CITIZENS CONCERNED ABOUT OUR CHILDREN, JANE DOE, as legal guardian of Mary Doe, J. SHAQ, as legal guardian of L. Shaq, Plaintiffs-Appellants, versus SCHOOL BOARD OF BROWARD COUNTY, FLORIDA, FRANK PETTRUZZIELO, Defendants-Appellees.
No. 97-5078
United States Court of Appeals, Eleventh Circuit
October 28, 1999
D. C. Docket No. 95-6517-CV-KLR. [PUBLISH]. FILED U.S. COURT OF APPEALS ELEVENTH CIRCUIT 10/28/99 THOMAS K. KAHN CLERK.
(October 28, 1999)
Before COX and BARKETT, Circuit Judges, and FAY, Senior Circuit Judge.
PER CURIAM:
I. Background
In a series of actions beginning thirty years ago, black plaintiffs have accused the Broward County Schools of impermissibly race-conscious policies. One of those actions, begun in 1983, ended in 1987 with a consent decree. Among other things, that decree required review of all student-assignment policies by a biracial committee and restriction of magnet programs to majority-black schools. School Board policy adopted under the decree requires considerаtion of the “racial/ethnic backgrounds of the student population at each school in order to maintain a unitary school system.” (R.6-272 at 16.) The practical application of this policy was busing students (as it
The School Board also adopted a magnet school policy under the consent decree. The magnet programs, as the name implies, were special curricula designed to attract white students to mostly black schools. In the name of integration of majority-black schools, some magnet programs preferred white pupils over black pupils up to certain quotas. Shaq, a black pupil, was denied entry to a magnet program in a majority-black school for a month at the beginning of a school year, allegedly because of such a quota.
Shaq and Doe sued the School Board, claiming that Doe‘s busing and Shaq‘s exclusion from the magnet program violated their rights under the Fourteenth Amendment. In addition to these particularized claims by these individual plaintiffs, the complaint included claims of discrimination throughout the Broward County system in funding, facilities, and resources. In asserting these claims, the two individual plaintiffs were joined by CCC, which the complaint describes as “an unincorporated organization comprised of leaders in the African-American community who have joined together for the common purpose of ending racially inspired policies of the BROWARD COUNTY SCHOOL BOARD.” (R.1-23 at 2.)
The primary issue raised in the interlocutory appeal is whether CCC has standing to pursue any of the stated claims. In the appeal from final judgment, the principal argument is that the district court erred in concluding that the evidence of discriminatory intent was insufficient.1 Because the district court ruled on motions for summary judgment, our review is de novo, see NAACP v. Hunt, 891 F.2d 1555, 1559 (11th Cir. 1990), and we apply the same familiar summary-judgment standards.
II. Discussion
A. Jurisdiction over CCC‘s Interlocutory Appeal2
This court raised the question whether appellate jurisdiction exists over CCC‘s interlocutory appeal. Having reviewed the parties’ briefs, we conclude that there is no jurisdiction.3
As
Nor is the order immediately appealable under the Cohen doctrine, the other basis CCC advances. This court has explicitly rejeсted the argument that a defendant may immediately appeal, under the Cohen doctrine, a denial of dismissal for want of
B. Appeal from Final Judgment: Summary Judgment on Race Discrimination Claims
1. Standing to Complain of Facilities in Other Schools.
The plaintiffs object to the district court‘s conclusion that they lacked standing to complain about inferior facilities and funding at majority-black schools that they did not attend. We conclude thаt the district court did not err. While it is plain that the plaintiffs have standing to complain of allegedly race-based differences in physical plant and programs that they have personally experienced, they cite no law permitting them to complain of race-based disadvantages experienced only by other people. In the voting rights context, the Supreme Court has held to the contrary that those not actually disadvantaged by a racial classification lack standing to object to it. See United States v. Hays, 515 U.S. 737, 743-44 (1995) (“[E]ven
2. Merits of Other Claims.
a. Overview. Because of the vagueness of the complaint and the plaintiffs’ inadequate briefing of the summary judgment motion and the appeal, the hardest issues in this case have been identifying the claims and what evidence the plaintiffs believe creates a genuine issue of material fact on their discrimination claims. The district court saw six claims: (1) Shaq‘s claim that she was denied entrance to the T.V. Production/Communication and Broadcasting Program at Hallandale High School for one month in 1994, because of her race; (2) Doe‘s claim that she was bused5 because of her race to Edgewood Elementary School during the school year 1995-96; (3) Shaq‘s claim that Hallandale High School has facilities inferior to other Broward schools because Hallandale is majority black; (4) Shaq‘s claim that Hallandale receives lower funding than other schools because it is majority
These claims fall into groups that are treated a little differently in equal protection law. The first two claims challenge government policies that are explicitly racial: the magnet school racial preference policy and the County‘s forced integration policy. Because the challenged state action is explicitly racial, the policy is subject to strict scrutiny. See Adarand v. Peña, 515 U.S. 200, 227 (1995). What that means is that the policy is unconstitutional unless the governmental entity can prove that it has narrowly tailored the policy to serve a compelling interest. See id.
The other claims are of disparate treatment; that is, the plaintiffs claim that a govеrnmental entity is treating them differently because of their race, even though the government has not advertised its motives in an explicit policy. To force the governmental entity to prove a compelling interest on this kind of claim, the plaintiffs must show not only racially disparate treatment but also discriminatory purpose. See Washington v. Davis, 426 U.S. 229, 238-48 (1976). We
b. Facially racial policies.
I. Busing. Doe blames her race-targeted busing on the School Board‘s Policy 5000. That policy, which was approved in 1988 and covered student assignment, stated as one of its objectives the “[m]aintenance of a unitary system” — that is, avoiding rеsegregation. (Expandable Folder #6, doc. 206, tab 14, at 307.) In establishing school boundaries and attendance areas, the policy directed that “[c]onsideration should be given to the racial/ethnic backgrounds of the student population at each school in order to maintain a unitary school system.” (Id. at 308.) During the 1995-96 school year, the only year relevant to the remaining claims, the superintendent proposed implementing this policy by busing students such that the percentage of black pupils at each school was within 25 percentage points of the countywide percentage. Doe was in fact bused to Edgewood Elementary School that year (apparently hеr fifth-grade year) along with several children in her neighborhood.6 While this evidence does not give us any information about the contours of the busing plan actually adopted, which apparently is not in the record, it
The School Board justifies this policy by pointing to the 1987 consent decree. The decree stated as the purpose of its provisions the “maintenance of a unitary system of education.” (Expandable Folder 6, doc. 206, tab 24, at 2.) While the methods are not described in detail, the decree did obviously contemplate forced integration, in obscure grammar:
6. THE SCHOOL BOARD OF BROWARD COUNTY, FLORIDA shall implement the following:
A. That there will be an equal application of methods to ensure that integration will be shared by both black and white students within Broward County, and that the utilization of Magnet Programs, other voluntary programs, and feasible and practical boundary changes will be implemented to achieve such equal application. However, a Bi-Racial Committee, hereinafter provided for, shall review all boundaries on an annual basis for a report to the Board.
(Id.) The text of the consent decree is all we have to explain the obligations it imрosed. How the School Board construed the consent decree, for instance, to arrive at the policy that resulted in Doe‘s busing to Edgewood Elementary in 1995-96 is a mystery on the present record. At best we have some recommendations of the superintendent‘s desegregation task force. They mention goals for racial distribution
The School Board‘s argument and this state of the record present two questions. The first is whether compliance with a consent decree ever qualifies as a compelling interest for Fourteenth Amendment purposes. This is a question of law, сapable of resolution on motion for summary judgment. See Concrete Works of Colorado, Inc. v. Denver, 36 F.3d 1513, 1522 (10th Cir. 1994). The second question, however, is whether this consent decree imposed this racial policy; for the reasons that follow, we believe this to be a question of fact unresolved by the current record.
The legal question here — whether compliance with a consent decree of this sort is a compelling interest — answers itself yes, for two reasons. First, consent decrees are a kind of court order. Parties must obey them, therefore, like court orders, and violation is punishable by contempt. See, e.g., Spallone v. United States, 493 U.S. 265, 276 (1990). A potential for contempt alone could provide the School Board a compelling interest to observe racial policies. But there is more to the point than thаt. Any rule that punished the School Board for failing to disobey the court would not comport with the sanctity of an unchallenged court order. See, e.g., W.R. Grace & Co. v. Local Union 759, 461 U.S. 757, 766 (1983) (“It is
But there is a second reason in this case to deem compliance to be a compelling interest. This consent decree rests on a foundation — redressing of past discriminatory wrongs — that the Supreme Court has explicitly recognized as a
The conclusion that compliance with the consent decree is a compelling interest, however, does not end the summary judgment analysis. Consent decrees are a species of court order, but they are also a kind of contract. See Local No. 93, Int‘l Ass‘n of Firefighters v. City of Cleveland, 478 U.S. 501, 519 (1986). And as is the case in the law of contracts, when a consent decree is ambiguous, we may resort to extrinsic evidence to determine the parties’ intent. See United States v. ITT Continental Baking Co., 420 U.S. 223, 238 (1975). The consent decree here, which we quoted above, implicitly contemplated integration in the sense of ensuring a black and white mix in the County‘s schools. Because of this, it may have implied that the School Board should engage in the busing policy of which Doe complains. But we cannot go farther than that on the present record, and that is not far enough.
A contravening compelling interest justifies an explicitly racial policy only when the policy is narrowly tailored to serve that interest. See Adarand, 515 U.S. at 227. When the compelling interest is compliance with a court order, that means that the governmental entity must face a likelihood of contempt under the order if it abandons the racial policy. The reason is
ii. Magnet school racial quotas.
Plaintiff Shaq attributes her temporary exclusion from a magnet program to a racial quota system that was in effect in the fall of 1994. That system, which apparently resided in School Board policy 5004, is not in the record, as the district court pointed out. From deposition testimony and the amended 5004 that was proposed in 1996, however, a jury could find that whites were given preference for magnet programs located in majority-black schools, until a certain desired percentage of white pupils was achieved. Shaq has thus presented enough evidence for present purposes to permit the conclusion that this policy was racial and therefore unconstitutional, unless it was narrowly tailored to serve a compelling interest.
6. THE SCHOOL BOARD OF BROWARD COUNTY, FLORIDA shall implement the following:
. . .
B. That Magnet Programs be primarily restricted to traditionally black schools, and that the Plaintiff be provided with a list of all Magnet Programs, real or imagined, their locations, and the current populations of students participating in said programs.
(Expandable Folder 6, doc. 206, tab 24, at 2.) Magnet programs also appeared in the section of the decree addressing integration, which was quoted above, as a method of integration. We could infer that some sort of racial preference would be necessary to achieve the desired desegregation. But what is missing is any evidence that quotas (whose details, as we said earlier, are unclear from this record) — not to mention the actual quota figures that were сhosen — were necessary to comply with the consent decree. We thus reach the same conclusion on this claim as we did on the Doe‘s busing claim: that the School Board has failed to carry its burden on summary
c. Disparate treatment claims.
The remaining claims concern alleged racial distinctions that are not explicit.9 As we explained above, “official action will not be held unconstitutional solely because it results in racially disproportionate impact. . . . Proof of racially discriminatory intent or purpose is required to show a violation of the Equal Protection Clause.” Village of Arlingtоn Heights v. Metropolitan Hous. Dev. Corp., 429 U.S. 252, 264-65 (1977). In this summary judgment context, when the defendant has pointed to the absence of evidence of discriminatory intent, it becomes the plaintiffs’ job to produce such evidence. See Celotex Corp. v. Catrett, 477 U.S. 317, 322-23 (1986). If the plaintiffs have done so, they have certainly not made it known — their brief to this court takes the district court to task for failing to “examine circumstantial evidence including the historic background of the decision making body, and legislative or administrative history of the decisions,” but the plaintiffs have not provided us with a single record cite to any
We can start with the background and historical facts that courts properly look to for evidence of intent. See Rogers v. Lodge, 458 U.S. 613, 623-27 (1982). The parties agree that the Broward County schools have been unitary since 1979, and that unitariness came rapidly with good-faith compliance with court ordered desegregation. In 1987, following a lawsuit by some black parents, the School Board agreed to desegregation measures that, according to the plaintiffs here, were not constitutionally necessary. When other black parents complained about the desegregation measurеs — such as the busing at issue here — the Board established a desegregation task force to make recommendations. The task force recommended eliminating the busing, which the Board did. Furthermore, when parents complained that suspension rates were higher for black pupils than white, the Board directed that school improvement teams examine suspension practices. Finally, the Board‘s mission statement is to provide the County‘s “multi-cultural, diverse population” with “equal educational opportunity.” (Expandable folder 1, doc. 91, at 31.) This evidence does not support an inference of discriminatory intent. (Indeed, if anything this evidence depicts a well-meaning Board tiptoeing through a racial minefield.)
Because there is not enough evidence in the record for a jury to find that the School Board‘s funding and resource decisions carry a racial taint, or that the School Board or superintendent tracked Doe for racial reasons, the district court properly granted summary judgment on those claims.
III. Conclusion
For the foregoing reasons, we dismiss the interlocutory appeal of CCC and affirm the district court‘s summary judgment against Shaq and Doe on their claims for injunctive relief. We reverse, however, the summary judgment entered on Doe‘s claim for damages for being bused during the 1995-96 school year and Shaq‘s claim for damages for being denied entry into a magnet program for onе month, and we remand for further proceedings on these two damages claims. The district court‘s judgment is in all other respects affirmed.
NO. 97-5078 AFFIRMED IN PART; DISMISSED FOR WANT OF APPELLATE JURISDICTION IN PART.
I concur in the court‘s resolution of Shaq and Doe‘s appeal. I respectfully dissent, however, from the majority‘s conclusion that the order from which an interlocutory appeal is sought by Citizens Concerned About Our Children (“CCC“) is one which cannot be appealed under Cohen v. Beneficial Industrial Loan Corp., 337 U.S. 541 (1949). I believe our precedent requires the opposite result. Interlocutory appeals are permitted under the collateral order doctrine if the order appealed from: (1) conclusively determines the disputed question; (2) resolves an important issue completely separate from the merits of the action; and (3) is effectively unreviewable on appeal from a final judgment. See Gulfstream Aerospace Corp. v. Mayacamas Corp., 485 U.S. 271, 276 (1988) (reiterating the three-prong test of Cohen).
The majority finds that the district court‘s order fails the third prong of the Cohen test, on the basis of Summit Med. Assocs., P.C. v. Pryor, 180 F.3d 1326 (11th Cir. 1999). I believe Pryor is not applicable and that this case is controlled by Transamerica Commercial Finance Corp. v. Banton, 970 F.2d 810 (11th Cir. 1992).
In Pryor, the Court found that a defendant may not immediately appeal a denial of a motion to dismiss for lack of standing. See Pryor, 180 F.3d at 1334. The majority suggests that a denial of a motion to dismiss for want of standing is no different from a judgment granting a motion to dismiss for want of standing. See Maj.
Moreover, this court‘s precedent has explicitly recognized that excluding a party from the remainder of an ongoing case satisfies the third prong of Cohen. In Transamerica Commercial Finance Corp, 970 F.2d at 814, this Court held that an order dismissing two of the eleven defendants in the case by granting motions for summary and default judgments as a form of sanction was immediately appealable under the collateral order doctrine. The court concluded that such an order, albeit not a final judgment under section 1291, was appealable as an interlocutory order because otherwise it would be effectively unreviewable.1 As the court noted, “having been severed from the underlying casе” the two defendants could lose their opportunity to
In the case at hand, CCC may be subjected to irreparable harm in the absence of an immediate appeal. The district court, in the same order dismissing CCC for lack of standing also denied Shaq and Doe the right to proceed with their claims for injunctive relief. Furthermore, the district court‘s September 5, 1997 order found that Shaq and Doe did not have standing to challenge the alleged system-wide racial disparities and inequities in the Broward County School system. The district court limited Shaq and Doe‘s claims to those practices directed tоwards them only at the schools which they attended. These rulings relating to Shaq and Doe were incorporated in the subsequent final judgment but CCC was not included therein. Therefore, if the issue of CCC‘s standing is not reviewed in this appeal, the parties will have no avenue through which to challenge the alleged system-wide unconstitutional practices as CCC tried to do in its complaint.
For the foregoing reasons, I would find that this Court has appellate jurisdiction over CCC‘s interlocutory appeal and should resolve the issues pertaining thereto.
