Citizens for Responsibility & Ethics in Washington v. U.S. Department of JusticeCitizens for Responsibility & Ethics in Washington v. U.S. Department of Justice
MEMORANDUM OPINION
I. INTRODUCTION
Sеction 552(a)(2) of the Freedom of Information Act (“FOIA”) is known as FOIA’s “reading room” requirement. Unlike its better-known counterpart, Section 552(a)(3), which provides that an agency’s disclosure obligation is triggered only upon a request for specific records, Section 552(a)(2) obligates agencies to make certain types of materials available “for public inspection and copying,” without the predicate requirement of a request. As pertinent here, subsections 552(a)(2)(A) and (a)(2)(B) require agencies to make available for public inspection and copying, respectively, (1) “final opinions ... mаde in the adjudication of cases” and (2) “those statements of policy and interpretations which have been adopted by the agency and are not published in the Federal Register.”
The plaintiff in this case, Citizens for Responsibility and Ethics in Washington, filed suit against Defendant U.S. Department of Justice (“DOJ”), alleging that DOJ has violated FOIA by failing to make legal opinions issued by its Office of Legal Counsel (“OLC”) publicly available under subsections 552(a)(2)(A) and (a)(2)(B). Quite naturally, one would think that an alleged violation of FOIA would be actionable under FOIA itself. Not so here, at least according to Plaintiff, which contends that FOIA does not provide an adequate remedy to address DOJ’s alleged Section 552(a)(2) violation. For that reason, Plaintiff has filed suit seeking relief solely under the Administrative Procedure Act (“APA”). Not surprisingly, DOJ argues that Plaintiff cannot challenge DOJ’s alleged lack of compliance with Section 552(a)(2) under the APA because FOIA provides an adequate remedy. Thus, the primary question the court must address here is whether a suit alleging that an agency has violated Section 552(a)(2) must be brought under FOIA, and FOIA alone, or whether such a claim can be advanced under the APA.
The court concludes that Plaintiff has filed its suit under the wrong statute. An action, as here, thаt seeks to compel a federal agency to comply with Section 552(a)(2) must be filed under FOIA. It cannot be brought under the APA. Accordingly, the court grants Defendants’ Motion to Dismiss.
II. BACKGROUND
A. Factual Background
Plaintiff Citizens for Responsibility and Ethics in Washington (“Plaintiff’ or “CREW”) is a “nonprofit, non-partisan corporation ... committed to protecting the rights of citizens to be informed about the activities of government officials; determining what the executive branch considers to be controlling legal authority, especially that which affects the public; ensuring the integrity of government officials and their actions; and protecting the integrity of our government аnd political system against corruption and deceit.” Am. Compl., ECF No. 18, ¶ 4. On July 3, 2013, Anne L. Weisman, CREW’s Chief Counsel, sent a letter to then-Assistant Attorney General Virginia Seitz, requesting that OLC “immediately comply with its obligation under
On August 20, 2013, Deputy Assistant Attornеy General John E. Beis responded to Plaintiffs Letter on DOJ’s and OLC’s behalf. In his letter, Beis disputed Plaintiffs contention that OLC does not comply with its FOIA obligations. First, he wrote, “OLC provides confidential legal advice within the Executive Branch[, and as] such, OLC’s advice is ordinarily covered by the attorney-client and deliberative process privileges, and is therefore exempt from mandatory disclosure under the FOIA.” Mot. to Dismiss, Ex. 2, ECF No. 19-3 [hereinafter OLC Letter], Second, he countered that FOIA’s “reading room” requirement does not apply to OLC legal opinions because, “as confidential and pre-deeisional legal advicе, our opinions generally constitute neither ‘final opinions ... made in the adjudication of cases’ nor ‘statements of policy and interpretations which have been adopted by the agency.’ ” Id. (quoting
B. Procedural Background
One week after Beis responded to Plaintiffs Letter, on August 27, 2013, CREW filed suit against DOJ, as well as then-Attorney General Eric Holder and then-Assistant Attorney General Virginia Seitz — who was later replaced in this lawsuit by Assistant Attorney General Karl Thompson — in their official capacities (collectively “Defendants”). See generally Compl., ECF No 1. In the introductory sentence of its original Complaint, Plaintiff wrote: “This is an action under the [APA] and [FOIA] challenging as arbitrary, capricious, and contrary to law the failure of [DOJ] to comply with”
On September 24, 2014, Judge Emmet G. Sullivan, who was then presiding over the case, held a hearing on Defendants’ motion to dismiss. In a Minute Order issued after the hearing, Judge Sullivan de
One week later, on Octоber 1, 2014, Plaintiff filed an Amended Complaint. See generally Am. Compl. Plaintiffs Amended Complaint made clear that it sought relief only under the APA, and not FOIA. Notably, Plaintiff dropped the phrase “an action under ... FOIA” from the Amended Complaint’s introductory sentence. Am. Compl. ¶ 1 (“This is an action under the [APA] challenging as arbitrary, capricious, and contrary to law the failure of the defendants to comply with ... 5 U.S.C. §. 552(a)(2)[.]”). Plaintiff re-alleged in the Amended Complaint that DOJ’s refusal to make OLC legal opinions available under
Plaintiffs Amended Complaint sought declaratory, remedial, and injunctive relief. Plaintiff requested (1) a declaration that “[D]efendants’ refusal to make available for public inspection and copying all final opinions made in the adjudication of eases and statements of policy and interpretations adopted by the agency [is] arbitrary, capricious, and contrary to law.” Id. at 12-13. Further, it asked for (2) an order requiring “[Defendants to make all final opinions made in the adjudication of cases and statements of policy and interpretations available for public inspection and copying, including on an ongoing basis, and without a specific request for any specific opinion or category of opinion.” Id. at 13. And finally, Plaintiff demanded (3) an injunction prohibiting Defendants from: (a) “misapplying the definition of final opinions made in the adjudication of cases and statements of policy' and interpretations adopted by the agency”; (b) “applying discretionary factors of their own choosing in determining whether to make OLC opinions that fall within
On October 20, 2014, Defendants filed their Renewed Motion to Dismiss, which is now before this court. See generally Mot. to Dismiss.
III. LEGAL STANDARD
Defendants have moved to dismiss this matter under
When evaluating a motion to dismiss under
Although this case is ostensibly about DOJ’s alleged non-compliance with FOIA, because Plaintiff сhallenges DOJ’s actions only under the APA, it must satisfy the APA’s predicate requirements for bringing suit. A key limitation on the availability of review under the APA is the unavailability of any “other adequate remedy in a court” to challenge the disputed agency action.
In determining whether an “adequate remedy” is available under a law other than the APA, the Court of Appeals “has focused on whether a statute provides an independent cause of action or an altеrnative review procedure.” El Rio Santa Cruz Neighborhood Health Center, Inc. v. U.S. Dep’t of Health & Human Servs.,
The court first will address whether FOIA itself provides any remedy that would enable a plaintiff to enforce the requirements of Section 552(a)(2). Then, the court will address whether FOIA provides an adequate remedy for a suit brought for such purpose.
A. Whether FOIA Itself Provides Any Remedy to Enforce the Requirements of Section 552(a)(2)
Defendants argue that “binding D.C. Circuit precedent” establishes that “the only way for a plaintiff to enforce [compliance with Section 552(a)(2)] is to submit an individual FOIA request pursuant to [Section 552(a)(3)].” Mot. to Dismiss at 9. In other words, Defendants contend that the exclusive means to enforce compliance with Section 552(a)(2) is for a plaintiff to make an individualized request for records under Section 552(a)(3) and then, if the agency refuses to produсe the requested records, to file suit under Section 552(a)(3) seeking disclosure. Neither “a FOIA claim directly under § 552(a)(2),” nor “some other claim such as an APA claim,” is available to remedy a violation of Section 552(a)(2), according to Defendants. Id. at 9-10.
Plaintiff responds that “suits brought to enforce the obligations of [Section 552](a)(2) that are not premised on a request for an individual document are reviewable under § 706 of the APA.” Pl.’s Opp’n, ECF No. 20, at 11. It asserts that a suit to remedy a violation of Section 552(a)(2) cannot appropriately be brought under Section 552(a)(3) because of the differences between the twо provisions: “The [former] provision imposes an obligation to proactively and continuously make available to the public at large — through real or
This court’s resolution of the parties’ dispute starts with the Court of Appeals’ decision in American Mail Line, Ltd. v. Gulick,
Judge Tamm’s opinion in Gulick, however, was not the final word on the matter. Three years after deciding Gulick, in Irons v. Schuyler,
But that too was not the final word on the matter. Following the Court of Appeals’ decision, the plaintiff in Irons filed a petition for rehearing in which he argued that the Court “mistakenly relied upon [Gulick ] to support the position.that if an agency has failed to comply with Section 552(a)(2) ... a party seeking these documents by litigation must comply with the ‘identifiable’ request requirement of Section 552(a)(3).” Id. at 614. In a “Supplemental Opinion on Petition for Rehearing,” the court agreed that it had misinterpreted Gulick in its initial opinion.
The opinion in Gulick sets forth separately the views of the three judges who decided the case. Two of the judges concurred in holding that the single memorandum there requested under the Freedom of Information Aсt should be made available as an identified document under Section 552(a)(3) of the Act. The third judge thought the case was moot, and that in any event the memorandum in the circumstances should be made available quite independently of the Freedom- of Information Act. It does not appear that the majority concurred in any views as to the Freedom of Information Act except that the memorandum was an identified record and should be made available as such.
Id. at 614 (emphasis added).
The court then “turn[ed] ... to [FOIA] itself rather than to Gulick” and stated: “[W]e agree that the opinions and orders referred to in Section 552(a)(2), when рroperly requested, are required to be made available, and that such requirement is judicially enforceable without further identification under Section 552(a)(8), even though the agency has failed to make them available as required by Section 552(a)(2).” Id. at 614 (emphasis added). The court continued: “It is implicit in [Section 552(a)(2)], however, that the opinions and orders there referred to are identifiable.” Id. Although it had revised its interpretation of Gulick, the Court nevertheless reached the same conclusion it had previously, finding that the plaintiffs request for “all unpublished manuscript decisions” was not a request for “identifiable records,” and therefore, production of those records was nоt required under Section 552(a)(2). See id.
Irons, as modified by the Supplemental Opinion, thus confirms Defendants’ position in this case in one respect, but rejects it in another. Irons makes clear that an action to enforce an agency’s alleged non-compliance with Section 552(a)(2) is available under FOIA — specifically, through a suit that invokes federal court jurisdiction under Section 552(a)(4)(B). See supra note 3. The Court of Appeals’ later decision in Kennecott Utah Copper Corp. v. Dep’t of Interior, 88
However, contrary' to Defendants’ position, Irons stands for the proposition that, to enforce the requirements of Section 552(a)(2), a plaintiff need not first make a request under Section 552(a)(3). Rather, the request can be made directly under Section 552(a)(2), so long as the request, like those made under Section 552(a)(3), is for “identifiable” records.
Though Plaintiff does not address Irons in its pleadings, it does respond to Defendants’ reliance on Gulick. Plaintiff argues that, in Gulick, “the court did not hold that the APA cannot be used to enforce the provisions of § 552(a)(2),” Pl.’s Opp’n at 12, or “that FOIA review is the exclusive remedy for all § (a)(2) claims,” id. at 13. Gulick “did not even involve an APA claim,” Plaintiff contends, but rather, involved a Section 552(a)(2) “claim founded on a specific request for a specific agency memorandum on which the agency had relied.” Id. at 12. Those assertions are accurate so far as they go. But they do not rebut what the Suрplemental Opinion in Irons clearly established, which is that FOIA supplies a remedy for an alleged violation of Section 552(a)(2).
Plaintiff also relies on Public Citizen, Inc. v. Lew,
B. Whether FOIA Provides an Adequate Remedy for a Suit Challenging an Agency’s Compliance with Section 552(a)(2)
Háving concluded that FOIA providеs a remedy for a violation of Section 552(a)(2), the court turns next to whether that remedy is adequate. Section 552(a)(4)(B) confers upon federal district courts “jurisdiction to enjoin the agency from withholding agency records and 'to order the production of any agency records improperly withheld from the complainant.” According to Plaintiff, that remedial provision is inadequate here — and therefore its suit is not precluded under the APA — because the only relief it affords is compelled disclosure of records specifically requested by and withheld from a FOIA requester. Pl.’s Opp’n at 13 (arguing that relief for a Section 552(a)(3) violation is “the disclosure of specifically requested documents to a specific requester only”). Such relief, Plaintiff contends, “would not address an agency’s failure to ‘affirmatively and continuously disclose records proactively.’ ” Id. at 14 (citation and footnote omitted). In other words, according to
Defendants agree with Plaintiff about the limitations of FOIA’s remedial scheme. Relying on Kennecott, Defendants assert that under FOIA the court can, at most, order the disclosure of OLC opinions that DOJ has otherwise refused to disclose in response to a FOIA request. “[I]t is doubtful that FOIA would permit a court to enter ‘an injunction directing defendants to make publicly available on an ongoing basis, and without a specific request, all past and future final opinions made in the adjudication of cases and statements of policy and interpretations adopted by the agency.’ ” Mot. to Dismiss at 12 (quoting Compl. ¶ 43 and citing Kennecott,
The court is far from convinced that the parties are correct about the limited extent of the court’s remedial authority under FOIA. The statute itself provides district courts with the authority “to' enjoin the agency from withholding agency records and to order the production of any agency records improperly withheld from the complainant.”
The court need not, however, decide the extent of a district court’s equitable powers under FOIA’s remedial scheme to conclude that, in this case, FOIA provides an adequate remedy, thus precluding review under the APA. The Court of Appeals has left no doubt that “where a statute affords an opportunity for de novo district-court review, ... APA review [i]s precluded because ‘Congress did not intend to permit a litigant challenging an administrative denial ... to utilize simultaneously both [the statute’s review provision] and the APA,’ ” El Rio,
Moreover, even if the court’s authority were limited to ordering DOJ to disclose extant OLC opinions that Plaintiff specifically requested under
Finally, as a practical matter, the court finds it hard to conceive that, if this court or, more likely, the Court of Appeals, were to conclude that certain OLC opinions are subject to the disclosure requirements of
IV. CONCLUSION
For the foregoing reasons, the court grants Defendants’ Motion to Dismiss and dismisses this action. A separate Order accompanies this Memorandum Opinion.
Notes
. In addition to arguing that FOIA provides an adequate remedy, Defendants’ Motion raises a host of other arguments for why Plaintiff’s claim must be dismissed, including that: (1) Plaintiff failed to challenge any final agency action by OLC, id. at 1; see also id. at 15-19; Reply Mem. in Supp. of Mot. to Dismiss, ECF No. 21 [hereinafter Defs.’ Reply], at 2-14; (2) Plaintiff failed to state a claim upon which relief can be granted because OLC opinions do not qualify under
. There is a dispute amоng the courts of this District as to whether the argument Defendants make here — FOIA offers an alternative remedy and thus precludes a claim under the APA — should be reviewed under
. In 1974, five years after the D.C. Circuit issued its opinion in Gulick, "paragraph (3)” of FOIA was amended. An updated "request” provision remained in that paragraph: "(3) Except with respect to the records made available under paragraphs (1) and (2) of this subsection, each agency, upon any request for records which (A) reasonably describes such records and (B) is made in accordance with published rules stating the time, place, fees (if any), and procedures to be followed, shall make the records promptly available to any person.” Pub. L. No. 93-502, 88 Stat. 1561 (1974). The judicial review provision, however, was moved to paragraph (4) — “(4)(B) On complaint, the district court of the United States in the district in which the complainant resides, or has his principal place of business, or in which the agency records are situated, or in the District of Columbia, has jurisdiction to enjoin the agency from withholding agency records and to order the production of any agency records improperly withheld from the complainant. In such a case the court shall determine the matter de novo.”
. Technically speaking, Judge Fahy wrote the Supplemental Opinion and the other two judges — Judges MacKinnon and Robb — "con-curfred] in the views ... expressed” by Judge Fahy. Id. at 615.
. Defendants’ citation to Kennecott is unconvincing. Kennecott addressed whether a district court has the authority to compel an agency to “publish” materials in the Federal Register, as required by