 280 N. Y. 430, 432; Nevins, Inc. v. Kasmach, 279 N. Y. 323, 325; Hart v. Hart, 274 App. Div. 836). If in any aspect upon the facts stated the plaintiff is entitled to a recovery, the motion should be denied (Dulberg v. Mock, 1 N Y 2d 54, 56; Pomerance v. Pomerance, 301 N. Y. 254, 255; Dyer v. Broadway Cent. Bank, 252 N. Y. 430, 432-433; New Rochelle Trust Co. v. Hinton, 256 App. Div. 724, 725). Also, where a defendant’s motion is addressed to the sufficiency of the entire complaint under said rule 106, as here, the sufficiency of any one cause of action in the complaint will defeat the motion (Imperatrice v. Imperatrice, 298 N. Y. 549; Advance Music Corp. v. American Tobacco Co., 296 N. Y. 79, 84; Triangle Pub. v. Ferrare, 6 A D 2d 847; Interstate Operating Co. v. O. P. G. Recreation Center, 279 App. Div. 753; Halstead v. General Ry. Signal Co., 268 App. Div. 1060; Fusco v. Brooks, 263 App. Div. 845).
It is alleged and appears from the allegations of the first cause of action in the complaint, in substance and among several other things: that plaintiff City of Albany is a municipal corpo
Chapter 1 of the Laws of 1962 appropriates the sum of $20,000,000 under the heading “ Capital City Improvements ” with the following language: ‘ ‘ The sum of twenty million dollars ($20,000,000) or so much thereof as may be required is hereby appropriated from the capital construction fund to the department of public works for the acquisition of real property for state purposes in the city of Albany in connection with the redevelopment and rehabilitation of the Capital City, including costs incidental thereto. Such acquisition of property shall be made by the superintendent of public works in the manner prescribed by the provisions of section 30 of the highway law ... 20,000,000 00 ”. The words 11 in connection with the redevelopment and rehabilitation of the Capital City ” are noted. Certainly, these are different purposes than that of State building sites. The fact of this difference is obvious alone from the different legislative language in this regard employed in chapter 572 of the Laws of 1947 and in chapter 1 of the Laws of 1962. Section 11 of article VII of the State Constitution provides in part: “ Except the debts specified in sections 9 and 10 of this article, no debt shall be hereafter contracted by or in behalf of the state, unless such debt shall be authorized by law, for some single work or purpose, to be distinctly specified therein ”. The words ‘ ‘ distinctly specified therein ’ ’ are significant and important.
The Court of Appeals pointed out in Society of N. Y. Hosp. v. Johnson (5 N Y 2d 102) a case involving a former Superintendent of Public Works of the State, that all statutes authorizing officers of bodies to exercise the right of eminent domain must be strictly construed. In the recent case of Schulman v. People (10 N Y 2d 249, 255) the Court of Appeals declared: “ Statutes conferring the power of eminent domain are not extended by inference or implication”. In volume 19 of New York Jurisprudence we read at page 199: ‘ ‘ Salutes delegating the power of eminent domain must be strictly construed and will not be extended by inference or implication. The powers granted will extend no further than is stated expressly or is necessary to accomplish the general scope and purpose of the grant and if there remains a doubt as to the extent of the power after all
Under chapter 572 of the Laws of 1947 the Superintendent of Public Works was authorized to acquire by appropriation any and all property in the County of Albany which he may deem necessary for the purpose of constructing State buildings and the sum of $350,000, or as much as may be needed, was appropriated for the purposes of said act. The complaint alleges in substance that thereafter the Legislature from time to time appropriated additional moneys to accomplish the purpose and intent of said law but that the moneys appropriated thereunder and as amended have been expended, that there are no moneys remaining from the appropriation under said chapter as amended and that the defendant McMorran had no power or authority to file the said maps for the purpose of State building sites without an additional appropriation by the Legislature for that purpose prior to said filing.
Under the clearly settled law as above set forth, said facts in the complaint are accepted as true for the purposes of this motion. Therefore, for the purposes of considering this motion by defendants to dismiss, it is deemed that there is and was at the time in question no money available under said chapter 572 of the Laws of 1947, as amended.
Section 41 of the State Finance Law, entitled “ Indebtedness not to be contracted without appropriation”, provides as follows: “No state officer, employee, board, department or commission shall contract indebtedness on behalf of the state, nor assume to bind the state, in an amount in excess of money appropriated or otherwise lawfully available. This section shall not apply to a case where a statute expressly authorizes the making of a contract or contracts for a stated maximum amount which exceeds the money appropriated or otherwise available for payments thereon.” Under the facts accepted here as true, it is obvious that defendant McMorran is assuming or has assumed to bind the State “in an amount in excess of money appropriated or otherwise lawfully available ” because it is alleged that there is no money available and that the moneys appropriated have been expended.
Section 9 of article VII of the State Constitution provides in part as follows: “ The state may contract debts in anticipation of the receipt of taxes and revenues, direct or indirect, for the purposes and within the amounts of appropriations theretofore made ”. If the attempted acquisition of the lands in question by the Superintendent is considered as being under and pursuant
The defendants contend at pages 21-22 of their memorandum that ‘ ‘ inadequacy of monies appropriated does not render a taking void ”. We are not dealing here alone with a claim of inadequacy but, more significantly, with a claimed absence of any appropriation whatsoever for the purpose in question. In one of the cases cited, Pauchogue Land Corp. v. Long Is. State Park Comm. (243 N. Y. 15, 27) the Court of Appeals stated, in part and among other things: ‘1 It follows inevitably that the power to appropriate land as well as to agree on compensation depends on an appropriation of money measurably adequate to justify the Commission in proceeding summarily ”. In another cited matter, Burnham v. Bennett (141 Misc. 514, affd. 235 App. Div. 751, affd. 259 N. Y. 655) the lower court held among other things (p. 516): “ The above provisions of the Constitution relied upon by the Attorney-General unequivocally forbid the creation of debts by the Legislature except for appropriations made and in the anticipation of current taxes unless authorized by the vote of the People and except in special eases expressly provided for in the Constitution itself. No money shall ever be paid out of the treasury of the State or any of its funds, except in pursuance of an appropriation by law (State Const, art. 3, § 21).” The present section 7 of article VII of the State Constitution was derived in part from former section 21 of article III.
Section 7 of article VII of the State Constitution provides: “ No money shall ever be paid out of the state treasury or any of its funds, or any of the funds under its management, except
To summarize a bit, chapter 319 of the Laws of 1961 confers no authority to acquire property or to exercise the powers of eminent domain; chapter 1 of the Laws of 1962 appropriates money for the redevelopment and rehabilitation of the Capital City and not for State building sites; and, the moneys appropriated under chapter 572 of the Laws of 1947, as amended, according to the facts deemed true on this motion, have been expended and do not remain, so that any contracting of debts by or on behalf of the State thereunder or any expenditure of funds by the State thereunder would be prohibited by the State Constitution.
The first cause of action set forth in the complaint further alleges in substance and among other things that prior to the filing of said maps on March 27,1962, defendant McMorran had formulated no plans for the layout or construction of State buildings, had made no appraisal of the parcels of real property affected, had made no determination concerning the cost of acquisition and neither sought nor received facts from any person or agency upon which to base his determination; that the said filing deprived the owners of their real property far in excess of the amount of land reasonably and foreseeably necessary; that the people and residents of the City of Albany have been and will be deprived of their peace, tranquility and the equal protection of the laws to which they are entitled; that said property is and will be used for a private purpose; that there are no specific plans for the development or public use of this property presently in existence; and that ‘‘ the defendant in causing, permitting or allowing the filing of said maps, knowingly acted in bad faith in that said filing’ constituted a mere naked act of power exercised without rational basis or logical relationship to his public duty and authority, and was based upon a corrupt, unworthy, malicious and baseless motive, was irrational, unreasonable and not in the interest of the public ”; and that defendant McMorran has not in good faith taken the
In Cuglar v. Power Auth. of State of N. Y. (4 Misc 2d 879, affd. 4 A D 2d 801, affd. 3 N Y 2d 1006) the Special Term held, at pages 896-897, that the necessity for an appropriation of lands for public use is a legislative function and the instrumentality in which it reposes such power is the sole judge of the necessity in lieu of any provision to the contrary but that it is likewise true that an attempted appropriation could be so irrational or baseless. and with such utter disregard of the public necessity for its use that the courts would interfere. The following, among others, were cited therein: Kaskel v. Impellitteri (306 N. Y. 73, 78, 80; American Jurisprudence, Eminent Domain (vol. 18, § 107); People v. Fisher (190 N. Y. 468, 477); Matter of Port of New York Auth. (118 N. Y. S. 2d 10). Here, as indicated, the complaint alleges, among other things, that the tract of land purportedly acquired comprises an area covering approximately 40 heavily developed city blocks and that the whole area is improved with substantial business and residential property and includes large office buildings, schools, churches and municipal properties and that prior to the filing of the maps defendant had formulated no plans for the layout or construction of State buildings.
In Matter of Mayo v. Windels (255 App. Div. 22, affd. 281 N. Y. 837) the Appellate Division said (p. 27): “ The taking of property beyond that which is required for the particular use named in the petition is a violation of constitutional limitations. (2 Lewis on Eminent Domain, [3d ed.] § 600; Cooley on Constitutional Limitations [7th ed.], p. 779.) ” In Arverne Bay Constr. Co. v. Thatcher (278 N. Y. 222, 231) the Court of Appeals held: “ The legislative power of the State is, however, not plenary, but is limited by the Constitution of the United States and by the Constitution of the State ”. (See, also, Vernon Park Realty v. City of Mount Vernon, 122 N. Y. S. 78, 85, affd. 282 App. Div. 890, affd. 307 N. Y. 493.)
In Matter of Bronx Chamber of Commerce v. Fullen (174 Misc. 524, 529) it was stated: “ The objection that the appropriation of property is not for a public use may be raised not alone by the owner but by any person interested, even as a taxpayer (Long Island R. R. Co. v. Jones, 151 App. Div. 407; Stratford v. City of Greensboro, 124 N. C. 127); unless waived (Matter of Cooper, 93 N. Y. 507, affg. 28 Hun, 515; Embury v. Conner, 3 N. Y. 511, revg. 4 N. Y. Super. Ct. 98; Baker v. Braman, 6 Hill,
In Willy v. Mulledy (78 N. Y. 310, 314) it was held: “ When a statute imposes a duty upon a public officer, it is well settled that any person having a special interest in the performance thereof may sue for a breach thereof causing him damage, and the same is true of a duty imposed by statute upon any citizen ”. In Plesch v. Banque Nationale de la Republique d’Haiti (273 App. Div. 224, 228, affd. 298 N. Y. 573) Judge Van Voorhis, writing for the majority of the Appellate Division, declared: “It is well settled that one cannot successfully assert as a defense to an action for wrongfully dealing with property that he acted pursuant to governmental orders, if such orders were invalid or ineffective.”
In Schulman v. People (10 N Y 2d 249) the Superintendent of Public Works of the State attempted to exercise certain powers of eminent domain under section 30 of the Highway Law. The Court of Appeals decided against the State holding that the State did not have the power of condemnation sought to be exercised under the statute in question. It is one of plaintiff’s claims here that the Superintendent did not have the power and authority to appropriate the lands in question.
In Saso v. State of New York (20 Misc 2d 826, 830) it was stated: “ In this court’s opinion an action of this character may be maintained in the Supreme Court on a claim of an alleged unauthorized and illegal appropriation of real property by an agent of the State while acting in his official capacity as the State’s condemning authority. (Society of New York Hosp. v. Johnson, 9 Misc 2d 73, 81, mod. on other grounds 5 A D 2d 552, affd. 5 N Y 2d 102)”.
The second phase of defendants ’ motion to dismiss is brought under subdivision 2 of rule 106 of the Rules of Civil Practice, contending that plaintiff has not legal capacity to sue. This alleged ground for dismissal appears in the moving papers but was not pressed upon argument or in defendants ’ memorandum. This part of the motion is answered with clarity by the Appellate Division in Field v. Allen (9 A D 2d 551) wherein it was unanimously held: “ There is a sharp difference between an absence of a capacity to sue and absence of right to any relief. The classic definition of the distinction in New York was given by Vahh, J., in Ward v. Petrie (157 N. Y. 301, 311): ‘ Incapacity
The plaintiff city has moved for what is known as an injunction pendente lite, enjoining and restraining defendants herein during the pendency of this action, excluding the defendants from said lands and premises and enjoining them from interfering "with any portion of the property herein and from taking further action or proceedings. Before proceeding further it should be pointed out that the granting of such relief does not determine the ultimate issues; it “ serves only to hold the matter in status quo until opportunity is afforded to decide upon the merits ” (Walker Mem. Baptist Church v. Saunders (285 N. Y. 462, 474; Benson Hotel Corp. v. Woods, 168 F. 2d 694, 697-698; Toledo, Ann Arbor & North Mich. Ry. Co. v. Pennsylvania Co., 54 F. 730, 741; International Ry. Co. v. Barone, 246 App. Div. 450, 457). There is the fundamental rule that there is no discretion to issue a temporary injunction unless it appears that the applicant therefor, on the face of his complaint or moving papers, prima facie has some kind of a cause of action against the opposite party (10 Carmody-Wait, New York Practice, p. 531). Here, as indicated previously, plaintiff’s complaint prima facie has a cause of action against defendants. A consummation of the proposed taking and entry by defendants would make the issues tendered by the complaint academic. The maintenance of the status quo until a full and deliberate opportunity is afforded to decide the case upon the merits seems to be only fair, just and equitable. Furthermore, the memorandum of defendants states at page 23: “As was stated in the affidavit submitted to the Appellate Division on the motion to vacate the temporary stay, the State is presently engaged in the preliminary survey only, and has openly made known its intention not to interfere physically either with the occupants and residents of the area or with any of the structures therein in the immediate future.” This being so, there should be less objection to a temporary injunction, fashioned along the lines of the stay as modified by the Appellate Division. In Society of N. Y. Hosp. v. Johnson (5 A D 2d 552, affd. 5 N Y 2d 102) suit was brought to restrain defendant State Superintendent of Public Works from attempting to acquire by appropriation a
The motion of defendants to dismiss the complaint herein is denied, the time for defendants to serve their answers herein being extended for a period of 20 days following service of a copy of the order to be entered herein with notice of entry thereof. The application of plaintiff for an injunction pendente lite is granted, same to be subject to the modification as provided for by the Appellate Division in regard to the stay issued herein.