In this appeal, we consider whether the Sixth, Eighth, and Fourteenth Amendments guarantee Appellants, indigent Alabama death-sentenced inmates (“the inmates”), the right to state-appointed counsel or some lesser form of state-provided legal assistance for the preparation and presentation of their postconviction claims. Relying upon United States Su
I. BACKGROUND
On December 28, 2001, the inmates filed a class action complaint against the Commissioner for the Alabama Department of Corrections, the wardens of William E. Donaldson Correctional Facility and Holman State Prison (the facilities in which the inmates are incarcerated), and the Governor of the State of Alabama (defendants collectively referred to as “the State”). The inmates, pursuant to 42 U.S.C. § 1983, alleged that the State violated their First, Sixth, Eighth, and Fourteenth Amendment rights by (1) failing to provide counsel or any other form of legal assistance for the preparation and presentation of their postconviction claims, and (2) obstructing communication between the inmates and lawyers through restrictive visitation policies. The parties consented to have a magistrate judge conduct all proceedings and enter judgment under 28 U.S.C. § 636(c).
Thereafter, the State filed motions to dismiss for lack of subject matter jurisdiction. On March 24, 2003, the magistrate judge dismissed, for lack of subject matter jurisdiction, count two of the inmates’ complaint.
1
The inmates moved for final judgment on the remaining issues and the State moved for summary judgment. Pursuant to a settlement between the parties, the magistrate judge dismissed the inmates’ claims for interference with their efforts to gain access to legal assistance during the collateral review process. On January 23, 2006, the magistrate judge entered final judgment in favor of the State. The magistrate judge held that the right of meaningful access did not require the State to provide counsel to death-sentenced inmates for the purpose of investigating and filing postconviction petitions;
Christopher v. Harbury,
The magistrate judge dismissed, for lack of subject matter jurisdiction, the inmates’ Sixth Amendment and Eighth Amendment claims for state-appointed counsel. We review dismissals for lack of federal subject matter jurisdiction
de novo. See Summit Med. Assoc., P.C. v. Pryor,
The magistrate judge rejected, as a matter of law, the inmates’ Fourteenth Amendment claims for state-appointed postconviction counsel or some lesser form of state-provided legal assistance. We review the district court’s conclusions of law
de novo. Cent. State Transit & Leasing Corp. v. Jones Boat Yard, Inc.,
III. DISCUSSION
A. Fourteenth Amendment Right of Access to the Courts
1. Standing
The inmates contend that they are being denied meaningful access to the courts, in violation of
Bounds v. Smith,
It is now clearly established that prisoners have a constitutional right of access to the courts.
Bounds,
Actual injury may be established by demonstrating that an inmate’s efforts to pursue a nonfrivolous claim were frustrated or impeded by a deficiency in the prison library or in a legal assistance program or by an official’s action.
Id.
at 351,
The primary injury that the inmates allege is the preclusion and dismissal of po
Even if the dismissal of an inmate’s petition on procedural or limitations grounds could qualify under
Lewis
as an actual injury, the State maintains that the inmates have not proven any causal connection between the injury — dismissal of their posteonviction petitions — and the conduct complained of-failure to provide counsel. However, for purposes of satisfying Article Ill’s causation requirement, “we are concerned with something less than the concept of ‘proximate cause.’ ”
Focus on the Family v. Pinellas Suncoast Transit Auth.,
Next, the State alleges that the inmates fail to establish that they have colorable underlying claims because the underlying claims are not identified within their complaint. The purpose of recognizing an access claim is to provide vindication for a separate and distinct right to seek judicial relief.
Harbury,
The inmates raise two issues that they claim entitle them to state-appointed counsel
prior
to filing their postconviction challenges.
4
First, the inmates contend that Alabama’s failure to provide them any form of legal assistance, including paralegal aid or a public defender to assist in preparing and presenting postconviction petitions, denies them meaningful access to the courts. Second, they allege that the difficulty of complying with Alabama’s strict postconviction pleading requirements, issue-preclusion rules, and statute of limitations deadlines without counsel denies them meaningful access. The magistrate judge held that the court was bound by
Hooks v. Wainwright,
In
Hooks
we invalidated a district court order which required that
“any
Florida library plan, devised to ensure constitutional access to the courts by state inmates, must include a provision for attorney assistance.”
Id.
at 1438. As in the present case, the
Hooks
plaintiffs relied upon
Bounds
in support of their position that Florida prisoners were entitled to state-provided counsel for the filing of collateral suits.
Hooks,
We agreed that while
Bounds
clearly recognized the value that lawyers and trained paralegals might add to an access program for indigent inmates,
Bounds
nonetheless contemplated a legal access program that could meet constitutional demands without the provision of counsel.
Id.
Indeed, the Supreme Court in
Bounds
explicitly stated that a legal access program need not include any of the types of legal assistance that it had described, which included law libraries and assistance from persons trained in the law.
Bounds,
Since
Hooks,
this court has consistently held that there is no federal constitutional right to counsel in postconviction proceedings.
Arthur v. Allen,
The precise question at issue in this case was decided by the Supreme Court in
Murray v. Giarratano,
The Supreme Court in
Ross
considered whether the Due Process Clause or the Equal Protection Clause of the Fourteenth Amendment required the State of North Carolina to provide indigent inmates counsel to take discretionary appeals.
Ross,
Because postconviction review is even further removed from the criminal trial than discretionary review, the Supreme Court in
Finley
extended its
Ross
analysis to postconviction proceedings.
See Finley,
The inmates argue that
Giarratano
does not preclude the relief that they seek for two reasons. First, they contend
Giarratano
was only a plurality decision. Plurality opinions are not binding on this court; however, they are persuasive authority.
Horton v. Zant,
Second, the inmates argue that Giarratano is distinguishable from the present case because Virginia’s postconviction proceedings at the time the Supreme Court decided Giarratano were notably different than current Alabama postconviction proceedings. Specifically, the inmates allege that while no death-sentenced inmate had gone through postconviction proceedings without counsel in Virginia, seven Alabama death-sentenced inmates have recently gone through postconviction proceedings without a lawyer. Further, the inmates point to recent legal developments, including the Anti-Terrorism and Effective Death Penalty Act (“AEDPA”) of 1996, which reduced the federal habeas statute of limitations from two years to only one year, 28 U.S.C. § 2244(d)(1), and restricted the scope of review in federal habeas, 28 U.S.C. § 2254(d), and the statute of limitations for filing postconviction petitions in Alabama (also recently reduced from two years to only one year), Ala. R.Crim. P. 32.2(c).
Giarratano,
however, established a categorical rule that there is no federal constitutional right to postconviction counsel.
3. Right to a Lesser Form or Alternative Form of Legal Assistance
The inmates argue, in the alternative, if they have no federal constitutional right to counsel for the preparation and presentation of their postconviction claims, the right of access to the courts nonetheless entitles them to some lesser form of legal assistance. However, the inmates have not identified within their complaint or briefs to this court the lesser form of legal assistance to which they are entitled. The magistrate judge concluded that this claim is the type of deficient “protean” claim foreclosed by Harbury. The magistrate judge held that the inmates failed to identify any existing claim which they lost or the presentation of which was hindered within the meaning of Lewis.
The inmates’ failure to identify a lesser form of legal assistance is fatal to their claim. Essentially, the argument is similar to their “right to counsel” claim — systemic action frustrates the inmates’ ability to investigate, prepare, and file their post-conviction petitions. The inmates distinguish their claims from the backward-looking “protean” allegations raised by the plaintiff in
Harbury.
They allege that their claims are forward-looking, and as such, they need only identify a “ ‘nonfrivo-lous,’ ‘arguable’ underlying claim.”
See Harbury,
B. Sixth and Eighth Amendment Right to Postconviction Counsel
The inmates also contend that they have a Sixth and Eighth Amendment right to state-appointed counsel for the preparation and presentation of their postconviction claims. They allege that Sixth and Eighth Amendment requirements evolve as times change. According to the inmates, empirical evidence has emerged since Giarratano that erodes the Supreme Court’s premise that trial and direct appeal proceedings are sufficient to ensure the reliability of capital sentences. Given the number of death sentences that have recently been reversed in appellate and postconviction proceedings, 5 the inmates claim that state postconviction proceedings are as essential in ensuring the reliability of an inmate’s conviction as the inmate’s direct appeal. However, neither the Sixth Amendment nor the Eighth Amendment affords the inmates the relief that they seek.
As to the inmates’ Eighth Amendment claims, the Supreme Court in
Giarratano
explicitly held that death-sentenced inmates have no Eighth Amendment right to state-provided legal counsel.
Neither the Supreme Court nor our sister circuits have withdrawn from this view since
Giarratano.
Indeed, four years after
Giarratano,
in
Herrera v. Collins,
C. 28 U.S.C. § 2244(d)(1)(B)
The inmates also argue that Alabama’s failure to provide them with legal counsel or other legal assistance for purposes of filing and presenting postconviction petitions constitutes an unconstitutional impediment to their filing for federal habeas relief within the meaning of 28 U.S.C. § 2244(d)(1)(B). The magistrate judge pretermitted this question in light of its holding that there is no federal constitutional right to postconviction counsel. Therefore, this issue is not properly before us. However, if it were, the analysis above would preclude us from granting relief on this claim. Moreover, the Supreme Court’s holding in
Ross
would likely preclude this claim as well.
IV. CONCLUSION
As the magistrate judge recognized, we too recognize the logic in the argument that there simply are not enough volunteer lawyers willing to undertake a full review and investigation of a case in order to initiate postconviction proceedings on behalf of a death-sentenced inmate. If we lived in a perfect world, which we do not, we would like to see the inmates obtain the relief they seek in this case. However, we are bound by United States Supreme Court precedent, as well as our own precedent, which clearly establish that the United States Constitution does not afford appointed counsel on collateral review. For these reasons, we affirm the district court’s judgment of dismissal and hold that the inmates have no federal constitutional right to counsel for the preparation and presentation of postconviction petitions.
AFFIRMED.
Notes
. The court referred to count two as the inmates’ Sixth Amendment claims, but in actuality, count two alleged a "policy, pattern, and practice of arbitrary and capricious interference with Plaintiffs' efforts to gain access to legal assistance during the collateral review process” in violation of the Eighth and Fourteenth Amendments. Count one of the complaint alleged First, Sixth, and Fourteenth Amendment violations for failure to provide a mechanism to ensure that the inmates had access to the assistance of counsel for the preparation of their state postconviction petitions and interference with the inmates’ efforts to access their legal teams during the collateral review process.
. Although the inmates' First Amendment claims are not specifically mentioned in the magistrate judge's final order, the court recognized that the right of access is multifaceted and dependent upon various constitutional formulations, including the First Amendment. Thus, the court’s "access” analysis encompasses the inmates' First Amendment claims. On appeal, the inmates frame their "access”
. The inmates also allege that they have suffered prejudice resulting from rushed drafting and filing of posteonviction petitions to meet statute of limitations deadlines. However, the inmates fail to identify any inmate whose efforts to pursue posteonviction relief were hindered as a result of the time that it took the inmate to find volunteer counsel.
. Alabama provides for the appointment of counsel for a petitioner seeking postconviction relief after the petition is filed, if the petition is not summarily dismissed. See Ala. R.Crim. P. 32.7(c).
. The inmates claim that between 1973 and 1995, 68% of death sentences obtained in state trial courts were reversed in appellate and postconviction proceedings. According to the inmates, state postconviction courts invalidated death sentences in 10% of the cases they considered. We express no opinion regarding whether these statistics are accurate.
. Although this portion of the opinion is a plurality decision and not binding on this court, as previously noted, it is persuasive.
See Zant,
