Lead Opinion
COLE, J., dеlivered the opinion of the court, in which GIBBONS, J. joined. ROGERS, J. (pp. 374-78), delivered a separate concurring opinion.
OPINION
In this facial constitutional attack, Plaintiffs-Appellants Cincinnati Women’s Services (“CWS”) and Dr. Walter Bowers, CWS’s medical director, appeal the district court’s judgment upholding two provisions of Ohio House Bill 421, a law enacted by the Ohio General Assembly in 1998 concerning the regulation of abortions. The first of these provisions limits minors seeking a judicial bypass of the statutory parental-consent requirement to one petition per pregnancy (“Single-Petition Rule”). The second challenged provision requires women seeking abortions to attend, for informed-consent purposes, an in-person meeting with a physician at least twenty-four hours prior to receiving the abortion (“In-Person Rule”). Following a bench trial, the district court granted judgment in favor of the Defendants.
I. Background
A. Factual Background
In 1998, the Ohio General Assembly made various substantive changes to Ohio’s law regulating abortion, two of which are at issue in this case: the Single-Petition Rule and the In-Person Rule. See Cincinnati Women’s Servs. v. Taft, No. 1:98-CV-289, — F.Supp.2d -, -,
In evaluating the probable impact of the Single-Petition Rule, the district court found that “[m]ost judicial bypasses occur in the first trimester of a minor’s pregnancy.” Taft, — F.Supp.2d at -,
The 1998 statutory amendment also modifies prior ■ law by requiring women seeking abortions to attend an in-person meeting with a physician for informed-consent purposes. See Ohio Rev.Code § 2317.56(B)(1) (2005). “The meeting need not occur at the facility where the abortion is to be performed or induced, and the physician involved in the meeting need not be affiliated with that facility or with the physician who is scheduled to perform or induce the abortion.” Id. Although Ohio’s prior abortion regulation required informed consent before a woman underwent an abortion, the law did not
CWS is a healthcare provider that provides contraceptive services and performs pregnancy testing and abortions. . See Taft, — F.Supp.2d at -,
In evaluating the impact of the In-Person Rule on CWS, the district court found that the In-Person Rule will have the practical effect of requiring all of CWS’s own clients to come to its premises twice, once for the informed-consent meeting with a physician affiliated with CWS, and a second time for the procedure. See id. at -, -, -, -,
B. Procedural Background
Several weeks before the Act’s effective date, CWS filed a pre-enforcement facial attack against two of the Act’s provisions, naming the Governor of Ohio and various other government officials as defendants. Taft, - F.Supp.2d at -,
The district court also held that the Single-Petition Rule “does not impose any undue burden even in the pre-viability context.” Id. at-,
Likewise, the district court uрheld the In-Person Rule because it “does not create a substantial obstacle for women seeking abortions.” Id. at-,
Addressing the “most difficult question to answer,” the district court rejected CWS’s argument that the In-Person Rule would increase the probability that abusive partners would learn about the pregnancy or the attempt to obtain an abortion, thereby causing an undue burden on the abortion-seeking woman’s constitutional right to an abortion. See id. at-,
This timely appeal followed. Enforcement of the Single-Petition Rule, but not the In-Person Rule, has been enjoined pending resolution of this appeal.
Planned Parenthood of Se. Pa. v. Casey,
In the intervening decade, the Supreme Court has not abandoned Casey. See, e.g., Planned Parenthood v. Casey,
Like the majority of other сircuits, this Court too has followed Casey’s large-fraction test in analyzing facial attacks on abortion regulations. In deciding whether a pre-viability abortion restriction passes facial constitutional muster, we “determine whether ‘in a large fraction of the eases in which [the ban] is relevant, it will operate as a substantial obstacle to a woman’s choice to undergo an abortion.’ ” Women’s Med. Prof'l Corp. v. Voinovich,
Thus, our path is clear: We must follow Casey’s large-fraction test in analyzing the facial challenge to the two abortion restrictions before us. Accordingly, we asses whether Ohio’s abortion restrictions present a substantial obstacle to obtaining an abortion for a large fraction of the women for whom the restrictions are relevant. Casey,
III. The Single-Petition Rule
A. Constitutionality of the Single-Petition Rule
If a state requires parental consent before an unemancipated minor woman receives an abortion, it must provide for a judicial or administrative procedure so that a minor woman who satisfies certain conditions may bypass the consent requirеment. See Bellotti v. Baird,
In Casey, the Supreme Court analyzed a spousal-notification law that required a married woman who wished tо abort her pregnancy to first notify her husband, unless she fit into a statutorily exempted category. Casey,
Applying Casey to the Single-Petition Rule before us, we find that the group of women for whom the restriction actually operates are women who are denied a bypass and who have changed circumstances such that if they were able to reapply for a bypass, it would be granted. The group of women who will be deterred from procuring an abortion because of the restriction are women with changed circumstances who would apply for another bypass if allowed. The record shows that second petitioners exist under Ohio’s current bypass scheme, and that practically all second petitioners allege changed circumstances such that, if believed, a reviewing court must issue a bypass. The changed circumstances that affect abortion-sеeking minors include increased maturity, increased medical knowledge about abortion, and pregnant minors who discover that their fetus has a medical anomaly such as gastroschisis.
In sum, because the Single-Petition Rule fails under Casey’s large-fraction
B. Severability of the Single-Petition Rule
The Single-Petition Rule is severable from the remainder of Ohio’s statute regulating abortion. Therefore, our finding that the Single-Petition Rule does not survive constitutional scrutiny is not fatal to the remainder of the regulations.
In Ayotte v. Planned Parenthood of N. New Eng., — U.S.-,
Whether a portion of a state’s statute is severable is determined by the law of that state. See Voinovich,
If any provisions of a section of the Revised Code or the application thereof to any person or circumstance is held invalid, the invalidity does not affect other provisions or applications of the section or related sections which can be given effect without the invalid provision or application, and to this end the provisions are severable.
Ohio Rev.Code § 1.50 (2006). A provision may be severed only if “severance will not fundamentally disrupt the statutory scheme of which the unconstitutional provision is a part.” Voinovich,
Ohio has devised a three-factor test that determines whether severance will cause such a disruption:
(1) Are the constitutional and the unconstitutional parts capable of separation so that each may be read and may stand by itself? (2) Is the unconstitutional part so connected with the general scope of the whole as to make it impossible to give effect to the apparent intention of the Legislature if the clause or part is stricken out? (3) Is the insertion of words or terms necessary in order to separate the constitutional part from the unconstitutional part, and to give effect to the former only?
Id. (quoting Geiger v. Geiger,
Applying this test, we find that the Single-Petition Rule may be severed. As to the first part of the test, the Single-Petition Rule can be read indeрendently. Nothing in the remainder of the bypass scheme inherently requires a limit on the number of petitions. The Single-Petition Rule is therefore “capable of separation.” As to the second part of the test, excising the Single-Petition Rule is not so connected to the general scope of the bypass scheme that other provisions would not have their intended effect if the court removed it. Under the final part of the test, we need only eliminate, not add, words to strike down the Single-Petition Rule. The Single-Petition Rule can simply be deleted. The invalidity of the Single-Petition Rule does not affect the remainder of Ohio’s parental consent law and, therefore, is severable.
We now turn to the In-Person Rule. Although Casey upheld both an in-person informed-consent requirement and a twenty-four-hour ' notification requirement, the record in Casey as to these two issues was sparse. In the Casey Court’s words, “there is no evidence on this record that requiring a doctor to give the information as provided by the statute would amount in рractical terms to a substantial obstacle to a woman seeking an abortion.” Casey, 505 U.S. at 884,
The sum of the evidence before the Casey Court concerning the twenty-four-hour notification requirement was as follows:
The findings of fact ... indicate that because of the distances many women must travel to reach an abortion provider, the practical effect will often be a delay of much more than a day because the waiting period requires that a woman seeking an abortion make at least two visits to the doctor. [I]n many instances this will increase the exposure of women seeking abortions to “the harassment and hostility of anti-abortion protestors demonstrating outside a clinic.” As a result, ... for those women who have the fewest financial resources, those who must travel long distances, and those who have difficulty explaining their whereabouts to husbands, employers, or others, the 24-hour waiting period will be “particularly burdensome.”
Id. at 885-86,
The Appellants in the case at bar were obviously aware of the Casey Court’s reliance on the paucity of the record concerning how the in-person informed-consent requirement affected abused women in declining to find an undue burden. In an attempt to establish that there are abused women who effectively cannot obtain in-person informed consent with a physician at least twenty-four hours prior to receiving an abortion, the Appellants amassed an impressive amount of data, akin to the data available in Casey on the issue of spousal notification.
The record shows that three Ohio abortion providers, by their own policies, currently require women to come in for an in-person informed-consent meeting prior to obtaining an abortion. This meeting does not have to be with a physician. Some abortion-seeking women request to be excused from the in-person meeting. Some of these requests are denied by the clinics. Attendance is excused for women who “simply live too far away” or have “income or [other] hardship” reasons. Women excused from the in-person informed-consent meeting constitute 5 to 10 percent of abortion-seeking women. According to Appellants, the in-person meeting is all but impossible for women “in abusive situations,” who constitute approximаtely 25 percent of the women excused by the clinics’ in-person requirement. Of this 25 percent, 12.5 percent would be precluded altogether
Therefore, of every 1000 women who seek an abortion, 50 to 100 are excused by the clinic from an in-person informed-consent meeting. According to the facts provided by the clinics, 6 to 12.5 of those 50 to 100 excused women will face a substantial obstacle in obtaining an abortion if forced to comply with the In-Person Rule. Therefore, for approximately 6 to 12.5 women out of every 1000 women seeking an abortion, the state’s In-Person Rule would likely deter them “from procuring an abortion as surely as if [Ohio] has outlawed abortion in all cases.” Casey,
Thus, Appellants have improved on the Casey record, at least with respect to the issue of informed consent. Nevertheless, we find that the restriction survives constitutional scrutiny. The parties agree that the group of women who will be deterred from obtaining an abortion because of the restriction are the 12.5 women who, due to domestic abuse, cannot meet the in-person informed-consent requirement without grave risk of retaliation. The parties disagree, however, over the definition of the group for whom the law is a restriction. Appellants argue that the 12.5 women who will not obtain an abortion as a result of the restriction should be compared against all women actually affected by the in-person requirement, defined as all women who are presently excused by the clinic from the clinic’s own in-person informed-consent requirement. Ohio argues, on the other hand, that the group for whom the law is actually relevant is all women seeking an abortion.
Unlike the parties, we find that the group for whom the law is a restriction for purposes of applying Casey’s large fraction test is “all women who seek an exception to the clinic’s in-person informed-consent requirement.” The record does not reflect this number.
Yet; even accepting the definition urged by Appellants, we do not find a substantial burden under Casey. This Court has previously found that a large fraction exists when a statute renders it nearly impossible for the women actually affected by an abortion restriction to obtain an abortion. Voinovich,
To date, no circuit has found an abortion restriction to be unconstitutional under Casey’s large-fraction test simply because some small percentage of the women actually affected by the restriction were unable to obtain an abortion. Although a challenged restriction need not operate as a de facto ban for all or even most of the women actually affected, the term “large fraction,” which, in a way, is more conceptual than mathematical, envisions something more than the 12 out of 100 women identified here.
V. Conclusion
For the foregoing reasons, the judgment of the district court upholding the Single-Petition Rule is REVERSED, the judgment upholding the In-Person Rule is AFFIRMED, and the case is REMANDED for further proceedings consistent with this opinion.
Notes
. The 1998 statutory amendment also changed Ohio law by requiring parental consent instead of parental notice, but this aspect of the law is not before us.
. Slightly more than a week after CWS filed its complaint, the parties agreed to an order
On October 3, 2005, this Court granted in part and denied in part CWS’s motion to enjoin enforcement of the Act pending appeal. We enjoined enforcement of the Single-Petition Rule, but in all other respects, we denied the motion.
. Justice Thomas’s dissent in Stenberg v. Carhart,
. Interestingly, even the Fifth Circuit's cases are inconsistent on this issue. Compare Sojourner T. v. Edwards,
. It is likewise clear from the record that most judicial bypass petitions are filed in the first trimester of a minor’s pregnancy and that fetal anomalies are usually not discoverable or diagnosed until the second trimester.
Concurrence Opinion
concurring.
I concur in Parts I, III-B, and IV of the majority opinion, and entirely in the result. I write separately concerning the single petition rule because, as a cаtegorical limitation on whether an abortion is permitted at all, the rule defies application of the “large fraction” test. The Supreme Court has used the “large fraction” test instead to examine state regulation of how an abortion is to be performed or of what information should be given a woman who is legally allowed to get an abortion. It is not necessary in this case to apply the test to the single petition rule, however, because Supreme Court holdings regarding judicial bypass procedures directly compel invalidation of that rule.
Requiring a minor to get parental consent for an abortion, without the possibility of an administrative or judicial bypass procedure that meets defined standards, unduly burdens the minor’s right to an abortion. This is the holding of Bellotti v. Baird,
The Supreme Court in Bellotti II stated that a minor possesses an absolute right to a proceeding where she may establish her entitlement to a bypass:
A pregnant minor is entitled in such a proceeding to show either: (1) that she is mature enough and well enough informed to make her abortion decision, in consultation with her physician, independently of her parents’ wishes; or (2) that even if she is not able to make thisdecision independently, the desired abortion would be in her best interests.
Bellotti II,
We conclude, therefore, that under state regulation such as that undertaken by Massachusetts, every minor must have the opportunity' — if she so desires — to go directly to a court without first consulting or notifying her parents! If she satisfies the court that she is mature and well enough informed to make intelligently the abortion decision on her own, the court must authorize her to act without parental consultation or consent. If she fails to satisfy the court that she is competent to make this decision independently, she must be permitted to show that an abortion nevertheless would be in her best interests. If the court is persuaded that it is, the court must authorize the abortion. If, however, the court is not persuaded by the minor that she is mature or that the abortion would be in her best interests, it may decline to sanction the operation.
Id. at 647-48,
Under a fair reading of Bellotti II, a minor’s right not to seek parental consent depends on the current level of her maturity or interest in abortion. See id. at 647-51,
While the question of successive bypass petitions was not before the Bellotti II Court, the Court’s rationale directly compels the result in this case. The Bellotti II Court founded its determination of the law concerning parental consent and judicial bypass upon a careful and nuanced balancing of constitutional interests. On the one hand were the need to preserve the constitutional right to an abortion and the unique nature of the abortion decision. See id. at 639-44,
Instead, the single petition rule is said to avoid the possibility of a minor’s “refiling throughout her pregnancy until she fords a judge who will grant her petition.” Appellees’ Br. at 47.
The rationale of Bellotti II is of sufficiently direct applicability to the single petition rule at issue in this case that it is not necessary for us to become entangled in the meta-mathematical niceties of whеther a “large fraction” of a relevant group is denied the right to an abortion. Indeed, the “large fraction” analysis contested by the parties is of questionable assistance in resolving the issue presented in this case. The question in this case is not the constitutionality of some procedural hurdle imposed as part of the bypass procedure, but rather the constitutionality of a categorical limit on the availability of the bypass procedure to certain minors. No matter what the circumstances, a minor who has previously been denied a judicial bypass may not obtain such a bypass during the remainder of the same pregnancy.
In evaluating the constitutionality of such a provision, the inquiry cannot be simply restated as whether “in a large fraction of the cases in which [the law] is relevant, it will operate as a substantial obstacle to a woman’s choice to undergo an abortion.” Such a stаndard may provide analytic clarity when the challenge is to a type of abortion procedure, where the question is whether the right to an abortion is sufficiently preserved by the availability of other methods. See, e.g., Sten-berg v. Carhart,
Opponents of the categorical exception will simply argue that the denominator is the persons precluded by the exception, leading to a large fraction of one. Thus plaintiffs in this case argue that the denominator consists of “all women who are denied a bypass and who later discover medical and other information causing them to renew their pursuit of an abortion.” Appellants’ Reply Br. at 2. As the district court noted in its order denying CWS’s motion for a stay pending appeal, “[ijmplicit in Plaintiffs’ argument is a contention ... that the only relevant group in considering whether a regulation creates an undue burden is those women who are actually foreclosed from obtaining an abortion.” Any plaintiff so defining the denominator could automatically show a fraction of one (i.e., one-hundred percent), and thereby invalidate any categorical exception to the availability of a bypass procedure.
Defenders of the exception, on the other hand, must argue a larger denominator, some class of abortion-seeking women that also includes persons not precluded. Thus defendants in this case argue that the denominator should include all women who are initially denied bypasses, regardless of circumstances that might obviate the need for a later bypass. In the absence of evidence that a large portion of minors initially denied a bypass will need one later, defendants argue that the relevant fraction is small. In contrast, but to a similar result, the district court at one point considered the denominator to be minors whose need for a judicial bypass arises at a later point during pregnancy, regardless of whether a bypass has been sought previously. Cincinnati Women’s Servs., Inc. v. Taft, — F.Supp.2d at-,
Thus, outside the context of an abortion law that limits the types of abortions, or imposes procedural hurdles to a judicial bypass, a total preclusion for a defined category of cases defies “large fraction” analysis. In this context the district court’s observations about the indeterminacy of the large fraction test are particularly compelling:
The “large fraction” standard enunciated in Casey by nature invites the courts and the parties to engage in a number-crunching exercise to assess the impact of an abortion regulation. The parties have tried to do so here. Nevertheless, stating that a “large fraction” constitutes а substantial obstacle is not the same thing as defining a “large fraction.” Because the Supreme Court instructs that the constitutional analysis should focus on only those women for whom the restriction is actually relevant, Casey,112 S.Ct. at 2829 , the argument devolves to which group of women is properly considered the numerator and which group of women is properly eon-sidered the denominator. Even if a court properly identifies the numerator and denominator, it still must decide whether the resulting fraction is “large.” Again, the Casey Court provides no real guidance. This Court’s research has not developed any decisions in which the courts which have successfully applied, or have even attempted to apply, the large fraction test.
Taft, — F.Supp.2d at -,
Indeed, wooden application of a pure “large fraction” analysis would lead to the following anomaly. Suppose a state law precluded a judicial bypass for persons who hаd traveled to Fiji in the previous three months. The number of such persons in the state who needed a judicial bypass would be a tiny fraction of any relevant group, other than the group of persons who need a judicial bypass who have been to Fiji. Yet it is hard to imagine that the Supreme Court would uphold such a limit under a “large fraction” analysis. On the other hand, there may be categorical limitations on the availability of a judicial bypass that would not be an undue burden on the right to an abortion. Although Bellotti II was handed down more than a decade before Casey, Justice Powell’s opinion in Bellota II explicitly applied an “undue burden” test, albeit without using any “large fraction” analysis.
. The state's brief however concedes that "[t]he evidence established that second bypass petitions under the prior law were extremely rare.” Appellees’ Br. at 18.
