CHRISTOPHER, FORMER SECRETARY OF STATE, ET AL. v. HARBURY
No. 01-394
SUPREME COURT OF THE UNITED STATES
Argued March 18, 2002—Decided June 20, 2002
536 U.S. 403
Richard A. Cordray argued the cause for petitioners. With him on the briefs was Harry Litman.
Solicitor General Olson argued the cause for the United States as amicus curiae urging reversal. With him on the brief were Assistant Attorney General McCallum, Deputy Solicitor General Clement, Patricia A. Millett, Barbara L. Herwig, and Robert M. Loeb.
Jennifer K. Harbury, respondent, argued the cause and filed a brief pro se.*
JUSTICE SOUTER delivered the opinion of the Court.
Respondent-plaintiff in this case alleges that Government officials intentionally deceived her in concealing information that her husband, a foreign dissident, was being detained and tortured in his own сountry by military officers of his government, who were paid by the Central Intelligence Agency (CIA). One count of the complaint, brought after the husband‘s death, charges that the official deception denied respondent access to the courts by leaving her without information, or reason to seek information, with which she could have brought a lawsuit that might have saved her husband‘s life. The issue is whether this count states an actionable claim. We hold that it does not, for two reasons. As stated in the complaint, it fails to identify an underlying cause of action for relief that the plaintiff would have raised had it not been for the deception alleged. And even after a
I
Respondent Jennifer Harbury, a United States citizen, is the widow of Efrain Bamaca-Velasquez, a Guatemalan rebel leader who vanished in his own country in March 1992. Since we are reviewing a ruling on motion to dismiss, we accept Harbury‘s factual allegations and take them in the light most favorable to her. See Leatherman v. Tarrant County Narcotics Intelligence and Coordination Unit, 507 U.S. 163, 164 (1993). Bamaca was captured by Guatemalan army forces, including officers trained (in the United States), paid, and used as informants by the CIA. App. 27-28 (Respondent‘s Second Amended Complaint ¶¶35-42, 46-47). He was detained and tortured for more than a year to obtain information of interest to the CIA, for which it paid. Id., at 28 (¶¶43, 46-47). Bamaca was summarily executed on orders of the same Guatemalan officers affiliated with the CIA, id., at 28-29 (¶¶48-49), sometime before September 1993, id., at 31 (¶66), 34 (¶84).1
The CIA knew as early as March 18, 1992, that the Guatemalan army had captured Bamaca alive and shared this information with the White House and State Department. Id., at 27 (¶35). Officials there, however, “intentionally misled” Harbury, by “deceptive statements and omissions, into believing that concrete information about her husband‘s fate did not exist because they did not want to threaten their ability to obtаin information from Mr. Bamaca through his detention and torture.” Id., at 31 (¶67).
According to Harbury‘s allegations, the Government‘s deceptions and omissions continued and intensified after Bamaca was killed. From October 1993 until March 1995, officials of the State Dеpartment and National Security Council (NSC) repeatedly met and communicated with Harbury, id., at 32 (¶¶70-71), 34 (¶¶80, 83), 35 (¶86), conveying the impression that they knew nothing for sure but were seeking “concrete information” about her husband and would keep her informed, id., at 33 (¶75). At one point, in November 1994, National Security Adviser Anthony Lake told Harbury that the Government had “scraped the bottom of the barrel” to no avail in seeking information about her husband,
II
A year later, in March 1996, Harbury filed suit in the District Court for the District of Columbia against the CIA, the State Department, the NSC, and members of each in their official and individual capacities. The complaint, as amended, listed 28 causes of action under federal, state, and international law. App. 38-62. Although only the access-to-courts counts directly concern us here, it is important to know Harbury‘s other claims, in order to determine whether she has stated a tenable claim for deniаl of judicial access.
A
Harbury‘s complaint sought relief in four categories other than access to courts. First, on behalf of Bamaca‘s estate, she raised claims against the CIA defendants under the Due Process Clause of the
In addition to these counts for direct harm, Harbury relied on the
B
For failure to state a claim, the District Court dismissed all counts for declaratory and injunctive relief (counts 1-3, 6-9, 14, 16). It also dismissed all the Bivens counts: those on behalf of Bamaca‘s estate for his torture and execution said to have violated his
With respect to the access-to-courts claims (including Harbury‘s Bivens claim on this theory), the District Court acknowledged that five Courts of Appeals “have held that conspiracies to destroy or cover-up evidence of a crime that render a plaintiff‘s judicial remedies inadequate or ineffective violat[e] the right of access,” App. to Pet. for Cert. 43a, but held that Harbury had not stated a valid cause of action for two reasons. First, the court held that Harbury‘s claim “would have to be dismissed” (without prejudice) because, having filed no prior suit, she had “nothing more than a guess” as to how the alleged coverup might “have prejudiced hеr rights to bring a separate action.” Id., at 46a. Second, the District Court reasoned that the defendants in any event would be entitled to qualified immunity in their individual capacities because, unlike officials in coverup cases who destroyed, manufactured, or hid evidence, the de
C
Harbury did not pursue her claims for declaratory or injunctive relief, and appealed only the dismissal of the Bivens causes of action. Harbury v. Deutch, 233 F.3d 596, 600-601 (CADC 2000). The Court of Appeals for the District of Columbia Circuit affirmed the dismissal оf the Bivens claims of violations of Bamaca‘s due process rights, 233 F.3d, at 604, Harbury‘s rights of familial association, id., at 606-607, and her free speech and petition rights.4 It reversed the dismissal, however, of Harbury‘s Bivens claim against the State Department and NSC defendants for denial of access to courts. Id., at 607-611.
The Court of Appeals agreed with the District Court that a plaintiff who merely alleges without factual basis in the conduct of a prior lawsuit that ““key witnesses . . . may now be dead or missing, . . . crucial evidence may have been destroyed, and . . . memories may have faded“” generally falls short of raising a claim for denial of access to courts. Id., at 609 (quoting the District Court). The court held, however, that Harbury‘s allegations stated a valid access claim insofar as she alleged that the Government‘s conduct had “effectively prevented her from seeking emergency injunctive reliеf in time to save her husband‘s life.” Ibid. The District of Columbia Circuit went on to conclude that “[b]ecause his death completely foreclosed this avenue of relief, nothing would be gained by requiring Harbury to postpone this aspect of her access to courts cause of action until she
D
Three categories of claims were left in the case after the Court of Appeals‘s decision: the various common law tort claims including intentional infliction of emotional distress, the internаtional law claim against the CIA defendants (neither of which the District Court had dismissed), and Harbury‘s Bivens claims against the State Department and NSC defendants for preventing access to courts (which the Court of Appeals reinstated). The defendant officials petitioned for review of the court‘s holding as to the claim of denial of access to courts, but Harbury did not cross-petition on the other Bivens claims, leaving the Bivens access claim6 the sole matter before us. We granted certiorari, 534 U.S. 1064 (2001), because of the importance of this issue to the Government in its conduct of the Nation‘s foreign affairs, and now reverse.
III
A
This Court‘s prior cases on denial of access to courts have not extended over the entire range of claims that have been brought under that general rubric elsewhere, but if we con
The second category covers claims not in aid of a class of suits yet to be litigated, but of specific cases that cannot now
While the circumstances thus vary, the ultimate justification for recognizing each kind of claim is the same. Whether an access claim turns on a litigating opportunity yet to be gained or an opportunity already lost, the very point of recognizing any access claim is to provide some ef
Hence the need for care in requiring that the predicate claim be described well enough to apply the “nonfrivolous” test and to show that the “arguable” nature of the underlying claim is more than hope.14 And because these backward-looking cases are brought to get relief unobtainable in other suits, the remedy sought must itself be identified to hedge against the risk that an access claim be tried all the way through, only to find that the court can award no remedy that the plaintiff could not have been awarded on a presently existing claim.
In sum, the right of a defendant in a backward-looking access suit to obtain early dismissal of a hopelessly incomplete claim for relief coincides in this case with the obligation of the Judicial Branch to avoid deciding constitutional issues needlessly. For the sake of еach, the complaint should state the underlying claim in accordance with
B
Under these standards, Harbury‘s complaint did not come even close to stating a constitutional claim for denial of access upon which relief could be granted. While we cannot read the complaint without appreciating Harbury‘s anguish, neither can we read it without appreciating the position of the District Judge who described Harbury‘s various requests for relief as “nearly unintelligible.” App. to Pet. for Cert. 32a. Although the counts stating thе Bivens claim for denial of judicial access seemed to confirm that Harbury intended to state a backward-looking claim, the complaint failed to identify the underlying cause of action that the alleged deception had compromised, going no further than the protean allegation that the State Department and NSC defendants’ “false and deceptive information and concealment foreclosed Plaintiff from effectively seeking adequate legal redress.” App. 50 (¶175). The District Court and the defendants were left to guess at the unstated cause of action supposed to have been lost, and at the remedy being sought independently of relief that might be available on the 24 other counts set out in the complaint.
Nothing happened in the Court of Appeals to improve Harbury‘s position. That court, too, was frustrated by the failure to identify the predicate claim and the need for relief otherwise unattainable,16 but it gave Harbury‘s counsel an opportunity at oral argument to supply the missing allega-
“[I]f defendants had disclosed the information they possessed about Bamaca, Harbury could have sought an emergenсy injunction based on an underlying tort claim for intentional infliction of emotional distress. Even if the NSC and State Department officials had simply said they could not discuss Bamaca‘s situation, counsel explained, Harbury would have filed her FOIA requests immediately, thus perhaps obtaining the information necessary to seek an injunction in time to save her husband‘s life. Instead, believing defendants’ reassurances, Harbury waited for the State Department and NSC officials to complete their ‘investigation.‘” 233 F. 3d, at 609.
The Court of Appeals adopted this theory in saying that the “adequate legal redress” alleged for purposes of Harbury‘s access claims meant emergency injunctive relief in a now futile lawsuit for intentional infliction of emotional distress,
We think, however, that treating the amendment as an adequate statement was error. For even on the assumption that Harbury could surmount all difficulties raised by treating the underlying claim as one for intentional infliction of emotional distress,19 she could not satisfy the requirement
is directed at a third person, the actor is subject to liability if he intentionally or recklessly causes severe emotional distress to a member of such person‘s immediate family who is present at the time, whether or not such distress results in bodily harm.” Restatement (Second) of Torts § 46(2)(a) (1965). It is unclear that Harbury‘s allegations meet either the intent or the presence requirements. While there is room to argue for an exception to presence in some situations, cf. Jenco v. Islamic Republic of Iran, 154 F. Supp. 2d 27, 33 (DC 2001) (allowing publication to substitute for presence), far from there being any allegation that the CIA defendants intended her husband‘s situation to become known to the public, the entire thrust of Harbury‘s plеadings is that every defendant tried to conceal it.
The judgment of the Court of Appeals is reversed, and the case is remanded for further proceedings consistent with this opinion.
It is so ordered.
JUSTICE THOMAS, concurring in the judgment.
In Lewis v. Casey, 518 U.S. 343, 384-385 (1996) (concurring opinion), after a review of the constitutional text, this Court‘s precedent, and tradition, I could find no basis “for the conclusion that the constitutional right of access imposes affirmative obligations on the States to finance and support prisoner litigation.” Likewise, I find no basis in the Constitution for a “right of access to courts” that effectively imposes an affirmative duty on Government officials either to disclose matters concerning national security or to provide information in response to informal requests. Notwithstanding the Court of Appeals’ attempt to characterize
