CITIZENS FOR A BETTER ENVIRONMENT et al., Plaintiffs and Appellants, v. DEPARTMENT OF FOOD AND AGRICULTURE, Defendant and Respondent.
Civ. No. 21124
Third Dist.
Aug. 26, 1985
704
COUNSEL
Nicholas C. Arguimbau for Plaintiffs and Appellants.
John K. Van de Kamp and George Deukmejian, Attorneys General, R. H. Connett, Assistant Attorney General, and Robert L. Mukai, Deputy Attorney General, for Defendant and Respondent.
OPINION
BLEASE, J.—Plaintiffs appeal from the judgment denying them disclosure of records requested under the California Public Records Act. (
The Department failed to show that certain records were “not retained in the ordinary course of business“; these records must be disclosed in their entirety. Regarding the remaining records, we hold that only the recommendations to the Department concerning the action to be taken are exempt but that the factual reports of the investigations and what was found must be disclosed.
FACTS
The Department has the primary responsibility for enforcement of the federal pesticide use law pursuant to an agreement with the administrator of the environmental protection agency authorized by the Federal Insecticide, Fungicide and Rodenticide Act (FIFRA) (
Citizens For a Better Environment (Citizens) is a national environmental organization which claims a membership of 6,000 persons in the San Francisco Bay Area. Dreistadt is its employee. In October 1980 Citizens published a report by Dreistadt critical of the pesticide enforcement program in Contra Costa County. It said: “The scope and volume of pesticide use by public agencies in Contra Costa County is extensive, but has yet to be thoroughly assessed. Pesticides are often applied by minimally trained personnel without the consideration and use of reasonably available, less hazardous alternatives. The numerous juristictions [sic] which exist throughout the county create the potential for a duplicity of programs which lack coordination. Much of the pesticide use by public agencies and institutions is unrecorded and unreported. Pesticide use is poorly monitored and subject to a low level of control. Under the present pesticide regulatory system, no one agency has a clearly defined and comprehensive program to monitor and regulate urban pesticide use. In many cases, elected officials have not exercised their responsibility to evaluate and set policy on the use of biological poisons in programs funded by public monies.”
In November 1980, Citizens requested that the Department supply copies of all dоcuments from 1977 regarding its evaluations of pesticide surveillance and enforcement activities in several California counties. The request included; “final and draft reports, staff drafts and reports, notes of conversations and meetings, and any county or federal documents” in the Department‘s possession which concern matters of pesticide surveillance and enforcement. The Department responded that evaluations were conducted only in two of the subject counties, Contra Costa and San Francisco. It stated: “The evaluations of Contra Costa and San Francisco counties are in process and are not expected to be completed before the end of January 1981. Their release is currently exempted from disclosure under California Government Code Section 6254(a).”
Plaintiffs then commenced this mandamus action seeking disclosure of the requested writings. At the hearing upon the order to show cause, plaintiffs adduced the foregoing background. The court rejected as irrelevant plaintiff‘s offer of proof that there had been widespread interest in the management of the pesticides regulatory program.
The Department claimed that the requested documents are exempt from disclosure under
At trial Campbell testified that there is no standard in the Department as to what memoranda from the USEPA are retained and which are destroyed. Further, no decision had yet been made whether or not any of the documents requested would be discarded. In his opinion, “most” of the specific documents in issue would be discarded. The trial court reminded him that his declaration said the subject writings are not normally retained and asked if this applied to all the writings in issue. Campbell replied: “Portions of that, right—that statement, they are contained in those files. Working copies, ones that we received out in the field normally would not be retаined. [Unless the Department expected a challenge to the final report].” On redirect examination counsel for the Department asked if, in Campbell‘s experience, based on his 20 inspections of counties, it was the ordinary practice of the Department to discard notes, memoranda, preliminary drafts and such papers once final reports were published. Campbell testified: “Yes, we normally dispose of the working papers when the final report is in.”
The Department produced the writings, which the court examined in camera pursuant to
Plaintiff unsuccessfully moved for a new trial, asserting: (1) the trial court erred in evidentiary rulings made at the hearing; and (2) Department‘s sub-
Each final report bears the title “1980 County/State/EPA Evaluation Pesticide Use Enforcement.” Each is on a checklist form divided into eleven categories, containing pre-printed statements to be answered exclusively by checking either: “[_] Yes/Meets” or “[__] No/Does Not Meet.” The sole exception to the checklist format is the sparse provision for “Comments/Recommendations” at the end of each category. The final reports contain few comments or recommendations. They do not reveal what evidence, if any, was gathered by the monitors. They do not say how the investigation was made, who or what was investigated, or when the investigations took place. In short, they are utterly conclusory documents.
We have also reviewed the writings sought by plaintiffs. These documents are contained in two manila folders, one for each county. Each contains a checklist form identical to that used for the final reports. These forms are annotated with handwritten notes and appear to have been prepared during on-site visits to the counties. Each file also contains other handwritten documents also apparently preрared on site. The San Francisco file contains a typewritten document stamped “Draft” which tracks the categorical format of the final reports but does so in a narrative style stating county practices found by the investigator. Both files contain a typewritten memorandum of a USEPA employee who participated in the on-site visit. The San Francisco file includes an undated telephone message slip memorializing a telephone call by one Department employee to another to say thanks. Finally, both files contain a note pertaining to the fact of plaintiff‘s request for the records in issue.
In minor part, these documents consist of recommendations for improvements of county oрerations and proposals for the disposition of the items on the checklist forms of the final reports. As appears these matters are not subject to disclosure. They also provide a wealth of detail concerning the methodology of the Department inspection and monitoring visits and facts concerning county operations as perceived by the monitors. As will be shown these matters are subject to disclosure.
DISCUSSION
I
The disputed exemption is contained in
The purpose of the exemption is to provide a measure of agency privacy for written disсourse concerning matters pending administrative action. We discern this purpose from reading the statute and reviewing its antecedents.
Two years prior to enactment of the California Public Records Act Congress enacted the federal Freedom of Information Act (FOIA). Our Legislature was cognizant of this recent federal statutory antecedent. (See Schaffer et al., A Look At The California Records Act and Its Exemptions (1973) 4 Golden Gate L. Rev. 203, 210-213.) As related, the California enactment is modeled upon the FOIA. Thus, “the judicial construction and legislative history of the federal act serve to illuminate the interpretation of its California counterpart.” (See American Civil Liberties Union Foundation v. Deukmejian (1982) 32 Cal.3d 440, 447 [186 Cal.Rptr. 235, 651 P.2d 822].)
The apparent cognate of
The FOIA “memorandums” exemption has been considered several times by the United States Supreme Court and an extensive analysis of the provision and the case law is provided by Professor Davis in 1 Administrative Law Treatise (2d ed. 1978) sections 5:33-5:37. We accept his synopsis:
The text and context of
II
Plaintiffs properly concede that the records they seek are within the ambit of the first condition of
III
The second condition of
No evidence of a Department policy was offered on this point. However, Campbell‘s testimony is evidence of a Department custom. Constrained by the substantial evidence principle of appellate review, we uphold the finding of the trial court that most of the writings in issue would customarily be discarded by the Department in the ordinary course of business. However, Campbell‘s testimony does not support such a finding regarding the EPA memoranda which are contained in each county file. Campbell consistently avoided inclusion of these documents in his generalizations concerning the nonretention of “working paрers.” Accordingly, we conclude that the Department failed to carry its burden of proof to warrant exemption of the EPA memoranda.
IV
The third condition in
The meaning of the term “public interest in disclosure” is evident from the fundamental finding of the Legislature set forth at the commencement of the California Public Records Act. We reiterate that finding: “. . . access to information concerning the conduct of the people‘s business is a fundamental and necessary right of every person in this state.” (
The Department suggests that here there is no “evidence” of “public interest in disclosure.” This stems from a misperception of what constitutes a showing that information is of public interest. Sometimes an evidentiary showing of the publicly beneficial use that may be made of information may be helpful in assessing the public interest served by disclosure. (See Uribe v. Howie (1971) 19 Cal.App.3d 194, 210-211 [96 Cal.Rptr. 493].) However, in the usual case the existence and weight of the “public interest in disclosure” is a conclusion derived from the nature of the information in issue. (Sеe Coldwell v. Board of Public Works, supra, 187 Cal. at p. 520, preliminary specifications and estimates for water project is a public matter in which the public has an interest.) Here, the factual matters in the preliminary documents concern the conduct of county officials in enforcing the pesticide use laws and the conduct of state officials in the investigation and supervision of that task. It is simply incontestible that these are grave public matters in which the public has a substantial interest in disclosure. The records sought to be disclosed strongly illuminate the conduct of pesticide use law enforcement. We must weigh this “public interest in disclosure” against the asserted counterveiling statutory interest in nondisclosure.
What is the “public interest in withholding such records?” In this connection it is thе interest in fostering robust agency debate which is the subject of
As related, that policy domain is the same as that addressed in the FOIA “memorandums” exception. Thus, reasoning in the federal case law concerning what disclosure is consistent with the policy fostering robust agency debate is applicable. We import the FOIA precept, related ante: memoranda consisting of factual material or severable factual material contained in memoranda along with deliberative material may be disclosed without doing violence to “the public interest in withholding such records.” (Cf. Northern Cal. Police Practices Project v. Craig (1979) 90 Cal.App.3d 116, 123-124 [153 Cal.Rptr. 173].) The remaining question is what is severаble factual material?
As related, the trial court concluded that the factual material in the preliminary documents here could not be severed because it is “inextricably intertwined with opinion.”9 This conclusion is based on two incorrect prem-
The second incorrect premise is that an opinion can never be a fact subject to disclosure. Because a statement is one of opinion does not necessarily place it within the policy served by
With these principles in mind we have reviewed the documents sought by plaintiffs. The documents contain much severable factual information with no recommendatory content. That includes the times and places of the investigations and the observations made. For example, the Contra Costa documents reveal that the monitoring personnel accompanied a county inspector on an inspection tour in the field. A grower applying a pesticide to tomatoes was inspected. Numerous illegal pesticide use practices were observed by the federal and Department monitors that were not pointed out by the county inspector. Later the four local crop-duster airstrips were visited with the county inspector. Two were okay. A third was a “disaster area,” with empty pesticide containers strewn about. The fourth was the home base of an aerial pesticide applicator who “violates the regulations on a regular basis. The county has done very little in making this applicator comply.” The county inspector told this applicator it was okay to dump “5 gal” at the end of the airstrip. This is all factual matter that must be disclosed.
We imply no view on the question of whether disclosure of the recommendatory matter nonetheless may be sometimes required because the public interest in disclosure outweighs the public interest in frank internal policy discussion. Here, the “recommendatory” opinions of the Department‘s in-
DISPOSITION
We have photocopied the documents sought and masked the portions which may be withheld pursuant to the claim of exemption under
Sparks, J., concurred.
EVANS, Acting P. J.—I respectfully dissent. I view the lengthy discussion in the majority opinion as a camouflage of the simple and straightforward answer to the problem presented. At trial, Jerome Campbell, a pesticide use specialist employed in the pesticide enforcement unit of the Department of Food and Agriculture, testified that he had examined the documents sought by the plaintiffs and found them to be notes, memoranda, preliminary drafts, and opinions of inspectors which would be utilized in preparing final reports; he further testified that those documents would be discarded by the department once the final draft had been published.
The Trial Judge Irving Perluss personally examined each document and concluded they should not be disclosed. In his findings, he succinctly and reasonably explained the reasons for exempting the documents from disclosure. My review of the documents compels the same conclusion. I will therefore quote from a portion of Judge Perluss’ findings and adopt them as an integral part of my dissent: “The examined writings were contained in
“7. The examined writings were authored by personnel of the Department and the U.S. Environmental Protection Agency who were assigned tо teams for inspection and evaluation of pesticide enforcement programs of the Contra Costa and San Francisco departments of Agriculture in 1980, under the provisions of the Federal Insecticide, Fungicide and Rodenticide Act. The writings themselves are preliminary memoranda and notes of the impressions and opinions of the individual inspection and evaluation team members concerning the agriculture departments which they visited. These notes and memoranda reflect the team members’ perceptions and opinions about what they saw and were told, but are not, and were not intended to be, exhaustive records of the inspections or complete evaluations thereof. To the extent that the notes and memoranda refer to things that were seen and heard by the team members, they contain what may be considered factual material. The factual material is inextricably intertwined with opinion. The opinions are based not only on the factual information but are also predicated on omission involving the judgment of the personnel involved as to whether the omissions were or were not appropriate.
“8. The examined writings are maintained by the Department solely as a basis for preparation and eventual publication of reports of the findings of the 1980 evaluations, and will not be retained thereafter in the ordinary course of the Department‘s business. No documents in the nature of preliminary drafts of reports, as such, have yet been generated by the Department.
“9. Reports of the Department‘s findings on its inspection and evaluations of the county agricultural departments are expected to be prepared by the collective efforts of the team members who visited the respective county departments. In each case, a draft of a written report is to be prepared by one of the team members, who will utilize in the first instance his own recollections and opinions of the inspection in conjunction with the notes and memoranda reflecting the observations, impressions and opinions of himself and his fellow team members. The draft will thereafter be distributed to and reviewed by the several members of the team, who, having access and reference to the writings which are the subject of this action, will discuss the contents of the draft among themselves and with the author, and engage in the correction of information, clarification of data, and refinement of analysis and opinion. The final report which emerges from this consultative process will be the product of collective deliberation and consensus among the team members.
“10. By reason of the foregoing facts, the writings which are the subject of this action are clearly implicated in the process of collective consultation and deliberation from which the findings of the Department will issue in the form of a written report. Disclosure of these writings, which contain and reflect the subjective impressions and mental processes of the team members as well as perceptions and impressions of the factual material upon which these processes operate, would be expected to impair the candid internal exchange of opinions and views necessary to the formulation of responsible and balanced positions upon issues with which the Department‘s public reports must deal. Unless protected from public disclosure, the information thus exchanged would not flow freely within the Department. Under these circumstances the public interest is far better to be served by withholding these writings than by disclosing them. Thus, the public interest in nondisclosure of these writings clearly outweighs the public interest in their disclosure.”
I deem it worthy of note that the majority opinion infers some ulterior secretive motive behind rational legal analysis which concludes there can be no public interest in nondisclosure. Reason and law patently are to the contrary.
I would affirm the judgment.
