OPINION
I. JURISDICTION
Claimant employee, Pauline L. Shoemaker, petitioned this court to review a decision of the Arizona Court of Appeals that set aside her award for worker’s compensation benefits.
II. ISSUE
Did claimant’s injuries arise out of her employment within the meaning of A.R.S. § 23-1021(A)?
III. FACTS AND PROCEDURAL BACKGROUND
On 14 January 1988, Pauline L. Shoemaker (claimant), an employee of Circle K Store # 1131 (Circle K), sustained injuries as the result of a fall that occurred next to a dumpster in the Circle K parking lot. She filed a worker's compensation claim and was denied benefits. Claimant timely requested a hearing to determine whether her injuries were compensable under A.R.S. § 23-1021(A), which requires that an employee’s injuries or death result from an “accident arising out of and in the course of his employment.” The parties stipulated that no medical testimony was necessary to establish that the fall caused claimant’s injuries.
Claimant and Circle K’s investigator testified at the hearing. The testimony showed that on 14 January 1988, claimant worked from 3 p.m. — 11 p.m. One of claimant’s work duties was to carry out the trash from her shift. Claimant testified that on the night in question she left work at approximately 11:30 when the midnight shift employee came on duty.
Before starting home, claimant picked up her belongings, some groceries, and the trash. She testified she fell after depositing the trash in a dumpster and turning around to pick up her things:
Q. Tell the Judge what happened at the dumpster?
A. Well, I lifted the lid, because they are closed most of the time, and I lifted the lid to put my trash in, set my things down that I had to go home, and put the trash in, turned around to and picked up my things to go home and that’s when I fell. I don’t know, I turned my ankle.
Q. When you say “things to go home” what do you mean by that?
A. Well, I had two small bags with a half gallon of milk and four rolls of tissue.
Q. So you had some personal — or you had purchased those?
A. Right. I purchased those at the store.
Q. When you walked out of the store and went to the dumpster you had in your arms what, please, or your hands?
A. I had my purse and those two bags, half gallon of milk and four rolls of tissue, and a bag of trash.
Q. Your testimony is that you slipped and fell?
A. Right.
As to where her injuries occurred, claimant testified:
Q. When you had the accident where were you in relation to the dumpster?
A. Right next to the dumpster. As I turned around my ankle turned and it twisted my ankle.
Q. When you say you were right next to the dumpster, how close, can you give me feet or arms length or whatever? A. Probably three or four feet.
Q. Could you have touched it if you would have reached back with one of your arms?
A. Possibly.
On cross-examination, claimant testified she had no trouble with her feet, and wore the type of shoes that Circle K preferred. She also answered questions regarding the origin or cause of her injuries:
Q. Is there anything, was there any obstacle, anything around there that would have caused you to trip, slip or, you know, anything that you’re aware of in the immediate area that caused—
A. I wasn’t aware of anything that I could have tripped on. All I know is my ankle turned.
Q. Is there anything about where you were standing, or anything in the vicinity that you, in your own mind, associate with your twisting your ankle?
A. Not to my knowledge. I just — it happened so fast.
Q. You picked up your grocery bags and turned?
A. And I was down—
Q. The dumpster looks like it’s right on — there is a curb there, a gutter that runs along there?
A. Yes, Sir.
Q. Did you step into that and twist your ankle?
A. No, I didn’t go that far when I was walking, because it’s even with the walk, you see. Right there is the walk, and I was over here instead of right here is where it was. I wasn’t going to the street at all.
After the hearing, the Administrative Law Judge (ALJ) entered an award for a compensable claim. He found that claimant established, by a reasonable preponderance, that her injuries arose out of and in the course of her employment. Specifically, he found that her fall occurred in an area where she might reasonably be expected to be in connection with her employer’s work, using a customary or permissible route from her workplace. Thus, he held that she sustained an injury “in the course of” her employment. 1 He also found that her injury “arose out of” her employment because: 1) no showing was made that claimant’s fall was idiopathic in origin (resulting from a pre-existing infirmity); 2) the origin of the fall was unexplained; and 3) Arizona law does not require a claimant to offer a precise explanation as to why a fall occurred. The award was affirmed upon administrative review, and the respondents sought special action relief in the court of appeals.
The court of appeals set aside the award finding that although the injuries occurred in the course of claimant’s employment, she failed to prove her injuries arose out of her employment. The court reasoned that because a claimant in an unexplained fall case is physically able to tell her story, he or she must provide affirmative proof that the fall was caused by a risk associated with or incidental to the employment. Because claimant presented no such explanation, the court of appeals held that her claim for compensation should have been denied and set aside the award.
IV. DISCUSSION
In order for an industrial injury to be compensable, it must result from an “accident arising out of and in the course of” the claimant’s employment. A.R.S. § 23-1021(A). The phrase “arising out of”
We recently reaffirmed that an injury “arising out of” employment refers to the origin or cause of claimant’s injury.
Murphy v. Industrial Comm’n,
In the instant case, Murphy’s physical injury resulted from work-related stress and, we believe, arose out of his employment. It is ironic that had Murphy tripped and fallen on the hard floor during work or had hit some machinery on the way down there would be little question that the accident arose out of and in the course of his employment. We do not believe, however, that falling to a floor as opposed to falling on a piece of machinery should make any difference.
Id.
at 486,
The “arising out of” and “in the course of” employment tests are separate tests and both must be satisfied.
Peetz v. Industrial Comm’n,
A recent court of appeals case used similar reasoning to conclude that an injury arose out of and in the course of employment.
Hansen v. Industrial Comm’n,
Claimant asserts that
Hansen
adopts the positional-risk doctrine, which provides that an injury “arises out of” the employment if it would not have occurred
but for
the fact the employment placed plaintiff at that location at that particular time.
See
1 A. Larson, § 6.50, at 3-6 through 3-7. The doctrine creates a presumption in favor of
Circle K asserts that a claimant may only prevail on the “arising out of” element, by establishing: 1) the cause of the unexplained fall, and 2) the relationship of the cause to the employment. Circle K claims that if we adopt the positional-risk doctrine, all unwitnessed injuries will be compensable. This arguably would open the floodgates to injured employees who could use the Worker’s Compensation Act as a general health and accident insurance policy. Circle K further asserts that a distinction must be made between neutral risk cases where the origin of the injury is neutral, and unexplained fall cases where no explanation whatsoever is offered for the injury. 4 While they concede that a neutral injury may be compensable, they •argue that an injury without an explanation is not a compensable neutral injury.
Courts have taken three approaches in addressing the “arising out of” element in unexplained fall cases. A first approach requires the worker to rule out idiopathic causes for the fall, and if he or she carries that burden, an inference arises that the fall arose out of the employment. Using this approach, the Oregon Supreme Court has applied a “work-connection” test to determine whether an injury arises out of and in the course of employment.
Phil A. Livesley Co. v. Russ,
[W]here the “course of employment” test is so fully met, where the cause-in-fact cannot be directly established, and where claimant has met his burden of eliminating idiopathic causes, we construe the Workers’ Compensation Law to allow the inference that the unexplained fall “arose out of” claimant’s employment.
Id.
at 32,
A second approach places the burden on the employee to show a causal connection between the injury and the employment. 5 This is the most difficult burden of causation for an employee to meet, and benefits will be denied where a causal connection is not established. The court of appeals applied this standard in this case.
A third approach, which seems to be the majority approach, is the positional-risk doctrine. 1 A. Larson § 10.31(a), at 3-94
In a pure unexplained-fall case, there is no way in which an award can be justified as a matter of causation theory except by a recognition that this but-for reasoning satisfied the “arising” requirement.
Id. This but-for reasoning is the foundation of the positional-risk doctrine. Under this doctrine, claimant is not required to rule out idiopathic causes, i.e. pre-existing infirmities. The positional-risk doctrine has been adopted by various jurisdictions under the reasoning that employees on the job and performing duties for their employers, should be compensated for injuries occurring in the course thereof. 6 As succinctly stated by Larson:
An injury arises out of the employment if it would not have occurred but for the fact that the conditions and obligations of the employment placed claimant in the position where he was injured. It is even more common for the test to be approved and used in particular situations. This theory supports compensation, for example, in cases of stray bullets, roving lunatics, and other situations in which the only connection of the employment with the injury is that its obligations placed the employee in the particular place at the particular time when he was injured by some neutral force, meaning by “neutral” neither personal to claimant nor distinctly associated with the employment.
1 A. Larson § 6.50, at 3-6 through 3-7. In cases adopting the positional-risk doctrine, if the “in course of” employment test is met, the injury will be presumed to “arise out of” the employment. For example, the Arkansas Court of Appeals held, in an unexplained fall case, that an employee is covered by worker’s compensation if he is on the job and performing the duties of his employment.
Moore v. Darling Store Fixtures,
We believe that an unexplained fall is a neutral injury, one neither distinctly personal to claimant nor associated with the employment. We hold that in the case of a neutral injury, the positional-risk doctrine applies. In this case, claimant would not have been at the place of injury
but for
the duties of her employment. She was required to throw out the trash from her shift, and was performing this duty on her way home. Consequently, a presumption arises that her injuries “arose out of” her employment. We reach our holding keeping in mind the policy of construing the Worker’s Compensation Act liberally with a view of effectuating the principle of placing the burden of death and injury on the industry.
Pottinger v. Industrial Comm’n,
V. DISPOSITION
The opinion of the court of appeals is vacated, and the award of the AU affirmed.
Notes
. The property where the fall occurred was owned by the City of Goodyear. However, because it was used as a customary means of ingress and egress by Circle K employees, claimant was on her employer’s premises when the fall occurred for purposes of worker’s compensation law.
Pauley v. Industrial Comm'n,
. Prior to
Goodyear,
Arizona courts used the "increased risk” test to determine when an injury arose out, of the employment.
See Netherton v. Lightning Delivery Co.,
.
See, e.g., Nippert v. Shinn Farm Const. Co.,
. There are three types of employment risks: employment related, personal, and neutral. See 1 A. Larson, § 7, at 3-12 through 3-15. A neutral risk is one neither distinctly associated with the employment nor personal to claimant. A fourth category is mixed risks, risks that involve a combination of two or more of the above categories. Id.
.
See, e.g., Slimfold Mfg. Co. v. Martin,
.
See, e.g., Employers Mut. Liab. Ins. Co. v. Industrial Acc. Comm'n,
