MEMORANDUM AND ORDER
This is a civil rights case (70-C-996) against an arresting officer and the City of New York seeking damages of $1,500,-000 for false arrest and illegal detention. 42 U.S.C. § 1983. Plaintiff was arrested one evening, as he claims without probable cause; identified by the complaining witness almost immediately; and held, in his submission illegally, until the next morning when he was arraigned. The arrest led to plaintiff’s conviction after trial by jury of first degree sodomy and burglary and second degree assault. He received a sentence of fifteen to twenty years. These convictions have been affirmed. App.Div.,
Even though plaintiff’s civil rights action states a valid claim for relief, the probability of his obtaining a significant remedy is miniscule and the burdens on the court, defendants, the bar and the penal system of allowing the litigation to proceed are great. Under the circumstances described below we refuse to permit this hopeless case to proceed.
One petition for a writ of habeas corpus arising from the conviction has already been dismissed by this Court. United States ex rel. Chubbs v. Deegan, 70-C-1064. A second petition (71-C-l) has been filed based on the theory that the policeman’s testimony corroborating complainant’s identification violated defendant’s constitutional rights; this petition must also be dismissed.
I. ALLEGATIONS IN COMPLAINT
Petitioner, a prisoner in the State Prison at Auburn, New York, mailed a handwritten complaint and motion for leave to proceed in forma pauperis and for assignment of counsel to this Court in August of 1970. He alleges that at 6:25 P.M. on March 8, 1965 on a street comer in Brooklyn he was arrested and “asked” by a police officer to accompany him to a restaurant where he was “identified by the complainant witness,” who worked there, “as the man who Assaulted and Raped her on the early hours of March 8, 1965 at her house.” The locations referred to in the complaint are, the Court judicially notices, a short distance from each other in the BedfordStuyvesant area.
See,
United States v. City of New York,
Although the complaint is ambiguous, the claim appears to be that plaintiff was “arrested at approximately 6:25 P.M.” on March 8 without a warrant and without probable cause — apparently before the identification in the restaurant by the victim — “since, although, the police did have a description of the person who Allegedly Committed the Crime, there was no Reason to believe the plaintiff was him, until identified by the Complainant.” He seeks damages on the ground of an illegal arrest, “Illegal imprisonment for 16 hours,” “Illegal delay in Arraignment,” and indictment for a more serious crime than was charged in the affidavit.
The Court ordered the complaint filed and docketed and served upon defendants without prepayment of fees. It denied the motion for assignment of counsel with permission to renew upon a showing of some merit.
In November defendants answered by a general denial and general allegations of lack of jurisdiction. All parties requested a jury trial. Relying solely on *1186 the pleadings and legal argument, plaintiff moved for summary judgment. Following denial of plaintiff’s motion for summary judgment, plaintiff moved for (1) a pre-trial conference and the fixing of a trial date; (2) assignment of counsel; (3) a writ of habeas corpus directing production of plaintiff in court for the purpose of conducting the trial; (4) issuance of subpoenas for witnesses for the trial; and (5) discovery of specified documents. The Court reserved decision on this motion.
II. INVESTIGATION AT COURT’S REQUEST
Prior experience with cases of this kind suggested that the plaintiff would have difficulty pressing this litigation without an attorney and that the Corporation Counsel of the City of New York, appearing for defendants, would give the Court little assistance. Accordingly, in September it wrote to a member of the bar in whom it had confidence requesting an investigation of the matter before the Court took further action. He was to make a factual and legal inquiry to determine whether there was sufficient merit in the case to warrant appointment of an attorney — i. e., “whether counsel might possibly be of assistance.” To avoid some of the burdens of the attorney-client relationship while affording the protection of the attorney-client privilege the Court instructed this attorney as follows:
“It should be clearly understood that you are not being appointed as counsel and you have no obligation or responsibility to the plaintiff or this Court as counsel. Nevertheless, for purposes of the attorney-client privilege, any communication with the client should be treated by you as if made in the course of negotiations between lawyer and client to determine whether representation will be undertaken. Thus, the attorney-client privilege will apply.”
The report of the attorney was not encouraging to plaintiff but it did conclude, as does the Court, that a claim has been stated within the four corners of the complaint. The pertinent parts of the report are set out below:
“EVALUATION OF PLAINTIFF’S CLAIMS
“1. Unlawful arrest
Technically, this claim appears to state a cause of action against the arresting officer. The City is probably not a proper party defendant. Monroe v. Pape,365 U.S. 167 , 187-192 [81 S.Ct. 473 ,5 L.Ed.2d 492 ] (1961). While plaintiff was convicted of the criminal charges for which he was arrested, it is possible that probable cause of his arrest did not exist at the time he was arrested, due to an insufficient description by the complainant of her assailant. Contra, Palma v. Powers,295 F.Supp. 924 , 941 (N.D.Ill.1969) (plaintiff’s criminal conviction ‘conclusively establishes that there was probable cause for his arrest.’).
“There is substantial authority that any unconstitutional arrest is actionable under 42 U.S.C. § 1983, and that the plaintiff need not allege that the arresting officer acted maliciously or that the arrest constituted a flagrant violation of the plaintiff’s Fourth Amendment rights. Basista v. Weir,340 F.2d 74 , 81 (3d Cir. 1965); Nesmith v. Alford,318 F.2d 110 (5th Cir. 1963), cert. denied,375 U.S. 975 [84 S.Ct. 489 ,11 L.Ed.2d 420 ] (1964); Joseph v. Rowlen,402 F.2d 367 (7th Cir. 1968). Contra, Notaras v. Ramon,383 F.2d 403 (9th Cir. 1967).
“However, since Chubbs’ complaint acknowledges that probable cause for his detention was established once the complainant identified him, then (assuming his initial arrest was made without probable cause) his damages for the brief period during which he was under unlawful restraint would appear to be negligible. Since Chubbs *1187 was quickly identified by the complainant, and later convicted of the very serious crimes for which he was arrested, there would seem to be nothing in the arresting officer’s conduct warranting the imposition of punitive damages.
“2. False imprisonment and delay in arraignment
“The Southern District has held that these claims are not actionable under 42 U.S.C. § 1983. Bradford v. Lefkowitz,240 F.Supp. 969 , 976-977 (S.D.N.Y.1965). In any event, since Chubbs concedes that probable cause for his detention was established soon after his initial arrest, his detention was probably not in itself unlawful.
“As for the delay in arraignment, Chubbs does not allege that he confessed during the delay, or was otherwise prejudiced by the delay. Compare Mallory v. United States,354 U.S. 449 [77 S.Ct. 1356 ,1 L.Ed.2d 1479 ] (1957). At any rate, an overnight delay in arraignment may not necessarily be deemed excessive.
“3. Indictment for a more serious crime than that charged in the arresting officer’s affidavit
“This apparently violates no constitutional or statutory provision. People ex rel. Hirschberg v. Close,1 N.Y.2d 258 [152 N.Y.S. 1 ,134 N.E.2d 818 ] (1956).
“STATUTE OF LIMITATIONS
“The three-year statute of limitations contained in N.Y. CPLR 214(2) applies to actions brought under 42 U.S.C. § 1983. Swan v. Board of Higher Educ.,319 F.2d 56 (2d Cir.1963); Beyer v. Werner,299 F.Supp. 967 (E.D.N.Y.1969).
“Chubbs’ complaint was filed on August 11, 1970, nearly five years after his conviction. However, the running of the statute of limitation [was suspended by Chubbs’ incarceration, pursuant to N.Y. CPLR 208. United States ex rel. Sabella v. L. I. Press, (E.D.N.Y.1970).]
“CONCLUSION
“While plaintiff’s claim of an unconstitutional arrest may technically state a cause of action, there is little substance to his contention in light of the fact that probable cause for his detention was admittedly established, shortly after his arrest, by the complainant’s identification of plaintiff as her assailant, and in view of plaintiff’s conviction of the crimes for which he was arrested.
By letter dated December 1, 1970 the Court wrote to plaintiff explaining that an investigation had been conducted at the Court’s request, setting out the full report — a portion of which has been quoted above — and notifying him that the Court was “prepared to dismiss * * * unless you can present * * * facts indicating that the action should proceed.” Plaintiff’s response was a legal argument against dismissal containing no additional facts. It can be summarized as stating the proposition: since a cause of action is stated the Court is not authorized to dismiss.
III. INVESTIGATION BY COURT
On its own motion the Court then obtained from various depositories in the state the records of the criminal trial and appeal. Such judicial notice at the pleading stage is authorized. Ralph Hochman & Company v. Fort Stanwix Mfg. Co.,
Judicial notice on the Court’s own motion can be exceedingly danger *1188 ous because, given an opportunity, the party adversely affected may be able to show why judicial notice should not be taken or why facts properly noticed do not have the significance attributed to them by the court. It is for this reason that the Proposed Rules of Evidence for the United States District Courts and Magistrates provide:
Rule 2-01 (e) Opportunity To Be Heard. A party is entitled upon timely request to an opportunity to be heard as to the propriety of taking judicial notice and the tenor of the matter to be noticed.46 F.R.D. 195 (1969)
See also, e. g.,
Ohio Bell Telephone Co. v. Public Utilities Commission,
The testimony at the trial established— and on appeal defendant practically conceded — that there was ample basis for his arrest even before he was identified by the complainant. Defendant was well known to her since she was a waitress in a restaurant where he ate and he had persistently sought to take her out. At one point when he was rebuffed he retorted, “I am going to get you.” Early one morning a man, whom she identified as defendant, broke into her room, wakened her from sleep, struck, threatened and sexually assaulted her. Next evening the victim observed the defendant on the street and called the police but since he had boarded a bus he was not then apprehended. She later observed him entering and leaving the restaurant where she worked and she immediately contacted a patrolman on the street, giving a full description. He was picked up by the policeman — who is now a defendant in the present civil action — and brought to the restaurant. She thereupon positively identified him as her attacker. Her testimony was corroborated by her mother, a doctor and the policeman who made the arrest.
At the trial the defendant did not testify; his defense was alibi. On the appeal the chief point was that the policeman’s testimony as to the identification was hearsay and should have been excluded — the same claim made in the pending habeas petition. It is not a constitutional issue.
See
California v. Green,
The policeman testified, without contradiction — and with no challenge on cross-examination — that an arrest was not made until there had been an identification by the victim; after receiving a full description of the defendant, he saw him on the street and asked if he would accompany him to the restaurant “to clear up a matter”; the defendant readily consented. Thus, the trial record shows, if it is credited, no basis for the claim of an illegal arrest or an illegal detention.
*1189 IV. UNAVAILABILITY OF SUMMARY JUDGMENT
It is barely possible that the defendant may now, in this civil litigation, testify and provide new light on the circumstances surrounding the identification. But, even though the issues in the two cases are somewhat different, this seems highly doubtful. He was well represented at the criminal trial and the witnesses against him were thoroughly cross-examined. Moreover, based upon the state record, the defense of good faith seems almost overwhelming. See Pierson v. Ray,
On these facts we would be inclined to grant summary judgment. But, in this Circuit at least, District Courts may not rely to any substantial extent on summary judgment predicated upon testimonial proof to avoid a full trial even though a recovery seems hopeless. As the Court of Appeals recently noted in Dolgow v. Anderson,
Although a lengthy technical trial may seem fruitless when plaintiffs’ prospect of ultimate success on the merits might be viewed as small, we recall the words of Judge Frank:
“A litigant has a right to a trial where there is the slightest doubt as to the facts.”
See also
Klein v. Auchincloss,
Since courts are composed of mere mortals they can decide matters only on the basis of probability, never on certainty. The “slightest doubt” test, if it is taken seriously, means that summary judgment is almost never to be used — a pity in this critical time of overstrained legal resources. Frank, American Law: The Case for Radical Reform, 146-152 (1969). Slight as it is, there is a doubt as to the facts if the record of the criminal trial is treated only as testimonial proof.
V. DIFFICULTIES WITH PRISONER PRO SE CIVIL RIGHTS CASES
Prisoner pro se applications raise some of the most troublesome current problems in judicial administration. If there is merit in a prisoner’s claim every judge wishes to see justice promptly done. This is true whether the litigation is cast as a habeas corpus petition seeking to set aside a conviction or as a civil rights complaint seeking monetary damages for past harm or an injunction for continuing violations. Yet many of the strengths of our adversary system which courts rely upon in doing justice are absent in these pro se cases. There is not even the minimum screening by an attorney— an officer of the court — certifying that “there is good ground to support” the pleading. Fed.R.Civ.P. 11.
A serious problem is posed: how can we make the most effective use of our limited legal resources to insure that full attention is given to those cases which we have some reason to believe may have merit, but at the same time allow for prompt disposition of meritless claims? In this kind of litigation some modification of our adversary system may well be warranted. Such an innovation can hardly be provided by district judges on a case by case basis. New institutions, new rules laid down by appellate courts and perhaps even new legislation will need consideration. The cooperation of judges at all levels of the system, of attorneys, of law schools, and of legislators seems called for.
The number of pro se prisoner applications is great and is rising rapidly. As noted in the 1970 Annual Report of the Director of the Administrative Office of the United States Courts (at p. 11-44):
Prisoners, both state and Federal, urge their papers upon Federal courts in mounting quantities. Now 18 percent of total civil filings, they were only 4 percent in 1963. This volume— 15,997 cases in 1970 — is up 24 percent over last year and 276 percent since *1190 1963. * * * State prisoner filings * * * are climbing at more than double the rate of Federal. * * * [P]erhaps the most startling statistical fact is that while civil filings generally increased 47 percent from 1960 to 1970 prisoner petitions increased by 635 percent.
Our experience suggests that many of these statistical units represent repeated applications arising from the same transaction — a single prisoner may seek a variety of post-conviction remedies in the state courts and then in the federal courts.
See, e. g.,
United States ex rel. Diblin v. Follette,
Prisoners apparently find it increasingly attractive to file both petitions for habeas corpus and civil rights complaints. In some respects the civil rights complaints are more difficult to deal with than habeas corpus petitions. In the former the facts are often completely unresolved while in the latter — at least as they are increasingly coming into the federal courts — there is usually a record in the state courts which is either adequate — and frequently conclusive
(see
28 U.S.C. §§ 2244, 2254(1)) — or needs but slight supplementation by a hearing narrow in scope. Prisoner civil rights actions run the gamut from complaints about treatment in prison to complaints about witnesses, policemen, district attorneys and newspapermen who offended before, during and after trial.
See, e. g.,
United States ex rel. Sabella v. Newsday,
Brooding on the past, and supported by enough legal skill among fellow jailhouse inmates, there is almost limitless scope to draft a complaint, bottomed on Monroe v. Pape,
The series of dilemmas raised by the pro se prisoner petitioner or plaintiff has not escaped notice.
See, e. g.,
United States v. Simpson,
Although dealing with a federal prisoner’s application under section 2255 of title 28 of the United States Code, the
Simpson
case,
If the case has merit and a trial is required counsel should be appointed. The prisoner himself can simply not prepare and try the case effectively.
See
Powell v. Alabama,
Appointing counsel for the petitioner in every case is not an ideal solution. Only recently have the District Courts been authorized to provide payment for appointed counsel in habeas corpus cases. 84 Stat. 916, 919, amending 18 U.S.C. § 3006A. In civil rights cases counsel would serve without fee. We must recognize that the resources of the bar for
pro bono
work are limited. Johnson v. Avery,
Were courts to appoint counsel in all cases knowing that most were meritless, the ethical responsibility of the appointed lawyer might create intolerable burdens on himself and others. Once appointed he might feel compelled to utilize the full panoply of civil discovery devices including depositions and interrogatories. Just because he was appearing
pro bono
he might press the case more strongly than he would if financial considerations of the client mandated a more practical approach.
Cf.
Rosado v. Wyman,
The lawyer would not be limited to the precise theory of his client but would seek to develop any other legal grounds that had the slightest possibility of success. The harassment of witnesses, policemen and prosecutors that might result were the scores of pending prisoner civil rights cases in New York City to proceed in this way must be a matter of concern in this period when state criminal law enforcement is strained to the breaking point. Prosecuting assiduously, using all forms of discovery, might seriously interfere with state criminal processes, further exacerbating the relationship of federal courts to state law enforcement authorities. At the very least the court would have to consider appointing counsel for witnesses and others not represented by a unit of the state government.
Another not inconsiderable problem is that of bringing prisoners from outlying state institutions to spend time in the federal house of detention preparing for and awaiting a hearing or trial. Not only is it expensive but it is disruptive of prison rehabilitative routine. Some prisoners may even utilize the device to break up the tedium of prison and to be brought, even for a short time, nearer to those who might visit them.
*1192 Establishment of a screening device through the use of law students or others at the prisons would improve the quality of the papers received by the courts. It might also dissuade some prisoners from wasting their, and the court’s, time with meritless litigations, allowing concentration on more useful rehabilitation activities. See, e. g., Jacob and Sharma, Justice After Trial, 18 Kans.L.Rev. 493, 503-504 (1970). But it seems unlikely to entirely solve the problem. It can be expected that any law school program in a prison will be primarily directed towards pedagogical goals rather than the needs of the whole prison population.
Even if no attorney will certify that “there is good ground to support” the case (Fed.R.Civ.P. 11), the prisoner will still be able to proceed pro se. Moreover, were such prisoner representatives to report to the court their evaluation of the lack of merit in a prisoner’s complaint they might soon lose the confidence of at least part of the prison population — and this problem is particularly acute for an organization such as the Legal Aid Society.
But cf.
Negron v. Wallace,
It may be that some institutional system of counsel might be useful. Such a system might also serve to better protect the “ignorant and docile inmate” whose valid claim is not now asserted. Note, Legal Services for Prison Inmates, 1967 Wise.L.Rev. 515. The assistance provided by New York State in its mental hospitals may provide a helpful model. See New York Mental Hygiene Law § 88; Judicial Conference of the State of New York, Fourteenth Annual Report 80-83 (1969). But the court cannot let any non-judicial screening process super-cede its own obligation to winnow out the meritorious from the unmeritorious case.
In this district the suggestion has been made that our Magistrates actually visit the prisons and interview the prisoners. There are obvious problems connected with such a procedure including that of how to treat plaintiffs and petitioners who insist on pressing their claims despite an adverse report from the Magistrate. It is not clear whether the Magistrate should be acting as investigator, judge or in some other capacity. Cf. Pub.L.No. 90-578, § 636(b) (3) (1968); Note, Proposed Reformation of Federal Habeas Corpus Procedure: Use of Federal Magistrates, 54 Iowa L.Rev. 1147 (1969); ABA, Minimum Standards for Criminal Justice: Post-Conviction Remedies § 4.1 (masters for preliminary inquiry). It would seem essential to fix his role as precisely as possible.
The procedure suggested by the court to the plaintiff in the instant case, and rejected by him is, it must be admitted, disquieting. It has aspects of the faceless investigator foreign to our adversary system.
Dismissals on the ground that there are adequate state remedies seem questionable. Damico v. California,
It may be that such a limitation on civil rights actions is itself unconstitutional.
Cf.
Testa v. Katt,
Punitive damages may be awarded and federal courts have no authority to dismiss federal civil rights eases merely because the damages seem de minimus.
See, e. g.,
Basista v. Weir,
Historically, such constitutional rights as are relied upon by plaintiff were enforced by suits for damages.
See, e. g.,
Wolf v. Colorado,
Any limitation generates its own dangers. It must be narrowly construed in the light of the fact that what is involved are claims of violations by officials of some of our most precious constitutional rights — to be free of illegal arrests and imprisonments.
Tentatively and diffidently it is suggested that in a case such as the one before us (1) when the facts as determined from an uncontradicted record of a state trial or hearing are clear they may be “presumed to be correct”
(cf.
28 U.S.C. § 2254(d)), and if (2) there is a claimed violation of constitutional rights by non-violent arrest and a short detention occurring during a regular
*1194
criminal prosecution, and if (3) there has been no appreciable physical or psychic harm above that to be expected in a legitimate and lawfully conducted prosecution, and if (4) there are no aggravating circumstances such as racial prejudice, or an independent design to deprive the defendant of a constitutional right such as free speech
(cf.
Zwickler v. Koota,
In effect such a rule would provide for a circumscribed form of summary judgment (Fed.R.Civ.P. 56) or for a dismissal of the complaint as construed in the light of facts judicially noticed (Fed.R.Civ.P. 12(b) (1) (6)) rather than upon the more dangerous grounds of collateral estoppel or abstention.
The facts revealed by the full state criminal record show that plaintiff’s arrest and detention did not violate his constitutional rights. The probability that a new trial will result in a different factual-legal conclusion is remote to the vanishing point. Plaintiff has asserted no claims to racial discrimination, no claim that the police were motivated by a desire to harass him or deprive him of his First Amendment or other constitutional rights, and no claim that the police were not attempting to enforce the law in good faith. It is unlike the many cases against prison administrators for acts against inmates which take place after conviction so that there are open questions of fact. Sostre v. Rockefeller,
VI.
The petition for habeas corpus is dismissed since it is based upon non-constitutional grounds. There is no reason to grant a certificate of probable cause from the dismissal of the petition. 28 U.S.C. § 2253.
The Court denies plaintiff’s motion for appointment of counsel, for an order directing that he be brought from prison to this Court, and for other relief. Plaintiff is granted thirty days to present specific allegations of fact casting doubt on the conclusions reached by the Court. Upon a failure to supply a satisfactory response the civil rights complaint will be dismissed.
So ordered.
* -X- *
[Plaintiff, in response to the Court’s request for more specific allegations, supplied copies of the papers in all the related state proceedings. The Court had already obtained all the information contained in these documents in connection with its own research. Accordingly, the complaint was dismissed.]
