Opinion
In a case challenging the legality of an initiative enacted by California voters, does an organization created to defend the initiative have a sufficiently direct and immediate interest in the litigation to require that it be permitted to intervene under Code of Civil Procedure section 387, subdivision (a)? Here, one such organization, the Proposition 22 Legal Defense and Education Fund (Fund), argues the trial court erred in denying its motions to intervene in two cases, since consolidated, that challenge the applicability and constitutionality of Family Code sections defining marriage in California as between a man and a woman. (Fam. Code, §§ 300, 301, 308.5.) 1 We conclude the trial court did not abuse its discretion in denying the Fund’s motions for permissive intervention because the Fund has identified no direct or immediate effect that a judgment in the consolidated cases may have on it or its individual members. Although the Fund actively supports the Family Code statutes in question, its interest in upholding these laws is not sufficient to support intervention where there is no allegation the Fund or its members may suffer tangible harm from an adverse judgment. Accordingly, we affirm the order denying intervention.
BACKGROUND
On February 12, 2004, at the direction of its mayor and county clerk, the City and County of San Francisco (City) began issuing marriage licenses to same-sex couples. (See
Lockyer
v.
City & County of San Francisco
(2004)
The Fund promptly filed ex parte applications seeking leave to intervene in the two cases. After the trial court refused to grant ex parte relief, the Fund filed noticed motions to intervene. Noting that it “represents over 15,000 residents and taxpayers of California who supported and continue to support Proposition 22,” the initiative now codified as section 308.5, the Fund asserted it had an interest in the outcome of the cases “because of its interest in enforcing and defending Proposition 22 and California’s marriage statutes.” The Fund also cited the “active support of Proposition 22” by its board *1035 members and individual contributors as evidence of its interest in the litigation. Three of these board members, Senator William J. (Pete) Knight, Natalie Williams and Dana Cody, submitted declarations in support of the Fund’s intervention motions.
Senator Knight was the official proponent of Proposition 22. He declared he “took an active role in assuring successful passage” of the initiative by working with others to create a registered ballot measure committee and by obtaining necessary signatures to submit the initiative to California voters. Now a board member and president of the Fund, Knight explained that the Fund was established approximately one year after the passage of Proposition 22 for the purpose of ensuring enforcement of the initiative, and he represented that more than 15,000 California residents had financially contributed to support this aim. Besides seeking to intervene in these actions, and others, the Fund had filed its own litigation challenging the City’s licensure of same-sex marriage (see ante, fn. 2) and challenging Assembly Bill No. 205 (2003-2004 Reg. Sess.), by which the Legislature sought to extend many of the rights and benefits of marriage to registered domestic partners (Knight v. Schwarzenegger (Super. Ct. Sac. County, 2003, No. 03-AS05284)). Knight represented that “[m]any of the Fund’s supporters were involved in organizing voter support” and many, like himself, had voted for Proposition 22.
Another board member, Natalie Williams, described the Fund’s contributors and declared that the Fund represents her personal interests as a California elector, voter and taxpayer. Williams “regularly spoke to individuals and organizations urging support for Proposition 22” before it was enacted, and she participated in designing campaign strategies in support of the initiative. She also voted in favor of Proposition 22. In addition, Dana Cody, board member and secretary for the Fund, declared that she signed the petition to place Proposition 22 on the March 2000 ballot and participated in campaign meetings regarding the initiative. At the time, she also headed a separate public interest organization that supported passage of Proposition 22. Cody also voted in favor of Proposition 22.
On April 1, 2004, the superior court ordered the City’s case consolidated with Woo v. Lockyer, and the plaintiffs later filed a joint opposition to the Fund’s intervention motions. In support of their arguments, plaintiffs submitted California Supreme Court orders denying motions to intervene that several individuals (including Senator Knight) and a public interest group (Campaign for California Families) had filed in the original writ proceedings *1036 before that court. (See Lockyer v. City and County of San Francisco, supra, 33 Cal.4th at pp. 1072-1073.) The trial court denied the Fund’s motions to intervene after a hearing, and this appeal followed. 5
DISCUSSION
The Fund sought permissive intervention in the consolidated cases pursuant to Code of Civil Procedure section 387, subdivision (a). This statute states, in relevant part: “Upon timely’ application, any person, who has an interest in the matter in litigation, or in the success of either of the parties, or an interest against both, may intervene in the action or proceeding.” (Code Civ. Proc., § 387, subd. (a).) Under Code of Civil Procedure section 387, subdivision (a), “the trial court has discretion to permit a nonparty to intervene where the following factors are met: (1) the proper procedures have been followed; (2) the nonparty has a direct and immediate interest in the action; (3) the intervention will not enlarge the issues in the litigation; and (4) the reasons for the intervention outweigh any opposition by the parties presently in the action. [Citation.]”
(Reliance Ins. Co. v. Superior Court
(2000)
Because the decision whether to allow intervention is best determined based on the particular facts in each case, it is generally left to the sound discretion of the trial court.
(Northern Cal. Psychiatric Society v. City of Berkeley
(1986)
To support permissive intervention, it is well settled that the proposed intervener’s interest in the litigation must be direct rather than consequential, and it must be an interest that is capable of determination in the action.
(People v. Superior Court (Good), supra,
Based on Senator Knight’s role as the official proponent of Proposition 22, and based on the campaign efforts of Cody, Williams and others of its members, 6 the Fund argues it has a unique and heightened interest in the outcome of this litigation sufficient to permit intervention. The Fund contends Knight and the campaign organizers it represents gained a direct interest in litigation challenging section 308.5 “as a result of investing their personal reputation and considerable time and efforts” toward passage of Proposition 22, since a judgment ruling the statute invalid “would effectively nullify their *1038 efforts and harm their reputation.” The Fund also asserts that, independent of the interests of its members, it has a sufficient interest to permit intervention because a ruling declaring section 308.5 unconstitutional, or limiting its application, might damage the Fund’s reputation and decrease the organization’s ability to attract support and contributions.
As respondents point out, however, the Fund itself played no role in sponsoring Proposition 22 because the organization was not even created until one year
after
voters passed the initiative. In addition, despite the Fund’s discussion of Senator Knight’s activities and interests, this case does not present the question of whether an official proponent of an initiative (Elec. Code, § 342) has a sufficiently direct and immediate interest to permit intervention in litigation challenging the validity of the law enacted. Only the Fund—and not Senator Knight or any other individual member—sought to intervene in the consolidated cases. Moreover, to the extent the Fund seeks intervention as a representative of the interests of its members (see
Bustop v. Superior Court
(1977)
Assuming the Fund may seek to intervene as a representative of the interests of members who worked to put the initiative on the ballot, or who contributed time and money to the campaign effort, we conclude the trial court did not abuse its discretion in denying the Fund’s intervention motions because these individuals do not themselves have a sufficiently direct and immediate interest to support intervention. (See
Bustop v. Superior Court, supra, 69
Cal.App.3d at pp. 70-71 [organization was permitted to intervene as a representative because its members had a direct interest in litigation affecting reassignment of children to different district schools]; see also
Simpson Redwood Co. v. State of California
(1987)
The Fund’s primary argument is that it has an especially strong interest in defending the validity of California’s marriage laws because its members were heavily involved in obtaining voter approval of Proposition 22 and because the Fund itself was created for the express purpose of defending and enforcing the definition of marriage set forth in this initiative. But while the members’ campaign involvement and the Fund’s charter may bear upon the strength of the asserted interest, they do nothing to change the fundamental nature of this interest, which is philosophical or political. There is no doubt the Fund’s members strongly believe marriage in California should be permitted only between opposite-sex couples, and they believed in this principle strongly enough that they expended energy and resources to have it passed into law. However, because there is no evidence its members will be directly harmed by an unfavorable judgment, the Fund’s interest in defending this principle is likewise indirect. California precedents make it clear such an abstract interest is not an appropriate basis for intervention.
• In
Socialist Workers, supra,
53 Cal.App.3d at pages 883-886, a nonprofit corporation named Common Cause sought to intervene in an action challenging the validity of Elections Code provisions requiring public disclosure of information regarding campaign contributors. Common Cause asserted it and its members had a direct interest in the public disclosure laws because the organization was created “to work for the improvement of political and governmental institutions and processes” at local, state and federal levels.
(Id.
at pp. 886.) However, the court concluded this bare political interest in the laws was not sufficient to support intervention.
(Id.
at pp. 891-892.) A
*1040
judgment enjoining enforcement of the disclosure laws would not be binding upon Common Cause or its members, and “ ‘they will be as free to pursue their business after the rendition of said judgment, as they were before.’ ”
(Id.
at p. 892, quoting
Jersey Maid, supra,
Also relevant is a case the Fund relied on below,
People ex rel. Rominger v. County of Trinity
(1983)
Although
Rominger
ultimately concluded this second interest—i.e., potential harm to members who would be exposed to banned herbicides—was sufficient to permit intervention, the court took specific pains to observe that Sierra Club members’ political interest in upholding environmental laws was
not
an appropriate basis for intervention.
(Rominger, supra,
147 Cal.App.3d at pp. 662-663.) The court stated: “[W]e do not conclude, as the interveners apparently urge us to do, that the mere support of a statute by a person is sufficient to justify intervention by such person in an action challenging such statute. Nor do we conclude that a general political interest in upholding a statute is sufficient to intervene in a.challenge to it. We reiterate that one of the purposes of intervention is ‘to protect the interests of those
who may be affected by the
judgment. . . .’
(County of San Bernardino v. Harsh California Corp.
[(1959)] 52 Cal.2d [341,] 346 [
The Fund attempts to distinguish
Socialist Workers
and
Rominger
by arguing it does not appear the petitioners in these cases were “directly involved” in enacting the challenged laws. This is a distinction without a difference. The Sierra Club alleged in
Rominger
its members “actively supported]” the specific county ordinances at issue in the case.
(Rominger, supra,
The Fund also discusses several cases in an effort to establish there is a “routine practice” in California and federal courts of allowing initiative proponents to intervene when the measures they helped enact are challenged. However,
none
of the California cases cited addresses whether intervention was proper. Some simply note that an initiative sponsor was permitted to intervene in earlier proceedings (e.g.,
Amwest Surety Ins. Co. v. Wilson
(1995)
*1042
The Fund also relies on
Simpson Redwood, supra,
The Fund also cites a handful of federal cases from California in which initiative sponsors and supporters were permitted to intervene. 10 Federal cases deciding whether intervention is appropriate under the more lenient test of rule 24(a) of the Federal Rules of Civil Procedure (28 U.S.C.), which requires only that the applicant have an “interest” in the litigation which a disposition “may as a practical matter impair or impede,”* 11 are of course not determinative of whether intervention is proper under the stricter test of Code of Civil Procedure section 387, subdivision (a). (See 4 Witkin, Cal. Procedure (4th ed. 1997) Pleading, § 194, p. 251 [noting rule 24 “goes far beyond” California law “in allowing permissive intervention when there is merely a common question of law or fact”].) Moreover, there is serious doubt whether the two federal decisions upon which the Fund relies remain good law.
In
Yniguez v. State of Arizona
(9th Cir. 1991)
In the other federal case the Fund cites as persuasive authority, a district court relied on
Yniguez
in concluding official proponents of California’s Proposition 140 had asserted a sufficient interest for intervention under rule 24(a).
(Bates v. Jones
(N.D.Cal 1995)
In short, the Fund has directed us to no authority holding that petitioners who supported and campaigned for a ballot initiative have such a direct and immediate interest in litigation challenging the initiative’s validity that they must be permitted to intervene under Code of Civil Procedure section 387, subdivision (a). Because the Fund failed to assert that it, or any of its members, would be directly affected by a judgment in this case, the trial court did not abuse its discretion in denying the Fund’s motions to intervene. Having decided the Fund lacked a sufficiently direct and immediate interest to permit intervention, we need not address the parties’ arguments regarding whether intervention would improperly enlarge the issues in the litigation and whether the rights of the original parties outweigh the reasons for intervention. Finally, it is important to note that even though the Fund does not enjoy the status of a party in these consolidated cases, it may have the opportunity to present its views on the validity of California’s marriage statutes through amicus curiae briefs. (See
Jersey
Maid,
supra,
*1045 DISPOSITION
The order denying the Fund’s motions to intervene in the consolidated cases is affirmed. The Fund shall bear costs on appeal.
Corrigan, J., and Parrilli, J., concurred.
Appellant’s petition for review by the Supreme Court was denied July 20, 2005. George, C. J., and Baxter, J., did not participate therein.
Notes
All statutory references are to the Family Code unless otherwise indicated.
The cases were
Thomasson v. Newsom
(Super. Ct. S.F. City and County, 2004, No. CGC-04-428794), and
Proposition 22 Legal Defense and Education Fund v. City and County of San Francisco
(Super. Ct. S.F. City and County, 2004, No. CPF-04-503943).
(Lockyer v. City and County of San Francisco, supra,
Section 300 states, in relevant part: “Marriage is a personal relation arising out of a civil contract between a man and a woman, to which the consent of the parties capable of making that contract is necessary.” The gender specifications were added to the statutory language in 1977. (Stats. 1977, ch. 339, § 1, p. 1295.) Citing a state Senate Judiciary Committee analysis, the Supreme Court has observed that legislative history clearly indicates the objective of this amendment was to prohibit persons of the same sex from marrying.
(Lockyer
v.
City and County of San Francisco, supra,
Section 301 states: “An unmarried male of the age of 18 years or older, and an unmarried female of the age of 18 years or older, and not otherwise disqualified, are capable of consenting to and consummating marriage.”
Section 308.5, which was added to the Family Code by voter approval of Proposition 22, states: “Only marriage between a man and a woman is valid or recognized in California.”
After the trial court denied the Fund’s intervention motions, the consolidated cases now before us were coordinated with other cases raising similar issues in In re. Marriage Cases (Super. Ct. S.F. City and County, 2004, JCCP No. 4365). Because the City’s respondent’s brief noted that the Fund is currently participating as a party in one of the cases in the coordinated proceeding (Proposition 22 Legal Defense and Education Fund v. City and County of San Francisco (Super. Ct. S.F. City and County, 2004, No. CPF-04-503943)), we requested supplemental briefing as to whether these developments rendered the Fund’s claims on appeal moot. Having reviewed the parties’ submissions, we conclude the appeal is not moot.
Noting the Fund did not specifically allege it is a “membership organization,” respondents take issue with the Fund’s description of its supporters or contributors as “members.” We need not, and therefore do not, resolve this dispute now. The term “members” in this opinion refers only to the supporters of Proposition 22 whom the Fund claims to represent; it is not meant as a term of art and reflects no decision as to the legal relationship between these individuals and the Fund.
The parties inform us Senator Knight died on May 7, 2004, less than a month after the trial court denied the Fund’s motions to intervene. Knight’s purported interest in protecting the validity of the measure enacted as a fruit of his labors appears to have been an entirely personal one; in any event, no personal representative or successor in interest has appeared to seek intervention in his place. (Cf. Code Civ. Proc., § 377.30 [surviving cause of action may be asserted by decedent’s personal representative].)
Although the Fund’s lawyer argued in the trial court that an unfavorable decision would “wholly change [the] meaning” of its contributors’ marriage certificates and “take away the exclusivity of the institution” of marriage, it has not repeated these arguments on appeal. In any event, such potential consequences would hardly be limited to the Fund’s contributors, but would affect all preexisting California marriages. Because the Fund’s members stand in the same position as a broad cross-section of the California public regarding such potential effects of a judgment on their opposite-sex marriages, their interests are not sufficiently unique or direct to support intervention.
(Socialist Workers, supra,
In another California case (not cited by the Fund) the Supreme Court rejected an argument that Evidence Code section 669.5 should not apply to local ballot initiatives—because local governments may not be motivated to defend them—by noting that trial courts may allow initiative proponents to intervene in such cases and assist in the defense.
(Building Industry Assn. v. City of Camarillo
(1986)
In addition the Fund also requested judicial notice of an order permitting it to intervene in litigation in the Central District of California. From across the aisle, the Woo respondents have requested judicial notice of orders from six states denying requests by state legislators to intervene in same-sex marriage cases. Although we take judicial notice of these materials pursuant to Evidence Code sections 452 and 453, we find none of the orders persuasive due to their lack of analysis.
“Upon timely application anyone shall be permitted to intervene in an action: (1) when a statute of the United States confers an unconditional right to intervene; or (2) when the applicant claims an interest relating to the property or transaction which is the subject of the action and the applicant is so situated that the disposition of the action may as a practical matter impair or impede the applicant’s ability to protect that interest, unless the applicant’s interest is adequately represented by existing parties.” (Fed. Rules Civ. Proc., rule 24(a), 28 U.S.C.)
